DZSI / DZS Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

鼎正盛公司
US ˙ OTCPK ˙ US2682111099
該符號不再有效

已發行股份 38,789,398 shares
內部人士股份30,163,442 shares
內部持股77.76 %
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了DZS Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 DZSI / DZS Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2024-12-10 VOGT CHARLES D 10,000 0.8500 10,000 0.8500 8,500 730
2024-12-06 Bross Matthew W 9,000 0.8580 9,000 0.8580 7,722
2024-12-04 Bross Matthew W 1,000 0.8750 1,000 0.8750 875
2023-02-23 Kawecki Misty Dawn 2,500 10.8400 2,500 10.8400 27,100
2023-02-22 Kawecki Misty Dawn 2,500 10.6400 2,500 10.6400 26,600
2023-02-22 Kawecki Misty Dawn 5,000 10.6500 5,000 10.6500 53,250
2023-02-22 VOGT CHARLES D 20,000 10.9800 20,000 10.9800 219,600
2021-01-29 DASAN NETWORKS, INC 600,000 14.0000 600,000 14.0000 8,400,000
2020-03-10 Yim Philip 2,000 5.0000 2,000 5.0000 10,000

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

DZSI / DZS Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 DZSI / DZS Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-12-04 DASAN NETWORKS, INC 9,093,015 0.0001 9,093,015 0.0001 909 730
2022-11-21 DASAN NETWORKS, INC 1,000,000 11.5000 1,000,000 11.5000 11,500,000
2018-09-10 CONNORS MICHAEL 3,333 10.2400 3,333 10.2400 34,130
2015-11-03 EJABAT MORTEZA 7,000 1.3113 7,000 1.3113 9,179
2014-11-26 EJABAT MORTEZA 6,700 2.1613 6,700 2.1613 14,481
2014-11-18 EJABAT MORTEZA 1,330 2.3224 1,330 2.3224 3,089
2014-08-07 EJABAT MORTEZA 25,000 3.2069 25,000 3.2069 80,172
2013-12-12 KRAMLICH C RICHARD 4,927 4.4678 4,927 4.4678 22,013
2013-12-11 KRAMLICH C RICHARD 38,597 4.5476 38,597 4.5476 175,524

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

DZSI / DZS Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2025-12-17 2025-12-04 4 DASAN NETWORKS, INC DZSI Common Stock S - Sale D 0.0001 -9,093,015 -1 0
2025-01-02 2024-12-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 25,000 124,246
2025-01-02 2024-12-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 25,000 117,065
2025-01-02 2024-12-31 4 Choi Woong Gee DZSI Common Stock M - Exercise D 25,000 100,000
2025-01-02 2024-12-31 4 Jackson Todd DZSI Common Stock M - Exercise D 25,000 100,000
2025-01-02 2024-12-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 25,000 127,065
2025-01-02 2024-12-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 25,000 126,925
2024-12-11 2024-12-10 4 VOGT CHARLES D DZSI Common Stock P - Purchase D 0.8500 10,000 8 419,946
2024-12-09 2024-12-06 4 Bross Matthew W DZSI Common Stock P - Purchase D 0.8580 9,000 8 102,065
2024-12-06 2024-12-04 4 Bross Matthew W DZSI Common Stock P - Purchase D 0.8750 1,000 1 93,065
2024-10-08 2024-09-30 4/A Choi Woong Gee DZSI Common Stock M - Exercise D 25,000 75,000
2024-10-02 2024-09-30 4 Jackson Todd DZSI Common Stock M - Exercise D 25,000 75,000
2024-10-02 2024-10-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 0.5600 -420 -0 74,400
2024-10-02 2024-10-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 1,250 74,820
2024-10-02 2024-10-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 0.5600 -2,238 -1 103,460
2024-10-02 2024-10-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 6,668 105,698
2024-10-02 2024-09-30 4 Choi Woong Gee DZSI Common Stock M - Exercise D 25,000 75,000
2024-10-02 2024-09-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 25,000 92,065
2024-10-02 2024-09-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 25,000 101,925
2024-10-02 2024-09-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 25,000 92,065
2024-10-02 2024-09-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 25,000 99,246
2024-09-23 2024-09-20 4 Marthi Raghu DZSI Common Stock F - Taxes D 0.6000 -2,936 -2 55,845
2024-09-23 2024-09-20 4 Marthi Raghu DZSI Common Stock M - Exercise D 8,750 58,781
2024-09-10 2024-09-06 4 Reiss Gunter DZSI Common Stock F - Taxes D 0.5800 -3,496 -2 21,399
2024-09-10 2024-09-06 4 Reiss Gunter DZSI Common Stock M - Exercise D 8,333 24,895
2024-09-10 2024-09-06 4 Choi Woong Gee DZSI Common Stock M - Exercise D 50,000 50,000
2024-09-10 2024-09-06 4 Alonso Miguel DZSI Common Stock F - Taxes D 0.5800 -13,604 -8 73,570
2024-09-10 2024-09-06 4 Alonso Miguel DZSI Common Stock M - Exercise D 41,667 87,174
2024-09-10 2024-09-06 4 Marthi Raghu DZSI Common Stock F - Taxes D 0.5800 -8,163 -5 50,031
2024-09-10 2024-09-06 4 Marthi Raghu DZSI Common Stock M - Exercise D 25,000 58,194
2024-09-10 2024-09-06 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 0.5800 -16,325 -9 99,030
2024-09-10 2024-09-06 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 50,000 115,355
2024-09-10 2024-09-06 4 Carbone Barbara DZSI Common Stock M - Exercise D 50,000 67,065
2024-09-10 2024-09-06 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 50,000 74,246
2024-09-10 2024-09-06 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 50,000 76,925
2024-09-10 2024-09-06 4 Bross Matthew W DZSI Common Stock M - Exercise D 50,000 67,065
2024-09-10 2024-09-06 4 Jackson Todd DZSI Common Stock M - Exercise D 50,000 50,000
2024-09-10 2024-09-06 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 0.5800 -65,300 -38 409,946
2024-09-10 2024-09-06 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 200,000 475,246
2024-08-06 2024-08-02 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 1.1650 -5,474 -6 104,742
2024-08-06 2024-08-02 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 16,668 110,216
2024-07-03 2024-07-01 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 1.1600 -22,409 -26 275,246
2024-07-03 2024-07-01 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 66,792 297,655
2024-07-03 2024-07-01 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 1.1600 -22,368 -26 230,863
2024-07-03 2024-07-01 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 66,668 253,231
2024-07-03 2024-07-01 4 Marthi Raghu DZSI Common Stock F - Taxes D 1.1600 -2,177 -3 33,194
2024-07-03 2024-07-01 4 Marthi Raghu DZSI Common Stock M - Exercise D 6,666 35,371
2024-07-03 2024-07-01 4 Reiss Gunter DZSI Common Stock F - Taxes D 1.1600 -2,143 -2 16,562
2024-07-03 2024-07-01 4 Reiss Gunter DZSI Common Stock M - Exercise D 5,000 18,705
2024-07-03 2024-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 1.1600 -5,452 -6 65,355
2024-07-03 2024-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 16,698 70,807
2024-07-03 2024-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 1.1600 -817 -1 54,109
2024-07-03 2024-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 1.1600 -817 -1 54,109
2024-07-03 2024-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 2,500 54,926
2024-07-03 2024-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 2,500 54,926
2024-07-03 2024-07-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 1.1600 -4,354 -5 45,507
2024-07-03 2024-07-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 13,333 49,861
2024-07-03 2024-07-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 1.1600 -544 -1 36,528
2024-07-03 2024-07-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 1,666 37,072
2024-07-03 2024-07-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 1.1600 -817 -1 35,406
2024-07-03 2024-07-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 2,500 36,223
2024-07-03 2024-07-01 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 1.1600 -5,452 -6 93,548
2024-07-03 2024-07-01 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 16,698 99,000
2024-07-03 2024-07-01 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 1.1600 -8,163 -9 82,302
2024-07-03 2024-07-01 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 25,000 90,465
2024-06-11 2024-06-10 4 Alonso Miguel DZSI Common Stock F - Taxes D 1.7200 -2,041 -4 33,723
2024-06-11 2024-06-10 4 Alonso Miguel DZSI Common Stock M - Exercise D 6,250 35,764
2024-05-01 3 Marthi Raghu DZSI Common Stock D 28,705
2024-04-19 2024-02-10 4 Reiss Gunter DZSI Common Stock F - Taxes D 1.6400 -3,750 -6 13,705
2024-04-19 2024-02-10 4 Reiss Gunter DZSI Common Stock M - Exercise D 8,750 17,455
2024-01-16 3 IV Global Fund No. 4 DZSI Common Stock D 5,434,783
2024-01-03 2023-12-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,953 17,065
2024-01-03 2023-12-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,953 24,246
2024-01-03 2023-12-31 4 Schopp David R DZSI Common Stock M - Exercise D 1,953 31,530
2024-01-03 2023-12-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,953 26,925
2024-01-03 2023-12-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,953 17,065
2023-10-03 2023-10-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 2.1000 -1,824 -4 50,743
2023-10-03 2023-10-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 6,666 52,567
2023-10-03 2023-10-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 2.1000 -420 -1 29,514
2023-10-03 2023-10-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 1,250 29,934
2023-10-03 2023-09-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,951 24,972
2023-10-03 2023-09-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,951 15,112
2023-10-03 2023-09-30 4 Schopp David R DZSI Common Stock M - Exercise D 1,951 29,577
2023-10-03 2023-09-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,951 22,293
2023-10-03 2023-09-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,951 15,112
2023-08-03 2023-08-02 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 3.6000 -4,559 -16 65,465
2023-08-03 2023-08-02 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 16,666 70,024
2023-07-25 3 Reiss Gunter DZSI Common Stock D 8,705
2023-07-05 2023-06-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,951 13,161
2023-07-05 2023-06-30 4 Nam Min Woo DZSI Common Stock M - Exercise D 1,951 31,957
2023-07-05 2023-06-30 4 Schopp David R DZSI Common Stock M - Exercise D 1,951 27,626
2023-07-05 2023-06-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,951 23,021
2023-07-05 2023-06-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,951 20,342
2023-07-05 2023-06-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,951 13,161
2023-07-05 2023-07-01 4 Foust Norman L DZSI Common Stock F - Taxes D 3.9700 -3,355 -13 14,108
2023-07-05 2023-07-01 4 Foust Norman L DZSI Common Stock M - Exercise D 10,000 17,463
2023-07-05 2023-07-01 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 3.9700 -8,282 -33 53,358
2023-07-05 2023-07-01 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 25,000 61,640
2023-07-05 2023-07-01 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 3.9700 -4,951 -20 36,640
2023-07-05 2023-07-01 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 16,698 41,591
2023-07-05 2023-07-01 4 Won Deok Yeon DZSI Common Stock M - Exercise D 10,000 17,500
2023-07-05 2023-07-01 4 Won Deok Yeon DZSI Common Stock M - Exercise D 3,750 7,500
2023-07-05 2023-07-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 3.9700 -559 -2 28,684
2023-07-05 2023-07-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 1,666 29,243
2023-07-05 2023-07-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 3.9700 -4,415 -18 27,577
2023-07-05 2023-07-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 13,333 31,992
2023-07-05 2023-07-01 4 Alonso Miguel DZSI Common Stock F - Taxes D 3.9700 -839 -3 18,659
2023-07-05 2023-07-01 4 Alonso Miguel DZSI Common Stock M - Exercise D 2,500 19,498
2023-07-05 2023-07-01 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 3.9700 -24,947 -99 186,563
2023-07-05 2023-07-01 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 66,792 211,510
2023-07-05 2023-07-01 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 3.9700 -24,900 -99 144,718
2023-07-05 2023-07-01 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 66,666 169,618
2023-07-05 2023-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 3.9700 -934 -4 45,901
2023-07-05 2023-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 2,500 46,835
2023-07-05 2023-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 2,500 46,835
2023-07-05 2023-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 3.9700 -7,272 -29 44,335
2023-07-05 2023-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 16,698 51,607
2023-07-05 2023-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 3.9700 -1,014 -4 34,909
2023-06-13 2023-06-10 4 Alonso Miguel DZSI Common Stock F - Taxes D 3.4900 -2,041 -7 16,998
2023-06-13 2023-06-10 4 Alonso Miguel DZSI Common Stock M - Exercise D 6,250 19,039
2023-06-13 2023-06-10 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 3.4900 -5,374 -19 33,423
2023-06-13 2023-06-10 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 12,500 38,797
2023-06-13 2023-06-10 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 3.4900 -6,116 -21 102,952
2023-06-13 2023-06-10 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 14,816 109,068
2023-06-01 2023-05-30 4 Alonso Miguel DZSI Common Stock F - Taxes D 6.3900 -1,352 -9 12,789
2023-06-01 2023-05-30 4 Alonso Miguel DZSI Common Stock M - Exercise D 4,138 14,141
2023-06-01 2023-05-30 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 6.3900 -1,352 -9 24,893
2023-06-01 2023-05-30 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 4,138 26,245
2023-06-01 2023-05-30 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 6.3900 -2,354 -15 26,297
2023-06-01 2023-05-30 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 5,517 28,651
2023-06-01 2023-05-30 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 6.3900 -7,844 -50 94,252
2023-06-01 2023-05-30 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 18,391 102,096
2023-04-04 2023-03-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,951 11,210
2023-04-04 2023-03-31 4 Nam Min Woo DZSI Common Stock M - Exercise D 1,951 30,006
2023-04-04 2023-03-31 4 Schopp David R DZSI Common Stock M - Exercise D 1,951 25,675
2023-04-04 2023-03-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,951 11,210
2023-04-04 2023-03-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,951 21,070
2023-04-04 2023-03-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,951 18,391
2023-03-02 3 Foust Norman L DZSI Common Stock D 7,463
2023-03-02 3 Alonso Miguel DZSI Common Stock D 10,003
2023-03-02 3 Won Deok Yeon DZSI Common Stock D 3,750
2023-02-23 2023-02-22 4 VOGT CHARLES D DZSI Common Stock P - Purchase D 10.9800 20,000 220 83,705
2023-02-23 2023-02-23 4 Kawecki Misty Dawn DZSI Common Stock P - Purchase D 10.8400 2,500 27 22,107
2023-02-23 2023-02-22 4 Kawecki Misty Dawn DZSI Common Stock P - Purchase D 10.6400 2,500 27 19,607
2023-02-23 2023-02-22 4 Kawecki Misty Dawn DZSI Common Stock P - Purchase D 10.6500 5,000 53 17,107
2023-01-04 2022-12-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 547 19,119
2023-01-04 2022-12-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 973 18,572
2023-01-04 2022-12-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 547 16,440
2023-01-04 2022-12-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 973 15,893
2023-01-04 2022-12-31 4 Nam Min Woo DZSI Common Stock M - Exercise D 547 28,055
2023-01-04 2022-12-31 4 Nam Min Woo DZSI Common Stock M - Exercise D 973 27,508
2023-01-04 2022-12-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 547 9,259
2023-01-04 2022-12-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 973 8,712
2023-01-04 2022-12-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 547 9,259
2023-01-04 2022-12-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 973 8,712
2023-01-04 2022-12-31 4 Schopp David R DZSI Common Stock M - Exercise D 547 23,724
2023-01-04 2022-12-31 4 Schopp David R DZSI Common Stock M - Exercise D 973 23,177
2022-11-21 2022-11-21 4 DASAN NETWORKS, INC DZSI Common Stock S - Sale D 11.5000 -1,000,000 -11,500 9,093,015
2022-10-04 2022-09-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 548 7,739
2022-10-04 2022-09-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 972 7,191
2022-10-04 2022-09-30 4 Nam Min Woo DZSI Common Stock M - Exercise D 548 26,535
2022-10-04 2022-09-30 4 Nam Min Woo DZSI Common Stock M - Exercise D 972 25,987
2022-10-04 2022-09-30 4 Schopp David R DZSI Common Stock M - Exercise D 548 22,204
2022-10-04 2022-09-30 4 Schopp David R DZSI Common Stock M - Exercise D 972 21,656
2022-10-04 2022-10-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 11.3000 -2,157 -24 23,134
2022-10-04 2022-10-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 6,666 25,291
2022-10-04 2022-09-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 548 14,920
2022-10-04 2022-09-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 972 14,372
2022-10-04 2022-09-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 548 7,739
2022-10-04 2022-09-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 972 7,191
2022-10-04 2022-09-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 548 17,599
2022-10-04 2022-09-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 972 17,051
2022-08-04 2022-08-02 4 Kawecki Misty Dawn DZSI Common Stock F - Taxes D 14.3700 -4,559 -66 12,107
2022-08-04 2022-08-02 4 Kawecki Misty Dawn DZSI Common Stock M - Exercise D 16,666 16,666
2022-07-05 2022-07-01 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 15.9700 -23,003 -367 63,705
2022-07-05 2022-07-01 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 66,666 86,708
2022-07-05 2022-07-01 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 15.9700 -809 -13 18,625
2022-07-05 2022-07-01 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 2,500 19,434
2022-07-05 2022-06-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 972 16,079
2022-07-05 2022-06-30 4 Schopp David R DZSI Common Stock M - Exercise D 972 20,684
2022-07-05 2022-06-30 4 Nam Min Woo DZSI Common Stock M - Exercise D 972 25,015
2022-07-05 2022-06-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 972 13,400
2022-07-05 2022-06-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 972 6,219
2022-07-05 2022-06-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 972 6,219
2022-06-14 2022-06-10 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 17.8000 -4,028 -72 16,934
2022-06-14 2022-06-10 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 12,500 20,962
2022-06-14 2022-06-10 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 17.8000 -4,793 -85 20,042
2022-06-14 2022-06-10 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 14,814 24,835
2022-04-04 2022-03-31 4 Yoo Choon Yul DZSI Restricted Stock Units M - Exercise D -972 2,917
2022-04-04 2022-03-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 972 15,107
2022-04-04 2022-03-31 4 Schopp David R DZSI Restricted Stock Units M - Exercise D -972 2,917
2022-04-04 2022-03-31 4 Schopp David R DZSI Common Stock M - Exercise D 972 19,712
2022-04-04 2022-03-31 4 Nam Min Woo DZSI Restricted Stock Units M - Exercise D -972 2,917
2022-04-04 2022-03-31 4 Nam Min Woo DZSI Common Stock M - Exercise D 972 24,043
2022-04-04 2022-03-31 4 Kim Joon Kyung DZSI Restricted Stock Units M - Exercise D -972 2,917
2022-04-04 2022-03-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 972 12,428
2022-04-04 2022-03-31 4 Carbone Barbara DZSI Restrict Stock Units M - Exercise D -972 2,917
2022-04-04 2022-03-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 972 5,247
2022-04-04 2022-03-31 4 Bross Matthew W DZSI Restricted Stock Units M - Exercise D -972 2,917
2022-04-04 2022-03-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 972 5,247
2022-01-04 2022-01-03 4 Yoo Choon Yul DZSI Restricted Stock Units M - Exercise D 3,889 3,889
2022-01-04 2021-12-31 4 Yoo Choon Yul DZSI Restricted Stock Units M - Exercise D -1,071 0
2022-01-04 2021-12-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,071 14,135
2022-01-04 2022-01-03 4 Schopp David R DZSI Restricted Stock Units M - Exercise D 3,889 3,889
2022-01-04 2021-12-31 4 Schopp David R DZSI Restricted Stock Units M - Exercise D -1,071 0
2022-01-04 2021-12-31 4 Schopp David R DZSI Common Stock M - Exercise D 1,071 18,740
2022-01-04 2022-01-03 4 Nam Min Woo DZSI Restricted Stock Units M - Exercise D 3,889 3,889
2022-01-04 2021-12-31 4 Nam Min Woo DZSI Restricted Stock Units M - Exercise D -1,071 0
2022-01-04 2021-12-31 4 Nam Min Woo DZSI Common Stock M - Exercise D 1,071 23,071
2022-01-04 2022-01-03 4 Kim Joon Kyung DZSI Restricted Stock Units M - Exercise D 3,889 3,889
2022-01-04 2021-12-31 4 Kim Joon Kyung DZSI Restricted Stock Units M - Exercise D -1,071 0
2022-01-04 2021-12-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,071 11,456
2022-01-04 2022-01-03 4 Carbone Barbara DZSI Restricted Stock Units M - Exercise D 3,889 3,889
2022-01-04 2021-12-31 4 Carbone Barbara DZSI Restricted Stock Units M - Exercise D -1,071 0
2022-01-04 2021-12-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,071 4,275
2022-01-04 2022-01-03 4 Bross Matthew W DZSI Restricted Stock Units M - Exercise D 3,889 3,889
2022-01-04 2021-12-31 4 Bross Matthew W DZSI Restricted Stock Units M - Exercise D -1,071 0
2022-01-04 2021-12-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,071 4,275
2021-10-05 2021-10-01 4 Ferguson Justin K. DZSI Restricted Stock Units A - Award D 20,000 20,000
2021-10-05 2021-07-01 4/A VOGT CHARLES D DZSI Restricted Stock Units A - Award D 200,000 200,000
2021-10-04 2021-09-30 4 Yoo Choon Yul DZSI Restricted Stock Units M - Exercise D -1,068 1,071
2021-10-04 2021-09-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,068 13,064
2021-10-04 2021-09-30 4 Schopp David R DZSI Restricted Stock Units M - Exercise D -1,068 1,071
2021-10-04 2021-09-30 4 Schopp David R DZSI Common Stock M - Exercise D 1,068 17,669
2021-10-04 2021-09-30 4 Nam Min Woo DZSI Restricted Stock Units M - Exercise D -1,068 1,071
2021-10-04 2021-09-30 4 Nam Min Woo DZSI Common Stock M - Exercise D 1,068 22,000
2021-10-04 2021-09-30 4 Kim Joon Kyung DZSI Restricted Stock Units M - Exercise D -1,068 1,071
2021-10-04 2021-09-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,068 10,385
2021-10-04 2021-09-30 4 Carbone Barbara DZSI Restricted Stock Units M - Exercise D -1,068 1,071
2021-10-04 2021-09-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,068 3,204
2021-10-04 2021-09-30 4 Bross Matthew W DZSI Restricted Stock Units M - Exercise D -1,068 1,071
2021-10-04 2021-09-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,068 3,204
2021-08-04 2021-08-02 4 Kawecki Misty Dawn DZSI Stock Options (Right to Buy) A - Award D 18.88 100,000 100,000
2021-08-04 2021-08-02 4 Kawecki Misty Dawn DZSI Restricted Stock Units A - Award D 50,000 50,000
2021-07-06 2021-07-01 4 Cancro Thomas DZSI Stock Option (Right to Buy) A - Award D 20.90 10,000 10,000
2021-07-06 2021-07-01 4 Cancro Thomas DZSI Restricted Stock Units A - Award D 20,000 20,000
2021-07-06 2021-07-01 4 Ferguson Justin K. DZSI Stock Option (Right to Buy) A - Award D 20.90 10,000 10,000
2021-07-06 2021-07-01 4 Ferguson Justin K. DZSI Restricted Stock Units A - Award D 10,000 10,000
2021-07-06 2021-07-01 4 VOGT CHARLES D DZSI Restricted Stock Units A - Award D 200,000 200,000
2021-07-02 2021-06-30 4 Bross Matthew W DZSI Restricted Stock Units M - Exercise D -1,068 2,139
2021-07-02 2021-06-30 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,068 2,136
2021-07-02 2021-03-31 4 Bross Matthew W DZSI Restricted Stock Units M - Exercise D -1,068 3,207
2021-07-02 2021-03-31 4 Bross Matthew W DZSI Common Stock M - Exercise D 1,068 1,068
2021-07-02 2021-06-30 4 Nam Min Woo DZSI Restricted Stock Units M - Exercise D -1,068 2,139
2021-07-02 2021-06-30 4 Nam Min Woo DZSI Common Stock M - Exercise D 1,068 20,932
2021-07-02 2021-03-31 4 Nam Min Woo DZSI Restricted Stock Units M - Exercise D -1,068 3,207
2021-07-02 2021-03-31 4 Nam Min Woo DZSI Common Stock M - Exercise D 1,068 19,864
2021-07-02 2021-06-30 4 Schopp David R DZSI Restricted Stock Units M - Exercise D -1,068 2,139
2021-07-02 2021-06-30 4 Schopp David R DZSI Common Stock M - Exercise D 1,068 16,601
2021-07-02 2021-03-31 4 Schopp David R DZSI Restricted Stock Units M - Exercise D -1,068 3,207
2021-07-02 2021-03-31 4 Schopp David R DZSI Common Stock M - Exercise D 1,068 15,533
2021-07-02 2021-06-30 4 Yoo Choon Yul DZSI Restricted Stock Units M - Exercise D -1,068 2,139
2021-07-02 2021-06-30 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,068 11,996
2021-07-02 2021-03-31 4 Yoo Choon Yul DZSI Restricted Stock Units M - Exercise D -1,068 3,207
2021-07-02 2021-03-31 4 Yoo Choon Yul DZSI Common Stock M - Exercise D 1,068 10,928
2021-07-02 2021-06-30 4 Kim Joon Kyung DZSI Restricted Stock Units M - Exercise D -1,068 2,139
2021-07-02 2021-06-30 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,068 9,317
2021-07-02 2021-03-31 4 Kim Joon Kyung DZSI Restricted Stock Units M - Exercise D -1,068 3,207
2021-07-02 2021-03-31 4 Kim Joon Kyung DZSI Common Stock M - Exercise D 1,068 8,249
2021-07-02 2021-06-30 4 Carbone Barbara DZSI Restricted Stock Units M - Exercise D -1,068 2,139
2021-07-02 2021-06-30 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,068 2,136
2021-07-02 2021-03-31 4 Carbone Barbara DZSI Restricted Stock Units M - Exercise D -1,068 3,207
2021-07-02 2021-03-31 4 Carbone Barbara DZSI Common Stock M - Exercise D 1,068 1,068
2021-06-14 2021-06-10 4 Ferguson Justin K. DZSI Restricted Stock Units M - Exercise D -12,500 25,000
2021-06-14 2021-06-10 4 Ferguson Justin K. DZSI Common Stock F - Taxes D 19.9700 -4,038 -81 8,462
2021-06-14 2021-06-10 4 Ferguson Justin K. DZSI Common Stock M - Exercise D 12,500 12,500
2021-06-14 2021-06-10 4 VOGT CHARLES D DZSI Restricted Stock Units M - Exercise D -14,814 29,630
2021-06-14 2021-06-10 4 VOGT CHARLES D DZSI Common Stock F - Taxes D 19.9700 -4,793 -96 10,021
2021-06-14 2021-06-10 4 VOGT CHARLES D DZSI Common Stock M - Exercise D 14,814 14,814
2021-02-02 2021-01-29 4 DASAN NETWORKS, INC DZSI Common Stock P - Purchase D 14.0000 600,000 8,400 10,093,015
2021-01-06 2021-01-04 4 Kim Joon Kyung DZSI Common Stock A - Award D 4,275 11,456
2021-01-06 2021-01-04 4 Bross Matthew W DZSI Common Stock A - Award D 4,275 4,275
2021-01-06 2021-01-04 4 Carbone Barbara DZSI Common Stock A - Award D 4,275 4,275
2021-01-06 2021-01-04 4 Yoo Choon Yul DZSI Common Stock A - Award D 4,275 14,135
2021-01-06 2021-01-04 4 Schopp David R DZSI Common Stock A - Award D 4,275 18,740
2021-01-06 2021-01-04 4 Nam Min Woo DZSI Common Stock A - Award D 4,275 23,071
2020-08-03 2020-08-01 4 VOGT CHARLES D DZSI Stock Option (Right to buy) A - Award D 10.11 148,148 518,518
2020-08-03 2020-08-01 4 VOGT CHARLES D DZSI Stock Option (Right to buy) A - Award D 10.11 370,370 370,370
2020-08-03 2020-08-01 4 VOGT CHARLES D DZSI Common Stock A - Award D 44,444 44,444
2020-03-11 2020-03-10 4 Yim Philip DZSI Common Stock P - Purchase D 5.0000 2,000 10 7,000
2020-01-03 2020-01-02 4 Nam Min Woo DZSI Common Stock A - Award D 7,181 18,796
2020-01-03 2020-01-02 4 Schopp David R DZSI Common Stock A - Award D 7,181 14,465
2020-01-03 2020-01-02 4 Yoo Choon Yul DZSI Common Stock A - Award D 7,181 9,860
2020-01-03 2020-01-02 4 Unterberger Rolf DZSI Common Stock A - Award D 7,181 16,450
2020-01-03 2020-01-02 4 Kim Joon Kyung DZSI Common Stock A - Award D 7,181 7,181
2020-01-03 2020-01-02 4 Kim Seong Gyun DZSI Common Stock A - Award D 7,181 24,796
2019-12-03 2019-12-02 4 Cancro Thomas DZSI Stock Option (Right to buy) A - Award D 7.90 160,000 0
2019-11-21 2019-11-21 4 Kim Il Yung DZSI Common Stock P - Purchase D 7.3101 12,958 95 12,958
2019-11-21 2019-11-20 4 Yim Philip DZSI Common Stock P - Purchase D 7.6964 5,000 38 5,000
2019-08-09 2019-08-08 4 Yoo Choon Yul DZSI Common Stock A - Award D 10.1100 2,679 27 2,679
2019-05-21 2019-05-20 4 Golomb Mikhail DZSI Common Stock P - Purchase D 9.7500 10,256 100 10,256
2019-05-16 2019-05-14 4 Yim Philip DZSI Stock Option (Right to buy) A - Award D 10.99 90,000 0
2019-05-16 2019-05-14 4 CONNORS MICHAEL DZSI Stock Option (Right to Buy) M - Exercise D 4.45 4.4500 -10,000 -44 0
2019-05-16 2019-05-14 4 CONNORS MICHAEL DZSI Common Stock M - Exercise D 4.4500 10,000 44 50,259
2019-02-14 2018-07-09 4/A Golomb Mikhail DZSI Stock Options (Right to Buy) A - Award D 10.22 -35,000 0
2019-01-04 2019-01-02 4 Park Sung-Bin DZSI Common Stock A - Award D 4,744 11,615
2019-01-04 2019-01-02 4 Schopp David R DZSI Common Stock A - Award D 4,744 7,284
2019-01-04 2019-01-02 4 Unterberger Rolf DZSI Common Stock A - Award D 4,744 9,269
2019-01-04 2019-01-02 4 CONNORS MICHAEL DZSI Common Stock A - Award D 4,744 40,259
2019-01-04 2019-01-02 4 Kim Seong Gyun DZSI Common Stock A - Award D 4,744 13,865
2019-01-04 2019-01-02 4 Nam Min Woo DZSI Common Stock A - Award D 4,744 11,615
2018-09-11 2018-09-10 4 CONNORS MICHAEL Footnote DZSI Common Stock S - Sale I 10.2400 -3,333 -34 0
2018-09-11 2018-09-09 4 Kim Seong Gyun DZSI Restricted Stock Units M - Exercise D -750 1,500
2018-09-11 2018-09-09 4 Kim Seong Gyun DZSI Common Stock M - Exercise D 750 13,621
2018-08-14 2018-08-13 4 Schopp David R DZSI Common Stock A - Award D 9.8800 2,540 25 2,540
2018-07-11 2018-07-09 4 Golomb Mikhail DZSI Stock Option (Right to buy) A - Award D 10.22 35,000 35,000
2018-04-11 2018-04-09 4 Unterberger Rolf DZSI Common Stock A - Award D 4,525 4,525
2018-01-10 2018-01-08 4 Park Sung-Bin DZSI Common Stock A - Award D 6,871 6,871
2018-01-10 2018-01-08 4 CONNORS MICHAEL DZSI Common Stock A - Award D 6,871 38,851
2018-01-10 2018-01-08 4 Kim Seong Gyun DZSI Common Stock A - Award D 6,871 12,871
2018-01-10 2018-01-08 4 Nam Min Woo DZSI Common Stock A - Award D 6,871 6,871
2017-12-04 2017-12-01 4 Golomb Mikhail DZSI Stock Option (Right to buy) A - Award D 8.29 130,000 130,000
2017-11-16 2016-11-15 4 CONNORS MICHAEL DZSI Common Stock A - Award D 3,082 28,647
2017-11-16 2017-11-15 4 Kim Seong Gyun DZSI Common Stock A - Award D 3,000 3,750
2017-10-31 2017-10-30 4 Nam Min Woo DZSI Stock Option (Right to buy) A - Award D 6.49 10,000 0
2017-10-31 2017-10-30 4 CONNORS MICHAEL DZSI Stock Option (Right to buy) A - Award D 6.49 10,000 0
2017-10-31 2017-10-30 4 Park Sung-Bin DZSI Stock Option (Right to buy) A - Award D 6.49 10,000 0
2017-10-11 2017-10-10 4 Kim Il Yung DZSI Employee Stock Option (Right to buy) A - Award D 6.75 150,000 150,000
2017-09-11 2017-09-09 4 KRAMLICH C RICHARD DZSI Restricted Stock Units M - Exercise D -750 0
2017-09-11 2017-09-09 4 KRAMLICH C RICHARD DZSI Common Stock M - Exercise D 750 9,326
2017-09-11 2017-09-09 4 Kim Seong Gyun DZSI Restricted Stock Units M - Exercise D -750 2,250
2017-09-11 2017-09-09 4 Kim Seong Gyun DZSI Common Stock M - Exercise D 750 750
2017-02-22 2017-02-20 4 KRAMLICH C RICHARD DZSI Common Stock A - Award D 16,807 42,881
2017-01-09 2017-01-04 4 Kim Il Yung DZSI Employee Stock Option (Right to buy) A - Award D 0.96 500,000 500,000
2016-09-13 2016-09-09 4 KRAMLICH C RICHARD DZSI Restricted Stock Unit A - Award D 15,000 15,000
2016-09-13 2016-09-09 4 CONNORS MICHAEL DZSI Stock Option (Right to buy) A - Award D 1.19 50,000 0
2016-09-13 2016-09-09 4 MISAKA KIRK DZSI Employee Stock Option (Right to buy) A - Award D 1.19 500,000 0
2016-09-13 2016-09-09 4 DASAN NETWORKS, INC DZSI Common Stock J - Other D 47,465,082 47,465,082
2016-09-13 2016-09-09 4 Norrod James D DZSI Employee Stock Option (Right to buy) A - Award D 1.19 1,000,000 0
2016-09-13 2016-09-09 4 Kim Il Yung DZSI Employee Stock Option (Right to buy) A - Award D 1.19 1,000,000 0
2016-09-13 2016-09-09 4 Nam Min Woo DZSI Stock Option (Right to buy) A - Award D 1.19 50,000 0
2016-09-13 2016-09-09 4 Park Sung-Bin DZSI Stock Option (Right to buy) A - Award D 1.19 50,000 0
2016-09-13 2016-09-09 4 Kim Seong Gyun DZSI Restricted Stock Unit A - Award D 15,000 15,000
2016-06-01 2016-05-27 4 CONNORS MICHAEL ZHNE Stock Options (Right to Buy) A - Award D 1.17 10,000 10,000
2016-04-06 2016-03-31 4 Norrod James D ZHNE Stock Options (Right to purchase) D - Sale to Issuer D 3.70 -1,250,000 0
2015-11-17 2015-11-16 4 CONNORS MICHAEL ZHNE Employee Stock Option (right to buy) M - Exercise D 0.50 49,500 0
2015-11-17 2015-11-16 4 CONNORS MICHAEL ZHNE Common Stock M - Exercise D 0.5000 49,500 25 127,823
2015-11-13 2015-11-11 4 DAHL ROBERT K ZHNE Employee Stock Option (right to buy) M - Exercise D 0.50 -22,000 0
2015-11-13 2015-11-11 4 DAHL ROBERT K ZHNE Common Stock M - Exercise D 0.5000 22,000 11 121,000
2015-11-04 2015-11-03 4 EJABAT MORTEZA ZHNE Common Stock S - Sale I 1.3113 -7,000 -9 774,674
2015-10-22 2015-10-21 4 MISAKA KIRK ZHNE Employee Stock Option (right to buy) M - Exercise D 0.50 -270,477 0
2015-10-22 2015-10-21 4 MISAKA KIRK ZHNE Common Stock M - Exercise D 0.5000 270,477 135 446,543
2015-08-14 2015-08-14 4 MISAKA KIRK ZHNE Employee Stock Option (right to buy) M - Exercise D 1.65 -79,999 0
2015-08-14 2015-08-14 4 MISAKA KIRK ZHNE Common Stock M - Exercise D 1.6500 79,999 132 176,066
2015-08-12 2015-08-11 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -4,100 1,326,910
2015-08-12 2015-08-11 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 4,100 7 486,912
2015-08-12 2015-08-11 4 EJABAT MORTEZA ZHNE Commons Stock D - Sale to Issuer D 1.7500 -4,100 -7 482,812
2015-08-12 2015-08-10 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -26,350 1,331,010
2015-08-12 2015-08-10 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 26,350 43 509,162
2015-08-12 2015-08-10 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 1.7740 -26,350 -47 482,812
2015-08-07 2015-08-07 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -6,746 1,357,360
2015-08-07 2015-08-07 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 6,746 11 489,558
2015-08-07 2015-08-07 4 EJABAT MORTEZA ZHNE Commons Stock D - Sale to Issuer D 1.7501 -6,746 -12 482,812
2015-08-07 2015-08-06 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -24,024 1,364,106
2015-08-07 2015-08-06 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 24,024 40 506,836
2015-08-07 2015-08-06 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 1.8023 -24,024 -43 482,812
2015-08-07 2015-08-05 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -14,520 1,388,130
2015-08-07 2015-08-05 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 14,520 24 497,332
2015-08-07 2015-08-05 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 1.8649 -14,520 -27 482,812
2015-08-05 2015-08-04 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -36,600 1,402,650
2015-08-05 2015-08-04 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 36,600 60 519,412
2015-08-05 2015-08-04 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 1.8828 -36,600 -69 482,812
2015-08-05 2015-08-03 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -8,000 1,439,250
2015-08-05 2015-08-03 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 8,000 13 491,460
2015-08-05 2015-08-03 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 1.9198 -8,000 -15 482,812
2015-08-03 2015-07-31 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -6,733 1,447,250
2015-08-03 2015-07-31 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 6,733 11 491,460
2015-08-03 2015-07-31 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 2.0003 -6,733 -13 482,812
2015-07-31 2015-07-29 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 1.65 -31,990 1,453,983
2015-07-31 2015-07-29 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 1.6500 31,990 53 491,460
2015-07-31 2015-07-29 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 2.0038 -31,990 -64 482,812
2015-07-29 2015-07-27 4 EJABAT MORTEZA ZHNE Employee Stock Option M - Exercise D 0.50 -8,648 1,485,973
2015-07-29 2015-07-27 4 EJABAT MORTEZA ZHNE Common Stock M - Exercise D 0.5000 8,648 4 491,460
2015-07-29 2015-07-27 4 EJABAT MORTEZA ZHNE Common Stock D - Sale to Issuer D 2.0067 -8,648 -17 482,812
2015-05-06 3 Presworsky Eric ZHNE Common Stock D 3,684
2015-05-06 3 Presworsky Eric ZHNE Common Stock D 3,684
2015-05-06 2015-05-05 4 PIERCE NANCY ZHNE Common Stock A - Award D 15,000 107,998
2015-05-06 2015-05-05 4 KRAMLICH C RICHARD ZHNE Common Stock A - Award D 15,000 26,074
2015-05-06 2015-05-05 4 KRAMLICH C RICHARD ZHNE Common Stock A - Award D 10,695 11,074
2015-05-06 2015-05-05 4 YAZDI MAHVASH ZHNE Stock Options (Right to Buy) A - Award D 1.87 50,000 50,000
2015-05-06 2015-05-05 4 YAZDI MAHVASH ZHNE Common Stock A - Award D 10,695 33,102
2015-05-06 2015-05-05 4 CONNORS MICHAEL ZHNE Stock Option (Right to Buy) A - Award D 1.87 50,000 50,000
2015-05-06 2015-05-05 4 CONNORS MICHAEL ZHNE Common Stock A - Award D 10,695 78,323
2015-05-06 2015-05-05 4 DAHL ROBERT K ZHNE Common Stock A - Award D 15,000 99,000
2015-05-06 2015-05-05 4 TIMMINS JAMES D ZHNE Stock Options (Right to Buy) A - Award D 1.87 50,000 50,000
2015-04-14 2015-04-07 4 PIERCE NANCY ZHNE Stock Options (Right to Purchase) D - Sale to Issuer D 0.89 -16,656 33,344
2015-04-14 2015-04-07 4 PIERCE NANCY ZHNE Common Stock D - Sale to Issuer D -10,526 92,998
2015-01-30 2015-01-30 4 Norrod James D ZHNE Common Stock P - Purchase D 1.4400 10,000 14 60,000
2014-11-28 2014-11-26 4 EJABAT MORTEZA See Note 1 ZHNE Common Stock S - Sale I 2.1613 -6,700 -14 781,674
2014-11-19 2014-11-18 4 EJABAT MORTEZA See Note 1 ZHNE Common Stock S - Sale I 2.3224 -1,330 -3 788,374
2014-11-19 2014-11-18 4 Smith Robert Murray ZHNE Stock Options (Right to purchase) A - Award D 2.25 300,000 300,000
2014-10-01 2014-09-30 4 YAZDI MAHVASH See Footnote 1 ZHNE Common Stock A - Award I 15,000 22,407
2014-10-01 2014-09-30 4 YAZDI MAHVASH See Footnote 1 ZHNE Common Stock A - Award I 2.7000 7,407 20 7,407
2014-08-08 2014-08-07 4 EJABAT MORTEZA See Note 1 ZHNE Common Stock S - Sale I 3.2069 -25,000 -80 789,704
2014-07-29 2014-07-28 4 EJABAT MORTEZA See Note 2 ZHNE Common Stock G - Gift I 0.9500 -15,000 -14 814,704
2014-07-21 3 Norrod James D ZHNE Common Stock D 100,000
2014-07-21 3 Norrod James D ZHNE Common Stock D 100,000
2014-07-21 2014-07-21 4 Norrod James D ZHNE Stock Options (Right to purchase) A - Award D 3.70 1,250,000 1,250,000
2014-05-14 2014-05-13 4 KRAMLICH C RICHARD ZHNE Director Stock Option (Right to Buy) A - Award D 2.70 50,000 50,000
2014-05-14 2014-05-13 4 PIERCE NANCY ZHNE Common Stock A - Award D 15,000 103,524
2014-05-14 2014-05-13 4 CONNORS MICHAEL ZHNE Stock Option (right to buy) A - Award D 2.70 50,000 50,000
2014-05-14 2014-05-13 4 DAHL ROBERT K ZHNE Common Stock A - Award D 15,000 84,000
2014-05-14 2014-05-13 4 TIMMINS JAMES D ZHNE Stock Option (right to buy) A - Award D 2.70 50,000 50,000
2014-05-14 2014-05-13 4 Briscoe Lawrence W. ZHNE Stock Option (right to buy) A - Award D 2.70 50,000 50,000
2013-12-13 2013-12-12 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 4.4678 -4,927 -22 379
2013-12-13 2013-12-11 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 4.5476 -38,597 -176 5,306
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 0.95 -6,246 43,754
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 0.89 -17,697 32,303
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 2.49 -21,804 18,751
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.2770 -45,747 -241 43,903
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 0.9500 6,246 6 89,650
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 0.8900 17,697 16 83,404
2013-12-09 2013-12-06 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 2.4900 21,804 54 65,707
2013-12-09 2013-12-05 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 2.49 -9,445 40,555
2013-12-09 2013-12-05 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 1.89 -13,185 6,251
2013-12-09 2013-12-05 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.0100 -22,630 -113 43,903
2013-12-09 2013-12-05 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 2.4900 9,445 24 66,533
2013-12-09 2013-12-05 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 1.8900 13,185 25 57,088
2013-12-04 2013-12-02 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 1.89 -5,826 19,436
2013-12-04 2013-12-02 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.4830 -5,826 -32 43,903
2013-12-04 2013-12-02 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 1.8900 5,826 11 49,729
2013-12-02 2013-11-27 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 1.89 -2,800 25,262
2013-12-02 2013-11-27 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.4578 -2,800 -15 43,903
2013-12-02 2013-11-27 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 1.8900 2,800 5 46,703
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 1.89 -21,938 28,062
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 1.40 -10,000 0
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 0.50 -32,146 0
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.4110 -39,177 -212 43,903
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.4640 -64,084 -350 83,080
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 1.8900 21,938 41 147,164
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 1.4000 10,000 14 125,226
2013-11-27 2013-11-26 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 0.5000 32,146 16 115,226
2013-11-27 2013-11-25 4 KRAMLICH C RICHARD ZHNE Director Stock Option (right to buy) M - Exercise D 0.50 -9,854 32,146
2013-11-27 2013-11-25 4 KRAMLICH C RICHARD ZHNE Common Stock S - Sale D 5.4640 -9,854 -54 83,080
2013-11-27 2013-11-25 4 KRAMLICH C RICHARD ZHNE Common Stock M - Exercise D 0.5000 9,854 5 92,934
2013-10-31 2013-10-29 4 EJABAT MORTEZA See Note 2 ZHNE Common Stock S - Sale I 4.1740 -17,000 -71 829,704
2013-05-06 2013-05-02 4 KRAMLICH C RICHARD ZHNE Director Stock Option (Right to Buy) A - Award D 0.95 50,000 50,000
2013-05-06 2013-05-02 4 KRAMLICH C RICHARD ZHNE Common Stock A - Award D 21,052 83,080
2013-05-03 2013-05-02 4 PIERCE NANCY ZHNE Common Stock A - Award D 15,000 88,524
2013-05-03 2013-05-02 4 PIERCE NANCY ZHNE Common Stock A - Award D 21,052 73,524
2013-05-02 2013-05-02 4 CONNORS MICHAEL ZHNE Stock Option (right to buy) A - Award D 0.95 50,000 50,000
2013-05-02 2013-05-02 4 EJABAT MORTEZA Reference Foot Note One ZHNE Common Stock A - Award I 104,210 846,704
2013-05-02 2013-05-02 4 DAHL ROBERT K ZHNE Common Stock A - Award D 15,000 69,000
2013-05-02 2013-05-02 4 MISAKA KIRK ZHNE Common Stock A - Award D 34,578 96,067
2013-05-02 2013-05-02 4 TIMMINS JAMES D ZHNE Stock Option (right to buy) A - Award D 0.95 50,000 50,000
2013-05-02 2013-05-02 4 Briscoe Lawrence W. ZHNE Stock Option (right to buy) A - Award D 0.95 50,000 50,000
2012-11-02 2012-10-31 4 EJABAT MORTEZA See Note 1 ZHNE Common Stock S - Sale I 0.4506 -26,000 -12 742,494
2012-05-23 2012-05-22 4 KRAMLICH C RICHARD ZHNE Director Stock Option (Right to Buy) A - Award D 0.89 50,000 50,000
2012-05-23 2012-05-22 4 KRAMLICH C RICHARD ZHNE Common Stock A - Award D 22,472 62,028
2012-05-22 2012-05-22 4 PIERCE NANCY ZHNE Stock Option (right to buy) A - Award D 0.89 50,000 50,000
2012-05-22 2012-05-22 4 PIERCE NANCY ZHNE Common Stock A - Award D 22,472 52,472
2012-05-22 2012-05-22 4 CONNORS MICHAEL ZHNE Stock Option (right to buy) A - Award D 0.89 50,000 50,000
2012-05-22 2012-05-22 4 CONNORS MICHAEL ZHNE Common Stock A - Award D 22,472 67,628
2012-05-22 2012-05-22 4 EJABAT MORTEZA See Note 1 ZHNE Common Stock S - Sale I 0.9016 -1,694 -2 768,494
2012-05-22 2012-05-22 4 DAHL ROBERT K ZHNE Common Stock A - Award D 15,000 54,000
2012-05-22 2012-05-22 4 TIMMINS JAMES D ZHNE Stock Option (right to buy) A - Award D 0.89 50,000 50,000
2012-05-22 2012-05-22 4 Briscoe Lawrence W. ZHNE Stock Option (right to buy) A - Award D 0.89 50,000 50,000
2006-03-14 2006-03-10 4 SYMONS JEANETTE ZHNE Stock Option(right to purchase) A - Award D 2.45 35,249 35,429
2006-03-14 2006-03-10 4 MISAKA KIRK ZHNE Stock Option (right to purchase) A - Award D 2.45 11,515 11,515
2006-03-14 2006-03-10 4 EJABAT MORTEZA ZHNE Stock Option (right to purchase) A - Award D 2.45 64,624 64,624
2005-09-02 2005-09-01 4 SYMONS JEANETTE ZHNE Employee Stock Option (right to purchase) A - Award D 2.65 250,000 250,000
2005-09-02 2005-09-01 4 MISAKA KIRK ZHNE Employee Stock Option (right to purchase) A - Award D 2.65 300,000 300,000
2005-05-31 2005-05-26 4 SHIGEMURA BARTON ZHNE Employee Stock Option (right to buy) M - Exercise D 2.16 -37,500 0
2005-05-31 2005-05-26 4 SHIGEMURA BARTON ZHNE Common Stock S - Sale D 2.7500 -37,500 -103 3,436
2005-05-31 2005-05-26 4 SHIGEMURA BARTON ZHNE Common Stock M - Exercise D 2.1600 37,500 81 3,436
2005-05-16 2005-05-12 4 COULTER JAMES G ZHNE NQ Stock Option (right to purchase) A - Award D 2.48 30,000 30,000
2005-05-16 2005-05-12 4 COULTER JAMES G ZHNE Common Stock A - Award D 4,032 7,468
2005-05-13 2005-05-12 4 CONNORS MICHAEL ZHNE Stock Option (right to buy) A - Award D 2.48 30,000 30,000
2005-05-13 2005-05-12 4 CONNORS MICHAEL ZHNE Common Stock A - Award D 2.4800 4,032 10 19,968
2005-05-13 2005-05-12 4 TIMMINS JAMES D ZHNE Stock Option (right to buy) A - Award D 2.48 30,000 30,000
2005-05-13 2005-05-12 4 TIMMINS JAMES D ZHNE Common Stock A - Award D 2.4800 4,032 10 7,468
2005-05-13 2005-05-12 4 DAHL ROBERT K ZHNE Stock Option (right to buy) A - Award D 2.48 30,000 30,000
2005-03-31 2005-03-31 4 EJABAT MORTEZA ZHNE Common Stock G - Gift D -100,000 2,714,058
2004-11-22 2004-11-19 4 SHIGEMURA BARTON ZHNE Common Stock A - Award D 1,893 4,636
2004-11-22 2004-11-19 4 CONNORS MICHAEL footnote ZHNE Common Stock A - Award I 1,893 99,269
2004-11-22 2004-11-19 4 DAHL ROBERT K ZHNE Common Stock A - Award D 1,893 190,925
2004-11-15 2004-08-25 4/A TIMMINS JAMES D See Below ZHNE Common Stock S - Sale I 2.9750 -4,000 -12 1,247,642
2004-09-01 2004-09-01 4 SYMONS JEANETTE ZHNE Employee Stock Option (right to purchase) A - Award D 3.09 300,000 300,000
2004-09-01 2004-09-01 4 MISAKA KIRK ZHNE Employee Stock Option (right to buy) A - Award D 3.09 190,000 190,000
2004-09-01 2004-09-01 4 EJABAT MORTEZA ZHNE Employee Stock Option (right to buy) A - Award D 3.09 500,000 500,000
2004-08-20 2004-08-20 4 TIMMINS JAMES D See Below ZHNE Common Stock S - Sale I 2.9450 -4,000 -12 1,263,832
2004-08-20 2004-08-19 4 TIMMINS JAMES D See Below ZHNE Common Stock S - Sale I 2.8577 -6,500 -19 1,267,832
2003-11-26 3/A GREENE JAMES H JR See below. ZHNE Common Stock I 8,959,375
2003-11-24 3 TIMMINS JAMES D See below. ZHNE Common Stock I 1,320,843
2003-11-24 3 MISAKA KIRK ZHNE Common Stock D 97,462
2003-11-24 3 SYMONS JEANETTE See below. ZHNE Common Stock I 3,055,961
2003-11-24 3 SYMONS JEANETTE See below. ZHNE Common Stock I 7,096
2003-11-24 3 CLAMMER ADAM See below ZHNE Common Stock I 0
2003-11-24 3 EJABAT MORTEZA See below. ZHNE Common Stock I 729,412
2003-11-24 3 EJABAT MORTEZA See below. ZHNE Common Stock I 7,096
2003-11-24 3 EJABAT MORTEZA ZHNE Common Stock D 2,914,058
2003-11-24 3 GREENE JAMES H JR See below. ZHNE Common Stock I 8,959,375
2003-11-24 3 NAVAB ALEXANDAR JR See below. ZHNE Common Stock I 8,959,375
2003-11-24 3 KKR ZT LLC See below. ZHNE Common Stock I 8,959,375
2003-11-24 3 DAHL ROBERT K See below. ZHNE Common Stock I 179,453
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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