卡特彼勒公司
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionGradient Investments LLC
Latest Disclosed Ownership1,575 shares
Latest Disclosed Value $ 1,116,093
Gradient Investments LLC reports 10.05% decrease in ownership of CAT / Caterpillar Inc.

On April 13, 2026 - Gradient Investments LLC filed a 13F-HR form disclosing ownership of 1,575 shares of Caterpillar Inc. (MX:CAT) valued at $1,116,093 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 8, 2026 disclosing 1,751 shares of Caterpillar Inc.. This represents a change in shares of -10.05% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F CATERPILLAR COM 149123101 1,575 -176 -10.05 1,116 11.27 0.0173
2026-01-08 2025-12-31 13F CATERPILLAR COM 149123101 1,751 304 21.01 1,003 45.36 0.0159
2025-10-06 2025-09-30 13F CATERPILLAR COM 149123101 1,447 355 32.51 690 63.12 0.0115
2025-07-08 2025-06-30 13F CATERPILLAR COM 149123101 1,092 -6 -0.55 424 16.85 0.0078
2025-04-09 2025-03-31 13F CATERPILLAR COM 149123101 1,098 -70 -5.99 362 -14.42 0.0073
2025-01-21 2024-12-31 13F CATERPILLAR COM 149123101 1,168 -174 -12.97 424 -19.43 0.0086
2024-10-15 2024-09-30 13F CATERPILLAR COM 149123101 1,342 203 17.82 525 38.52 0.0109
2024-07-18 2024-06-30 13F CATERPILLAR COM 149123101 1,139 6 0.53 379 -8.67 0.0085
2024-04-23 2024-03-31 13F CATERPILLAR COM 149123101 1,133 -3,047 -72.89 415 -66.40 0.0096
2024-01-18 2023-12-31 13F CATERPILLAR COM 149123101 4,180 126 3.11 1,236 11.66 0.0299
2023-10-27 2023-09-30 13F CATERPILLAR COM 149123101 4,054 -135 -3.22 1,107 7.38 0.0292
2023-07-11 2023-06-30 13F CATERPILLAR COM 149123101 4,189 338 8.78 1,031 16.91 0.0265
2023-04-17 2023-03-31 13F CATERPILLAR COM 149123101 3,851 54 1.42 881 -3.08 0.0240
2023-01-10 2022-12-31 13F CATERPILLAR COM 149123101 3,797 -111 -2.84 910 41.81 0.0287
2022-10-14 2022-09-30 13F CATERPILLAR COM 149123101 3,908 -53 -1.34 641 -9.46 0.0196
2022-07-11 2022-06-30 13F CATERPILLAR COM 149123101 3,961 25 0.64 708 -19.27 0.0207
2022-05-26 2022-03-31 13F CATERPILLAR COM 149123101 3,936 169 4.49 877 12.58 0.0225
2022-01-12 2021-12-31 13F CATERPILLAR COM 149123101 3,767 15 0.40 779 8.19 0.0197
2021-10-18 2021-09-30 13F CATERPILLAR COM 149123101 3,752 32 0.86 720 -11.11 0.0202
2021-07-12 2021-06-30 13F CATERPILLAR COM 149123101 3,720 1 0.03 810 -6.03 0.0237
2021-04-21 2021-03-31 13F CATERPILLAR COM 149123101 3,719 962 34.89 862 109.73 0.0280
2021-01-08 2020-12-31 13F CATERPILLAR INC DEL COM 149123101 2,757 0 0.00 411 0.00 0.0174
2020-10-06 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 2,757 1,018 58.54 411 86.82 0.0173
2020-07-10 2020-06-30 13F CATERPILLAR INC DEL COM 149123101 1,739 49 2.90 220 12.24 0.0100
2020-04-07 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 1,690 145 9.39 196 -14.04 0.0106
2020-01-15 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,545 715 86.14 228 117.14 0.0102
2019-10-10 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 830 9 1.10 105 -6.25 0.0051
2019-07-16 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 821 1 0.12 112 0.90 0.0057
2019-04-11 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 820 -108 -11.64 111 -5.93 0.0072
2019-01-18 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 928 -1,945 -67.70 118 -73.06 0.0071
2018-10-11 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 2,873 2,054 250.79 438 294.59 0.0225
2018-08-09 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 819 -6 -0.73 111 -9.02 0.0059
2018-04-10 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 825 111 15.55 122 7.96 0.0066
2018-02-07 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 714 714 -13.45 113 -7.38 0.0065
2017-10-16 2017-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -685 -100.00 0 -100.00
2017-07-19 2017-06-30 13F CATERPILLAR INC DEL COM 149123101 685 -108 -13.62 74 0.00 0.0052
2017-04-11 2017-03-31 13F CATERPILLAR INC DEL COM 149123101 793 -300 -27.45 74 -26.73 0.0057
2017-01-17 2016-12-31 13F CATERPILLAR INC DEL COM 149123101 1,093 247 29.20 101 34.67 0.0088
2016-10-11 2016-09-30 13F CATERPILLAR INC DEL COM 149123101 846 153 22.08 75 41.51 0.0074
2016-07-14 2016-06-30 13F CATERPILLAR INC DEL COM 149123101 693 -8 -1.14 53 -1.85 0.0057
2016-04-13 2016-03-31 13F CATERPILLAR INC DEL COM 149123101 701 116 19.83 54 35.00 0.0067
2016-01-19 2015-12-31 13F CATERPILLAR INC DEL COM 149123101 585 0 0.00 40 5.26 0.0053
2015-10-14 2015-09-30 13F CATERPILLAR INC DEL COM 149123101 585 0 0.00 38 -24.00 0.0054
2015-08-25 2015-06-30 13F CATERPILLAR INC DEL COM 149123101 585 -235 -28.66 50 -24.24 0.0068
2015-04-10 2015-03-31 13F CATERPILLAR INC DEL COM 149123101 820 235 40.17 66 22.22 0.0099
2015-01-15 2014-12-31 13F CATERPILLAR INC DEL COM 149123101 585 0 0.00 54 -6.90 0.0089
2014-10-14 2014-09-30 13F CATERPILLAR INC DEL COM 149123101 585 0 0.00 58 -9.37 0.0105
2014-07-11 2014-06-30 13F CATERPILLAR INC DEL COM 149123101 585 -95 -13.97 64 -5.88 0.0308
2014-04-11 2014-03-31 13F CATERPILLAR INC DEL COM 149123101 680 -113 -14.25 68 -5.56 0.0157
2014-01-13 2013-12-31 13F CATERPILLAR INC DEL COM 149123101 793 -37 -4.46 72 4.35 0.0192
2013-10-15 2013-09-30 13F CATERPILLAR INC DEL COM 149123101 830 -534 -39.15 69 -38.94 0.0217
2013-07-19 2013-06-30 13F CATERPILLAR INC DEL COM 149123101 1,364 1,364 113 0.0424
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.