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內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Simplify Exchange Traded Funds - Simplify US Small Cap PLUS Income ETF內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 SCY / Simplify Exchange Traded Funds - Simplify US Small Cap PLUS Income ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數
2023-07-18	Evensen Peter Banghart	300,000	0.0500	300,000	0.0500	15,000	731
2022-05-20	Scandium Investments LLC	7,202,222	0.0700	7,202,222	0.0700	504,156
2022-05-20	Harris William B.	100,000	0.0700	100,000	0.0700	7,000
2022-05-20	Rothwell James Richard	75,000	0.0700	75,000	0.0700	5,250
2019-03-22	Duyvesteyn Willem P.C.	27,778	0.1800	27,778	0.1800	5,000
2019-03-22	Greig Andrew Carlyle	277,778	0.1800	277,778	0.1800	50,000

經調整價格已按拆股調整。經調整股數已按拆股調整。

SCY / Simplify Exchange Traded Funds - Simplify US Small Cap PLUS Income ETF Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 SCY / Simplify Exchange Traded Funds - Simplify US Small Cap PLUS Income ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2021-01-04	DICKINSON EDWARD H	30,000	0.1710	30,000	0.1710	5,130	730

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2023-07-20	2023-07-18	4	Evensen Peter Banghart	SCY	Common Stock	P - Purchase	D		0.0500	300,000	15		4,261,176
2022-05-25	2022-05-20	4	Rothwell James Richard See footnote.	SCY	Warrants	P - Purchase	I	0.08		75,000		75,000
2022-05-25	2022-05-20	4	Rothwell James Richard See footnote.	SCY	Common Stock	P - Purchase	I		0.0700	75,000	5		2,005,682
2022-05-24	2022-05-20	4	Harris William B.	SCY	Warrants	P - Purchase	D	0.08		100,000		100,000
2022-05-24	2022-05-20	4	Harris William B.	SCY	Common Stock	P - Purchase	D		0.0700	100,000	7		2,057,778
2022-05-24	2022-05-20	4	Scandium Investments LLC	SCY	Warrants	P - Purchase	D	0.08		7,202,222		7,202,222
2022-05-24	2022-05-20	4	Scandium Investments LLC	SCY	Common Stock	P - Purchase	D		0.0700	7,202,222	504		73,470,916
2022-01-07	2022-01-05	4	Putnam George F.	SCY	Options to purchase common stock.	X - Other	D	0.15		-250,000		6,750,000
2022-01-07	2022-01-05	4	Putnam George F.	SCY	Common Stock	X - Other	D		0.1500	250,000	38		5,775,360
2021-12-10	2021-12-08	4	Rothwell James Richard	SCY	Options to purchase common stock	X - Other	D	0.15	0.1500	-135,000	-20	2,565,000
2021-12-10	2021-12-08	4	Rothwell James Richard	SCY	Common stock	X - Other	D		0.1500	135,000	20		1,930,682
2021-12-09	2021-12-09	4	Harris William B.	SCY	Options to acquire common stock	X - Other	D	0.06	0.0650	-500,000	-32	2,300,000
2021-12-09	2021-12-08	4	Harris William B.	SCY	Common Stock	X - Other	D		0.0650	500,000	32		1,957,778
2021-05-10	2021-05-03	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common stock.	A - Award	D	0.18	0.1800	1,650,000	297	4,750,000
2021-05-10	2021-05-03	4	Putnam George F.	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	700,000	126	7,000,000
2021-05-07	2021-05-03	4	Evensen Rolf Christian	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	400,000	72	2,000,000
2021-05-07	2021-05-03	4	Evensen Peter Banghart	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	400,000	72	2,200,000
2021-05-07	2021-05-03	4	Harris William B.	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	500,000	90	2,800,000
2021-05-07	2021-05-03	4	Thompson John D.	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	300,000	54	1,950,000
2021-05-07	2021-05-03	4	Davis Warren K.	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	400,000	72	2,400,000
2021-05-07	2021-05-03	4	Rothwell James Richard	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	400,000	72	2,700,000
2021-05-07	2021-05-03	4	DICKINSON EDWARD H	SCY	Options to purchase common stock	A - Award	D	0.18	0.1800	400,000	72	2,200,000
2021-03-22	2021-03-15	4	DICKINSON EDWARD H	SCY	Options to purchase common stock.	J - Other	D	0.15	0.1500	-100,000	-15	1,800,000
2021-03-22	2021-03-15	4	DICKINSON EDWARD H	SCY	Common Stock	J - Other	D		0.1500	100,000	15		750,708
2021-02-11	2021-02-08	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common shares	J - Other	D	0.13	0.1300	-500,000	-65	3,100,000
2021-02-11	2021-02-08	4	Harris William B.	SCY	Options to purchase common stock	J - Other	D	0.13	0.1300	-300,000	-39	2,300,000
2021-02-11	2021-02-08	4	Rothwell James Richard	SCY	Options to purchase common shares	J - Other	D	0.13	0.1300	-150,000	-20	2,300,000
2021-02-11	2021-02-08	4	DICKINSON EDWARD H	SCY	Options to purchase common stock	J - Other	D	0.13	0.1300	-360,000	-47	1,900,000
2021-02-08	2021-02-01	4	Rothwell James Richard	SCY	Options to purchase common stock.	J - Other	D	0.13	0.1300	-150,000	-20	2,450,000
2021-02-08	2021-02-01	4	Rothwell James Richard	SCY	Common Stock	J - Other	D		0.1300	150,000	20		1,795,682
2021-02-03	2021-01-29	4	Davis Warren K.	SCY	Options to purchase common stock	J - Other	D	0.13	0.1300	-300,000	-39	2,000,000
2021-02-03	2021-01-29	4	Davis Warren K.	SCY	Common Stock	J - Other	D		0.1300	300,000	39		2,511,307
2021-01-13	2021-01-08	4	DICKINSON EDWARD H	SCY	Options to purchase common shares.	J - Other	D	0.13	0.1300	-40,000	-5	2,260,000
2021-01-13	2021-01-08	4	DICKINSON EDWARD H	SCY	Common Stock	J - Other	D		0.1300	40,000	5		650,708
2021-01-13	2021-01-04	4	DICKINSON EDWARD H	SCY	Common Shares	S - Sale	D		0.1710	-30,000	-5		610,708
2021-01-13	2021-01-12	4	Putnam George F.	SCY	Options to purchase common shares	J - Other	D	0.13	0.1300	-750,000	-98	6,300,000
2021-01-13	2021-01-12	4	Putnam George F.	SCY	Common Stock	J - Other	D		0.1300	750,000	98		5,525,360
2021-01-13	2021-01-12	4	Thompson John D.	SCY	Options to purchase common shares.	J - Other	D	0.13	0.1300	-600,000	-78	1,650,000
2021-01-13	2021-01-12	4	Thompson John D.	SCY	Common Stock	J - Other	D		0.1300	600,000	78		4,486,200
2020-11-18	2020-11-13	4	DICKINSON EDWARD H	SCY	Options to purchase common shares	A - Award	D	0.14	0.1400	500,000	70	2,300,000
2020-11-18	2020-11-13	4	Evensen Rolf Christian	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	400,000	56	1,600,000
2020-11-18	2020-11-13	4	Harris William B.	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	500,000	70	2,600,000
2020-11-18	2020-11-13	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	700,000	98	3,600,000
2020-11-18	2020-11-13	4	Davis Warren K.	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	400,000	56	2,300,000
2020-11-18	2020-11-13	4	Rothwell James Richard	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	400,000	56	2,600,000
2020-11-18	2020-11-13	4	Evensen Peter Banghart	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	400,000	56	1,800,000
2020-11-18	2020-11-13	4	Thompson John D.	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	500,000	70	2,250,000
2020-11-18	2020-11-13	4	Putnam George F.	SCY	Options to purchase common stock	A - Award	D	0.14	0.1400	1,000,000	140	7,050,000
2020-11-12	2020-11-05	4	Putnam George F.	SCY	Options to Purchase Common Stock	J - Other	D	0.10	0.1000	-2,500,000	-250	6,050,000
2020-11-12	2020-11-05	4	Duyvesteyn Willem P.C.	SCY	Options to Purchase Common Stock	J - Other	D	0.10	0.1000	-500,000	-50	2,900,000
2020-11-12	2020-11-04	4	Harris William B.	SCY	Options to Purchase Common Shares	J - Other	D	0.10	0.1000	-800,000	-80	2,100,000
2020-11-12	2020-11-04	4	Harris William B.	SCY	Common Stock	J - Other	D		0.1000	800,000	80		1,457,778
2020-04-20	2020-04-17	4	Thompson John D.	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	1,750,000
2020-04-20	2020-04-17	4	Harris William B.	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	2,900,000
2020-04-20	2020-04-17	4	Davis Warren K.	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	1,900,000
2020-04-20	2020-04-17	4	Duyvesteyn Willem P.C.	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	3,400,000
2020-04-20	2020-04-17	4	Davies Barry T.	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	2,400,000
2020-04-20	2020-04-17	4	Putnam George F.	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	8,550,000
2020-04-20	2020-04-17	4	DICKINSON EDWARD H	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	1,800,000
2020-04-20	2020-04-17	4	Rothwell James Richard	SCY	Options to Purchase Common Stock	J - Other	D	0.14	0.1400	-400,000	-56	2,200,000
2020-03-20	2020-03-19	4	Davies Barry T.	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	400,000	26	2,800,000
2020-03-20	2020-03-19	4	Putnam George F.	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	3,000,000	195	8,950,000
2020-03-20	2020-03-19	4	Duyvesteyn Willem P.C.	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	1,000,000	65	3,800,000
2020-03-20	2020-03-19	4	Harris William B.	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	500,000	32	3,300,000
2020-03-20	2020-03-19	4	Evensen Rolf Christian	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	400,000	26	1,200,000
2020-03-20	2020-03-19	4	Evensen Peter Banghart	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	400,000	26	1,400,000
2020-03-20	2020-03-19	4	Thompson John D.	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	400,000	26	2,150,000
2020-03-20	2020-03-19	4	Davis Warren K.	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	400,000	26	2,300,000
2020-03-20	2020-03-19	4	Rothwell James Richard	SCY	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	400,000	26	2,600,000
2020-03-20	2020-03-19	4	DICKINSON EDWARD H	scy	Options to Purchase Common Stock	A - Award	D	0.06	0.0650	600,000	39	2,200,000
2020-01-02	2020-01-01	4	Putnam George F.	SCY	Options to Purchase Common Shares	E - Other	D	0.15	0.1500	-2,750,000	-412	5,950,000
2020-01-02	2020-01-01	4	Thompson John D.	SCY	Options to Purchase Common Shares	E - Other	D	0.15	0.1500	-400,000	-60	1,750,000
2020-01-02	2020-01-01	4	Duyvesteyn Willem P.C.	SCY	Options to Purchase Common Stock	E - Other	D	0.15	0.1500	-250,000	-38	2,800,000
2020-01-02	2020-01-01	4	DICKINSON EDWARD H	SCY	Options to purchase common shares	E - Other	D	0.15	0.1500	-250,000	-38	1,600,000
2019-07-25	2019-07-25	4	Putnam George F.	SCY	Options to purchase common stock	J - Other	D	0.12	0.1200	-550,000	-66	8,700,000
2019-07-25	2019-07-25	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common stock	J - Other	D	0.12	0.1200	-400,000	-48	3,050,000
2019-07-25	2019-07-25	4	DICKINSON EDWARD H	SCY	Options to purchase common stock	J - Other	D	0.12	0.1200	-300,000	-36	1,850,000
2019-07-25	2019-07-25	4	Harris William B.	SCY	Options to purchase common stock	J - Other	D	0.12	0.1200	-350,000	-42	2,800,000
2019-07-23	2019-07-22	4/A	Rothwell James Richard	SCY	Options to acquire common stock	X - Other	D	0.12	0.1200	-400,000	-48	2,200,000
2019-07-22	2019-07-22	4	Davies Barry T.	SCY	Options to acquire common shares	X - Other	D	0.12	0.1200	-300,000	-36	2,400,000
2019-07-22	2019-07-22	4	Davies Barry T.	SCY	Common shares	X - Other	D		0.1200	300,000	36		7,341,778
2019-07-22	2019-07-22	4	Rothwell James Richard	SCY	Options to acquire common stock	X - Other	D	0.12	0.1200	400,000	48	2,200,000
2019-07-22	2019-07-22	4	Rothwell James Richard	SCY	Common shares	X - Other	D		0.1200	400,000	48		1,645,682
2019-05-22	2019-05-09	4	Putnam George F.	SCY	Options to purchase common shares	A - Award	D	0.15	0.1500	3,250,000	488	9,250,000
2019-05-22	2019-05-09	4	Davies Barry T.	SCY	Options to purchase common stock	A - Award	D	0.15	0.1500	400,000	60	2,700,000
2019-05-22	2019-05-09	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common stock	A - Award	D	0.15	0.1500	650,000	98	3,450,000
2019-05-22	2019-05-09	4	Harris William B.	SCY	Options to purchase common stock	A - Award	D	0.15	0.1500	500,000	75	3,150,000
2019-05-22	2019-05-09	4	Rothwell James Richard	SCY	Options to purchase common shares	A - Award	D	0.15	0.1500	500,000	75	2,600,000
2019-05-22	2019-05-09	4	Davis Warren K.	SCY	Options to purchase common stock	A - Award	D	0.15	0.1500	400,000	60	1,900,000
2019-05-22	2019-05-09	4	Evensen Rolf Christian	SCY	Options to purchase common stock	A - Award	D	0.15	0.1500	400,000	60	800,000
2019-05-22	2019-05-09	4	Evensen Peter Banghart	SCY	Options to purchase common shares	A - Award	D	0.15	0.1500	500,000	75	1,000,000
2019-05-22	2019-05-09	4	Greig Andrew Carlyle	SCY	Options to purchase common stock	A - Award	D	0.15	0.1500	400,000	60	1,900,000
2019-05-22	2019-05-09	4	DICKINSON EDWARD H	SCY	Options to purchase common shares	A - Award	D	0.15	0.1500	450,000	68	2,150,000
2019-05-22	2019-05-09	4	Thompson John D.	SCY	Options to purchase common shares	A - Award	D	0.15	0.1500	550,000	82	2,150,000
2019-03-25	2019-03-22	4	Rothwell James Richard	SCY	Common Stock	P - Purchase	D		0.1800	27,800	5		1,245,682
2019-03-25	2019-03-22	4	Harris William B.	SCY	Common Stock	P - Purchase	D		0.1800	27,778	5		657,778
2019-03-25	2019-03-22	4	Putnam George F.	SCY	Common Stock	P - Purchase	D		0.1800	33,350	6		4,775,360
2019-03-25	2019-03-22	4	Davis Warren K.	SCY	Common Stock	P - Purchase	D		0.1800	27,778	5		2,211,307
2019-03-25	2019-03-22	4	Greig Andrew Carlyle	SCY	Common Stock	P - Purchase	D		0.1800	277,778	50		22,665,956
2019-03-25	2019-03-22	4	Davies Barry T.	SCY	Common Stock	P - Purchase	D		0.1800	27,778	5		7,041,778
2019-03-25	2019-03-22	4	Duyvesteyn Willem P.C.	SCY	Common Stock	P - Purchase	D		0.1800	27,778	5		27,880,897
2019-03-25	2019-03-22	4	Scandium Investments LLC	SCY	Common Stock	P - Purchase	D		0.1800	1,111,111	200		66,268,694
2019-03-22	2019-03-20	4	Davis Warren K.	SCY	Options to purchase common stock	X - Other	D	0.12	0.1200	-300,000	-36	1,500,000
2019-03-22	2019-03-20	4	Davis Warren K.	SCY	Common Stock	X - Other	D		0.1200	300,000	36		2,183,529
2019-03-22	2019-03-20	4	Thompson John D.	SCY	Options to purchase common stock	X - Other	D	0.12	0.1200	-450,000	-54	1,600,000
2019-03-22	2019-03-20	4	Thompson John D.	SCY	Common Stock	X - Other	D		0.1200	450,000	54		3,886,200
2019-03-21	2019-03-20	4	DICKINSON EDWARD H	SCY	Options to purchase common stock.	X - Other	D	0.12	0.1200	-100,000	-12	1,700,000
2019-03-21	2019-03-20	4	DICKINSON EDWARD H	SCY	Common Stock	X - Other	D		0.1200	100,000	12		640,708
2018-05-29	2018-05-28	4/A	Davies Barry T.	SCY	Common Stock	P - Purchase	D		0.1544	221,000	34		7,014,000
2018-05-29	2018-05-28	4	Davies Barry T.	SCY	Common Stock	P - Purchase	D		0.1544	221,000	34		6,793,000
2018-05-11	2018-05-08	4	Harris William B.	SCY	Options to Purchase Common Stock	X - Other	D	0.10	0.1000	-200,000	-20	2,650,000
2018-05-11	2018-05-08	4	Harris William B.	SCY	Common Shares	X - Other	D		0.1000	200,000	20		630,000
2018-04-23	2018-04-23	4	Davies Barry T.	SCY	Options to Purchase Common Stock	X - Other	D	0.10	0.1000	-200,000	-20	2,300,000
2018-04-23	2018-04-23	4	Davies Barry T.	SCY	Common Stock	X - Other	D		0.1000	200,000	20		6,793,000
2018-04-23	2018-04-20	4	Putnam George F.	SCY	Options to Purchase Common Stock	X - Other	D	0.10	0.1000	-200,000	-20	6,000,000
2018-04-23	2018-04-20	4	Putnam George F.	SCY	Common Stock	X - Other	D		0.1000	200,000	20		4,742,010
2018-04-23	2018-04-18	4	Duyvesteyn Willem P.C.	SCY	Options to Purchase Common Stock	X - Other	D	0.10	0.1000	-200,000	-20	2,800,000
2018-04-23	2018-04-18	4	Duyvesteyn Willem P.C.	SCY	Common Stock	X - Other	D		0.1000	200,000	20		27,853,119
2018-03-26	2018-03-23	4	Greig Andrew Carlyle	SCY	Common Stock	P - Purchase	D		0.1800	2,777,778	500		22,388,178
2018-03-26	2018-03-23	4	Scandium Investments LLC	SCY	Common Shares	P - Purchase	D		0.1800	2,777,778	500		65,157,583
2018-02-05	2018-02-05	4	Davis Warren K.	SCY	Options to purchase common shares	X - Other	D	0.10	0.1000	-200,000	-20	1,800,000
2018-02-05	2018-02-05	4	Davis Warren K.	SCY	Common Stock	X - Other	D		0.1000	200,000	20		1,883,529
2018-01-31	2018-01-31	4	Davies Barry T.	SCY	Common Stock	P - Purchase	D		0.1745	223,000	39		6,593,000
2018-01-23		3	Scandium Investments LLC	SCY	Common Shares		D						124,759,610
2018-01-23		3	Scandium Investments LLC	SCY	Common Shares		D						124,759,610
2018-01-23		3	Evensen Rolf Christian	SCY	Common Shares		D						6,145,268
2018-01-23		3	Evensen Rolf Christian	SCY	Common Shares		D						6,145,268
2018-01-23		3	Evensen Peter Banghart	SCY	Common Shares		D						6,922,352
2018-01-23		3	Evensen Peter Banghart	SCY	Common Shares		D						6,922,352
2018-01-23	2018-01-19	4	Evensen Peter Banghart	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	500,000	112	500,000
2018-01-23	2018-01-19	4	Evensen Rolf Christian	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	400,000	90	400,000
2018-01-23	2018-01-19	4	Greig Andrew Carlyle	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	400,000	90	1,500,000
2018-01-23	2018-01-19	4	Davis Warren K.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	400,000	90	2,000,000
2018-01-23	2018-01-19	4	Putnam George F.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	1,000,000	225	6,200,000
2018-01-23	2018-01-19	4	Rothwell James Richard	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	500,000	112	2,100,000
2018-01-23	2018-01-19	4	Davies Barry T.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	400,000	90	2,500,000
2018-01-23	2018-01-19	4	Ricketts Nigel J.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	300,000	68	1,000,000
2018-01-23	2018-01-19	4	Harris William B.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	400,000	90	2,850,000
2018-01-23	2018-01-19	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	500,000	112	3,000,000
2018-01-23	2018-01-19	4	Thompson John D.	SCY	Options to purchase common shares	A - Award	D	0.22	0.2250	300,000	68	2,050,000
2018-01-22	2018-01-19	4	DICKINSON EDWARD H	scy	Options to purchase common shares	A - Award	D	0.22	0.2250	300,000	68	1,800,000
2017-08-15	2017-07-24	4	DICKINSON EDWARD H	SCY	Options to Purchase Common Stock	E - Other	D	0.16	0.1600	-300,000	-48	1,500,000
2017-08-14	2017-07-24	4	Thompson John D.	SCY	Options to Purchase Common Stock	E - Other	D	0.25	0.2500	-500,000	-125	1,750,000
2017-08-08	2017-08-04	4	Rothwell James Richard	SCY	Common Shares	P - Purchase	D		0.3000	115,000	34		1,217,882
2017-04-04	2017-03-31	4	Davies Barry T.	scy	Options to Purchase Common Stock	X - Other	D	0.08	0.0800	-400,000	-32	2,100,000
2017-04-04	2017-03-31	4	Davies Barry T.	scy	Common Stock	X - Other	D		0.0800	400,000	32		6,370,000
2017-04-04	2017-03-31	4	Thompson John D.	scy	Options to purchase common stock	X - Other	D	0.08	0.0800	-100,000	-8	2,250,000
2017-04-04	2017-03-31	4	Thompson John D.	scy	Common Stock	X - Other	D		0.0800	100,000	8		3,436,200
2017-03-09	2017-03-07	4	Putnam George F.	scy	Options to Purchase Common Stock	X - Other	D	0.07	0.0700	-400,000	-28	5,200,000
2017-03-09	2017-03-07	4	Putnam George F.	scy	Common stock	X - Other	D		0.0700	400,000	28		4,542,010
2017-02-23	2017-02-21	4	Thompson John D.	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	300,000	111	2,350,000
2017-02-23	2017-02-21	4	Ricketts Nigel J.	scy	Options to Purchase Common Stock	A - Award	D	0.04	0.0370	300,000	11	700,000
2017-02-22	2017-02-21	4	Harris William B.	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	400,000	148	2,450,000
2017-02-22	2017-02-21	4	Duyvesteyn Willem P.C.	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	500,000	185	2,500,000
2017-02-22	2017-02-21	4	Putnam George F.	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	800,000	296	5,600,000
2017-02-22	2017-02-21	4	Greig Andrew Carlyle	scy	Options to Purchase Common Shares	A - Award	D	0.37	0.3700	400,000	148	1,100,000
2017-02-22	2017-02-21	4	Davis Warren K.	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	400,000	148	1,600,000
2017-02-22	2017-02-21	4	Rothwell James Richard	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	500,000	185	1,600,000
2017-02-22	2017-02-21	4	Davies Barry T.	scy	Options to Purchase Common Shares	A - Award	D	0.37	0.3700	400,000	148	2,500,000
2017-02-22	2017-02-21	4	DICKINSON EDWARD H	scy	Options to Purchase Common Stock	A - Award	D	0.37	0.3700	300,000	111	1,800,000
2017-02-22	2017-02-20	4	Duyvesteyn Willem P.C.	scy	Options to purchase common stock	X - Other	D	0.07	0.0700	-200,000	-14	2,000,000
2017-02-22	2017-02-20	4	Duyvesteyn Willem P.C.	scy	Options to purchase common shares	X - Other	D	0.08	0.0800	-400,000	-32	2,200,000
2017-02-22	2017-02-20	4	Duyvesteyn Willem P.C.	scy	Common Stock	X - Other	D		0.0700	200,000	14		27,653,119
2017-02-22	2017-02-20	4	Duyvesteyn Willem P.C.	scy	Common Stock	X - Other	D		0.0800	400,000	32		27,453,119
2017-02-22	2017-02-20	4	Putnam George F.	scy	Options to Purchase Common Stock	X - Other	D	0.08	0.0800	-400,000	-32	4,800,000
2017-02-22	2017-02-20	4	Putnam George F.	scy	Common Stock	X - Other	D		0.0800	400,000	32		4,142,010
2017-02-22	2017-02-20	4	Harris William B.	scy	Options to Purchase Common Stock	X - Other	D	0.08	0.0800	-400,000	-32	2,050,000
2017-02-22	2017-02-20	4	Harris William B.	scy	Common Stock	X - Other	D		0.0800	400,000	32		430,000
2017-02-21	2017-02-20	4	Davis Warren K.	scy	Options to Purchase Common Stock	X - Other	D	0.07	0.0700	-400,000	-28	1,200,000
2017-02-21	2017-02-20	4	Davis Warren K.	scy	Common Stock	X - Other	D		0.0700	400,000	28		1,683,529
2017-02-21	2017-02-20	4	DICKINSON EDWARD H	scy	Options to Purchase Common Shares	X - Other	D	0.08	0.0800	-100,000	-8	1,500,000
2017-02-21	2017-02-20	4	DICKINSON EDWARD H	scy	Common Stock	X - Other	D		0.0800	100,000	8		540,708
2016-02-10	2016-02-08	4	DICKINSON EDWARD H	scy	Options to purchase common shares	A - Award	D	0.13	0.1300	400,000	52	1,600,000
2016-02-10	2016-02-08	4	Duyvesteyn Willem P.C.	SCY	Options to purchase common shares	A - Award	D	0.13	0.1300	500,000	65	2,600,000
2016-02-10	2016-02-08	4	Davies Barry T.	SCY	Options to purchase common shares	A - Award	D	0.13	0.1300	300,000	39	2,100,000
2016-02-10	2016-02-08	4	Thompson John D.	SCY	Options to purchase common stock	A - Award	D	0.13	0.1300	600,000	78	2,050,000
2016-02-10	2016-02-08	4	Putnam George F.	SCY	Options to purchase common shares	A - Award	D	0.13	0.1300	750,000	98	5,200,000
2016-02-10	2016-02-08	4	Harris William B.	SCY	Options to purchase common stock	A - Award	D	0.13	0.1300	300,000	39	2,450,000
2016-02-10	2016-02-08	4	Davis Warren K.	SCY	Options to purchase common shares	A - Award	D	0.13	0.1300	300,000	39	1,600,000
2016-02-10	2016-02-08	4	Rothwell James Richard	SCY	Options to purchase common shares	A - Award	D	0.13	0.1300	300,000	39	1,100,000
2016-02-10	2016-02-08	4	Greig Andrew Carlyle	SCY	Options to purchase common shares	A - Award	D	0.13	0.1300	300,000	39	700,000
2015-09-04	2015-08-28	4	Greig Andrew Carlyle	SCY	Options to purchase common stock.	D - Sale to Issuer	D	0.12	0.1150	400,000	46	400,000
2015-09-04	2015-08-21	4	Greig Andrew Carlyle	SCY	Common stock	P - Purchase	D		0.1000	19,610,400	1,961		19,610,400
2015-04-28	2014-04-24	4	Thompson John D.	SCY	Common Stock	P - Purchase	D		0.0250	2,146,200	54		3,236,200
2015-04-23	2015-04-17	4	Duyvesteyn Willem P.C.	SCY	Stock Options	D - Sale to Issuer	D	0.14	0.1400	400,000	56	2,100,000
2015-04-23	2015-01-01	4	Duyvesteyn Willem P.C.	SCY	Stock Options	D - Sale to Issuer	D	0.25	0.2500	-100,000	-25	1,700,000
2015-04-23	2014-12-16	4	Duyvesteyn Willem P.C.	SCY	Stock Options	D - Sale to Issuer	D	0.11	0.1100	-200,000	-22	1,800,000
2015-04-23	2015-04-17	4	Davies Barry T.	SCY	Stock Options	A - Award	D	0.14	0.1400	400,000	56	1,800,000
2015-04-23	2015-04-17	4	Thompson John D.	SCY	Stock Options	A - Award	D	0.14	0.1400	400,000	56	1,450,000
2015-04-23	2015-04-17	4	Putnam George F.	SCY	Stock Options	A - Award	D	0.14	0.1400	400,000	56	4,450,000
2015-04-23	2015-04-17	4	Harris William B.	SCY	Stock Options	A - Award	D	0.14	0.1400	400,000	56	2,150,000
2015-04-23	2015-01-01	4	Harris William B.	SCY	Stock Options	D - Sale to Issuer	D	0.25	0.2500	-50,000	-12	1,750,000
2015-04-22	2015-04-17	4	DICKINSON EDWARD H	scy	Options to purchase common shares	A - Award	D	0.14	0.1200	400,000	48	1,200,000
2015-04-22	2015-04-17	4	Davis Warren K.	SCY	Stock Options	A - Award	D	0.14	0.1400	400,000	56	1,300,000
2015-04-22	2015-04-17	4	Rothwell James Richard	SCY	Stock Options	A - Award	D	0.14	0.1400	400,000	56	800,000
2015-04-13	2015-04-08	4	DICKINSON EDWARD H	scy	Options to purchase common shares	X - Other	D	0.05	0.0500	-200,000	-10	800,000
2015-04-13	2015-04-08	4	DICKINSON EDWARD H	scy	Common Shares	X - Other	D		0.0500	200,000	10		440,708
2015-04-06	2015-04-02	4	Thompson John D.	SCY	Options to purchase common shares	X - Other	D	0.05	0.0500	-100,000	-5	1,050,000
2015-04-06	2015-04-02	4	Thompson John D.	SCY	Common Shares	X - Other	D		0.0500	100,000	5		1,190,000
2014-08-28	2014-08-26	4	Davis Warren K.	EMC	Common Stock	P - Purchase	D		0.0850	1,283,529	109		1,283,529
2014-08-28	2014-08-26	4	Rothwell James Richard	EMC	Common Stock	P - Purchase	D		0.0850	450,882	38		1,102,882
2014-07-28	2014-07-25	4	DICKINSON EDWARD H	emc	Options on Common Stock	A - Award	D	0.12	0.1200	400,000	48	1,000,000
2014-07-28	2014-07-25	4	Thompson John D.	emc	Options on Common Stock	A - Award	D	0.12	0.1200	450,000	54	1,150,000
2014-07-28	2014-07-25	4	Harris William B.	emc	Options on Common Stock	A - Award	D	0.12	0.1200	350,000	42	1,800,000
2014-07-28	2014-07-25	4	Davis Warren K.	emc	Options on Common Stock	A - Award	D	0.12	0.1200	300,000	36	900,000
2014-07-25	2014-07-25	4	Duyvesteyn Willem P.C.	emc	Options on Common Stock	A - Award	D	0.12	0.1200	400,000	48	2,000,000
2014-07-25	2014-07-25	4	Davies Barry T.	emc	Options on Common Stock	A - Award	D	0.12	0.1200	300,000	36	1,400,000
2014-07-25	2014-07-25	4	Putnam George F.	emc	Options on Common Stock	A - Award	D	0.12	0.1200	550,000	66	4,050,000
2014-07-25		3	Rothwell James Richard	emc	Common Stock		D						1,304,000
2014-07-25		3	Rothwell James Richard	emc	Common Stock		D						1,304,000
2014-07-25	2014-07-25	4	Rothwell James Richard	emc	Options on Common Stock	A - Award	D	0.12	0.1200	400,000	48	400,000
2014-03-27	2014-03-25	4	Duyvesteyn Willem P.C.	emc	Common Stock	P - Purchase	D		0.0250	4,644,400	116		27,053,119
2014-03-27	2014-03-25	4	Davies Barry T.	emc	Common Stock	P - Purchase	D		0.0250	1,000,000	25		5,970,000
2014-03-27	2014-03-25	4	Putnam George F.	emc	Common Stock	P - Purchase	D		0.0250	1,777,760	44		3,742,010
2013-05-13	2013-05-09	4	DICKINSON EDWARD H	EMC	Options on Common Stock	A - Award	D	0.05	0.0500	200,000	10	600,000
2013-05-13	2013-05-09	4	Duyvesteyn Willem P.C.	EMC	Options on Common Stock	A - Award	D	0.10	0.1000	200,000	20	1,600,000
2013-05-13	2013-05-09	4	Davies Barry T.	EMC	Options on Common Stock	A - Award	D	0.10	0.1000	200,000	20	1,100,000
2013-05-13	2013-05-09	4	Thompson John D.	EMC	Options on Common Stock	A - Award	D	0.05	0.0500	100,000	5	700,000
2013-05-13	2013-05-09	4	Putnam George F.	EMC	Options on Common Stock	A - Award	D	0.10	0.1000	200,000	20	3,500,000
2013-05-13	2013-05-09	4	Harris William B.	EMC	Options on Common Stock	A - Award	D	0.10	0.1000	200,000	20	1,800,000
2013-05-13	2013-05-09	4	Davis Warren K.	EMC	Options on Common Stock	A - Award	D	0.10	0.1000	200,000	20	600,000
2013-03-19	2013-03-18	4	Knight Adam	EMC	Options to purchase common stock	A - Award	D	0.05	0.0500	600,000	30	750,000
2013-03-15	2013-03-14	4	Duyvesteyn Willem P.C.	EMC	Convertible Note	P - Purchase	D	0.05	0.0500	2,000,000	100	2,000,000
2013-03-14	2013-03-14	4	Davies Barry T.	EMC	Converible Note	P - Purchase	D	0.05	0.0500	5,000,000	250	5,000,000
2012-12-28	2012-12-28	4	Davies Barry T.	emc	Common Shares	P - Purchase	D		0.0500	1,000,000	50		4,970,000
2012-08-14		3	KUDU PARTNERS LP	EMC	Common Stock		D						26,886,166
2012-08-13	2012-08-08	4	Duyvesteyn Willem P.C.	EMC	Options on Common Stock	A - Award	D	0.07	0.0700	200,000	14	1,400,000
2012-08-13	2012-08-08	4	Putnam George F.	EMC	Options on Common Stock	A - Award	D	0.07	0.0700	400,000	28	3,300,000
2012-08-13	2012-08-08	4	Davis Warren K.	EMC	Options on Common Stock	A - Award	D	0.07	0.0700	400,000	28	400,000
2012-08-13	2012-08-08	4	Knight Adam	EMC	Options on Common Stock	A - Award	D	0.07	0.0700	150,000	11	150,000
2012-08-13	2012-08-08	4	Grubb John	EMC	Options on Common Stock	A - Award	D	0.07	0.0700	400,000	28	400,000
2012-07-24	2012-07-20	4	DICKINSON EDWARD H	EMC	Common Shares	P - Purchase	D		0.0600	210,708	13		240,708
2012-07-24	2012-07-20	4	Duyvesteyn Willem P.C.	EMC	Common Shares	P - Purchase	D		0.0600	3,371,333	202		22,408,719
2012-07-24	2012-07-20	4	Davies Barry T.	EMC	Common Shares	P - Purchase	D		0.0600	3,000,000	180		3,970,000
2012-07-24	2012-07-20	4	Thompson John D.	EMC	Common Shares	P - Purchase	D		0.0600	500,000	30		1,090,000
2012-07-24	2012-07-20	4	Putnam George F.	EMC	Common Shares	P - Purchase	D		0.0600	1,264,250	76		1,964,250
2012-05-30	2012-05-29	4	DICKINSON EDWARD H	EMC	Common Stock	P - Purchase	D		0.0760	30,000	2		30,000
2012-04-26	2012-04-24	4	DICKINSON EDWARD H	EMC	Options on Common Stock	A - Award	D	0.08	0.0800	100,000	8	400,000
2012-04-26	2012-04-24	4	Putnam George F.	EMC	Options on Common Shares	A - Award	D	0.08	0.0800	400,000	32	2,900,000
2012-04-25	2012-04-24	4	Duyvesteyn Willem P.C.	EMC	Option on Common Stock	A - Award	D	0.08	0.0800	400,000	32	1,200,000
2012-04-25	2012-04-24	4	Davies Barry T.	EMC	Options on Common Stock	A - Award	D	0.08	0.0800	400,000	32	900,000
2012-04-25	2012-04-24	4	Thompson John D.	EMC	Options on Common Stock	A - Award	D	0.08	0.0800	100,000	8	600,000
2012-04-25	2012-04-24	4	Harris William B.	EMC	Options on Common Syock	A - Award	D	0.08	0.0800	400,000	32	1,600,000

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

SCY / Simplify Exchange Traded Funds - Simplify US Small Cap PLUS Income ETF - Insider Trading and Ownership Report - SEC Form 3, 4, 5