SNGX / Soligenix, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

索利吉尼克斯公司

已發行股份 10,306,079 shares
內部人士股份5,126,831 shares
內部持股49.75 %
所有內部人士32
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
9080 out of 10916

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

0.000% ( )
8984 out of 10752

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Soligenix, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Robert N Brey 10,000
Keith L Brownlie Director - [D] 50,000 3,659
Marco Maria Brughera Director - [D] 2,750 177
Cyrille F Buhrman Director - [D] 4,900,020 4,900,020
Paolo Cavazza - 293,510 18,936
Enrico Cavazza - 293,510 18,936
Francesca Cavazza - 293,510 18,936
Preta Martina Cavazza - 293,510 18,936
Silvia Cavazza - 293,510 18,936
Cote Timothy R. Director - [D] 50,634 3,165
內部人士 平均收益(%) 持股
數量
分拆
調整
Oreola Donini 70,000
Corp Plc Elan 10% Owner - [10%] 162,600 162,600
Elan International Services Ltd 10% Owner - [10%] 162,600 162,600
Elan Pharmaceutical Investments Ii Ltd 10% Owner - [10%] 1,468,900 1,468,900
Elan Pharmaceutical Investments Ltd 10% Owner - [10%] 162,600 162,600
SPA Essetifin - 293,510 18,936
Guarino Jonathan L. Senior Vice President and CFO - [O] 11,000 710
Kevin Horgan 85,000
Corp Intrexon 10% Owner - [10%] 85,397 5,509
Randal J Kirk 10% Owner - [10%] 85,397 5,509
Karen R Krumeich SVP and CFO - [O] 26,000 1,902
內部人士 平均收益(%) 持股
數量
分拆
調整
Anthony Gregg Lapointe Director - [D] 73,781 5,399
Leadiant Biosciences, Inc. 10% Owner - [10%] 293,510 18,936
Parks Diane L. Director - [D] 14,940 964
Pearson Mark E. Director, 10% Owner - [D] [10%] 78,338 5,054
Rubin Robert J. Director - [D] 4,385 283
Christopher J Schaber CHAIRMAN, CEO AND PRESIDENT, Director - [D] [O] 15,511 15,511
Sigma Tau International Sa 10% Owner - [10%] 2,711,393 3,967,889
Sigma-Tau America S.A. 10% Owner - [10%] 2,711,393 3,967,889
Richard Straube SENIOR VICE PRESIDENT AND CMO - [O] 8,000 516
Joseph Michael Warusz VP of Finance/Acting CFO - [O] 12,955 948
Jerome B Zeldis Director - [D] 22,917 1,479

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 SNGX / Soligenix, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2025-10-02 SCHABER CHRISTOPHER J 15,132 1.3217 15,132 1.3217 20,000 6 1.8100 7,390 36.95
2022-05-18 Straube Richard 8,000 0.5000 516 7.7500 4,000
2022-05-18 SCHABER CHRISTOPHER J 20,000 0.4433 1,290 6.8712 8,866
2021-12-17 SCHABER CHRISTOPHER J 7,000 0.7399 452 11.4684 5,179
2021-12-15 Guarino Jonathan L. 1,000 0.7000 65 10.8500 700
2021-12-14 Guarino Jonathan L. 10,000 0.7119 645 11.0344 7,119
2021-12-14 SCHABER CHRISTOPHER J 10,000 0.7269 645 11.2670 7,269
2021-05-14 ZELDIS JEROME B 3,000 0.8880 194 13.7640 2,664
2019-11-19 ZELDIS JEROME B 2,000 0.9250 129 14.3375 1,850

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

SNGX / Soligenix, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 SNGX / Soligenix, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2021-05-14 ZELDIS JEROME B 3,000 0.9002 194 13.9531 2,701 17 1.02 -2,503 -92.71
2017-11-29 Essetifin SPA 16,416 2.1200 1,059 32.8600 34,802
2017-11-29 Essetifin SPA 5,954 2.1200 384 32.8600 12,622
2017-11-29 Essetifin SPA 271,140 2.1200 17,493 32.8600 574,817
2017-05-08 KIRK RANDAL J 1,881 2.5400 121 39.3700 4,778
2017-05-08 KIRK RANDAL J 9,695 2.5400 625 39.3700 24,625
2017-05-05 KIRK RANDAL J 13,893 2.7000 896 41.8500 37,511
2017-05-05 KIRK RANDAL J 71,607 2.7000 4,620 41.8500 193,339
2017-05-04 KIRK RANDAL J 2,278 2.9700 147 46.0350 6,766

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

SNGX / Soligenix, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2025-10-03 2025-10-02 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 1.3217 15,132 20 15,511
2023-05-05 3 Cote Timothy R. Silk Road Therapeutics, Inc. SNGX Common Stock I 25,317
2022-05-18 2022-05-18 4 Straube Richard SNGX COMMON STOCK P - Purchase D 0.5000 8,000 4 8,000
2022-05-18 2022-05-18 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 0.4433 20,000 9 90,095
2022-01-21 2022-01-21 4 Guarino Jonathan L. SNGX Option (Right to Buy) A - Award D 0.78 50,000 50,000
2022-01-21 2022-01-21 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 0.69 47,315 47,315
2022-01-04 2022-01-03 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 0.69 60,000 60,000
2021-12-20 2021-12-17 4 SCHABER CHRISTOPHER J SNGX COMMON STOCK P - Purchase D 0.7399 7,000 5 70,095
2021-12-15 2021-12-15 4 Guarino Jonathan L. SNGX COMMON STOCK P - Purchase D 0.7000 1,000 1 11,000
2021-12-15 2021-12-14 4 Guarino Jonathan L. SNGX COMMON STOCK P - Purchase D 0.7119 10,000 7 10,000
2021-12-14 2021-12-14 4 SCHABER CHRISTOPHER J SNGX COMMON STOCK P - Purchase D 0.7269 10,000 7 63,095
2021-12-10 2021-12-09 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 0.78 60,000 60,000
2021-12-10 2021-12-09 4 Guarino Jonathan L. SNGX Stock Option (Right to Buy) A - Award D 0.78 50,000 50,000
2021-12-10 2021-12-09 4 Donini Oreola SNGX Option (Right to Buy) A - Award D 0.78 70,000 70,000
2021-12-10 2021-12-09 4 Straube Richard SNGX Option (Right to Buy) A - Award D 0.78 40,000 40,000
2021-09-24 2021-09-23 4 Parks Diane L. SNGX Stock Option (Right to Buy) A - Award D 1.03 29,126 29,126
2021-09-24 2021-09-23 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 1.03 29,126 29,126
2021-09-24 2021-09-23 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 1.03 29,126 29,126
2021-09-24 2021-09-23 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 1.03 29,126 29,126
2021-05-18 2021-05-14 4 ZELDIS JEROME B SNGX Common Stock S - Sale D 0.9002 -3,000 -3 22,917
2021-05-18 2021-05-14 4 ZELDIS JEROME B SNGX Common Stock P - Purchase D 0.8880 3,000 3 25,917
2021-01-04 2021-01-04 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 1.28 60,000 60,000
2020-12-11 2020-12-10 4 Donini Oreola SNGX Option (Right to Buy) A - Award D 2.34 70,000 70,000
2020-12-11 2020-12-10 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 2.34 60,000 60,000
2020-12-11 2020-12-10 4 Straube Richard SNGX Option (Right to Buy) A - Award D 2.34 40,000 40,000
2020-12-11 2020-12-10 4 Guarino Jonathan L. SNGX Stock Option (Right to Buy) A - Award D 2.34 40,000 40,000
2020-09-18 2020-09-16 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 1.97 15,228 15,228
2020-09-18 2020-09-16 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 1.97 15,228 15,228
2020-09-18 2020-09-16 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 1.97 15,228 15,228
2020-09-18 2020-09-16 4 Parks Diane L. SNGX Stock Option (Right to Buy) A - Award D 1.97 15,228 15,228
2020-06-19 2020-06-18 4 Parks Diane L. SNGX Stock Option (Right to Buy) A - Award D 1.76 13,500 13,500
2020-01-02 2020-01-02 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 1.45 60,000 60,000
2019-12-13 2019-12-12 4 Donini Oreola SNGX Option (Right to Buy) A - Award D 1.24 60,000 60,000
2019-12-13 2019-12-12 4 Guarino Jonathan L. SNGX Stock Option (Right to Buy) A - Award D 1.24 10,000 10,000
2019-12-13 2019-12-12 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 1.24 60,000 60,000
2019-12-13 2019-12-12 4 Straube Richard SNGX Option (Right to Buy) A - Award D 1.24 30,000 30,000
2019-11-19 2019-11-19 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 0.9300 10,770 10 53,095
2019-11-19 2019-11-19 4 ZELDIS JEROME B SNGX Common Stock P - Purchase D 0.9250 2,000 2 22,917
2019-09-23 2019-09-23 4 Parks Diane L. SNGX Common Stock P - Purchase D 0.9284 14,940 14 14,940
2019-09-23 2019-09-19 4 ZELDIS JEROME B SNGX Common Stock P - Purchase D 0.9350 4,000 4 20,917
2019-09-11 2019-09-09 4 Guarino Jonathan L. SNGX Stock Option (Right to Buy) A - Award D 0.97 40,000 40,000
2019-09-10 2019-09-06 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 0.97 30,928 30,928
2019-09-10 2019-09-06 4 Parks Diane L. SNGX Stock Option (Right to Buy) A - Award D 0.97 30,928 30,928
2019-09-10 2019-09-06 4 Pearson Mark E. SNGX Stock Option (Right to Buy) A - Award D 0.97 30,928 30,928
2019-09-10 2019-09-06 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 0.97 30,928 30,928
2019-09-10 2019-09-06 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 0.97 30,928 30,928
2019-07-10 2019-06-28 4 Pearson Mark E. SNGX Common Stock A - Award I 0.7100 78,338 56 78,338
2019-07-08 2019-07-08 4 Parks Diane L. SNGX Stock Option (Right to Buy) A - Award D 0.86 1,500 1,500
2019-04-22 2019-04-22 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 0.7154 5,000 4 42,325
2019-04-22 2019-04-22 4 ZELDIS JEROME B SNGX Common Stock P - Purchase D 0.7274 10,000 7 16,917
2019-01-04 2019-01-02 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 0.96 60,000 60,000
2018-12-14 2018-12-13 4 Donini Oreola SNGX Option (Right to Buy) A - Award D 0.97 40,000 40,000
2018-12-14 2018-12-13 4 Krumeich Karen R SNGX Option (Right to Buy) A - Award D 0.97 40,000 40,000
2018-12-14 2018-12-13 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 0.97 60,000 60,000
2018-12-14 2018-12-13 4 Straube Richard SNGX Option (Right to Buy) A - Award D 0.97 40,000 40,000
2018-10-18 2018-10-18 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 1.1698 8,700 10 37,325
2018-10-17 2018-10-17 4 Pearson Mark E. SNGX Common Stock P - Purchase D 1.1600 170,000 197 2,500,000
2018-09-28 2018-09-27 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 1.67 17,964 17,964
2018-09-28 2018-09-27 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 1.67 17,964 17,964
2018-09-28 2018-09-27 4 Pearson Mark E. SNGX Stock Option (Right to Buy) A - Award D 1.67 17,964 17,964
2018-09-28 2018-09-27 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 1.67 17,964 17,964
2018-09-28 2018-09-27 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 1.67 17,964 17,964
2018-08-22 2018-08-22 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 1.4198 3,530 5 28,625
2018-07-25 3 Pearson Mark E. SNGX COMMON STOCK D 4,660,000
2018-07-25 3 Pearson Mark E. SNGX COMMON STOCK D 4,660,000
2018-07-25 3 Pearson Mark E. SNGX COMMON STOCK D 4,660,000
2018-07-25 2018-07-20 4 Pearson Mark E. SNGX Stock Option (Right to Buy) A - Award D 1.22 1,500 1,500
2017-12-11 2017-12-07 4 Donini Oreola SNGX Option (Right to Buy) A - Award D 2.01 35,000 35,000
2017-12-11 2017-12-07 4 Krumeich Karen R SNGX Option (Right to Buy) A - Award D 2.01 35,000 35,000
2017-12-11 2017-12-07 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 2.01 80,000 80,000
2017-12-11 2017-12-07 4 Straube Richard SNGX Option (Right to Buy) A - Award D 2.01 35,000 35,000
2017-12-01 2017-11-29 4 Essetifin SPA SNGX Common Stock P - Purchase D 2.1200 16,416 35 293,510
2017-12-01 2017-11-29 4 Essetifin SPA Indirect SNGX Common Stock S - Sale I 2.1200 -16,416 -35 0
2017-12-01 2017-11-29 4 Essetifin SPA SNGX Common Stock P - Purchase D 2.1200 5,954 13 277,094
2017-12-01 2017-11-29 4 Essetifin SPA Indirect SNGX Common Stock S - Sale I 2.1200 -5,954 -13 0
2017-12-01 2017-11-29 4 Essetifin SPA SNGX Common Stock P - Purchase D 2.1200 271,140 575 271,140
2017-12-01 2017-11-29 4 Essetifin SPA Indirect SNGX Common Stock S - Sale I 2.1200 -271,140 -575 0
2017-06-12 2017-06-08 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 2.29 13,100 13,100
2017-06-12 2017-06-08 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 2.29 13,100 13,100
2017-06-12 2017-06-08 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 2.29 13,100 13,100
2017-06-12 2017-06-08 4 Brughera Marco Maria SNGX Stock Option (Right to Buy) A - Award D 2.29 13,100 13,100
2017-06-12 2017-06-08 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 2.29 13,100 13,100
2017-05-08 2017-05-08 4 KIRK RANDAL J by Intrexon SNGX Common Stock S - Sale I 2.5400 -1,881 -5 85,397
2017-05-08 2017-05-08 4 KIRK RANDAL J by NRM VII Holdings SNGX Common Stock S - Sale I 2.5400 -9,695 -25 440,418
2017-05-08 2017-05-05 4 KIRK RANDAL J by Intrexon SNGX Common Stock S - Sale I 2.7000 -13,893 -38 87,278
2017-05-08 2017-05-05 4 KIRK RANDAL J by NRM VII Holdings SNGX Common Stock S - Sale I 2.7000 -71,607 -193 450,113
2017-05-08 2017-05-04 4 KIRK RANDAL J by NRM VII Holdings SNGX Warrant to Purchase Common Stock X - Other I 0.80 -250,000 0
2017-05-08 2017-05-04 4 KIRK RANDAL J by Intrexon SNGX Common Stock S - Sale I 2.9700 -2,278 -7 101,171
2017-05-08 2017-05-04 4 KIRK RANDAL J by NRM VII Holdings SNGX Common Stock S - Sale I 2.9700 -11,739 -35 521,720
2017-05-08 2017-05-04 4 KIRK RANDAL J by NRM VII Holdings SNGX Common Stock S - Sale I 4.0100 -49,875 -200 533,459
2017-05-08 2017-05-04 4 KIRK RANDAL J by NRM VII Holdings SNGX Common Stock X - Other I 0.8000 250,000 200 583,334
2017-04-04 2017-03-31 4 Donini Oreola SNGX Option (Right to Buy) A - Award D 2.67 20,000 20,000
2017-04-04 2017-03-31 4 Krumeich Karen R SNGX Option (Right to Buy) A - Award D 2.67 20,000 20,000
2017-04-04 2017-03-31 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 2.67 50,000 50,000
2017-04-04 2017-03-31 4 Straube Richard SNGX Option (Right to Buy) A - Award D 2.67 20,000 20,000
2016-12-20 2016-12-16 4 Brughera Marco Maria SNGX Common Stock Warrant P - Purchase D 3.95 0.0001 2,500 0 2,500
2016-12-20 2016-12-16 4 Brughera Marco Maria SNGX Common Stock P - Purchase D 3.1599 2,000 6 2,750
2016-12-20 2016-12-16 4 RUBIN ROBERT J. SNGX Common Stock Warrant P - Purchase D 3.95 0.0001 3,956 0 3,956
2016-12-20 2016-12-16 4 RUBIN ROBERT J. SNGX Common Stock P - Purchase D 3.1599 3,165 10 4,385
2016-12-20 2016-12-16 4 SCHABER CHRISTOPHER J SNGX Common Stock Warrant P - Purchase D 3.95 0.0001 19,755 0 19,755
2016-12-20 2016-12-16 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 3.1599 15,804 50 25,095
2016-06-22 3 Krumeich Karen R SNGX Common Stock D 26,000
2016-06-22 3 Krumeich Karen R SNGX Common Stock D 26,000
2016-06-22 2016-06-16 4 Krumeich Karen R SNGX Option (Right to Buy) A - Award D 0.74 100,000 100,000
2016-06-20 2016-06-16 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 0.74 40,541 40,541
2016-06-20 2016-06-16 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 0.74 40,541 40,541
2016-06-20 2016-06-16 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 0.74 40,541 40,541
2016-06-20 2016-06-16 4 Brughera Marco Maria SNGX Stock Option (Right to Buy) A - Award D 0.74 40,541 40,541
2016-06-20 2016-06-16 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 0.74 40,541 40,541
2016-01-04 2015-12-31 4 Donini Oreola SNGX Stock Option (Right to Buy) A - Award D 1.13 70,000 70,000
2016-01-04 2015-12-31 4 Straube Richard SNGX Stock Option (Right to Buy) A - Award D 1.13 70,000 70,000
2016-01-04 2015-12-31 4 Warusz Joseph Michael SNGX Option (Right to Buy) A - Award D 1.13 55,000 55,000
2016-01-04 2015-12-31 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 1.13 140,000 140,000
2015-12-23 2015-12-23 4 ZELDIS JEROME B SNGX Common Stock P - Purchase D 1.2700 2,500 3 69,166
2015-12-23 2015-12-22 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 1.2878 10,000 13 85,761
2015-08-31 2015-08-31 4 LAPOINTE ANTHONY GREGG SNGX Common Stock Warrant M - Exercise D 0.30 -25,000 0
2015-08-31 2015-08-31 4 LAPOINTE ANTHONY GREGG SNGX Common Stock M - Exercise D 0.3000 25,000 8 73,781
2015-07-01 2015-07-01 4 SCHABER CHRISTOPHER J SNGX Common Stock Warrant M - Exercise D 0.61 -7,143 0
2015-07-01 2015-07-01 4 SCHABER CHRISTOPHER J SNGX Common Stock M - Exercise D 0.6100 7,143 4 82,904
2015-06-19 2015-06-18 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 1.51 19,868 19,868
2015-06-19 2015-06-18 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 1.51 19,868 19,868
2015-06-19 2015-06-18 4 Brughera Marco Maria SNGX Stock Option (Right to Buy) A - Award D 1.51 19,868 19,868
2015-06-19 2015-06-18 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 1.51 19,868 19,868
2015-06-19 2015-06-18 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 1.51 19,868 19,868
2015-04-09 2015-04-09 4 Brownlie Keith L SNGX Common Stock Warrant M - Exercise D 0.61 -14,286 0
2015-04-09 2015-04-09 4 Brownlie Keith L SNGX Common Stock M - Exercise D 0.6100 14,286 9 50,000
2015-04-09 2015-04-09 4 ZELDIS JEROME B SNGX Common Stock Warrant M - Exercise D 0.61 -17,857 0
2015-04-09 2015-04-09 4 ZELDIS JEROME B SNGX Common Stock M - Exercise D 0.6100 17,857 11 66,666
2014-12-24 2014-12-24 4 Warusz Joseph Michael SNGX Common Stock Warrant P - Purchase D 1.48 4,959 4,959
2014-12-24 2014-12-22 4 Warusz Joseph Michael SNGX Common Stock P - Purchase D 1.2100 8,265 10 12,955
2014-12-24 2014-12-24 4 SCHABER CHRISTOPHER J SNGX Common Stock Warrant P - Purchase D 1.48 4,959 4,959
2014-12-24 2014-12-22 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 1.2100 8,265 10 75,761
2014-12-08 2014-12-04 4 Warusz Joseph Michael SNGX Option (Right to Buy) A - Award D 1.50 45,000 45,000
2014-12-08 2014-12-04 4 Straube Richard SNGX Stock Option (Right to Buy) A - Award D 1.50 50,000 50,000
2014-12-08 2014-12-04 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) A - Award D 1.50 100,000 100,000
2014-08-05 2014-08-05 4 Brughera Marco Maria SNGX Stock Option (Right to Buy) M - Exercise D 2.01 -7,500 7,500
2014-08-05 2014-08-05 4 Brughera Marco Maria SNGX Common Stock M - Exercise D 2.0100 7,500 15 7,500
2014-06-20 2014-06-19 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 2.19 13,669 13,669
2014-06-20 2014-06-19 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 2.19 13,669 13,669
2014-06-20 2014-06-19 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 2.19 13,669 13,669
2014-06-20 2014-06-19 4 Brughera Marco Maria SNGX Stock Option (Right to Buy) A - Award D 2.19 13,669 13,669
2014-06-20 2014-06-19 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 2.19 13,669 13,669
2014-05-19 2014-05-19 4 Warusz Joseph Michael SNGX Option (Right to Buy) M - Exercise D 0.64 -4,690 25,310
2014-05-19 2014-05-19 4 Warusz Joseph Michael SNGX Common Stock M - Exercise D 0.6400 4,690 3 4,690
2014-05-16 2014-05-14 4 Brownlie Keith L SNGX Option (Right to Buy) M - Exercise D 0.30 -16,667 8,333
2014-05-16 2014-05-14 4 Brownlie Keith L SNGX Common Stock M - Exercise D 0.3000 16,667 5 35,714
2014-05-14 2014-05-13 4 SCHABER CHRISTOPHER J SNGX Option (Right to Buy) M - Exercise D 0.64 -7,815 112,185
2014-05-14 2014-05-13 4 SCHABER CHRISTOPHER J SNGX Common Stock M - Exercise D 0.6400 7,815 5 67,496
2014-01-08 2014-01-06 4 Straube Richard SNGX Stock Option (Right to Buy) A - Award D 2.01 100,000 100,000
2013-12-09 2013-12-05 4 BREY ROBERT N SNGX Stock Option (Right to Buy) A - Award D 2.01 10,000 10,000
2013-12-09 2013-12-05 4 Brughera Marco Maria SNGX Stock Option (Right to Buy) A - Award D 2.01 15,000 15,000
2013-12-09 2013-12-05 4 SCHABER CHRISTOPHER J SNGX Stock Option (Right to Buy) A - Award D 2.01 100,000 100,000
2013-12-09 2013-12-05 4 Warusz Joseph Michael SNGX Stock Option (Right to Buy) A - Award D 2.01 45,000 45,000
2013-10-01 2013-09-27 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 2.26 13,275 13,275
2013-10-01 2013-09-27 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 2.26 13,275 13,275
2013-10-01 2013-09-27 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 2.26 13,275 13,275
2013-10-01 2013-09-27 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 2.26 13,275 13,275
2013-09-27 2013-09-25 4 BREY ROBERT N SNGX Stock Option (Right to Buy) A - Award D 0.68 35,000 35,000
2013-09-27 2013-09-25 4 HORGAN KEVIN SNGX Stock Option (Right to Buy) A - Award D 0.68 85,000 85,000
2013-09-27 2013-09-25 4 SCHABER CHRISTOPHER J SNGX Stock Option (Right to Buy) A - Award D 0.68 130,000 130,000
2013-09-27 2013-09-25 4 Warusz Joseph Michael SNGX Stock Option (Right to Buy) A - Award D 0.68 55,000 55,000
2013-06-26 3 INTREXON CORP by Intrexon Corporation SNGX Common Stock I 1,034,483
2013-06-26 3 INTREXON CORP by NRM VII Holdings SNGX Common Stock I 3,333,333
2013-06-26 2013-06-25 4 Brownlie Keith L SNGX Common Stock Warrants P - Purchase D 1.65 14,286 14,285
2013-06-26 2013-06-25 4 Brownlie Keith L SNGX Common Stock P - Purchase D 1.0500 19,047 20 19,047
2013-06-26 2013-06-25 4 SCHABER CHRISTOPHER J SNGX Common Stock Warrants P - Purchase D 1.65 7,143 7,142
2013-06-26 2013-06-25 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 1.0500 9,523 10 59,681
2013-06-26 2013-06-25 4 ZELDIS JEROME B SNGX Common Stock Warrants P - Purchase D 1.65 17,857 17,857
2013-06-26 2013-06-25 4 ZELDIS JEROME B SNGX Common Stock P - Purchase D 1.0500 23,809 25 48,809
2013-06-24 2013-06-20 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) M - Exercise D 0.30 -25,000 0
2013-06-24 2013-06-20 4 ZELDIS JEROME B SNGX Common Stock M - Exercise D 0.3000 25,000 8 25,000
2012-12-21 2012-12-20 4 CAVAZZA PAOLO Indirect SNGX Common Stock Warrant (warrant to buy) J - Other I 0.53 1 1
2012-12-21 2012-12-20 4 CAVAZZA PAOLO Indirect SNGX Common Stock Warrant (warrant to buy) J - Other I 0.53 1 1
2012-12-21 2012-12-20 4 CAVAZZA PAOLO Indirect SNGX Common Stock Warrant (warrant to buy) J - Other I 5.60 -1 0
2012-12-21 2012-12-20 4 CAVAZZA PAOLO Indirect SNGX Common Stock Warrant (warrant to buy) J - Other I 5.60 -1 0
2012-12-21 2012-12-20 4 CAVAZZA PAOLO Indirect SNGX Common Stock Warrant (warrant to buy) J - Other I 5.60 -1 0
2012-12-21 2012-12-20 4 Essetifin SPA Indirect SNGX Common Stock Warrant (right to buy) J - Other I 0.53 1 1
2012-12-21 2012-12-20 4 Essetifin SPA Indirect SNGX Common Stock Warrant (right to buy) J - Other I 5.60 -1 0
2012-12-21 2012-12-20 4 Essetifin SPA Indirect SNGX Common Stock Warrant (right to buy) J - Other I 5.60 -1 0
2012-07-25 2012-06-21 4 Brownlie Keith L SNGX Stock Option (Right to Buy) A - Award D 0.30 25,000 25,000
2012-07-25 2012-06-21 4 LAPOINTE ANTHONY GREGG SNGX Stock Option (Right to Buy) A - Award D 0.30 25,000 25,000
2012-07-25 2012-06-21 4 RUBIN ROBERT J. SNGX Stock Option (Right to Buy) A - Award D 0.30 25,000 25,000
2012-07-25 2012-06-21 4 ZELDIS JEROME B SNGX Stock Option (Right to Buy) A - Award D 0.30 25,000 25,000
2012-04-11 2012-04-10 4 SCHABER CHRISTOPHER J SNGX Common Stock P - Purchase D 0.5098 9,900 5 50,157
2012-01-18 2012-01-16 4 SCHABER CHRISTOPHER J SNGX Common Stock A - Award D 333,333 805,150
2010-06-22 2010-06-18 4 RUBIN ROBERT J. SNGX Common Stock P - Purchase D 0.2050 243,902 50 243,902
2010-06-21 2010-06-18 4 Essetifin SPA Indirect SNGX Common Stock Warrant (right to buy) J - Other I 0.28 1 1
2010-06-21 2010-06-18 4 Essetifin SPA Indirect SNGX Common Stock P - Purchase I 0.2050 8,608,580 1,765 54,227,816
2009-09-28 2009-09-24 4 Essetifin SPA Indirect DORB Common Stock Warrant (right to buy) J - Other I 0.28 1 1
2009-09-28 2009-09-24 4 Essetifin SPA Indirect DORB Common Stock P - Purchase I 0.2530 3,952,569 1,000 45,619,236
2009-02-13 2009-02-11 4 Essetifin SPA Indirect DORB Common Stock P - Purchase I 0.1800 25,000,000 4,500 41,666,667
2008-12-03 3 Leadiant Biosciences, Inc. Indirect DORB Common Stock I 16,666,667
2007-07-02 3 Buhrman Cyrille F DORB Common Stock D 4,900,020
2007-07-02 2007-06-28 4 Buhrman Cyrille F DORB Stock Options (right to buy) A - Award D 0.33 150,000 150,000
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0100 -875,300 -884 162,600
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0200 -248,700 -254 1,037,900
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0300 -68,200 -70 1,286,600
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0400 -51,300 -53 1,354,800
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0600 -12,600 -13 1,406,100
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0700 -33,200 -36 1,418,700
2004-02-18 2004-02-13 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0800 -17,000 -18 1,451,900
2004-02-13 2004-02-12 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0100 -180,700 -183 1,468,900
2004-02-13 2004-02-12 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0200 -5,600 -6 1,649,600
2004-02-13 2004-02-12 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0500 -69,200 -73 1,655,200
2004-02-13 2004-02-12 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0600 -11,000 -12 1,724,400
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0500 -106,900 -112 1,735,400
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0600 -44,900 -48 1,842,300
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0700 -4,800 -5 1,887,200
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0800 -16,600 -18 1,892,000
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.0900 -10,400 -11 1,908,600
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.1000 -81,000 -89 1,919,000
2004-02-13 2004-02-11 4 ELAN CORP PLC I DOR Common Stock S - Sale I 1.1100 -52,879 -59 2,000,000
2004-02-06 2004-02-04 4 ELAN CORP PLC I DOR Series B Convertible Preferred Stock J - Other I 5.11 126,567 126,567
2004-02-06 2002-12-12 4 ELAN CORP PLC I DOR Common Stock J - Other I 500,000 2,052,879
2004-02-06 2002-10-21 4 ELAN CORP PLC I DOR Series C Convertible Preferred Stock C - Conversion I 8.86 -110,323 0
2004-02-06 2002-10-21 4 ELAN CORP PLC I DOR Common Stock C - Conversion I 8.8600 1,245,187 11,032 1,552,879
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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