ZIOP / Alaunos Therapeutics Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

阿勞諾斯治療公司
US ˙ NASDAQ
該符號不再有效

內部人士股份6,540,150 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Alaunos Therapeutics Inc內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 ZIOP / Alaunos Therapeutics Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2022-11-29 Vieser Jaime 1,250,000 0.6500 100,000 8.1250 812,500 49 12.177 405,200 49.87
2022-11-29 Postma Robert W 750,000 0.6500 60,000 8.1250 487,500
2021-11-17 Boyle Kevin S. Sr. 9,116 1.4000 9,116 1.4000 12,762
2021-11-16 Boyle Kevin S. Sr. 884 1.4000 884 1.4000 1,238
2021-09-29 Vieser Jaime 100,000 1.9100 100,000 1.9100 191,000
2021-09-02 Postma Robert W 54,492 1.7300 54,492 1.7300 94,271
2021-09-02 Postma Robert W 20,508 1.7300 20,508 1.7300 35,479
2021-09-02 Hagen Heidi 23,770 1.7600 23,770 1.7600 41,835
2021-09-01 Huang James 100,000 1.7100 100,000 1.7100 171,000

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ZIOP / Alaunos Therapeutics Inc Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 ZIOP / Alaunos Therapeutics Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2024-12-31 Vieser Jaime 2,182 2.0100 2,182 2.0100 4,386 78 1.4400 -1,243 -28.34
2024-12-31 Vieser Jaime 818 2.0000 818 2.0000 1,636
2020-01-02 Buck Jill 27,923 4.5500 27,923 4.5500 127,050
2020-01-02 De Groot Eleanor 24,890 4.5500 24,890 4.5500 113,250
2020-01-02 MAUNEY DAVID M MD 22,394 4.5500 22,394 4.5500 101,893
2020-01-02 Hadfield Robert 16,853 4.5500 16,853 4.5500 76,681
2020-01-02 Lafond Kevin G 21,570 4.5500 21,570 4.5500 98,144
2015-11-19 BELBEL CAESAR J 153,333 12.8400 153,333 12.8400 1,968,796
2015-06-09 LEBEL FRANCOIS 50,000 10.1200 50,000 10.1200 506,000

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ZIOP / Alaunos Therapeutics Inc Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-05-27 2026-05-22 4 Weis Holger TCRT Common Stock A - Award D 2.3700 3,700 9 4,911
2026-05-01 2026-04-29 4 Vieser Jaime TCRT Common Stock A - Award D 2.5900 6,515 17 38,853
2026-05-01 2026-04-29 4 Postma Robert W TCRT Common Stock A - Award D 2.5900 6,274 16 50,146
2026-05-01 2026-04-29 4 Jerman Michael Allen TCRT Common Stock A - Award D 2.5900 6,032 16 15,621
2026-01-15 2026-01-12 4 Postma Robert W TCRT Common Stock A - Award D 2.8900 5,622 16 43,872
2026-01-15 2026-01-12 4 Vieser Jaime TCRT Common Stock A - Award D 2.8900 5,839 17 32,338
2026-01-15 2026-01-12 4 Jerman Michael Allen TCRT Common Stock A - Award D 2.8900 5,406 16 9,589
2025-11-26 2025-11-21 4 Vieser Jaime TCRT Common Stock A - Award D 3.1600 5,340 17 26,499
2025-11-26 2025-11-21 4 Postma Robert W TCRT Common Stock A - Award D 3.1600 5,142 16 38,250
2025-11-26 2025-11-21 4 Jerman Michael Allen TCRT Common Stock A - Award D 3.1600 4,183 13 4,183
2025-08-20 2025-08-18 4 Groenewald Ferdinand TCRT Common Stock A - Award D 10,775 10,775
2025-07-07 2025-07-03 4 Postma Robert W TCRT Common Stock A - Award D 4,050 33,133
2025-07-07 2025-07-03 4 Vieser Jaime TCRT Common Stock A - Award D 3,400 21,159
2025-06-26 2025-04-13 4 Postma Robert W TCRT Common Stock A - Award D 2.9200 20,804 61 29,083
2025-04-15 2025-04-13 4 Postma Robert W TCRT Common Stock A - Award D 2.9200 20,804 61 29,083
2025-04-15 2025-04-13 4 Vieser Jaime TCRT Common Stock A - Award D 17,465 43,359
2025-01-03 2024-12-31 4 Vieser Jaime TCRT Common Stock S - Sale D 2.0000 -818 -2 25,894
2025-01-03 2024-12-31 4 Vieser Jaime TCRT Common Stock S - Sale D 2.0100 -2,182 -4 26,712
2023-09-05 2023-09-01 4 Boyle Kevin S. Sr. TCRT Common Stock S - Sale D 0.1403 -68,014 -10 798,236
2022-12-01 2022-11-29 4 Vieser Jaime By Brushwood LLC TCRT Common Stock P - Purchase I 0.6500 1,250,000 812 1,250,000
2022-12-01 2022-11-29 4 Postma Robert W By WaterMill Asset Management Corp. TCRT Common Stock P - Purchase I 0.6500 750,000 488 5,000,000
2022-09-01 2022-08-30 4 Boyle Kevin S. Sr. TCRT Common Stock F - Taxes D 2.4100 -18,750 -45 866,250
2022-08-15 3 Srivastava Abhishek K TCRT Common Stock D 1,200
2022-06-24 2022-06-22 4 Postma Robert W TCRT Common Stock A - Award D 40,000 1,241,870
2022-06-24 2022-06-22 4 Bowden Christopher TCRT Common Stock A - Award D 40,000 44,167
2022-06-24 2022-06-22 4 Thistle Mary TCRT Common Stock A - Award D 40,000 45,000
2022-06-24 2022-06-22 4 Huang James TCRT Common Stock A - Award D 80,000 188,333
2022-06-24 2022-06-22 4 Weis Holger TCRT Common Stock A - Award D 40,000 160,167
2022-06-24 2022-06-22 4 Postma Robert W TCRT Common Stock A - Award D 40,000 1,241,870
2022-06-24 2022-06-22 4 Vieser Jaime TCRT Common Stock A - Award D 40,000 745,321
2022-06-24 2022-06-22 4 Huang James TCRT Common Stock A - Award D 80,000 188,333
2022-06-24 2022-06-22 4 Thistle Mary TCRT Common Stock A - Award D 40,000 45,000
2022-04-08 3 Deniger Drew TCRT Common Stock D 15,000
2022-04-01 2022-03-30 4 De Groot Eleanor TCRT Employee Stock Option (right to buy) A - Award D 0.66 350,000 350,000
2022-04-01 2022-03-30 4 Boyle Kevin S. Sr. TCRT Employee Stock Option (right to buy) A - Award D 0.66 2,000,000 2,000,000
2021-12-27 2021-12-22 4 De Groot Eleanor ZIOP Common Stock S - Sale D 1.2700 -20,132 -26 237,106
2021-12-13 2021-12-10 4 Lackey Melinda ZIOP Employee Stock Option (Right to Buy) A - Award D 1.22 370,000 370,000
2021-11-17 2021-11-17 4 Boyle Kevin S. Sr. ZIOP Common Stock P - Purchase D 1.4000 9,116 13 885,000
2021-11-17 2021-11-16 4 Boyle Kevin S. Sr. ZIOP Common Stock P - Purchase D 1.4000 884 1 875,884
2021-10-04 2021-09-29 4 Vieser Jaime ZIOP Common Stock P - Purchase D 1.9100 100,000 191 705,321
2021-09-03 2021-09-02 4 Hagen Heidi ZIOP Common Stock P - Purchase D 1.7600 23,770 42 145,889
2021-09-03 2021-09-01 4 Weis Holger ZIOP Common Stock P - Purchase D 1.8300 50,000 92 120,167
2021-09-03 2021-09-02 4 Postma Robert W ZIOP Common Stock P - Purchase I 1.7300 54,492 94 4,250,000
2021-09-03 2021-09-02 4 Postma Robert W ZIOP Common Stock P - Purchase D 1.7300 20,508 35 1,201,870
2021-09-03 2021-09-01 4 Huang James ZIOP Common Stock P - Purchase D 1.7100 100,000 171 108,333
2021-08-31 2021-08-30 4 Boyle Kevin S. Sr. ZIOP Employee Stock Option (right to buy) A - Award D 1.64 2,625,000 2,625,000
2021-08-31 2021-08-30 4 Boyle Kevin S. Sr. ZIOP Common Stock A - Award D 875,000 875,000
2021-05-19 2021-05-17 4 Baffa Raffaele ZIOP Common Stock A - Award D 80,645 280,645
2021-05-06 2021-03-04 4 Weis Holger ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Weis Holger ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 Weis Holger ZIOP Common Stock A - Award D 4,167 70,167
2021-05-06 2021-03-04 4 Vieser Jaime ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Vieser Jaime ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 Vieser Jaime ZIOP Common Stock A - Award D 4,167 605,321
2021-05-06 2021-03-04 4 Postma Robert W ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Postma Robert W ZIOP Stock Option (right to buy) A - Award D 4.31 18,750 18,750
2021-05-06 2021-03-04 4 Postma Robert W ZIOP Common Stock A - Award D 2,500 1,181,362
2021-05-06 2021-03-04 4 Thistle Mary ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Thistle Mary ZIOP Stock Option (right to buy) A - Award D 4.31 37,500 37,500
2021-05-06 2021-03-04 4 Thistle Mary ZIOP Common Stock A - Award D 5,000 5,000
2021-05-06 2021-03-04 4 Huang James ZIOP Stock Option (right to buy) A - Award D 4.31 62,500 62,500
2021-05-06 2021-03-04 4 Huang James ZIOP Common Stock A - Award D 8,333 8,333
2021-05-06 2021-03-04 4 BUCHI J KEVIN ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 BUCHI J KEVIN ZIOP Common Stock A - Award D 4,167 4,167
2021-05-06 2021-03-04 4 Bowden Christopher ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 Bowden Christopher ZIOP Common Stock A - Award D 4,167 4,167
2021-03-31 3 Baffa Raffaele ZIOP Common Stock D 200,000
2021-03-22 3 Weis Holger ZIOP Common Stock D 66,000
2021-03-22 3 Weis Holger By spouse ZIOP Common Stock I 19,000
2021-03-22 3 Weis Holger By child ZIOP Common Stock I 200
2021-03-22 3 Weis Holger By child ZIOP Common Stock I 1,240
2021-03-22 3 Weis Holger By child ZIOP Common Stock I 1,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 100,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 75,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 75,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 75,000
2021-03-22 3 Vieser Jaime ZIOP Common Stock D 601,154
2021-03-22 3 Postma Robert W By Spouse?s IRA ZIOP Common Stock I 3,574
2021-03-22 3 Postma Robert W ZIOP Common Stock D 1,178,862
2021-03-22 3 Postma Robert W ZIOP Common Stock I 4,195,508
2021-03-08 2021-03-04 4 Hadfield Robert ZIOP Employee Stock Option (right to buy) A - Award D 4.31 326,250 326,250
2021-03-08 2021-03-04 4 Hadfield Robert ZIOP Common Stock A - Award D 43,500 176,819
2021-03-08 2021-03-04 4 Buck Jill ZIOP Employee Stock Option (right to buy) A - Award D 4.31 236,250 236,250
2021-03-08 2021-03-04 4 Buck Jill ZIOP Common Stock A - Award D 31,500 231,016
2021-03-08 2021-03-04 4 Hagen Heidi ZIOP Employee Stock Option (right to buy) A - Award D 4.31 675,000 675,000
2021-03-08 2021-03-04 4 Hagen Heidi ZIOP Common Stock A - Award D 90,000 122,119
2021-03-08 2021-03-04 4 De Groot Eleanor ZIOP Employee Stock Option (right to buy) A - Award D 4.31 381,188 381,188
2021-03-08 2021-03-04 4 De Groot Eleanor ZIOP Common Stock A - Award D 50,825 257,238
2021-01-12 2021-01-08 4 Buck Jill ZIOP Common Stock S - Sale D 3.1200 -27,894 -87 199,516
2021-01-12 2021-01-08 4 Lafond Kevin G ZIOP Common Stock S - Sale D 3.0900 -18,020 -56 63,965
2021-01-12 2021-01-08 4 Hadfield Robert ZIOP Common Stock S - Sale D 3.1200 -26,500 -83 133,319
2021-01-06 2021-01-04 4 De Groot Eleanor ZIOP Common Stock S - Sale D 2.7200 -21,620 -59 206,413
2021-01-06 2021-01-04 4 Cooper Laurence James Neil ZIOP Common Stock S - Sale D 2.7100 -105,693 -286 1,799,280
2020-10-13 2020-10-08 4 BUCHI J KEVIN ZIOP Stock Option (right to buy) A - Award D 2.76 146,190 146,190
2020-07-22 2020-07-20 4 Huang James ZIOP Stock Option (right to buy) A - Award D 3.43 119,178 119,178
2020-01-31 2020-01-29 4 Buck Jill ZIOP Employee Stock Option (right to buy) A - Award D 4.21 82,600 82,600
2020-01-31 2020-01-29 4 Buck Jill ZIOP Common Stock A - Award D 53,700 227,410
2020-01-31 2020-01-29 4 Cooper Laurence James Neil ZIOP Employee Stock Option (right to buy) A - Award D 4.21 264,200 264,200
2020-01-31 2020-01-29 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 171,700 1,904,973
2020-01-31 2020-01-29 4 De Groot Eleanor ZIOP Employee Stock Option (right to buy) A - Award D 4.21 82,600 82,600
2020-01-31 2020-01-29 4 De Groot Eleanor ZIOP Common Stock A - Award D 53,700 228,033
2020-01-31 2020-01-29 4 Hadfield Robert ZIOP Employee Stock Option (right to buy) A - Award D 4.21 90,800 90,800
2020-01-31 2020-01-29 4 Hadfield Robert ZIOP Common Stock A - Award D 59,100 159,819
2020-01-31 2020-01-29 4 Lafond Kevin G ZIOP Common Stock A - Award D 18,000 81,985
2020-01-31 2020-01-29 4 MAUNEY DAVID M MD ZIOP Employee Stock Option (right to buy) A - Award D 4.21 123,900 123,900
2020-01-31 2020-01-29 4 MAUNEY DAVID M MD ZIOP Common Stock A - Award D 80,500 275,778
2020-01-31 2020-01-29 4 Shukla Sath ZIOP Employee Stock Option (right to buy) A - Award D 4.21 123,900 123,900
2020-01-31 2020-01-29 4 Shukla Sath ZIOP Common Stock A - Award D 80,500 80,500
2020-01-03 2020-01-02 4 Hadfield Robert ZIOP Common Stock S - Sale D 4.5500 -16,853 -77 100,719
2020-01-03 2019-12-31 4 Hagen Heidi ZIOP Common Stock A - Award D 31,780 32,119
2020-01-03 2020-01-02 4 Lafond Kevin G ZIOP Common Stock S - Sale D 4.5500 -21,570 -98 63,985
2020-01-03 2019-12-31 4 Lafond Kevin G ZIOP Employee Stock Option (right to buy) A - Award D 4.72 48,000 48,000
2020-01-03 2020-01-02 4 MAUNEY DAVID M MD ZIOP Common Stock S - Sale D 4.5500 -22,394 -102 195,278
2020-01-03 2019-12-31 4 Pagan Douglas W. ZIOP Stock Option (right to buy) A - Award D 4.72 25,281 25,281
2020-01-03 2019-12-31 4 Pagan Douglas W. ZIOP Common Stock F - Taxes D 4.7200 -20,054 -95 35,943
2020-01-03 2019-12-31 4 Pagan Douglas W. ZIOP Common Stock A - Award D 15,890 55,997
2020-01-03 2019-12-31 4 Tarriff Scott ZIOP Stock Option (right to buy) A - Award D 4.72 50,562 50,562
2020-01-03 2019-12-31 4 Bowden Christopher ZIOP Stock Option (right to buy) A - Award D 4.72 50,562 50,562
2020-01-03 2019-12-31 4 Braunstein Scott ZIOP Common Stock A - Award D 31,780 31,780
2020-01-03 2020-01-02 4 Buck Jill ZIOP Common Stock S - Sale D 4.5500 -27,923 -127 173,710
2020-01-03 2020-01-02 4 De Groot Eleanor ZIOP Common Stock S - Sale D 4.5500 -24,890 -113 174,333
2020-01-03 2019-12-31 4 Ezickson Elan ZIOP Common Stock F - Taxes D 4.7200 -40,107 -189 71,887
2020-01-03 2019-12-31 4 Ezickson Elan ZIOP Common Stock A - Award D 31,780 111,994
2019-12-31 2019-12-30 4 Cooper Laurence James Neil ZIOP Common Stock S - Sale D 4.8800 -110,694 -540 1,733,273
2019-12-31 2019-12-27 4 Cooper Laurence James Neil ZIOP Employee Stock Option (right to buy) M - Exercise D 2.24 -44,642 487,171
2019-12-31 2019-12-27 4 Cooper Laurence James Neil ZIOP Common Stock M - Exercise D 2.2400 44,642 100 1,843,967
2019-11-27 2019-11-26 4 Lafond Kevin G ZIOP Employee Stock Option (Right to Buy) M - Exercise D 2.85 -11,667 0
2019-11-27 2019-11-26 4 Lafond Kevin G ZIOP Common Stock S - Sale D 5.2500 -11,667 -61 85,555
2019-11-27 2019-11-26 4 Lafond Kevin G ZIOP Common Stock M - Exercise D 2.8500 11,667 33 97,222
2019-10-29 2019-10-25 4 Bowden Christopher ZIOP Stock Option (right to buy) A - Award D 4.26 94,031 94,031
2019-07-24 2019-07-22 4 Shukla Sath ZIOP Employee Stock Option (Right to Buy) A - Award D 5.60 400,000 400,000
2019-06-24 3 Buck Jill ZIOP Common Stock D 403,266
2019-06-24 3 Buck Jill ZIOP Common Stock D 403,266
2019-06-24 3 Buck Jill ZIOP Common Stock D 403,266
2019-06-24 3 De Groot Eleanor ZIOP Common Stock D 398,446
2019-06-24 3 De Groot Eleanor ZIOP Common Stock D 398,446
2019-06-24 3 De Groot Eleanor ZIOP Common Stock D 398,446
2019-06-17 3 Hagen Heidi ZIOP Common Stock D 678
2019-06-17 3 Hagen Heidi ZIOP Common Stock D 678
2019-06-17 3 Hagen Heidi ZIOP Common Stock D 678
2019-06-17 2019-06-13 4 Hagen Heidi ZIOP Stock Option (right to buy) A - Award D 5.22 93,922 93,922
2019-05-08 2019-05-07 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) M - Exercise D 0.70 -15,000 0
2019-05-08 2019-05-07 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 0.7000 15,000 10 398,050
2019-01-08 2019-01-06 4 MAUNEY DAVID M MD ZIOP Employee Stock Option (right to buy) A - Award D 2.24 250,733 250,733
2019-01-08 2019-01-06 4 MAUNEY DAVID M MD ZIOP Common Stock A - Award D 159,010 217,672
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Employee Stock Option (right to buy) A - Award D 2.24 531,813 531,813
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 2.2400 -165,178 -370 1,799,325
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 446,428 1,964,503
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 337,266 1,518,075
2019-01-08 2019-01-06 4 Hadfield Robert ZIOP Employee Stock Option (right to buy) A - Award D 2.24 185,391 185,391
2019-01-08 2019-01-06 4 Hadfield Robert ZIOP Common Stock A - Award D 117,572 117,572
2019-01-08 2019-01-06 4 Lafond Kevin G ZIOP Employee Stock Option (right to buy) A - Award D 2.24 58,536 58,536
2019-01-08 2019-01-06 4 Lafond Kevin G ZIOP Common Stock A - Award D 37,122 85,555
2019-01-02 2018-12-31 4 Tarriff Scott ZIOP Stock Option (right to buy) A - Award D 1.87 126,700 126,700
2019-01-02 2018-12-31 4 Braunstein Scott ZIOP Stock Option (right to buy) A - Award D 1.87 126,700 126,700
2019-01-02 2018-12-31 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) A - Award D 1.87 126,700 126,700
2019-01-02 2018-12-29 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 1.6600 -4,315 -7 383,050
2019-01-02 2018-12-31 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 1.8700 -16,156 -30 1,180,809
2019-01-02 2018-12-30 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 1.6600 -26,178 -43 1,196,965
2019-01-02 2018-12-29 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 1.6600 -42,920 -71 1,223,143
2019-01-02 2018-12-31 4 Ezickson Elan ZIOP Common Stock A - Award D 80,214 80,214
2019-01-02 2018-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 1.8700 -9,334 -17 48,433
2019-01-02 2018-12-30 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 1.6600 -13,100 -22 57,767
2019-01-02 2018-12-29 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 1.6600 -17,667 -29 70,867
2019-01-02 2018-12-31 4 Pagan Douglas W. ZIOP Stock Option (right to buy) A - Award D 1.87 63,350 63,350
2019-01-02 2018-12-31 4 Pagan Douglas W. ZIOP Common Stock A - Award D 40,107 40,107
2018-10-09 2018-10-05 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I -130,849 0
2018-09-28 2018-09-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,295 130,849
2018-09-20 2018-09-18 4 Pagan Douglas W. ZIOP Stock Option (Right to Buy) A - Award D 3.00 50,000 50,000
2018-09-20 2018-09-18 4 Braunstein Scott ZIOP Stock Option (Right to Buy) A - Award D 3.00 50,000 50,000
2018-09-20 2018-09-18 4 Ezickson Elan ZIOP Stock Option (Right to Buy) A - Award D 3.00 50,000 50,000
2018-08-31 2018-08-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,282 129,554
2018-07-31 2018-07-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,270 128,272
2018-06-29 2018-06-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,257 127,002
2018-06-04 2018-05-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,245 125,745
2018-05-24 2018-05-05 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 4.4100 -123,333 -544 1,266,063
2018-04-30 2018-04-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,232 124,500
2018-04-27 2018-04-25 4 Hadfield Robert ZIOP Employee Stock Option (Right to Buy) A - Award D 4.32 150,000 150,000
2018-03-30 2018-03-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,220 123,268
2018-02-28 2018-02-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,208 122,048
2018-01-31 2018-01-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,196 120,840
2018-01-03 2017-12-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,184 119,644
2018-01-03 2017-12-29 4 KIRK RANDAL J ZIOP Option to Purchase Common Stock A - Award D 4.14 25,000 25,000
2018-01-03 2017-12-30 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.1400 -6,021 -25 224,282
2018-01-03 2017-12-29 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,258 230,303
2018-01-03 2017-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.1400 -21,667 -90 207,434
2018-01-03 2017-12-30 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.1400 -31,450 -130 229,101
2018-01-03 2017-12-29 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 87,000 260,551
2018-01-03 2017-12-30 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 4.1400 -6,813 -28 72,620
2018-01-03 2017-12-29 4 BRENNAN MURRAY ZIOP Common Stock A - Award D 17,258 79,433
2018-01-03 2017-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.1400 -4,301 -18 387,365
2018-01-03 2017-12-29 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,258 391,666
2018-01-03 2017-12-31 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 4.1400 -16,157 -67 1,389,396
2018-01-03 2017-12-30 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 4.1400 -26,178 -108 1,405,553
2018-01-03 2017-12-29 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 348,000 1,431,731
2018-01-03 2017-12-30 4 Fowler Wyche ZIOP Common Stock F - Taxes D 4.1400 -6,882 -28 156,446
2018-01-03 2017-12-29 4 Fowler Wyche ZIOP Common Stock A - Award D 17,258 163,328
2018-01-03 2017-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 4.1400 -9,333 -39 88,534
2018-01-03 2017-12-30 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 4.1400 -13,100 -54 97,867
2018-01-03 2017-12-29 4 Lafond Kevin G ZIOP Common Stock A - Award D 53,000 110,967
2018-01-03 2017-12-31 4 LEBEL FRANCOIS ZIOP Common Stock F - Taxes D 4.1400 -21,667 -90 200,566
2018-01-03 2017-12-30 4 LEBEL FRANCOIS ZIOP Common Stock F - Taxes D 4.1400 -31,450 -130 222,233
2018-01-03 2017-12-29 4 LEBEL FRANCOIS ZIOP Common Stock A - Award D 116,000 253,683
2018-01-03 2017-12-29 4 Tarriff Scott ZIOP Option Grant (Right to Buy) A - Award D 4.14 25,000 25,000
2017-12-13 2017-12-11 4 Fowler Wyche ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-12-13 2017-12-11 4 Fowler Wyche ZIOP Common Stock F - Taxes D 4.2000 -15,800 -66 146,070
2017-12-13 2017-12-11 4 Fowler Wyche ZIOP Common Stock M - Exercise D 2.7300 20,000 55 161,870
2017-12-13 2017-12-12 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-12-13 2017-12-12 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.1700 -13,094 -55 374,408
2017-12-13 2017-12-12 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 2.7300 20,000 55 387,502
2017-12-11 2017-12-08 4 WEISER MICHAEL ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-12-11 2017-12-08 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.4300 -12,325 -55 213,045
2017-12-11 2017-12-08 4 WEISER MICHAEL ZIOP Common Stock M - Exercise D 2.7300 20,000 55 225,370
2017-11-30 2017-11-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,172 118,460
2017-11-22 2017-11-20 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-11-22 2017-11-20 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 4.3200 -12,639 -55 62,175
2017-11-22 2017-11-20 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 2.7300 20,000 55 74,814
2017-11-09 2017-11-08 4 MAUNEY DAVID M MD ZIOP Common Stock P - Purchase D 4.6800 4,270 20 58,662
2017-11-09 2017-11-08 4 Cooper Laurence James Neil ZIOP Common Stock P - Purchase D 4.6800 6,440 30 1,083,731
2017-11-01 2017-10-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,161 117,288
2017-10-02 3 MAUNEY DAVID M MD ZIOP Common Stock D 108,784
2017-10-02 3 MAUNEY DAVID M MD ZIOP Common Stock D 108,784
2017-10-02 2017-09-28 4 MAUNEY DAVID M MD ZIOP Employee Stock Option (Right to Buy) A - Award D 6.19 500,000 500,000
2017-09-29 2017-09-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,149 116,127
2017-08-31 2017-08-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,138 114,978
2017-07-31 2017-07-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,127 113,840
2017-06-30 2017-06-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,115 112,713
2017-06-14 2017-06-12 4 WEISER MICHAEL ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.4700 -13,300 -73 205,370
2017-06-14 2017-06-12 4 WEISER MICHAEL ZIOP Common Stock M - Exercise D 4.8500 15,000 73 218,670
2017-06-14 2017-06-12 4 Fowler Wyche ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 Fowler Wyche ZIOP Common Stock F - Taxes D 5.4700 -13,980 -76 141,870
2017-06-14 2017-06-12 4 Fowler Wyche ZIOP Common Stock M - Exercise D 4.8500 15,000 73 155,850
2017-06-14 2017-06-12 4 CANNON JAMES ANTHONY ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 4.8500 15,000 73 367,502
2017-06-14 2017-06-12 4 BRENNAN MURRAY ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 5.4700 -13,300 -73 54,814
2017-06-14 2017-06-12 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 4.8500 15,000 73 68,114
2017-06-05 2017-06-01 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 6.1100 -16,666 -102 173,551
2017-06-01 2017-05-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,104 111,598
2017-05-09 2017-05-05 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 7.1200 -132,000 -940 1,077,291
2017-05-02 2017-04-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,094 110,494
2017-03-31 2017-03-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,083 109,400
2017-03-02 2017-02-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,072 108,317
2017-02-02 2017-01-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,061 107,245
2017-01-04 2016-12-31 4 LEBEL FRANCOIS ZIOP Common Stock F - Taxes D 5.3500 -21,667 -116 137,683
2017-01-04 2016-12-30 4 LEBEL FRANCOIS ZIOP Common Stock A - Award D 94,350 159,350
2017-01-04 2016-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 5.3500 -21,667 -116 190,217
2017-01-04 2016-12-30 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 94,350 211,884
2017-01-04 2016-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.3500 -9,331 -50 203,670
2017-01-04 2016-12-30 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,204 213,001
2017-01-04 2016-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 5.3500 -10,664 -57 140,850
2017-01-04 2016-12-30 4 Fowler Wyche ZIOP Common Stock A - Award D 17,204 151,514
2017-01-04 2016-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 5.3500 -6,665 -36 352,502
2017-01-04 2016-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,204 359,167
2017-01-04 2016-12-31 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 5.3500 -10,558 -56 53,114
2017-01-04 2016-12-30 4 BRENNAN MURRAY ZIOP Common Stock A - Award D 17,204 63,672
2017-01-04 2016-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 5.3500 -9,333 -50 57,967
2017-01-04 2016-12-30 4 Lafond Kevin G ZIOP Common Stock A - Award D 39,300 67,300
2017-01-04 2016-12-30 4 Tarriff Scott ZIOP Stock Option (Right to Buy) A - Award D 5.35 25,000 25,000
2017-01-04 2016-12-31 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 5.3500 -17,292 -93 1,209,291
2017-01-04 2016-12-30 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 212,250 1,226,583
2016-12-30 2016-12-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,051 106,184
2016-12-30 2016-12-30 4 KIRK RANDAL J ZIOP Common Stock A - Award D 17,204 139,513
2016-12-01 2016-11-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,040 105,133
2016-11-29 2016-11-25 4 BRENNAN MURRAY ZIOP Stock Option (Right to Buy) M - Exercise D 6.49 -15,000 0
2016-11-29 2016-11-25 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 7.2200 -13,483 -97 46,468
2016-11-29 2016-11-25 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 6.4900 15,000 97 59,951
2016-11-02 2016-10-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,030 104,093
2016-10-04 2016-09-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,020 103,063
2016-09-02 2016-08-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,010 102,043
2016-08-02 2016-07-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,033 101,033
2016-07-06 2016-06-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock P - Purchase I 100,000 100,000
2016-06-03 2016-06-01 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 7.7400 -6,667 -52 117,534
2016-05-09 2016-05-05 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 6.8600 -116,667 -800 1,014,333
2016-04-22 2016-04-21 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-04-22 2016-04-21 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 5.0100 15,000 75 341,963
2016-04-20 2016-04-19 4 WEISER MICHAEL ZIOP Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-04-20 2016-04-19 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 8.8800 -10,751 -95 195,797
2016-04-20 2016-04-19 4 WEISER MICHAEL ZIOP Common Stock M - Exercise D 5.0100 15,000 75 206,548
2016-04-14 2016-04-04 4 Fowler Wyche ZIOP Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-04-14 2016-04-04 4 Fowler Wyche ZIOP Common Stock F - Taxes D 7.9200 -11,694 -93 134,310
2016-04-14 2016-04-04 4 Fowler Wyche ZIOP Common Stock M - Exercise D 5.0100 15,000 75 146,004
2016-03-14 2016-03-10 4 BRENNAN MURRAY ZIOP Employee Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-03-14 2016-03-10 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 8.1600 -9,210 -75 44,951
2016-03-14 2016-03-10 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 5.0100 15,000 75 54,161
2016-01-05 2015-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 26,661 326,963
2016-01-05 2015-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 8.3100 -4,177 -35 300,302
2016-01-05 2015-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 8.3100 -1,462 -12 304,479
2016-01-05 2015-12-31 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 65,000 124,201
2016-01-05 2015-12-31 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 131,000 1,131,000
2016-01-05 2015-12-31 4 Lafond Kevin G ZIOP Common Stock A - Award D 28,000 28,000
2016-01-05 2015-12-31 4 BRENNAN MURRAY ZIOP Common Stock A - Award D 26,661 39,161
2016-01-05 2015-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 26,661 131,004
2016-01-05 2015-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 8.3100 -6,683 -56 104,343
2016-01-05 2015-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 8.3100 -2,340 -19 111,026
2016-01-05 2015-12-31 4 WEISER MICHAEL ZIOP Common Stock A - Award D 26,661 191,548
2016-01-05 2015-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 8.3100 -2,047 -17 164,887
2016-01-05 2015-12-31 4 Tarriff Scott ZIOP Stock Option (right to buy) A - Award D 8.31 40,000 40,000
2016-01-05 2015-12-31 4 LEBEL FRANCOIS ZIOP Common Stock A - Award D 65,000 65,000
2016-01-04 2015-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 26,661 122,309
2015-11-23 2015-11-19 4 BELBEL CAESAR J ZIOP Stock Option (right to buy) M - Exercise D 2.30 -153,333 76,667
2015-11-23 2015-11-19 4 BELBEL CAESAR J ZIOP Common Stock S - Sale D 12.8400 -153,333 -1,969 59,201
2015-11-23 2015-11-19 4 BELBEL CAESAR J ZIOP Common Stock M - Exercise D 2.3000 153,333 353 212,534
2015-09-29 3 Tarriff Scott ZIOP No securities are beneficially owned. D 0
2015-09-29 2015-09-25 4 Tarriff Scott ZIOP Common Stock A - Award D 4,186 4,186
2015-06-11 2015-06-09 4 LEBEL FRANCOIS ZIOP Stock Option (right to buy) M - Exercise D 4.34 -50,000 100,000
2015-06-11 2015-06-09 4 LEBEL FRANCOIS ZIOP Common Stock S - Sale D 10.1200 -50,000 -506 0
2015-06-11 2015-06-09 4 LEBEL FRANCOIS ZIOP Common Stock M - Exercise D 4.3400 50,000 217 50,000
2015-06-08 2015-06-04 4 KIRK RANDAL J by Incentive 2009 ZIOP Common Stock J - Other I 86,556 86,556
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2009 ZIOP Common Stock J - Other I 173,111 173,111
2015-06-08 2015-06-04 4 KIRK RANDAL J by Incentive 2007 ZIOP Common Stock J - Other I 58,746 58,746
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2007 ZIOP Common Stock J - Other I 176,238 176,238
2015-06-08 2015-06-04 4 KIRK RANDAL J by Senior Staff 2007 ZIOP Common Stock J - Other I 352,477 352,477
2015-06-08 2015-06-04 4 KIRK RANDAL J by Incentive 2010 ZIOP Common Stock J - Other I 111,339 111,339
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2010 ZIOP Common Stock J - Other I 222,680 222,680
2015-06-08 2015-06-04 4 KIRK RANDAL J by Senior Staff 2008 ZIOP Common Stock J - Other I 395,791 395,791
2015-06-08 2015-06-04 4 KIRK RANDAL J by Mascara Kaboom ZIOP Common Stock J - Other I 889,513 889,513
2015-06-08 2015-06-04 4 KIRK RANDAL J by Kapital Joe ZIOP Common Stock J - Other I 1,013,146 2,359,608
2015-06-08 2015-06-04 4 KIRK RANDAL J by Kellie L. Banks LTT ZIOP Common Stock J - Other I 61,262 61,262
2015-06-08 2015-06-04 4 KIRK RANDAL J by JPK 2012 ZIOP Common Stock J - Other I 138,975 138,975
2015-06-08 2015-06-04 4 KIRK RANDAL J by MGK 2011 ZIOP Common Stock J - Other I 154,181 154,181
2015-06-08 2015-06-04 4 KIRK RANDAL J by ADC 2010 ZIOP Common Stock J - Other I 29,066 29,066
2015-06-08 2015-06-04 4 KIRK RANDAL J by ZSK 2009 ZIOP Common Stock J - Other I 34,318 34,318
2015-06-08 2015-06-04 4 KIRK RANDAL J by MGK 2009 ZIOP Common Stock J - Other I 358,386 358,386
2015-06-08 2015-06-04 4 KIRK RANDAL J by JPK 2009 ZIOP Common Stock J - Other I 337,333 337,333
2015-06-08 2015-06-04 4 KIRK RANDAL J by Sr. Staff ZIOP Common Stock J - Other I 9,537 9,537
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2001 ZIOP Common Stock J - Other I 53,245 53,245
2015-06-08 2015-06-04 4 KIRK RANDAL J by Lotus ZIOP Common Stock J - Other I 240 240
2015-06-08 2015-06-04 4 KIRK RANDAL J by ZSK 2008 ZIOP Common Stock J - Other I 40,954 40,954
2015-06-08 2015-06-04 4 KIRK RANDAL J by MGK 2008 ZIOP Common Stock J - Other I 23,504 23,504
2015-06-08 2015-06-04 4 KIRK RANDAL J by JPK 2008 ZIOP Common Stock J - Other I 23,349 23,349
2015-06-08 2015-06-04 4 KIRK RANDAL J by R.J. Kirk DOT ZIOP Common Stock J - Other I 3,479,006 3,479,006
2015-06-08 2015-06-04 4 KIRK RANDAL J by Intrexon Corporation ZIOP Common Stock J - Other I -17,830,305 0
2015-06-05 2015-06-04 4 BRENNAN MURRAY ZIOP Common Stock S - Sale D 9.5500 -5,837 -56 12,500
2015-06-05 2015-06-03 4 BRENNAN MURRAY ZIOP Common Stock S - Sale D 9.7200 -34,163 -332 18,337
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Stock Option (right to buy) M - Exercise D 2.30 -27,500 55,000
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Stock Option (right to buy) M - Exercise D 0.80 -3,334 0
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock S - Sale D 9.7000 -27,500 -267 0
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock M - Exercise D 2.3000 27,500 63 27,500
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock S - Sale D 9.7000 -3,334 -32 0
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock M - Exercise D 0.8000 3,334 3 3,334
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock S - Sale D 9.6000 -26,666 -256 0
2015-06-02 2015-06-01 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 50,000 59,201
2015-05-07 3 Cooper Laurence James Neil ZIOP No securities are beneficially owned D 0
2015-05-07 2015-05-05 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 1,000,000 1,000,000
2015-02-24 2015-02-22 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 10.0600 -14,601 -147 9,201
2015-02-10 2015-02-09 4 KIRK RANDAL J by Intrexon Corporation ZIOP Common Stock P - Purchase I 8.7500 1,440,000 12,600 17,830,305
2015-01-05 2014-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 16,707 95,648
2015-01-02 2014-12-31 4 WEISER MICHAEL ZIOP Stock Option (right to buy) A - Award D 5.07 25,000 25,000
2015-01-02 2014-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.0700 -2,047 -10 166,934
2015-01-02 2014-12-30 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.0300 -2,051 -10 168,981
2015-01-02 2014-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock F - Taxes D 5.0700 -8,633 -44 372,120
2015-01-02 2014-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock A - Award D 16,707 380,753
2015-01-02 2014-12-31 4 LEWIS JONATHAN ZIOP Employee Stock Option (Right to Buy) A - Award D 5.07 350,000 350,000
2015-01-02 2014-12-30 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 5.0300 -34,261 -172 744,145
2015-01-02 2014-12-31 4 Lafond Kevin G ZIOP Stock Option (right to buy) A - Award D 5.07 75,000 75,000
2015-01-02 2014-12-30 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 5.0300 -4,690 -24 26,666
2015-01-02 2014-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 5.0700 -9,866 -50 113,366
2015-01-02 2014-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 16,707 123,232
2015-01-02 2014-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 16,707 301,124
2015-01-02 2014-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 5.0700 -6,167 -31 284,417
2015-01-02 2014-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 5.0300 -1,465 -7 290,584
2015-01-02 2014-12-31 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 5.07 25,000 25,000
2015-01-02 2014-12-31 4 BELBEL CAESAR J ZIOP Employee Stock Option (Right to Buy) A - Award D 5.07 175,000 175,000
2015-01-02 2014-12-30 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 5.0300 -7,192 -36 23,802
2014-12-10 2014-12-08 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 3.93 -30,583 0
2014-12-10 2014-12-08 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 3.9300 30,583 120 364,046
2014-09-16 2014-09-15 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 2.04 -50,000 0
2014-09-16 2014-09-15 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 2.0400 50,000 102 333,463
2014-09-10 2014-09-08 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 2.04 -40,298 0
2014-09-10 2014-09-08 4 MCINERNEY TIMOTHY ZIOP Common Stock J - Other D 3.1200 -26,366 -82 283,463
2014-09-10 2014-09-08 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 2.0400 40,298 82 309,829
2014-02-25 2014-02-22 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.4000 -14,600 -64 30,994
2014-01-06 2013-12-31 4/A CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.3400 -2,927 -13 292,049
2014-01-06 2013-12-31 4/A MCINERNEY TIMOTHY ZIOP Common Stock F - Taxes D 4.3400 -2,047 -9 269,531
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Stock Option (right to buy) M - Exercise D 0.08 -242,979 0
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Stock Option (right to buy) M - Exercise D 0.08 -25,674 0
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Common Stock M - Exercise D 0.0800 242,979 19 778,406
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Common Stock M - Exercise D 0.0800 25,674 2 535,427
2014-01-03 2013-12-31 4 BELBEL CAESAR J ZIOP Employee Stock Option (Right to Buy) A - Award D 4.34 150,000 150,000
2014-01-03 2013-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.3400 -7,193 -31 45,594
2014-01-03 2013-12-31 4 WEISER MICHAEL ZIOP Stock Option (right to buy) A - Award D 4.34 25,000 25,000
2014-01-03 2013-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.3400 -5,854 -25 171,032
2014-01-03 2013-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock A - Award D 18,818 271,578
2014-01-03 2013-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D -2,339 106,525
2014-01-03 2013-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 18,818 108,864
2014-01-03 2013-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 18,818 78,941
2014-01-03 2013-12-31 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 4.34 25,000 25,000
2014-01-03 2013-12-31 4 LEWIS JONATHAN ZIOP Employee Stock Option (Right to Buy) A - Award D 4.34 300,000 300,000
2014-01-03 2013-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.3400 -15,023 -65 509,753
2014-01-03 2013-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 18,818 294,976
2014-01-03 2013-12-31 4 Lafond Kevin G ZIOP Stock Option (right to buy) A - Award D 4.34 35,000 35,000
2014-01-03 2013-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 4.3400 -4,690 -20 31,356
2013-10-31 2013-10-29 4 KIRK RANDAL J By Intrexon Corporation ZIOP Common Stock P - Purchase I 3.5000 2,857,143 10,000 16,390,305
2013-06-28 2013-06-27 4 BELBEL CAESAR J ZIOP Employee Stock Option (Right to Buy) A - Award D 2.30 230,000 230,000
2013-06-28 2013-06-27 4 LEWIS JONATHAN ZIOP Employee Stock Option (Right to Buy) A - Award D 2.30 330,000 330,000
2013-06-28 2013-06-27 4 Lafond Kevin G ZIOP Employee Stock Option (Right to Buy) A - Award D 2.30 82,500 82,500
2013-06-12 3 Lafond Kevin G ZIOP Common Stock D 36,046
2013-05-14 2013-05-08 4 Amello Jason ZIOP Common Stock F - Taxes D 1.6500 -2,623 -4 22,377
2013-02-25 2013-02-22 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.5000 -5,400 -24 52,787
2013-01-03 2012-07-11 5 Youssoufian Hagop ZIOP Common Stock F - Taxes D 6.0600 -15,740 -95 99,640
2013-01-03 2012-12-31 4 BELBEL CAESAR J ZIOP Common Stock (tax withholding right) F - Taxes D 4.21 -4,909 0
2013-01-03 2012-12-31 4 BELBEL CAESAR J ZIOP Employee Stock Option (right to buy) A - Award D 4.16 150,000 150,000
2013-01-03 2012-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.2100 -2,284 -10 58,187
2013-01-03 2012-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.2100 -1,904 -8 176,886
2013-01-03 2012-12-31 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,546 178,790
2013-01-03 2012-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock A - Award D 17,546 252,760
2013-01-03 2012-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 17,546 90,046
2013-01-03 2012-12-31 4 LEWIS JONATHAN ZIOP Employee Stock Option (right to buy) A - Award D 4.16 300,000 300,000
2013-01-03 2012-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.1600 -21,475 -89 524,776
2013-01-03 2012-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.2100 -14,715 -62 546,251
2013-01-03 2012-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.2100 -1,465 -6 276,158
2013-01-03 2012-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,546 277,623
2013-01-03 2012-12-31 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 4.16 25,000 25,000
2013-01-03 2012-12-31 4 Amello Jason ZIOP Employee Stock Option (right to buy) A - Award D 4.16 150,000 150,000
2013-01-03 2012-12-31 4 Youssoufian Hagop ZIOP Employee Stock Option (right to buy) A - Award D 4.16 180,000 180,000
2013-01-03 2012-12-31 4 Youssoufian Hagop ZIOP Common Stock F - Taxes D 4.2100 -6,919 -29 92,721
2013-01-02 2012-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 17,546 60,123
2012-11-09 2012-11-07 4 KIRK RANDAL J by Intrexon Corporation ZIOP Common Stock P - Purchase I 3,636,926 13,533,162
2012-06-22 2012-06-20 4 Amello Jason ZIOP Employee Stock Option (right to buy) A - Award D 4.50 200,000 200,000
2012-06-01 2012-05-31 4 WEISER MICHAEL ZIOP Common Stock Warrants (right to buy) X - Other D 3.93 -35,566 0
2012-06-01 2012-05-31 4 WEISER MICHAEL ZIOP Common Stock J - Other D 5.0200 -27,844 -140 161,244
2012-06-01 2012-05-31 4 WEISER MICHAEL ZIOP Common Stock X - Other D 3.9300 35,566 140 189,088
2012-06-01 2012-05-31 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 3.93 -20,767 0
2012-06-01 2012-05-31 4 MCINERNEY TIMOTHY ZIOP Common Stock J - Other D 5.0200 -16,258 -82 235,214
2012-06-01 2012-05-31 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 3.9300 20,767 82 251,472
2012-05-10 3 Amello Jason ZIOP Common Stock D 0
2012-05-10 2012-05-08 4 Amello Jason ZIOP Common Stock A - Award D 25,000 25,000
2012-02-22 2012-02-22 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 43,802 65,380
2012-01-23 2012-01-20 4 KIRK RANDAL J By Intrexon Corporation ZIOP Common Stock P - Purchase I 5.2000 1,923,075 10,000 9,896,236
2012-01-04 2011-12-30 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 21,578 21,578
2012-01-04 2011-12-30 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,577 153,522
2012-01-04 2011-12-30 4 MCINERNEY TIMOTHY ZIOP Stock Option (right to buy) A - Award D 4.41 25,000 25,000
2012-01-04 2011-12-30 4 Fowler Wyche ZIOP Stock Option (right to buy) A - Award D 4.41 25,000 25,000
2012-01-04 2011-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.4100 -21,475 -95 560,516
2012-01-04 2011-12-30 4 LEWIS JONATHAN ZIOP Common Stock A - Award D 102,781 581,991
2012-01-04 2011-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,577 260,077
2012-01-04 2011-12-30 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 4.41 25,000 25,000
2012-01-04 2011-12-31 4 BAGLEY RICHARD E ZIOP Common Stock F - Taxes D 4.4100 -7,908 -35 211,239
2012-01-04 2011-12-30 4 BAGLEY RICHARD E ZIOP Common Stock A - Award D 65,380 219,147
2012-01-04 2011-12-30 4 Youssoufian Hagop ZIOP Common Stock A - Award D 65,380 115,380
2012-01-03 2011-12-30 4 KIRK RANDAL J ZIOP Common Stock A - Award D 17,577 42,577
2011-08-11 2011-08-10 4 Fowler Wyche ZIOP Common Stock, $.001 par value P - Purchase D 5.1851 5,000 26 72,500
2011-05-26 2011-05-25 4 WEISER MICHAEL ZIOP Common Stock, $.001 par value S - Sale D 6.5300 -15,000 -98 135,945
2011-01-11 2011-01-08 4 LEWIS JONATHAN ZIOP Common Stock, $.001 par value F - Taxes D 5.1400 -15,190 -78 479,510
2010-04-06 3 ABERCROMBIE GEORGE B ZIOP Common Stock D 0
2009-09-24 2009-09-23 4 MCINERNEY TIMOTHY ZIOP Common Stock, $.001 par value A - Award D 30,000 158,205
2009-09-24 2009-09-23 4 FRAGIN GARY S ZIOP Common Stock, $.001 par value A - Award D 30,000 45,000
2008-01-08 2007-12-12 4 FRAGIN GARY S ZIOP Stock Option (right to buy) A - Award D 2.73 20,000 20,000
2007-12-17 2007-12-12 4 WEISER MICHAEL ZIOP Stock Option (right to buy) A - Award D 2.73 20,000 20,000
2007-06-21 2007-06-18 4 MCINERNEY TIMOTHY ZIOP Stock Option (right to buy) A - Award D 4.85 15,000 15,000
2007-06-20 2007-06-18 4 FRAGIN GARY S ZIOP Stock Option (right to buy) A - Award D 4.85 15,000 15,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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