SAQ Insider Trading - Saratoga Investment Corp.

內部人士股份

3,091,238 shares

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Saratoga Investment Corp.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 SAQ / Saratoga Investment Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2023-05-04	Oberbeck Christian L	2,000	23.8100	2,000	23.8100	47,620	28	28.6400	9,660	20.29
2022-08-02	Looney Steven M	1,250	23.5400	1,250	23.5400	29,425
2020-08-11	Oberbeck Christian L	2,000	17.6700	2,000	17.6700	35,340
2020-08-10	Oberbeck Christian L	5,000	17.5100	5,000	17.5100	87,550
2020-07-24	Oberbeck Christian L	1,000	16.8910	1,000	16.8910	16,891
2020-07-23	Oberbeck Christian L	3,000	17.5027	3,000	17.5027	52,508
2020-07-22	Oberbeck Christian L	2,000	17.5300	2,000	17.5300	35,060
2020-07-13	Oberbeck Christian L	500	16.0000	500	16.0000	8,000
2020-07-10	Oberbeck Christian L	500	15.9800	500	15.9800	7,990

經調整價格已按拆股調整。經調整股數已按拆股調整。

SAQ / Saratoga Investment Corp. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 SAQ / Saratoga Investment Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2018-06-25	Oberbeck Elizabeth	60,000	25.5300	60,000	25.5300	1,531,800	179	18.9600	-394,200	-25.73
2018-05-23	Oberbeck Christian L	635	22.4500	635	22.4500	14,256
2018-05-23	Oberbeck Christian L	2,550	22.4600	2,550	22.4600	57,273
2018-05-23	Oberbeck Christian L	39,815	22.4500	39,815	22.4500	893,847
2014-10-17	WILLIAMS GEORGE CABELL III	1,033	14.8500	1,033	14.8500	15,340
2014-10-17	WILLIAMS GEORGE CABELL III	1,000	14.9500	1,000	14.9500	14,950

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	單位價格	股數變化	價值變化 (1K)	剩餘股份
2026-01-30	2026-01-29	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-1,000		664,983
2025-12-22	2025-12-19	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-1,000		657,285
2025-12-11	2025-12-11	4	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		7,800		83,742
2025-12-11	2025-12-11	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-7,800		657,285
2025-12-11	2025-12-11	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-5,200		665,085
2025-09-25	2025-09-23	4	Oberbeck Christian L By CLO Partners LLC	SAR	Common Stock	J - Other	I		-606		86,607
2025-08-01	2025-07-31	4	Oberbeck Christian L By CLO Partners LLC	SAR	Common Stock	J - Other	I		-2,252		87,213
2025-07-30	2025-07-30	4	Oberbeck Christian L By CLO Partners LLC	SAR	Common Stock	J - Other	I		-48		89,465
2025-07-30	2025-07-29	4	Oberbeck Christian L By CLO Partners LLC	SAR	Common Stock	J - Other	I		-28,261		89,513
2025-07-30	2025-07-29	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		4,373		43,527
2024-12-03	2024-12-02	4	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		7,680		64,302
2024-12-03	2024-12-02	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-7,680		633,217
2024-12-03	2024-12-02	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-5,120		640,897
2024-11-06	2024-11-05	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-430		646,017
2024-10-08	2024-10-07	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-248		646
2024-08-27	2024-08-12	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		5,514		39,154
2024-08-14	2024-08-13	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-635		642,190
2024-08-14	2024-08-12	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-27,256		642,825
2023-12-15	2023-12-13	4	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		6,708		48,763
2023-12-15	2023-12-13	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-6,708		655,161
2023-12-15	2023-12-13	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-4,472		661,869
2023-08-18	2023-08-16	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-26,495		666,341
2023-05-08	2023-05-04	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	23.8100	2,000	48	689,775
2023-03-22	2023-03-21	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-100		684,628
2022-12-08	2022-12-06	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-379		681,853
2022-12-08	2022-12-05	4	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		6,312		38,653
2022-12-08	2022-12-05	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-6,312		682,232
2022-12-08	2022-12-05	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-4,208		688,544
2022-10-11	2022-10-07	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-256		692,752
2022-09-28	2022-09-27	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-4,002		690,552
2022-08-16	2022-08-15	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-13,543		694,554
2022-08-16	2022-08-15	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		3,638		27,020
2022-08-02	2022-08-02	4	Looney Steven M	SAR	Common Stock	P - Purchase	D	23.5400	1,250	29	3,758
2021-12-13	2021-12-09	4	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		5,916		29,633
2021-12-13	2021-12-09	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-5,916		701,969
2021-12-13	2021-12-09	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-3,944		707,885
2021-10-14	2021-10-14	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-346		711,829
2021-08-25	2021-08-24	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-199		710,384
2021-06-14	2021-06-10	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-12,879		708,990
2021-06-14	2021-05-10	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-998		721,869
2021-06-14	2021-06-10	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		3,857		21,950
2021-03-31	2021-03-30	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-1,103		721,254
2021-03-12	2020-12-24	5	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		2,958		22,455
2021-03-12	2020-12-24	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-2,958		722,357
2021-03-12	2020-12-24	5	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		2,958		2,958
2021-03-12	2020-12-24	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-2,958		723,629
2021-03-12	2020-12-24	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-3,944		723,629
2020-10-08	2020-10-07	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-165		728,548
2020-08-12	2020-08-11	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	17.6700	2,000	35	727,450
2020-08-12	2020-08-10	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	17.5100	5,000	88	725,450
2020-07-24	2020-07-24	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	16.8910	1,000	17	720,450
2020-07-24	2020-07-23	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	17.5027	3,000	53	719,450
2020-07-24	2020-07-22	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	17.5300	2,000	35	716,450
2020-07-14	2020-07-13	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	16.0000	500	8	714,450
2020-07-14	2020-07-10	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	15.9800	500	8	713,950
2020-07-06	2020-07-02	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		3,587		16,635
2020-07-06	2020-07-02	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-35,985		713,450
2020-05-22	2020-05-21	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	14.9100	5,000	75	749,435
2020-05-15	2020-05-14	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	12.4100	4,000	50	744,435
2020-05-15	2020-05-13	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	12.8800	4,000	52	740,435
2020-05-14	2020-05-14	4	Steenkamp Henri J	SAR	Common Stock	P - Purchase	D	12.9000	1,203	16	13,048
2020-05-14	2020-05-13	4	Steenkamp Henri J	SAR	Common Stock	P - Purchase	D	13.0000	797	10	11,845
2020-05-13	2020-05-11	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	12.9400	3,000	39	736,435
2020-05-11	2020-05-08	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	12.7600	12,104	154	64,297
2020-05-11	2020-05-08	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	13.1100	8,000	105	733,435
2020-03-17	2019-12-26	5	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		2,958		15,375
2020-03-17	2019-12-26	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-2,958		725,435
2020-03-17	2019-12-16	5	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		2,958		2,958
2020-03-17	2019-12-16	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-2,958		727,401
2020-03-17	2019-12-16	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-3,944		727,401
2019-09-12	2019-09-11	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		1,312		10,790
2019-09-12	2019-09-11	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-1,312		733,248
2019-04-02	2018-12-21	5	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		2,913		8,487
2019-04-02	2018-12-21	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-2,913		613,083
2019-04-02	2018-12-21	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-3,884		613,083
2019-01-15	2019-01-15	4	Steenkamp Henri J	SAR	Common Stock	P - Purchase	D	22.0000	1,208	27	9,026
2018-10-02	2018-09-28	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	J - Other	I		-1,003		119,377
2018-10-02	2018-09-28	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		1,003		7,817
2018-06-27	2018-06-25	4	Oberbeck Elizabeth	SAR	Common Stock	S - Sale	D	25.5300	-60,000	-1,532	684,183
2018-05-24	2018-05-23	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	22.4500	29,061	652	618,068
2018-05-24	2018-05-23	4	Oberbeck Christian L	SAR	Common Stock	P - Purchase	D	22.4500	11,000	247	589,007
2018-05-24	2018-05-23	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	S - Sale	I	22.4500	-635	-14	120,380
2018-05-24	2018-05-23	4	Oberbeck Christian L CLO Partners LLC	SAR	Common Stock	S - Sale	I	22.4600	-2,550	-57	217,774
2018-05-24	2018-05-23	4	Oberbeck Christian L	SAR	Common Stock	S - Sale	D	22.4500	-39,815	-894	578,007
2017-09-20	2017-09-19	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		1,173		6,814
2017-09-20	2017-09-19	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	J - Other	I		-1,173		121,015
2017-04-17	2017-04-13	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	J - Other	I		-1,373		122,188
2017-04-17	2017-03-06	4	Oberbeck Christian L By wife	SAR	Common Stock	G - Gift	I		850		850
2017-04-17	2017-03-06	4	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-850		623,541
2017-04-14	2016-12-27	5	Oberbeck Christian L By children	SAR	Common Stock	G - Gift	I		2,550		2,550
2017-04-14	2016-12-27	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-2,550		624,391
2017-04-14	2016-12-27	5	Oberbeck Christian L	SAR	Common Stock	G - Gift	D		-3,400		624,391
2016-08-02	2016-07-29	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	J - Other	I		-1,414		181,647
2016-08-02	2016-07-29	4	Steenkamp Henri J	SAR	Common Stock	J - Other	D		1,414		5,182
2016-07-07	2016-07-06	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	P - Purchase	I	17.0800	1,586	27	183,061
2016-06-22	2016-06-20	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	J - Other	I		-2,050		181,475
2016-06-22	2016-06-20	4	GRISIUS MICHAEL J	SAR	Common Stock	J - Other	D		2,050		132,239
2016-03-17	2016-03-14	4	GRISIUS MICHAEL J	SAR	Common Stock	J - Other	D		49,148		127,045
2016-03-17	2016-03-15	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-8,472		497,779
2016-03-17	2016-03-14	4	Oberbeck Christian L CLO Partners LLC	SAR	Common Stock	J - Other	I		-10,587		197,280
2016-03-17	2016-03-14	4	Oberbeck Christian L	SAR	Common Stock	J - Other	D		-38,561		506,251
2016-01-19	2016-01-15	4	Looney Steven M	SAR	Common Stock	P - Purchase	D	14.5338	500	7	2,508
2015-11-24	2015-11-20	4	Looney Steven M	SAR	Common Stock	P - Purchase	D	14.9163	550	8	2,008
2015-07-30	2015-07-29	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock, par value $0.001 per share	J - Other	I		-1,854		165,614
2015-07-30	2015-07-29	4	Steenkamp Henri J	SAR	Common Stock, par value $0.001 per share	J - Other	D		1,854		3,403
2015-07-20	2015-07-17	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock, par value $0.001 per share	J - Other	I		-2,948		167,468
2015-05-26	2015-05-22	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock, par value $0.001 per share	J - Other	I		-8,564		158,163
2015-05-05	2015-05-01	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock, par value $0.001 per share	J - Other	I		-2,672		166,727
2015-01-22	2015-01-22	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	15.4000	3,699	57	31,876
2015-01-22	2015-01-21	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	15.1500	500	8	28,177
2015-01-22	2015-01-20	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	15.2500	1,000	15	27,677
2015-01-20	2015-01-16	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	15.0900	6,301	95	26,677
2014-11-05	2014-11-03	4	Oberbeck Christian L By Saratoga Investment Advisors, LLC	SAR	Common Stock	J - Other	I		-32,765		164,881
2014-11-05	2014-11-03	4	GRISIUS MICHAEL J	SAR	Common Stock	J - Other	D		32,765		67,479
2014-10-27		3	Oberbeck Elizabeth	SAR	Common Stock		D				1,488,366
2014-10-27		3	Oberbeck Elizabeth	SAR	Common Stock		D				1,488,366
2014-10-21	2014-10-17	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	S - Sale	D	14.8500	-1,033	-15	20,376
2014-10-21	2014-10-17	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	S - Sale	D	14.9500	-1,000	-15	21,409
2014-10-21	2014-10-20	4	Steenkamp Henri J	SAR	Common Stock	P - Purchase	D	15.4900	609	9	1,400
2014-10-21	2014-10-17	4	Steenkamp Henri J	SAR	Common Stock	P - Purchase	D	15.1000	91	1	791
2014-10-21	2014-10-17	4	Steenkamp Henri J	SAR	Common Stock	P - Purchase	D	15.0000	700	10	700
2013-07-24	2013-07-24	4	GRISIUS MICHAEL J	SAR	Common Stock	A - Award	D	18.3700	8,550	157	29,628
2013-07-24	2013-07-22	4	GRISIUS MICHAEL J	SAR	Common Stock	A - Award	D	18.0000	2,950	53	21,078
2012-01-30	2012-01-30	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	14.1000	3,047	43	15,004
2012-01-26	2012-01-25	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	13.5800	1,077	15	11,957
2012-01-26	2012-01-24	4	WILLIAMS GEORGE CABELL III	SAR	Common Stock	P - Purchase	D	13.5900	4,000	54	10,880
2011-09-27		3	GRISIUS MICHAEL J	SAR	Common Stock		D				13,000
2011-01-26	2011-01-20	4	Looney Steven M	SAR	Common Stock	P - Purchase	D	19.2500	500	10	865
2010-08-03		3	Birkelund John P.	SAR	Common Stock		D				657,895
2010-08-03		3	DURKIN CHARLES P JR	SAR	Common Stock		D				197,368
2010-08-03		3	MacMurray John F.	SAR	Common Stock		D				36,184
2010-08-03		3	Phillips Charles G IV	SAR	Common Stock		D				328,947
2008-04-18		3	Turkedjiev Ivo	GNV	Common Stock		D				1,200
2007-04-03		3	INGLESBY THOMAS V	GNV	Common Stock		D				13,333
2007-04-03		3	Libassi Thomas J	GVN	Common Stock		D				3,333

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

SAQ / Saratoga Investment Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5