RVALL / Reva Medical Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

瑞瓦醫療公司
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內部人士股份18,443,579 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Reva Medical Inc內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 RVALL / Reva Medical Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2019-11-11 Stockman Robert Bernard 372,219 0.0003 372,219 0.0003 112 731
2018-06-29 Roberts Brandi 4,908 1.5300 4,908 1.5300 7,509
2018-06-29 LARKIN C RAYMOND JR 19,632 1.5300 19,632 1.5300 30,036
2018-06-29 OESTERLE STEPHEN N 16,360 1.5300 16,360 1.5300 25,030
2018-06-29 KIMES RICHARD M. 3,272 1.5300 3,272 1.5300 5,006
2018-06-29 GROVES REGINA E 9,816 1.5300 9,816 1.5300 15,018
2018-06-29 Stockman Robert Bernard 32,719 1.5300 32,719 1.5300 50,060
2018-06-29 Thomas Robert Bain 16,360 1.5300 16,360 1.5300 25,030
2018-06-14 Thomas Robert Bain 2,500 1.7400 2,500 1.7400 4,350

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

RVALL / Reva Medical Inc Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 RVALL / Reva Medical Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2019-11-11 DOVEY BRIAN H 85,186 85,186 731
2019-11-11 DOVEY BRIAN H 3,606,002 3,606,002
2019-11-11 DOVEY BRIAN H 15,500 0.0001 15,500 0.0001 2
2019-11-11 DOVEY BRIAN H 15,500 0.0001 15,500 0.0001 2
2019-04-01 GOLDMAN SACHS GROUP INC 2,444,695 2,444,695
2017-05-17 Schultz Robert K. 55,000 6.6600 55,000 6.6600 366,300
2016-06-28 Brandom Donald K. 995 7.3260 995 7.3260 7,286
2016-06-24 Brandom Donald K. 2,074 7.2900 2,074 7.2900 15,119
2016-06-24 Brandom Donald K. 1,000 7.3645 1,000 7.3645 7,364

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

RVALL / Reva Medical Inc Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2019-11-14 2019-11-11 4 Stockman Robert Bernard RVA.AX Common Stock P - Purchase D 0.0003 372,219 0 703,477
2019-11-13 2019-11-11 4 DOVEY BRIAN H By DP V Associates, L.P. RVA Common Stock S - Sale I -85,186 0
2019-11-13 2019-11-11 4 DOVEY BRIAN H By Domain Partners V, L.P. RVA Common Stock S - Sale I -3,606,002 0
2019-11-13 2019-11-11 4 DOVEY BRIAN H RVA Common Stock S - Sale D 0.0001 -15,500 -0 0
2019-11-13 2019-11-11 4 DOVEY BRIAN H By Domain Associates, LLC RVA Common Stock S - Sale I 0.0001 -15,500 -0 0
2019-04-04 2019-04-01 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX Common Stock, par value $0.0001 per share S - Sale I -2,444,695 1,930,305
2018-07-03 2018-06-29 4 DOVEY BRIAN H By Domain Associates, LLC RVA Common Stock J - Other I 3,000 15,500
2018-07-03 2018-06-29 4 DOVEY BRIAN H RVA Common Stock J - Other D -3,000 15,500
2018-07-02 2018-06-29 4 LARKIN C RAYMOND JR RVA.AX Common Stock P - Purchase D 1.5300 19,632 30 371,380
2018-07-02 2018-06-29 4 OESTERLE STEPHEN N RVA.AX Common Stock P - Purchase D 1.5300 16,360 25 49,360
2018-07-02 2018-06-29 4 Thomas Robert Bain RVA.AX Common Stock P - Purchase D 1.5300 16,360 25 53,660
2018-07-02 2018-06-29 4 KIMES RICHARD M. RVA.AX Common Stock P - Purchase D 1.5300 3,272 5 57,152
2018-07-02 2018-06-29 4 Stockman Robert Bernard RVA.AX Common Stock P - Purchase D 1.5300 32,719 50 331,258
2018-07-02 2018-06-29 4 GROVES REGINA E RVA.AX Common Stock P - Purchase D 1.5300 9,816 15 245,924
2018-07-02 2018-06-29 4 Roberts Brandi RVA.AX Common Stock P - Purchase D 1.5300 4,908 8 54,908
2018-06-15 2018-06-14 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA.AX Common Stock P - Purchase I 1.7400 2,500 4 100,000
2018-06-15 2018-06-13 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA.AX Common Stock P - Purchase I 1.8600 2,500 5 97,500
2018-06-01 2018-05-31 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA.AX Common Stock P - Purchase I 2.0800 3,000 6 95,000
2018-06-01 2018-05-30 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA.AX Common Stock P - Purchase I 2.0600 2,000 4 92,000
2018-05-18 2018-05-16 4 OESTERLE STEPHEN N RVA.AX Stock Option (right to buy) A - Award D 1.96 6,917 86,917
2018-05-18 2018-05-16 4 OESTERLE STEPHEN N RVA.AX Stock Option (right to buy) A - Award D 1.96 80,000 80,000
2018-05-18 2018-05-16 4 Stockman Robert Bernard RVA.AX Stock Option (right to buy) A - Award D 1.96 25,000 25,000
2018-05-18 2018-05-16 4 Thomas Robert Bain RVA.AX Stock Option (right to buy) A - Award D 1.96 25,000 25,000
2018-05-18 2018-05-16 4 GROVES REGINA E RVA.AX Employee Stock Option (right to buy) A - Award D 1.96 226,000 226,000
2018-05-18 2018-05-16 4 GROVES REGINA E RVA.AX Common Stock (RSUs) A - Award D 114,000 236,108
2018-05-18 2018-05-16 4 LARKIN C RAYMOND JR RVA.AX Stock Option (right to buy) A - Award D 1.96 21,095 61,095
2018-05-18 2018-05-16 4 LARKIN C RAYMOND JR RVA.AX Stock Option (right to buy) A - Award D 1.96 40,000 40,000
2018-05-18 2018-05-16 4 Breckenridge Ross RVA.AX Stock Option (right to buy) A - Award D 1.96 25,000 25,000
2018-05-18 2018-05-16 4 DOVEY BRIAN H RVA Stock Option (Right to Buy) A - Award D 1.96 25,000 25,000
2018-03-30 2018-03-28 4 Thomas Robert Bain RVA.AX Common Stock P - Purchase D 2.9890 5,000 15 37,300
2018-03-28 2018-03-27 4 Thomas Robert Bain RVA.AX Common Stock P - Purchase D 3.0180 5,000 15 32,300
2018-02-05 3 OESTERLE STEPHEN N RVA.AX Common Stock D 66,000
2018-02-05 3 OESTERLE STEPHEN N RVA.AX Common Stock D 66,000
2018-01-23 2018-01-22 4 Anderson Jeffrey A. RVA.AX Employee Stock Option (right to buy) A - Award D 3.88 63,000 63,000
2018-01-23 2018-01-22 4 Anderson Jeffrey A. RVA.AX Common Stock (RSUs) A - Award D 32,000 53,000
2018-01-23 2018-01-22 4 KIMES RICHARD M. RVA.AX Employee Stock Option (right to buy) A - Award D 3.88 63,000 63,000
2018-01-23 2018-01-22 4 KIMES RICHARD M. RVA.AX Common Stock (RSUs) A - Award D 32,000 53,880
2018-01-23 2018-01-22 4 Roberts Brandi RVA.AX Employee Stock Option (right to buy) A - Award D 3.88 100,000 100,000
2018-01-23 2018-01-22 4 Roberts Brandi RVA.AX Common Stock (RSUs) A - Award D 50,000 50,000
2018-01-12 2017-12-29 4 Stockman Robert Bernard RVA.AX Common Stock P - Purchase D 5.1280 10,300 53 298,539
2017-09-19 2017-09-18 4 Roberts Brandi RVA:AX Employee Stock Option (right to buy) A - Award D 5.88 190,000 190,000
2017-08-30 2017-08-29 4 GROVES REGINA E RVA:AX Common Stock P - Purchase D 6.3680 386 2 122,108
2017-08-30 2017-08-23 4 GROVES REGINA E RVA:AX Common Stock P - Purchase D 6.3710 408 3 121,722
2017-08-21 2017-08-17 4 KIMES RICHARD M. RVA:AX Common Stock P - Purchase D 5.6076 880 5 21,880
2017-08-21 2017-08-21 4 GROVES REGINA E RVA:AX Common Stock P - Purchase D 5.8640 402 2 121,314
2017-08-21 2017-08-17 4 GROVES REGINA E RVA:AX Common Stock P - Purchase D 5.5700 303 2 120,912
2017-07-27 2017-07-25 4 DOVEY BRIAN H By Domain Associates, LLC RVA Common Stock J - Other I 5,000 12,500
2017-07-27 2017-07-25 4 DOVEY BRIAN H RVA Common Stock J - Other D -5,000 18,500
2017-07-24 3 LARKIN C RAYMOND JR RVA:AX Common Stock D 703,498
2017-07-24 3 LARKIN C RAYMOND JR RVA:AX Common Stock D 703,498
2017-07-11 2017-07-09 4 Thomas Robert Bain RVA:AX Stock Option (Right to Buy) A - Award D 6.45 10,500 10,500
2017-07-11 2017-07-09 4 Thomas Robert Bain RVA:AX Common Stock A - Award D 6,000 27,300
2017-07-11 2017-07-09 4 Stockman Robert Bernard RVA:AX Stock Option (Right to Buy) A - Award D 6.45 10,500 10,500
2017-07-11 2017-07-09 4 Stockman Robert Bernard RVA:AX Common Stock A - Award D 6,000 288,239
2017-07-11 2017-07-09 4 Breckenridge Ross RVA:AX Stock Option (Right to Buy) A - Award D 6.45 10,500 10,500
2017-07-11 2017-07-09 4 Breckenridge Ross RVA:AX Common Stock A - Award D 6,000 30,073
2017-07-11 2017-07-09 4 Huennekens R Scott RVA:AX Stock Option (Right to Buy) A - Award D 6.45 10,500 10,500
2017-07-11 2017-07-09 4 Huennekens R Scott RVA:AX Common Stock A - Award D 6,000 27,300
2017-07-11 2017-07-09 4 DOVEY BRIAN H RVA Stock Option (Right to Buy) A - Award D 6.45 10,500 10,500
2017-07-11 2017-07-09 4 DOVEY BRIAN H RVA Common Stock A - Award D 6,000 23,500
2017-06-20 2017-06-16 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX 8.00% Convertible Notes P - Purchase I
2017-06-20 2017-06-16 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX Stock Options (right to buy) P - Purchase I 166,500 166,500
2017-05-22 2017-05-19 4 GROVES REGINA E RVA:AX Stock Option (right to buy) A - Award D 6.71 58,500 58,500
2017-05-22 2017-05-19 4 GROVES REGINA E RVA:AX Common Stock A - Award D 29,250 120,608
2017-05-19 2017-05-17 4 Schultz Robert K. RVA:AX Common Stock S - Sale D 6.6600 -55,000 -366 277,000
2017-05-09 2017-05-05 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX Stock Options (right to buy) P - Purchase I 171,000 171,000
2017-05-09 2017-05-05 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX 8.00% Convertible Notes P - Purchase I
2017-03-22 2017-03-20 4 KIMES RICHARD M. RVA:AX Stock Option (right to buy) A - Award D 7.72 41,000 41,000
2017-03-22 2017-03-20 4 KIMES RICHARD M. RVA:AX Common Stock A - Award D 20,500 21,000
2017-03-22 2017-03-20 4 Schultz Robert K. RVA:AX Stock Option (right to buy) A - Award D 7.72 41,000 41,000
2017-03-22 2017-03-20 4 Schultz Robert K. RVA:AX Common Stock A - Award D 20,500 332,000
2017-03-22 2017-03-20 4 Thompson Katrina RVA:AX Stock Option (right to buy) A - Award D 7.72 52,600 52,600
2017-03-22 2017-03-20 4 Thompson Katrina RVA:AX Common Stock A - Award D 26,300 161,375
2017-03-22 2017-03-20 4 GROVES REGINA E RVA:AX Stock Option (right to buy) A - Award D 7.72 175,500 175,500
2017-03-22 2017-03-20 4 GROVES REGINA E RVA:AX Common Stock A - Award D 87,750 91,358
2017-03-22 2017-03-20 4 Anderson Jeffrey A. RVA:AX Stock Option (right to buy) A - Award D 7.72 41,000 41,000
2017-03-22 2017-03-20 4 Anderson Jeffrey A. RVA:AX Common Stock A - Award D 20,500 21,000
2017-02-14 2016-07-13 5 Senrigan Capital Group Ltd See footnotes RVA:AX Common Stock, par value $0.0001 per shar J - Other I 0 6,219,271
2017-02-14 2016-07-07 5 Senrigan Capital Group Ltd See footnotes RVA:AX Common Stock, par value $0.0001 per share J - Other I 0 6,219,271
2016-08-11 2016-08-09 4 Thompson Katrina RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 16,625 16,625
2016-08-11 2016-08-09 4 Schultz Robert K. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 24,500 24,500
2016-08-11 2016-08-09 4 Brandom Donald K. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 12,250 12,250
2016-08-11 2016-08-09 4 Anderson Jeffrey A. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 12,250 12,250
2016-08-01 2016-08-01 4 DOVEY BRIAN H By Domain Associates, LLC RVA Common Stock J - Other I 7,500 7,500
2016-08-01 2016-08-01 4 DOVEY BRIAN H RVA Common Stock J - Other D -7,500 17,500
2016-07-25 2016-07-21 4 Nye Gordon E RVA:AX Common Stock P - Purchase D 7.3373 3,354 25 877,785
2016-07-25 2016-07-21 4 Thomas Robert Bain RVA:AX Stock Option (Right to Buy) A - Award D 8.90 11,800 11,800
2016-07-25 2016-07-21 4 Thomas Robert Bain RVA:AX Common Stock A - Award D 6,300 21,300
2016-07-25 2016-07-21 4 Keating Anne RVA:AX Stock Option (Right to Buy) A - Award D 8.90 11,800 11,800
2016-07-25 2016-07-21 4 Keating Anne RVA:AX Common Stock A - Award D 6,300 21,300
2016-07-25 2016-07-21 4 Breckenridge Ross RVA:AX Common Stock P - Purchase D 7.3373 1,773 13 24,073
2016-07-19 2016-07-15 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 7.4735 30,000 224 90,000
2016-07-19 2016-07-15 4 Keating Anne Stratford GEM PTY Ltd RVA:AX Common Stock P - Purchase I 7.4735 15,306 114 18,606
2016-07-19 2016-07-15 4 GROVES REGINA E RVA:AX Common Stock P - Purchase D 7.4530 2,684 20 3,608
2016-07-18 2016-07-14 4 Stockman Robert Bernard RVA:AX Common Stock P - Purchase D 7.4529 20,126 150 282,239
2016-06-30 2016-06-28 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.3260 -995 -7 70,050
2016-06-27 2016-06-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.2900 -2,074 -15 71,045
2016-06-27 2016-06-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.3645 -1,000 -7 73,119
2016-06-27 2016-06-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.4380 -5 -0 74,119
2016-06-27 2016-06-23 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.7950 -463 -4 74,124
2016-06-27 2016-06-23 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.7950 -463 -4 74,124
2016-06-21 2016-06-17 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 7.7769 201 2 60,000
2016-06-21 2016-06-17 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 7.7954 2,299 18 59,799
2016-06-21 2016-06-17 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.7810 -2,500 -19 75,050
2016-06-21 2016-06-17 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 7.7440 -2,500 -19 77,550
2016-05-27 2016-05-25 4 DOVEY BRIAN H RVA Stock Option (Right to Buy) A - Award D 8.30 11,800 11,800
2016-05-27 2016-05-25 4 DOVEY BRIAN H RVA Common Stock A - Award D 10,000 25,000
2016-05-27 2016-05-25 4 Huennekens R Scott RVA:AX Stock Option (Right to Buy) A - Award D 8.30 11,800 11,800
2016-05-27 2016-05-25 4 Huennekens R Scott RVA:AX Common Stock A - Award D 6,300 21,300
2016-05-27 2016-05-25 4 Nye Gordon E RVA:AX Stock Option (Right to Buy) A - Award D 8.30 11,800 11,800
2016-05-27 2016-05-25 4 Nye Gordon E RVA:AX Common Stock A - Award D 6,300 874,431
2016-05-27 2016-05-25 4 Stockman Robert Bernard RVA:AX Stock Option (Right to Buy) A - Award D 8.30 11,800 11,800
2016-05-27 2016-05-25 4 Stockman Robert Bernard RVA:AX Common Stock A - Award D 6,300 262,113
2016-05-27 2016-05-25 4 Breckenridge Ross RVA:AX Stock Option (Right to Buy) A - Award D 8.30 11,800 11,800
2016-05-27 2016-05-25 4 Breckenridge Ross RVA:AX Common Stock A - Award D 6,300 22,300
2016-04-04 2016-03-31 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 8.4227 2,500 21 57,500
2016-03-31 2016-03-29 4 Stockman Robert Bernard RVA:AX Common Stock P - Purchase D 8.4925 6,500 55 255,813
2016-03-31 2016-03-30 4 GROVES REGINA E RVA:AX Common Stock P - Purchase D 8.6020 925 8 925
2016-03-31 2016-03-29 4 KIMES RICHARD M. RVA:AX Common Stock P - Purchase D 8.3936 500 4 500
2016-03-01 2016-02-26 4 Thompson Katrina RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 14,250 14,250
2016-03-01 2016-02-26 4 Schultz Robert K. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 21,000 21,000
2016-03-01 2016-02-26 4 Zeltinger Joan K. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 6,750 6,750
2016-03-01 2016-02-26 4 Brandom Donald K. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 10,500 10,500
2016-03-01 2016-02-26 4 Anderson Jeffrey A. RVA:AX Employee Stock Option (right to buy) A - Award D 4.00 10,500 10,500
2016-02-18 2016-02-16 4 GROVES REGINA E RVA:AX Stock Option (Right to Buy) A - Award D 8.31 330,000 330,000
2016-02-17 2016-02-12 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX Stock Options (right to buy) X - Other I 2.60 -4,375,000 0
2016-02-17 2016-02-12 4 GOLDMAN SACHS GROUP INC See footnotes RVA:AX Common Stock, par value $0.0001 per share X - Other I 2.6000 4,375,000 11,375 4,375,000
2016-01-28 2016-01-27 4 KIMES RICHARD M. RVA:AX Stock Option (Right to Buy) A - Award D 7.90 100,000 100,000
2015-12-08 2015-12-04 4 Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 5.9970 -4,500 -27 500
2015-11-18 2015-11-17 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 5.5940 -5,000 -28 80,050
2015-10-05 2015-10-02 4 Senrigan Capital Management Ltd See footnotes RVA:AX Stock Options (right to buy) M - Exercise I 2.17 -4,375,000 0
2015-10-05 2015-10-02 4 Senrigan Capital Management Ltd See footnotes RVA:AX Common Stock, par value $0.0001 per share M - Exercise I 2.1700 4,375,000 9,494 5,765,230
2015-09-28 2015-09-24 4 GROVES REGINA E RVA:AX Stock Option (Right to Buy) A - Award D 4.65 1,670,000 1,670,000
2015-09-22 2015-09-21 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.3730 -3,663 -16 85,050
2015-09-22 2015-09-21 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.4450 -2,500 -11 88,713
2015-09-22 2015-09-18 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.2770 -200 -1 91,213
2015-09-11 2015-09-10 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.6630 -1,137 -5 91,413
2015-09-08 2015-09-03 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 5.1160 -2,500 -13 92,550
2015-07-09 2015-07-07 4 Schultz Robert K. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.25 -80,000 0
2015-07-09 2015-07-07 4 Schultz Robert K. RVA:AX Common Stock M - Exercise D 1.2500 80,000 100 311,500
2015-07-02 2015-07-01 4 Zeltinger Joan K. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.25 -10,000 0
2015-07-02 2015-07-01 4 Zeltinger Joan K. RVA:AX Common Stock M - Exercise D 1.2500 10,000 12 70,000
2015-06-05 2015-06-04 4 Breckenridge Ross RVA:AX Common Stock P - Purchase D 4.0900 1,000 4 16,000
2015-06-04 2015-06-03 4 Stockman Robert Bernard RVA:AX Common Stock P - Purchase D 4.0000 6,250 25 249,313
2015-05-29 2015-05-27 4 DOVEY BRIAN H RVA Common Stock A - Award D 15,000 15,000
2015-05-29 2015-05-27 4 Huennekens R Scott RVA:AX Stock Option (Right to Buy) A - Award D 3.90 30,000 30,000
2015-05-29 2015-05-27 4 Huennekens R Scott RVA:AX Common Stock A - Award D 15,000 15,000
2015-05-29 2015-05-27 4 Nye Gordon E RVA:AX Common Stock A - Award D 35,000 868,131
2015-05-29 2015-05-27 4 Stockman Robert Bernard RVA:AX Stock Option (Right to Buy) A - Award D 3.90 70,000 70,000
2015-05-29 2015-05-27 4 Stockman Robert Bernard RVA:AX Common Stock A - Award D 50,000 243,063
2015-05-29 2015-05-28 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 3.8461 10,000 38 55,000
2015-05-29 2015-05-27 4 Thomas Robert Bain RVA:AX Common Stock A - Award D 15,000 15,000
2015-05-29 2015-05-27 4 Keating Anne RVA:AX Common Stock A - Award D 15,000 15,000
2015-05-29 2015-05-27 4 Breckenridge Ross RVA:AX Stock Option (Right to Buy) A - Award D 3.90 30,000 30,000
2015-05-29 2015-05-27 4 Breckenridge Ross RVA:AX Common Stock A - Award D 15,000 15,000
2015-03-12 2015-03-10 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.25 -50,000 0
2015-03-12 2015-03-10 4 Brandom Donald K. RVA:AX Common Stock M - Exercise D 1.2500 50,000 62 95,050
2014-12-15 2014-12-12 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 3.5560 -2,404 -9 45,050
2014-12-15 2014-12-12 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 3.4740 -3,908 -14 47,454
2014-12-15 2014-12-11 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 3.8680 -50 -0 51,362
2014-12-15 2014-12-11 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 3.6620 -546 -2 51,412
2014-12-10 2014-12-09 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 3.8270 -3,000 -11 51,958
2014-12-10 2014-12-08 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 3.9750 -92 -0 54,958
2014-12-10 3 Taylor Nicholas See footnotes RVA: AX Common Stock, par value $0.0001 per share I 2,780,460
2014-12-10 3 Taylor Nicholas See footnotes RVA: AX Common Stock, par value $0.0001 per share I 2,780,460
2014-12-10 3 Taylor Nicholas See footnotes RVA: AX Common Stock, par value $0.0001 per share I 2,780,460
2014-12-10 3 Taylor Nicholas See footnotes RVA: AX Common Stock, par value $0.0001 per share I 2,780,460
2014-11-24 2014-11-21 4 Stockman Robert Bernard RVA:AX Common Stock P - Purchase D 3.1900 25,000 80 193,063
2014-11-24 2014-11-20 4 Stockman Robert Bernard RVA:AX Common Stock P - Purchase D 2.7500 5,550 15 168,063
2014-10-21 2014-10-20 4 Anderson Jeffrey A. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -5,000 15,000
2014-10-21 2014-10-20 4 Anderson Jeffrey A. RVA:AX Common Stock M - Exercise D 1.0000 5,000 5 5,000
2014-09-22 2014-09-18 4 Thompson Katrina RVA:AX Stock Option (Right to Buy) M - Exercise D 1.40 -3,575 0
2014-09-22 2014-09-18 4 Thompson Katrina RVA:AX Stock Option (Right to Buy) M - Exercise D 1.25 -20,000 0
2014-09-22 2014-09-18 4 Thompson Katrina RVA:AX Common Stock M - Exercise D 1.4000 3,575 5 135,075
2014-09-22 2014-09-18 4 Thompson Katrina RVA:AX Common Stock M - Exercise D 1.2500 20,000 25 131,500
2014-09-11 2014-09-10 4 Zeltinger Joan K. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -20,000 0
2014-09-11 2014-09-10 4 Zeltinger Joan K. RVA:AX Common Stock M - Exercise D 1.0000 20,000 20 60,000
2014-05-14 2014-05-12 4 DOVEY BRIAN H RVA Stock Option (Right to Buy) A - Award D 1.50 15,000 15,000
2014-05-14 2014-05-12 4 Nye Gordon E RVA:AX Stock Option (Right to Buy) A - Award D 1.50 15,000 15,000
2014-05-14 2014-05-12 4 SCHIRO JAMES J RVA:AX Stock Option (Right to Buy) A - Award D 1.50 15,000 15,000
2014-05-14 2014-05-12 4 Thomas Robert Bain RVA:AX Stock Option (Right to Buy) A - Award D 1.50 15,000 15,000
2014-05-14 2014-05-12 4 Keating Anne RVA:AX Stock Option (Right to Buy) A - Award D 1.50 15,000 15,000
2014-01-22 2014-01-20 4 Thompson Katrina RVA:AX Stock Option (Right to Buy) A - Award D 3.80 70,000 70,000
2014-01-22 2014-01-20 4 Schultz Robert K. RVA:AX Stock Option (Right to Buy) A - Award D 3.80 100,000 100,000
2014-01-22 2014-01-20 4 Zeltinger Joan K. RVA:AX Stock Option (Right to Buy) A - Award D 3.80 45,000 45,000
2014-01-22 2014-01-20 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) A - Award D 3.80 50,000 50,000
2014-01-22 2014-01-20 4 Anderson Jeffrey A. RVA:AX Stock Option (Right to Buy) A - Award D 3.80 50,000 50,000
2014-01-13 2014-01-09 4 Thompson Katrina RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -20,000 0
2014-01-13 2014-01-09 4 Thompson Katrina RVA:AX Common Stock M - Exercise D 1.0000 20,000 20 111,500
2014-01-13 2014-01-09 4 Schultz Robert K. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -85,000 0
2014-01-13 2014-01-09 4 Schultz Robert K. RVA:AX Common Stock M - Exercise D 1.0000 85,000 85 231,500
2014-01-13 2014-01-09 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -25,000 0
2014-01-13 2014-01-09 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) M - Exercise D 0.61 -12,150 0
2014-01-13 2014-01-09 4 Brandom Donald K. RVA:AX Common Stock M - Exercise D 1.0000 25,000 25 55,050
2014-01-13 2014-01-09 4 Brandom Donald K. RVA:AX Common Stock M - Exercise D 0.6100 12,150 7 30,050
2013-12-17 2013-12-13 4 Nye Gordon E RVA:AX Common Stock P - Purchase D 4.6500 9,600 45 833,131
2013-12-11 2013-12-10 4 Stockman Robert Bernard RVA:AX Common Stock P - Purchase D 4.4900 11,500 52 162,513
2013-12-11 2013-12-10 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.4000 -5,000 -22 17,900
2013-12-11 2013-12-10 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.4100 -805 -4 22,900
2013-12-11 2013-12-09 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 4.4100 -4,195 -18 23,705
2013-12-10 2013-12-10 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 4.6000 2,500 12 45,000
2013-12-10 2013-12-06 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 4.0300 7,500 30 42,500
2013-12-10 2013-12-09 4 Thompson Katrina RVA:AX Common Stock P - Purchase D 4.4300 4,146 18 91,500
2013-11-14 2013-11-12 4 Zeltinger Joan K. RVA:AX Stock Option (Right to Buy) M - Exercise D 0.61 -20,000 0
2013-11-14 2013-11-12 4 Zeltinger Joan K. RVA:AX Common Stock M - Exercise D 0.6100 20,000 12 40,000
2013-05-31 2013-05-29 4 DOVEY BRIAN H RVA Stock Option (Right to Buy) A - Award D 5.55 15,000 15,000
2013-05-31 2013-05-29 4 Nye Gordon E RVA:AX Stock Option (Right to Buy) A - Award D 5.55 15,000 15,000
2013-05-31 2013-05-29 4 SCHIRO JAMES J RVA:AX Stock Option (Right to Buy) A - Award D 5.55 15,000 15,000
2013-05-31 2013-05-29 4 Stockman Robert Bernard RVA:AX Stock Option (Right to Buy) A - Award D 5.55 150,000 150,000
2013-05-31 2013-05-29 4 Stockman Robert Bernard RVA:AX Common Stock A - Award D 47,500 151,013
2013-05-31 2013-05-29 4 Thomas Robert Bain RVA:AX Stock Option (Right to Buy) A - Award D 5.55 15,000 15,000
2013-05-31 2013-05-29 4 Keating Anne RVA:AX Stock Option (Right to Buy) A - Award D 5.55 15,000 15,000
2013-05-15 2013-05-13 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) M - Exercise D 0.61 -27,850 12,150
2013-05-15 2013-05-13 4 Brandom Donald K. RVA:AX Common Stock M - Exercise D 0.6100 27,850 17 27,900
2013-01-16 2013-01-14 4 Thompson Katrina RVA:AX Stock Option (Right to Buy) A - Award D 5.10 25,000 25,000
2013-01-16 2013-01-14 4 Thompson Katrina RVA:AX Common Stock A - Award D 20,000 87,354
2013-01-16 2013-01-14 4 Schultz Robert K. RVA:AX Stock Option (Right to Buy) A - Award D 5.10 25,000 25,000
2013-01-16 2013-01-14 4 Schultz Robert K. RVA:AX Common Stock A - Award D 20,000 146,500
2013-01-16 2013-01-14 4 Zeltinger Joan K. RVA:AX Stock Option (Right to Buy) A - Award D 5.10 25,000 25,000
2013-01-16 2013-01-14 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) A - Award D 5.10 35,000 35,000
2013-01-16 2013-01-14 4 Anderson Jeffrey A. RVA:AX Stock Option (Right to Buy) A - Award D 5.10 35,000 35,000
2012-09-14 2012-09-13 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 5.3900 3,000 16 35,000
2012-09-14 2012-09-13 4 Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 5.4330 -10,000 -54 0
2012-08-28 2012-08-28 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 5.6000 2,000 11 32,000
2012-08-28 2012-08-24 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 5.6400 3,000 17 30,000
2012-08-23 2012-08-23 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 5.7800 2,000 12 27,000
2012-08-17 2012-08-16 4 Anderson Jeffrey A. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -10,000 20,000
2012-08-17 2012-08-16 4 Anderson Jeffrey A. RVA:AX Common Stock M - Exercise D 1.0000 10,000 10 10,000
2012-07-19 2012-07-17 4 Schultz Robert K. RVA:AX Stock Option (Right to Buy) A - Award D 5.80 84,500 84,500
2012-07-19 2012-07-17 4 Schultz Robert K. RVA:AX Common Stock A - Award D 16,500 126,500
2012-07-19 2012-07-17 4 Thompson Katrina RVA:AX Stock Option (Right to Buy) A - Award D 5.80 84,500 84,500
2012-07-19 2012-07-17 4 Thompson Katrina RVA:AX Common Stock A - Award D 16,500 67,354
2012-07-19 2012-07-17 4 Zeltinger Joan K. RVA:AX Stock Option (Right to Buy) A - Award D 5.80 60,000 60,000
2012-07-19 2012-07-17 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) A - Award D 5.80 82,500 82,500
2012-07-19 2012-07-17 4 Anderson Jeffrey A. RVA:AX Stock Option (Right to Buy) A - Award D 5.80 62,500 62,500
2012-06-14 2012-06-05 4/A Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 6.1800 -2,500 -15 0
2012-06-14 2012-06-05 4/A Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 6.1600 -2,500 -15 2,500
2012-06-14 2012-06-05 4/A Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 6.1600 -2,500 -15 5,000
2012-06-14 2012-05-25 4/A Brandom Donald K. RVA:AX Common Stock S - Sale D 6.5400 -1,175 -8 50
2012-06-14 2012-05-25 4/A Brandom Donald K. RVA:AX Common Stock S - Sale D 6.5400 -1,225 -8 1,225
2012-06-14 2012-06-12 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 6.4300 5,000 32 25,000
2012-06-14 2012-06-13 4 Thompson Katrina RVA:AX Common Stock P - Purchase D 6.5400 854 6 50,854
2012-06-06 2012-06-05 4 Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 6.0700 -2,500 -15 0
2012-06-06 2012-06-05 4 Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 5.9700 -2,500 -15 2,500
2012-06-06 2012-06-05 4 Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 5.8800 -2,500 -15 5,000
2012-06-05 2012-06-04 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 6.0000 5,000 30 20,000
2012-05-31 2012-05-30 4 Anderson Jeffrey A. RVA:AX Common Stock S - Sale D 6.5600 -2,500 -16 7,500
2012-05-30 2012-05-30 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 6.3700 1,150 7 15,000
2012-05-30 2012-05-30 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 6.5600 2,000 13 13,850
2012-05-30 2012-05-25 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 6.5300 -1,175 -8 50
2012-05-30 2012-05-25 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 6.4300 -1,225 -8 1,225
2012-05-29 2012-05-25 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 6.5300 5,000 33 11,850
2012-05-29 2012-05-24 4 Thomas Robert Bain Rob Thomas Superannuation Fund RVA:AX Common Stock P - Purchase I 6.3400 1,850 12 6,850
2012-05-29 2012-05-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 6.5400 -50 -0 2,450
2012-05-29 2012-05-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 6.4400 -2,500 -16 2,500
2012-05-29 2012-05-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 6.3400 -2,500 -16 5,000
2012-05-29 2012-05-24 4 Brandom Donald K. RVA:AX Common Stock S - Sale D 6.2500 -2,500 -16 7,500
2012-05-22 2012-05-21 4 DOVEY BRIAN H RVA Stock Option (Right to Buy) A - Award D 6.52 12,500 12,500
2012-05-21 2012-05-20 4 Nye Gordon E RVA:AX Stock Option (Right to Buy) A - Award D 6.52 12,500 12,500
2012-05-21 2012-05-20 4 SCHIRO JAMES J RVA:AX Stock Option (Right to Buy) A - Award D 6.52 12,500 12,500
2012-05-21 2012-05-20 4 Thomas Robert Bain RVA:AX Stock Option (Right to Buy) A - Award D 6.52 12,500 12,500
2012-05-21 2012-05-20 4 Keating Anne RVA:AX Stock Option (Right to Buy) A - Award D 6.52 12,500 12,500
2012-03-27 2012-03-23 4 DOMAIN PARTNERS V LP RVA Common Stock S - Sale D 5.1600 -1,656,581 -8,548 3,606,002
2012-03-27 2012-03-23 4 DP V ASSOCIATES LP RVA Common Stock S - Sale D 5.1600 -39,136 -202 85,186
2012-03-27 2012-03-23 4 BLAIR JAMES C By DP V Associates, L.P. RVA Common Stock S - Sale I 5.1600 -39,136 -202 85,186
2012-03-27 2012-03-23 4 BLAIR JAMES C By Domain Partners V, L.P. RVA Common Stock S - Sale I 5.1600 -1,656,581 -8,548 3,606,002
2012-03-27 2012-03-23 4 DOVEY BRIAN H By DP V Associates, L.P. RVA Common Stock S - Sale I 5.1600 -39,136 -202 85,186
2012-03-27 2012-03-23 4 DOVEY BRIAN H By Domain Partners V, L.P. RVA Common Stock S - Sale I 5.1600 -1,656,581 -8,548 3,606,002
2012-03-27 2012-03-23 4 SCHOEMAKER KATHLEEN K By DP V Associates, L.P. RVA Common Stock S - Sale I 5.1600 -39,136 -202 85,186
2012-03-27 2012-03-23 4 SCHOEMAKER KATHLEEN K By Domain Partners V, L.P. RVA Common Stock S - Sale I 5.1600 -1,656,581 -8,548 3,606,002
2012-03-27 2012-03-23 4 TREU JESSE I By DP V Associates, L.P. RVA Common Stock S - Sale I 5.1600 -39,136 -202 85,186
2012-03-27 2012-03-23 4 TREU JESSE I By Domain Partners V, L.P. RVA Common Stock S - Sale I 5.1600 -1,656,581 -8,548 3,606,002
2012-03-20 2012-03-18 4 SAINTS CAPITAL EVEREST LP RVA Common Stock S - Sale D 5.2680 -1,353,952 -7,133 3,223,513
2012-03-06 2012-02-29 4 Anderson Jeffrey A. RVA:AX Stock Option (Right to Buy) M - Exercise D 1.00 -10,000 30,000
2012-03-06 2012-02-29 4 Anderson Jeffrey A. RVA:AX Common Stock M - Exercise D 1.0000 10,000 10 10,000
2012-02-16 2012-02-14 4 Brandom Donald K. RVA:AX Stock Option (Right to Buy) M - Exercise D 0.61 -10,000 40,000
2012-02-16 2012-02-14 4 Brandom Donald K. RVA:AX Common Stock M - Exercise D 0.6100 10,000 6 10,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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