THMO Insider Trading - ThermoGenesis Holdings, Inc.

已發行股份	15,847,517 shares
內部人士股份	34,456,709 shares
所有內部人士	27

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

0 ( )

7725 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

0.000% ( )

7631 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了ThermoGenesis Holdings, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	持股數量	分拆調整
Harold Baker VP Commercial Operations - [O]	76,867	76,867
Dan T Bessey CFO - [O]	117,500	117,500
Michael Bruch CFO - [O]	30,688	30,688
Mark Bagnall	1,250
(Hong Kong) Ltd Boyalife 10% Owner - [10%]	683,824	15,196
Boyalife Asset Holding II, Inc. 10% Owner - [10%]	1,728,857	272,913
Boyalife Investment Inc. 10% Owner - [10%]	12,205,882	12,205,882
David Warren Carter	61,250
Jeffery Cauble Principal Accounting Officer - [O]	5,240	5,240

內部人士	持股數量	分拆調整
Kevin Cooksy Vice President - [O]	50,000	50,000
Debra Donaghy	10,000
Kimberly Kay Ellner VP, Manufacturing - [O]	1,699	1,699
Kenneth Harris 10% Owner - [10%]	4,490,410	4,490,410
Thomis Joseph Director - [D]	0	0
Vivian H Liu COO, Director - [D] [O]	25,000	25,000
Patrick J Mcenany	122,750
Russell M Medford	10,000
Craig W Moore Director - [D]	7,788	7,788

內部人士	持股數量	分拆調整
Kenneth Pappa VP, Manufacturing, IT - [O]	54,584	54,584
Matthew T Plavan Former CEO - [O]	245,066	245,066
Rao Mahendra S. Director - [D]	5,255	5,255
Denis Michael Rhein Director - [D]	28,499	28,499
Robin C Stracey CEO, Director - [D] [O]	116,676	116,676
Mitchel Sivilotti 10% Owner - [10%]	4,660,539	4,660,539
Mark Westgate	10,000
James Xu	13,500
Xiaochun Xu CEO, Director, 10% Owner - [D] [O] [10%]	12,335,016	12,335,016

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 THMO / ThermoGenesis Holdings, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數
2019-12-26	Xu Xiaochun	683,824	2,277,134.0000	683,824	2,277,134.0000	1,557,158,880,416	731
2019-12-26	Xu Xiaochun	683,824	2,277,134.0000	683,824	2,277,134.0000	1,557,158,880,416
2018-08-28	JOSEPH THOMIS	35,000	0.1800	35,000	0.1800	6,300
2016-12-26	Boyalife (Hong Kong) Ltd	6,102,942	2.5200	6,102,942	2.5200	15,379,414

經調整價格已按拆股調整。經調整股數已按拆股調整。

THMO / ThermoGenesis Holdings, Inc. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 THMO / ThermoGenesis Holdings, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2023-11-17	Xu Xiaochun	600,000	1.0200	600,000	1.0200	612,000	210	0.3102	-425,880	-69.59
2019-12-26	Xu Xiaochun	683,824	2,277,134.0000	15,196	102,471,030.0000	1,557,158,880,416
2015-09-02	Plavan Matthew T	11,400	0.6800	11,400	0.6800	7,752
2015-09-02	Plavan Matthew T	5,871	0.6875	5,871	0.6875	4,036

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2024-07-09	2024-06-28	4	Xu Xiaochun Held by Boyalife Group, Inc.	THMO	Common Stock	C - Conversion	I		0.3800	7,894,737	3,000		12,335,016
2024-03-19	2024-03-15	4	Xu Xiaochun Held by Boyalife Group, Inc.	THMO	Common Stock	C - Conversion	I		0.3800	4,113,158	1,563		4,440,279
2023-11-21	2023-11-17	4	Xu Xiaochun Held by Boyalife Group Inc.	THMO	Common Stock	S - Sale	I		1.0200	-600,000	-612		327,121
2023-10-02	2023-09-28	4	Xu Xiaochun Held by Boyalife Group, Inc.	THMO	Common Stock	C - Conversion	I		1.0700	654,206	700		927,121
2022-06-30	2022-06-28	4	Xu Xiaochun Held by Boyalife Asset Holding II, Inc.	THMO	Common Stock	C - Conversion	I		0.2843	10,552,234	3,000		12,281,091
2021-06-01	2021-05-27	4	Xu Xiaochun	THMO	Stock Option	D - Sale to Issuer	D	5.94		-240,000		0
2021-06-01	2021-05-27	4	Cauble Jeffery	THMO	Stock Option	D - Sale to Issuer	D	5.94		-40,000		0
2020-06-08	2020-06-04	4	JOSEPH THOMIS	THMO	Stock Option	A - Award	D	5.94		10,000		10,000
2020-06-08	2020-06-04	4	Westgate Mark	THMO	Stock Option	A - Award	D	5.94		10,000		10,000
2020-06-08	2020-06-04	4	Donaghy Debra	THMO	Stock Option	A - Award	D	5.94		10,000		10,000
2020-06-08	2020-06-04	4	Xu Xiaochun	THMO	Stock Option	A - Award	D	5.94		240,000		240,000
2020-06-08	2020-06-04	4	Cauble Jeffery	THMO	Stock Option	A - Award	D	5.94		40,000		40,000
2020-06-08	2020-06-04	4	MEDFORD RUSSELL M	THMO	Stock Option	A - Award	D	5.94		10,000		10,000
2020-04-30	2019-12-26	4/A	Xu Xiaochun By Boyalife Asset Holding II, Inc.	THMO	Warrants to Purchase Common Stock	P - Purchase	I	80.00	10.0000	352,942	3,529	352,942
2020-04-30	2019-12-26	4/A	Xu Xiaochun By Boyalife (Hong Kong) Ltd.	THMO	Warrants to Purchase Common Stock	S - Sale	I	80.00	10.0000	-352,942	-3,529	0
2020-04-30	2019-12-26	4/A	Xu Xiaochun By Boyalife Asset Holding II, Inc.	THMO	Common Stock	P - Purchase	I		2,277,134.0000	683,824	1,557,158,880		683,824
2020-04-30	2019-12-26	4/A	Xu Xiaochun By Boyalife (Hong Kong) Ltd.	THMO	Common Stock	S - Sale	I		2,277,134.0000	-683,824	-1,557,158,880		0
2020-04-30	2019-12-20	4/A	Xu Xiaochun By Boyalife Asset Holding II, Inc.	THMO	Participation Interest in Convertible Note	J - Other	I	1.80	2,000,000.0000
2020-04-30	2020-04-28	4	Xu Xiaochun By Boyalife Asset Holding II, Inc.	THMO	Common Stock	J - Other	I		1.8000	-621,637	-1,119		1,728,857
2020-02-18	2020-02-13	4	Xu Xiaochun Held by Boyalife Asset Holding II, Inc.	THMO	Second Amended and Restated Convertible Note	C - Conversion	I	1.80				0
2020-02-18	2020-02-13	4	Xu Xiaochun Held by Boyalife Asset Holding II, Inc.	THMO	Common Stock	C - Conversion	I		1.8000	1,666,670	3,000		2,350,494
2020-01-03	2019-12-26	4	Xu Xiaochun Boyalife Asset Holding II, Inc.	KOOL	Warrants to Purchase Common Stock	P - Purchase	I	80.00	10.0000	352,942	3,529	352,942
2020-01-03	2019-12-26	4	Xu Xiaochun By Boyalife (Hong Kong) Ltd.	KOOL	Warrants to Purchase Common Stock	P - Purchase	I	80.00	10.0000	-352,942	-3,529	0
2020-01-03	2019-12-26	4	Xu Xiaochun By Boyalife Asset Holding II, Inc.	KOOL	Common Stock	P - Purchase	I		2,277,134.0000	683,824	1,557,158,880		683,824
2020-01-03	2019-12-26	4	Xu Xiaochun By Boyalife (Hong Kong) Ltd.	KOOL	Common Stock	P - Purchase	I		2,277,134.0000	-683,824	-1,557,158,880		0
2020-01-03	2019-12-20	4	Xu Xiaochun Boyalife Asset Holding II, Inc.	KOOL	Participation Interest in Convertible Note	P - Purchase	I	1.80	2,000,000.0000
2019-09-18	2019-09-16	4	MEDFORD RUSSELL M	KOOL	Stock Option	A - Award	D	4.38		3,400		3,400
2019-09-18	2019-09-16	4	Westgate Mark	KOOL	Stock Option	A - Award	D	4.38		3,400		3,400
2019-09-18	2019-09-16	4	JOSEPH THOMIS	KOOL	Stock Option	A - Award	D	4.38		3,400		3,400
2018-12-18	2018-12-14	4	Xu Xiaochun	KOOL	Stock Option	A - Award	D	0.30		640,000		640,000
2018-12-18	2018-12-14	4	Xu Xiaochun	KOOL	Stock Option	A - Award	D	0.30		160,000		160,000
2018-12-18	2018-12-14	4	Cauble Jeffery	KOOL	Stock Option	A - Award	D	0.30		160,000		160,000
2018-12-18	2018-12-14	4	Cauble Jeffery	KOOL	Stock Option	A - Award	D	0.30		40,000		40,000
2018-09-05	2018-09-04	4	JOSEPH THOMIS By Thomis Consulting BVBA	KOOL	Common Stock	J - Other	I			-35,000			0
2018-08-30	2018-08-28	4	JOSEPH THOMIS By Thomis Consulting BVBA	KOOL	Common Stock	P - Purchase	I		0.1800	35,000	6		35,000
2018-06-26	2018-06-22	4	Xu James	KOOL	Stock Option	A - Award	D	0.44		13,500		13,500
2018-04-18	2018-04-16	4	Li Yishu By Spouse through Boyalife Asset Holding II, Inc.	KOOL	Second Amended and Restated Convertible Promissory Note	A - Award	I	1.61	1.6100
2018-04-18	2018-04-16	4	Xu Xiaochun By Boyalife Asset Holding II, Inc.	KOOL	Second Amended and Restated Convertible Promissory Note	A - Award	I	1.61	1.6100			10,000,000
2018-04-18	2018-04-16	4	JOSEPH THOMIS	KOOL	Stock Options	D - Sale to Issuer	D	3.00		-34,000		20,000
2018-04-18	2018-04-16	4	MEDFORD RUSSELL M	KOOL	Stock Options	D - Sale to Issuer	D	3.00		-34,000		20,000
2018-04-18	2018-04-16	4	Xu James	KOOL	Stock Options	D - Sale to Issuer	D	3.00		-34,000		20,000
2018-04-18	2018-04-16	4	Westgate Mark	KOOL	Stock Options	D - Sale to Issuer	D	3.00		-34,000		20,000
2018-03-13	2018-03-09	4	MEDFORD RUSSELL M	KOOL	Stock Options	A - Award	D	3.00		54,000		54,000
2018-03-13	2018-03-09	4	Xu James	KOOL	Stock Options	A - Award	D	3.00		54,000		54,000
2018-03-13	2018-03-09	4	Westgate Mark	KOOL	Stock Options	A - Award	D	3.00		54,000		54,000
2018-03-13	2018-03-09	4	JOSEPH THOMIS	KOOL	Stock Options	A - Award	D	3.00		54,000		54,000
2018-01-03	2017-12-29	4	Xu Xiaochun	KOOL	Stock Options	A - Award	D	3.00		300,000		300,000
2018-01-03	2017-12-29	4	LIU VIVIAN H	KOOL	Stock Options	A - Award	D	3.00		250,000		250,000
2017-07-03	2017-07-01	4	Cauble Jeffery	KOOL	Common Stock	A - Award	D		3.1700	-4,080	-13		5,240
2017-07-03	2017-07-01	4	Cauble Jeffery	KOOL	Common Stock	A - Award	D		3.1700	9,320	30		9,320
2017-05-16	2017-05-10	4	Westgate Mark	KOOL	Stock Options	A - Award	D	3.19	3.1900	13,500	43	13,500
2017-05-12	2017-05-10	4	Rao Mahendra S.	KOOL	Stock Options	A - Award	D	3.19	3.1900	13,500	43	13,500
2017-05-12	2017-05-10	4	MEDFORD RUSSELL M	KOOL	Stock Options	A - Award	D	3.19	3.1900	12,250	39	12,250
2017-05-12	2017-05-10	4	Xu James	KOOL	Stock Options	A - Award	D	3.19	3.1900	13,500	43	13,500
2017-05-12	2017-05-10	4	JOSEPH THOMIS	KOOL	Stock Options	A - Award	D	3.19	3.1900	12,250	39	12,250
2017-03-30	2017-03-28	4	Ellner Kimberly Kay	KOOL	Common Stock	A - Award	D		3.1500	-2,338	-7		1,699
2017-03-30	2017-03-27	4	Ellner Kimberly Kay	KOOL	Common Stock	A - Award	D		3.1500	-162	-1		4,037
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock (Restricted)		D						12,689
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock		D						15,045
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock		D						15,045
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock (Restricted)		D						21,829
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock (Restricted)		D						13,432
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock (Restricted)		D						12,689
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock (Restricted)		D						21,829
2017-03-15		3	Cauble Jeffery	KOOL	Common Stock (Restricted)		D						13,432
2017-02-28	2017-02-24	4	LIU VIVIAN H	KOOL	Stock Options	A - Award	D	2.89		25,000		25,000
2017-02-28	2017-02-24	4	LIU VIVIAN H	KOOL	Common Stock	A - Award	D		2.8900	25,000	72		25,000
2016-12-28	2016-12-26	4	Boyalife (Hong Kong) Ltd	KOOL	Warrants to purchase common stock	P - Purchase	D	0.40	8.0000	2,941,177	23,529	3,529,413
2016-12-28	2016-12-26	4	Boyalife (Hong Kong) Ltd	KOOL	Common Stock	P - Purchase	D		2.5200	6,102,942	15,379		6,838,237
2016-12-20	2016-12-14	4	Xu Xiaochun	KOOL	Stock Options	A - Award	D	2.91		50,000		50,000
2016-09-30	2016-09-28	4	Ellner Kimberly Kay	KOOL	Common Stock	A - Award	D		4.0000	-3,000	-12		4,199
2016-09-30	2016-09-28	4	Ellner Kimberly Kay	KOOL	Common Stock	A - Award	D		3.9800	-502	-2		7,199
2016-08-26		3	Boyalife Investment Inc.	KOOL	Common Stock		D						12,205,882
2016-08-26		3	Boyalife Investment Inc.	KOOL	Common Stock		D						12,205,882
2016-08-24	2016-08-22	4	Xu Xiaochun	KOOL	Common Stock	A - Award	I		3.4000	6,102,941	20,750		6,838,236
2016-07-28	2016-07-26	4	BRUCH MICHAEL	KOOL	Common Stock	A - Award	D			15,734			30,688
2016-07-28	2016-07-26	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D			29,720			116,676
2016-07-28	2016-07-26	4	Ellner Kimberly Kay	KOOL	Common Stock	A - Award	D			12,997			20,818
2016-07-13	2016-07-01	4	Xu Xiaochun	KOOL	Stock Options	A - Award	D	2.86		1,250		1,250
2016-07-11	2016-07-07	4	Ellner Kimberly Kay	KOOL	Stock Options	A - Award	D	2.86		16,000		16,000
2016-07-11	2016-07-07	4	Ellner Kimberly Kay	KOOL	Common Stock	F - Taxes	D		2.8600	-5,078	-15		7,701
2016-07-11	2016-07-07	4	Ellner Kimberly Kay	KOOL	Common Stock	A - Award	D		2.8600	12,062	34		12,779
2016-07-11	2016-07-07	4	BRUCH MICHAEL	KOOL	Stock Options	A - Award	D	2.86		16,000		16,000
2016-07-11	2016-07-07	4	BRUCH MICHAEL	KOOL	Common Stock	F - Taxes	D		2.8600	-5,390	-15		14,775
2016-07-11	2016-07-07	4	BRUCH MICHAEL	KOOL	Common Stock	A - Award	D		2.8600	14,603	42		20,165
2016-07-11	2016-07-07	4	STRACEY ROBIN C	KOOL	Stock Options	A - Award	D	2.86		60,000		60,000
2016-07-11	2016-07-07	4	STRACEY ROBIN C	KOOL	Common Stock	F - Taxes	D		2.8600	-20,732	-59		39,956
2016-07-11	2016-07-07	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		2.8600	55,168	158		57,688
2016-07-06	2016-07-01	4	Rao Mahendra S.	KOOL	Stock Options	A - Award	D	2.86		1,250		5,000
2016-07-06	2016-07-01	4	Rao Mahendra S.	KOOL	Common Stock	A - Award	D		2.8600	2,448	7		5,255
2016-07-06	2016-07-01	4	MOORE CRAIG W	KOOL	Stock Options	A - Award	D	2.86		1,250		4,500
2016-07-06	2016-07-01	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		2.8600	1,737	5		7,788
2016-07-06	2016-07-01	4	Rhein Denis Michael	KOOL	Stock Options	A - Award	D	2.86		1,250		3,750
2016-07-06	2016-07-01	4	Rhein Denis Michael	KOOL	Common Stock	A - Award	D		2.8600	1,278	4		28,499
2016-07-05	2016-07-01	4	Bagnall Mark	KOOL	Stock options	A - Award	D	2.86		1,250		1,250
2016-04-05	2016-04-01	4	Rao Mahendra S.	KOOL	Common Stock	A - Award	D		4.0100	1,746	7		2,807
2016-04-05	2016-04-01	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		4.0100	1,239	5		6,051
2016-04-05	2016-04-01	4	Rhein Denis Michael	KOOL	Common Stock	A - Award	D		4.0100	912	4		27,221
2016-03-25		3	Li Yishu Boyalife (Hong Kong) Ltd	KOOL	Common Stock		I						29,411,764
2016-03-25		3	Li Yishu Boyalife (Hong Kong) Ltd	KOOL	Common Stock		I						29,411,764
2016-03-18		3	Xu Xiaochun Boyalife (Hong Kong) Ltd.	KOOL	Common Stock		I						1,470,590
2016-03-18		3	Xu Xiaochun Boyalife (Hong Kong) Ltd.	KOOL	Common Stock		I						1,470,590
2016-03-18	2016-03-09	4	Xu Xiaochun	KOOL	Stock Options	A - Award	D	4.20		1,250		1,250
2016-03-17		3	Ellner Kimberly Kay	KOOL	Common Stock		D						1,434
2016-03-17		3	Ellner Kimberly Kay	KOOL	Common Stock (Restricted)		D						1,077
2016-03-17		3	Ellner Kimberly Kay	KOOL	Common Stock (Restricted)		D						1,077
2016-03-17		3	Ellner Kimberly Kay	KOOL	Common Stock		D						1,434
2016-03-17	2016-03-09	4	Ellner Kimberly Kay	KOOL	Stock Options	A - Award	D	4.20		3,750		4,500
2015-11-10	2015-11-10	4	Harris Kenneth	KOOL	Common Stock	S - Sale	D		0.6000	-2,200	-1		4,490,410
2015-11-10	2015-11-09	4	Harris Kenneth	KOOL	Common Stock	S - Sale	D		0.6000	-48,468	-29		4,492,610
2015-11-10	2015-11-06	4	Harris Kenneth	KOOL	Common Stock	S - Sale	D		0.6000	-30,190	-18		4,541,078
2015-11-04	2015-11-03	4	Harris Kenneth	KOOL	Common Stock	S - Sale	D		0.6000	-4,810	-3		4,571,268
2015-11-04	2015-11-02	4	Harris Kenneth	KOOL	Common Stock	S - Sale	D		0.6000	-5,700	-3		4,576,078
2015-11-02	2015-10-29	4	Harris Kenneth	KOOL	Common Stock	S - Sale	D		0.6000	-8,632	-5		4,581,778
2015-10-26	2015-10-22	4	BRUCH MICHAEL	KOOL	Stock Options	A - Award	D	0.60		50,000		100,000
2015-10-09	2015-09-30	4	Rao Mahendra S.	KOOL	Common Stock	A - Award	D		0.5300	7,075	4		21,209
2015-10-09	2015-09-30	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		0.5300	9,375	5		96,223
2015-09-30	2015-09-28	4	Harris Kenneth	KOOL	Option	A - Award	D	0.60		270,000		530,000
2015-09-22	2015-09-17	4	BRUCH MICHAEL	KOOL	Common Stock	F - Taxes	D		0.6450	-9,915	-6		114,827
2015-09-14	2015-09-10	4	BRUCH MICHAEL	KOOL	Option	A - Award	D	0.63		50,000		50,000
2015-09-14	2015-09-10	4	BRUCH MICHAEL	KOOL	Common Stock	A - Award	D		0.6300	20,000	13		124,742
2015-09-04	2015-09-02	4	Plavan Matthew T	KOOL	Common Stock	S - Sale	D		0.6875	-5,871	-4		245,066
2015-09-04	2015-09-02	4	Plavan Matthew T	KOOL	Common Stock	S - Sale	D		0.6800	-11,400	-8		250,937
2015-07-02	2015-07-01	4	Rao Mahendra S.	KOOL	Option	A - Award	D	0.81		-25,000		90,000
2015-07-02	2015-06-30	4	Rao Mahendra S.	KOOL	Common Stock	A - Award	D		0.8500	4,412	4		14,134
2015-07-02	2015-07-01	4	MOORE CRAIG W	KOOL	Option	A - Award	D	0.81		25,000		80,000
2015-07-02	2015-06-30	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		0.8500	5,846	5		86,848
2015-07-02	2015-07-01	4	Rhein Denis Michael	KOOL	Option	A - Award	D	0.81		-25,000		50,000
2015-06-11	2015-06-09	4	STRACEY ROBIN C	KOOL	Option	A - Award	D	0.83		1,000,000		1,065,000
2015-06-11	2015-06-09	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		0.8320	1,000,000	832		1,050,405
2015-05-14		3	BRUCH MICHAEL	KOOL	Common Stock		D						168,693
2015-05-14		3	BRUCH MICHAEL	KOOL	Common Stock (Restricted)		D						115,533
2015-05-14		3	BRUCH MICHAEL	KOOL	Common Stock		D						168,693
2015-05-14		3	BRUCH MICHAEL	KOOL	Common Stock (Restricted)		D						134,742
2015-05-14		3	BRUCH MICHAEL	KOOL	Common Stock (Restricted)		D						115,533
2015-05-14		3	BRUCH MICHAEL	KOOL	Common Stock (Restricted)		D						134,742
2015-04-17	2014-06-01	4/A	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		1.7100	-3,395	-6		302,090
2015-04-17	2013-07-29	4/A	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		1.1600	-8,402	-10		95,485
2015-04-17	2013-06-01	4/A	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		1.1700	-3,300	-4		103,887
2015-04-17	2012-07-29	4/A	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		0.8800	-8,263	-7		107,187
2015-04-17	2012-06-01	4/A	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		0.8700	-3,300	-3		115,450
2015-04-15	2013-07-29	4/A	Pappa Kenneth	KOOL	Common Stock	F - Taxes	D		1.1600	-5,508	-6		54,584
2015-04-15	2012-07-29	4/A	Pappa Kenneth	KOOL	Common Stock	F - Taxes	D		0.8800	-5,508	-5		60,092
2015-04-02	2015-03-31	4	Rao Mahendra S.	KOOL	Common Stock	A - Award	D		0.9000	9,722	9		9,722
2015-04-02	2015-03-31	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		0.9000	5,799	5		81,002
2015-03-23	2015-03-03	4	Pappa Kenneth	KOOL	Common Stock	F - Taxes	D		0.9000	-5,019	-5		81,556
2015-02-20	2015-02-18	4	Harris Kenneth	KOOL	Common Stock	F - Taxes	D		0.8800	-6,692	-6		4,590,410
2015-02-20	2015-02-18	4	Sivilotti Mitchel	KOOL	Common Stock	F - Taxes	D		0.8800	-6,692	-6		4,660,539
2015-01-05	2014-12-31	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.0200	5,116	5		75,203
2014-12-10		3	Rhein Denis Michael EMR Vermoegensverwaltung GmbH	KOOL	Common Stock		I						1,052,326
2014-12-10		3	Rhein Denis Michael EMR Vermoegensverwaltung GmbH	KOOL	Common Stock		I						1,052,326
2014-12-09	2014-12-05	4	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		1.0500	-23,765	-25		262,337
2014-12-05	2014-12-01	4/A	BESSEY DAN T	KOOL	Option	A - Award	D	1.02		150,000		393,585
2014-12-03	2014-12-01	4	BESSEY DAN T	KOOL	Option	A - Award	D	1.02		150,000		393,585
2014-10-02	2014-09-30	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		1.2200	5,738	7		50,405
2014-10-02	2014-09-30	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.2200	8,555	10		70,087
2014-08-29	2014-08-19	4	Harris Kenneth	KOOL	Option	A - Award	D	1.31		160,000		260,000
2014-08-21	2014-08-19	4	Pappa Kenneth	KOOL	Option	A - Award	D	1.31		80,000		136,200
2014-08-21	2014-08-19	4	Plavan Matthew T	KOOL	Option	A - Award	D	1.31		400,000		762,500
2014-08-21	2014-08-19	4	BESSEY DAN T	KOOL	Option	A - Award	D	1.31		160,000		243,585
2014-08-21	2014-08-19	4	Sivilotti Mitchel	KOOL	Option	A - Award	D	1.31		80,000		180,000
2014-07-31	2014-07-29	4	Plavan Matthew T	KOOL	Common Stock	F - Taxes	D		1.3900	-8,488	-12		293,602
2014-07-31	2014-07-29	4	Pappa Kenneth	KOOL	Common Stock	F - Taxes	D		1.3900	-5,508	-8		86,575
2014-07-02	2014-07-01	4	MOORE CRAIG W	KOOL	Option	A - Award	D	1.38		25,000		95,000
2014-07-02	2014-06-30	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.3900	7,509	10		61,532
2014-07-02	2014-07-01	4	STRACEY ROBIN C	KOOL	Option	A - Award	D	1.38		25,000		65,000
2014-07-02	2014-06-30	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		1.3900	5,036	7		44,667
2014-07-02	2014-07-01	4	Rao Mahendra S.	KOOL	Option	A - Award	D	1.38		25,000		50,000
2014-07-02	2014-07-01	4	MCENANY PATRICK J	KOOL	Option	A - Award	D	1.38		25,000		122,750
2014-04-03	2014-03-31	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.7000	6,140	10		54,023
2014-04-03	2014-03-31	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		1.7000	6,471	11		39,631
2014-03-05	2014-03-03	4	Pappa Kenneth	KOOL	Option	A - Award	D	2.18		18,700		56,200
2014-03-05	2014-03-03	4	Pappa Kenneth	KOOL	Common Stock	A - Award	D			37,500			92,084
2014-03-05	2014-03-03	4	BAKER HAROLD	KOOL	Option	A - Award	D	2.18		18,700		93,700
2014-03-05	2014-03-03	4	BAKER HAROLD	KOOL	Common Stock	A - Award	D			37,500			76,867
2014-03-05	2014-03-03	4	BESSEY DAN T	KOOL	Option	A - Award	D	2.18		33,585		83,585
2014-03-05	2014-03-03	4	BESSEY DAN T	KOOL	Common Stock	A - Award	D			67,500			117,500
2014-03-05	2014-03-03	4	Plavan Matthew T	KOOL	Option	A - Award	D	2.18		100,000		362,500
2014-03-05	2014-03-03	4	Plavan Matthew T	KOOL	Common Stock	A - Award	D			210,000			305,485
2014-02-28		3	Sivilotti Mitchel	KOOL	Common Stock		D						9,284,462
2014-02-28		3	Sivilotti Mitchel	KOOL	Common Stock (Restricted)		D						4,717,231
2014-02-28		3	Sivilotti Mitchel	KOOL	Common Stock		D						9,284,462
2014-02-28		3	Sivilotti Mitchel	KOOL	Common Stock (Restricted)		D						4,717,231
2014-02-28		3	Harris Kenneth	KOOL	Common Stock		D						9,144,204
2014-02-28		3	Harris Kenneth	KOOL	Common Stock		D						9,144,204
2014-02-28		3	Harris Kenneth	KOOL	Common Stock (Restricted)		D						4,647,102
2014-02-28		3	Harris Kenneth	KOOL	Common Stock (Restricted)		D						4,647,102
2014-01-03	2013-12-31	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		1.0199	9,070	9		33,160
2014-01-03	2013-12-31	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.0199	5,393	6		47,883
2013-10-02	2013-09-30	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		1.0800	7,870	8		24,090
2013-10-02	2013-09-30	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.0800	5,093	6		42,490
2013-07-02	2013-07-01	4	MOORE CRAIG W	KOOL	Option	A - Award	D	1.37		15,000		76,250
2013-07-02	2013-06-28	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.3500	5,926	8		37,397
2013-07-02	2013-07-01	4	STRACEY ROBIN C	KOOL	Option	A - Award	D	1.37		15,000		40,000
2013-07-02	2013-06-28	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		1.3500	10,926	15		16,220
2013-07-02	2013-07-01	4	MCENANY PATRICK J	KOOL	Option	A - Award	D	1.37		15,000		109,000
2013-04-04	2013-03-28	4	STRACEY ROBIN C	KOOL	Common Stock	A - Award	D		0.8500	5,294	4		5,294
2013-04-04	2013-03-28	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		0.8500	6,471	6		31,471
2013-04-01		3	BESSEY DAN T	KOOL	Common Stock		D						50,000
2013-04-01		3	BESSEY DAN T	KOOL	Option		D						50,000
2012-08-01	2012-07-30	4	Plavan Matthew T	KOOL	Option	A - Award	D	0.92		162,500		325,000
2012-07-05	2012-07-02	4	CARTER DAVID WARREN	KOOL	Option	A - Award	D	0.90		15,000		61,250
2012-07-05	2012-07-02	4	MOORE CRAIG W	KOOL	Option	A - Award	D	0.90		15,000		61,250
2012-07-05	2012-07-02	4	MCENANY PATRICK J	KOOL	Option	A - Award	D	0.90		15,000		100,500
2012-02-08		3	Cooksy Kevin	KOOL	Common Stock		D						50,000
2012-01-31	2012-01-27	4	MOORE CRAIG W	KOOL	Common Stock	A - Award	D		1.0200	25,000	26		25,000

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

THMO / ThermoGenesis Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5