卡特彼勒公司
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionProspera Financial Services Inc
Latest Disclosed Ownership95,444 shares
Latest Disclosed Value $ 67,636,611
Prospera Financial Services Inc reports 7.91% increase in ownership of CAT / Caterpillar Inc.

On April 14, 2026 - Prospera Financial Services Inc filed a 13F-HR form disclosing ownership of 95,444 shares of Caterpillar Inc. (MX:CAT) valued at $67,636,611 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 9, 2026 disclosing 88,450 shares of Caterpillar Inc.. This represents a change in shares of 7.91% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-14 2026-03-31 13F CATERPILLAR COM 149123101 95,444 6,994 7.91 67,637 33.45 1.0892
2026-02-09 2025-12-31 13F CATERPILLAR COM 149123101 88,450 16,785 23.42 50,685 48.17 0.8319
2025-11-06 2025-09-30 13F CATERPILLAR COM 149123101 71,665 -3,385 -4.51 34,206 17.36 0.5835
2025-08-06 2025-06-30 13F CATERPILLAR COM 149123101 75,050 -30,557 -28.93 29,145 -16.34 0.5430
2025-05-15 2025-03-31 13F CATERPILLAR COM 149123101 105,607 1,921 1.85 34,837 -7.40 0.8005
2025-02-13 2024-12-31 13F CATERPILLAR COM 149123101 103,686 8,066 8.44 37,622 0.57 0.8763
2024-11-07 2024-09-30 13F CATERPILLAR COM 149123101 95,620 7,293 8.26 37,409 27.11 0.9553
2024-08-13 2024-06-30 13F CATERPILLAR COM 149123101 88,327 53,519 153.75 29,430 130.58 0.8183
2024-08-13 2024-03-31 13F CATERPILLAR COM 149123101 34,808 -2,392 -6.43 12,763 16.05 0.3802
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 37,200 2,411 6.93 10,999 15.74 0.3642
2023-11-13 2023-09-30 13F CATERPILLAR COM 149123101 34,789 -3,146 -8.29 9,503 1.76 0.3674
2023-08-08 2023-06-30 13F CATERPILLAR COM 149123101 37,935 1,353 3.70 9,338 11.51 0.3574
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 36,582 2,092 6.07 8,375 1.36 0.3442
2023-02-08 2022-12-31 13F CATERPILLAR COM 149123101 34,490 -4,181 -10.81 8,263 30.13 0.4139
2022-10-27 2022-09-30 13F CATERPILLAR COM 149123101 38,671 4,047 11.69 6,349 2.55 0.3313
2022-08-08 2022-06-30 13F CATERPILLAR COM 149123101 34,624 -2,357 -6.37 6,191 -24.89 0.3157
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 36,981 7,859 26.99 8,243 36.86 0.3452
2022-02-10 2021-12-31 13F CATERPILLAR COM 149123101 29,122 2,316 8.64 6,023 17.00 0.2603
2021-11-12 2021-09-30 13F CATERPILLAR COM 149123101 26,806 -1,865 -6.50 5,148 -17.53 0.2565
2021-08-16 2021-06-30 13F/A-1 CATERPILLAR COM 149123101 28,671 8,356 41.13 6,242 32.44 0.3129
2021-08-12 2021-06-30 13F CATERPILLAR COM 149123101 28,671 8,356 6,242 0.3214
2021-05-06 2021-03-31 13F CATERPILLAR COM 149123101 20,315 -616 -2.94 4,713 23.64 0.2797
2021-02-12 2020-12-31 13F CATERPILLAR COM 149123101 20,931 20,931 3.03 3,812 -19.12 0.2626
2020-11-04 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -22,159 -100.00 0 -100.00
2020-08-10 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 22,159 1,745 8.55 2,803 18.32 0.2483
2020-05-15 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 20,414 2,943 16.85 2,369 -8.18 0.2514
2020-02-12 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 17,471 1,139 6.97 2,580 25.06 0.1988
2019-10-22 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 16,332 -135 -0.82 2,063 -7.90 0.2119
2019-08-14 2019-06-30 13F/A-1 CATERPILLAR INC DEL COM 149123101 16,467 -16,045 -49.35 2,240 -50.73 0.2515
2019-08-14 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 12,400 -20,112 1,578
2019-05-02 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 32,512 20,112 162.19 4,546 188.09 1.4964
2019-02-13 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 12,400 4,201 51.24 1,578 40.14 0.3184
2018-10-25 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 8,199 -41,385 -83.46 1,126 -83.19 0.2099
2018-07-18 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 49,584 -2,924 -5.57 6,698 -12.33 0.9075
2018-04-12 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 52,508 1,987 3.93 7,640 -4.54 1.0669
2018-01-23 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 50,521 2,904 6.10 8,003 33.54 1.2226
2017-10-11 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 47,617 113 0.24 5,993 18.93 0.9116
2017-07-19 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 47,504 20,552 76.25 5,039 99.17 0.8083
2017-04-13 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 26,952 18,457 217.27 2,530 221.07 0.4560
2017-01-11 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 8,495 2,829 49.93 788 56.66 0.1544
2016-10-12 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 5,666 845 17.53 503 37.43 0.1010
2016-07-26 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 4,821 1,211 33.55 366 32.61 0.0757
2016-04-12 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 3,610 3,610 -25.12 276 -24.59 0.0614
2016-01-12 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 0 -3,902 -100.00 0 -100.00
2015-10-16 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 3,902 -1,278 -24.67 209 -45.00 0.0529
2015-08-07 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 5,180 1,052 25.48 380 38.69 0.0904
2015-04-22 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 4,128 -2,969 -41.83 274 -57.85 0.0610
2015-01-14 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 7,097 79 1.13 650 3.83 0.1620
2014-10-16 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 7,018 3,517 100.46 626 64.74 0.1687
2014-07-07 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 3,501 -518 -12.89 380 31.03 0.1028
2014-04-04 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 4,019 -2,523 -38.57 290 -51.18 0.0916
2014-02-13 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 6,542 697 11.92 594 21.22 0.1997
2013-11-04 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 5,845 770 15.17 490 16.67 0.1859
2013-08-15 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 5,075 5,075 420 0.1944
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.