RSPI / RespireRx Pharmaceuticals Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

RespireRx 製藥公司
US ˙ OTCPK
該符號不再有效

內部人士股份77,120,548 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了RespireRx Pharmaceuticals Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 RSPI / RespireRx Pharmaceuticals Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2018-09-12 Lippa Arnold 47,620 4,762 1 1.1000
2017-09-13 MANUSO JAMES S J 1,097 110
2015-08-28 MANUSO JAMES S J 11,887,779 11,887,779
2013-01-21 samyang optics co., ltd 6,765,466 0.0400 6,765,466 0.0400 270,619

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

RSPI / RespireRx Pharmaceuticals Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 RSPI / RespireRx Pharmaceuticals Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2015-09-14 Margolis Jeff Eliot 483,872 2,889 148 0.0106
2013-01-21 samyang optics co., ltd 6,765,466 0.0400 6,765,466 0.0400 270,619
2012-06-15 samyang optics co., ltd 30,000 0.0450 30,000 0.0450 1,350
2012-06-14 samyang optics co., ltd 18,975 0.0500 18,975 0.0500 949
2012-06-13 samyang optics co., ltd 3,245 0.0500 3,245 0.0500 162
2012-06-13 samyang optics co., ltd 25,040 0.0500 25,040 0.0500 1,252
2012-06-12 samyang optics co., ltd 39,755 0.0500 39,755 0.0500 1,988
2012-06-11 samyang optics co., ltd 7,000 0.0550 7,000 0.0550 385

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

RSPI / RespireRx Pharmaceuticals Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2020-10-06 2020-09-30 4 Dickason David RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 2,000,000 2,000,000
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Warrants (to purchase Common Stock) C - Conversion I 0.01 5,017,144 5,017,144
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Warrants (to purchase Common Stock) C - Conversion I 0.01 5,017,144 5,017,144
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Warrants (to purchase Common Stock) C - Conversion I 0.01 91,871,094 91,871,094
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 7 32
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 7 32
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -7 0
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -7 0
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 136 588
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -136 14
2020-10-02 2020-09-30 4 Margolis Jeff Eliot RSPI Series H Preferred Stock J - Other D 0.01 150 150
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock C - Conversion I 5,017,144 5,142,351
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock C - Conversion I 5,017,144 5,142,351
2020-10-02 2020-09-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock C - Conversion I 91,871,094 96,151,863
2020-10-02 2020-09-30 4 Lippa Arnold By Trust RSPI Series H Preferred Stock G - Gift I 0.01 100 0
2020-10-02 2020-09-30 4 Lippa Arnold RSPI Series H Preferred Stock G - Gift D 0.01 -100 0
2020-10-02 2020-09-30 4 Lippa Arnold RSPI Series H Preferred Stock J - Other D 0.01 100 100
2020-10-02 2020-09-30 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 5,000,000 5,000,000
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Warrants (to purchase Common Stock) C - Conversion D 0.01 4,409,063 4,409,063
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Series H Preferred Stock C - Conversion D 0.01 -28 0
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Series H Preferred Stock J - Other D 0.01 28 28
2020-10-02 2020-09-30 4 Jones Timothy L. RSPI Common Stock C - Conversion D 4,409,063 4,409,063
2020-08-04 2020-07-31 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 7,500,000 7,500,000
2020-08-04 2020-07-31 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 5,000,000 5,000,000
2020-08-04 2020-07-31 4 Jones Timothy L. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.01 17,000,000 17,000,000
2020-07-15 2020-07-13 4 Lippa Arnold By Trust RSPI Series H Preferred Stock G - Gift I 0.01 600 0
2020-07-15 2020-07-13 4 Lippa Arnold RSPI Series H Preferred Stock G - Gift D 0.01 -600 0
2020-07-15 2020-07-13 4 Lippa Arnold RSPI Series H Preferred Stock J - Other D 0.01 600 600
2020-07-15 2020-07-13 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 25 25
2020-07-15 2020-07-13 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 25 25
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -25 0
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -25 0
2020-07-15 2020-07-13 4 Margolis Jeff Eliot By Trust RSPI Series H Preferred Stock G - Gift I 0.01 450 450
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock G - Gift D 0.01 -450 50
2020-07-15 2020-07-13 4 Margolis Jeff Eliot RSPI Series H Preferred Stock J - Other D 0.01 500 500
2020-03-24 2020-03-22 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 125,000 125,207
2020-03-24 2020-03-22 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 125,000 125,207
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -125,000 0
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -125,000 30,764
2020-03-24 2020-03-22 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 4,250,000 4,280,769
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -4,250,000 250,000
2020-03-24 2020-03-22 4 Margolis Jeff Eliot RSPI Common Stock J - Other D 4,500,000 4,500,000
2020-03-24 2020-03-22 4 Lippa Arnold RSPI Common Stock G - Gift D -4,500,000 598
2020-03-24 2020-03-22 4 Lippa Arnold RSPI Common Stock J - Other D 4,500,000 4,500,598
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common stock Warrants (right to buy) G - Gift D 1.58 -47,620 0
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common Stock Warrants (right to buy) P - Purchase D 1.58 47,620 47,620
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common stock G - Gift D -47,620 0
2018-09-14 2018-09-12 4 Lippa Arnold RSPI Common Stock P - Purchase D 47,620 47,620
2017-12-12 2017-12-09 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 38,114 38,114
2017-12-12 2017-12-09 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 38,114 38,114
2017-12-12 2017-12-09 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 1.45 100,000 100,000
2017-12-12 2017-12-09 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -559,595 0
2017-12-12 2017-12-09 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 559,595 559,595
2017-12-12 2017-12-09 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 608,704 608,704
2017-12-12 2017-09-13 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) P - Purchase D 6.83 2,195 2,195
2017-12-12 2017-09-13 4 MANUSO JAMES S J RSPI Common Stock P - Purchase D 1,097 74,252
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 38,687 38,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 38,687 38,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -38,687 0
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 -38,687 0
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Trusts RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 100,000 100,000
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -100,000 38,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 1.45 250,000 250,000
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 1.45 -250,000 138,687
2017-12-12 2017-12-09 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 1.45 388,687 388,687
2017-07-28 2017-07-26 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 25,000 25,000
2017-07-06 2017-06-30 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 40,000 40,000
2017-07-05 2017-06-30 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 2.00 20,000 20,000
2017-07-05 2017-06-30 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 2.00 30,000 30,000
2017-07-05 2017-06-30 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 2.00 -50,000 0
2017-07-05 2017-06-30 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 50,000 50,000
2017-07-05 2017-06-30 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 25,000 25,000
2017-07-05 2017-06-30 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 25,000 25,000
2017-07-05 2017-06-30 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 2.00 50,000 50,000
2017-01-20 2017-01-18 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 3.90 15,000 15,000
2017-01-20 2017-01-18 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) A - Award I 3.90 35,000 35,000
2017-01-20 2017-01-18 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 75,000 75,000
2017-01-20 2017-01-18 4 WEINGARTEN ROBERT N RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 50,000 50,000
2017-01-20 2017-01-18 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 3.90 -50,000 0
2017-01-20 2017-01-18 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 50,000 50,000
2017-01-20 2017-01-18 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 25,000 25,000
2017-01-20 2017-01-18 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 25,000 25,000
2017-01-20 2017-01-18 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 3.90 40,000 40,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 1,363,637 1,363,637
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 -1,363,637 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 363,636 363,636
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.05 1,000,000 1,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.05 -1,363,636 2,272,727
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 500,000 500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 500,000 500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 4,500,000 4,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 4,500,000 4,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 -5,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,000,000 2,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,000,000 2,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 8,000,000 8,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.02 -10,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,500,000 2,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,500,000 2,500,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 -3,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.02 -7,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 2,000,000 2,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 7,000,000 7,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 -9,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift I 0.02 13,000,000 13,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) G - Gift D 0.02 -15,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Warrants (right to buy) G - Gift I 0.02 787,363 787,363
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Warrants (right to buy) G - Gift I 0.02 787,363 787,363
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Warrants (right to buy) G - Gift I 0.02 -787,363 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Warrants (right to buy) G - Gift D 0.02 -787,363 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 4,000,000 4,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 1,000,000 1,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Spouse RSPI Common Stock G - Gift I -5,000,000 0
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 134,944 134,944
2016-07-19 2016-07-15 4 Margolis Jeff Eliot By Trust RSPI Common Stock G - Gift I 10,000,000 10,000,000
2016-07-19 2016-07-15 4 Margolis Jeff Eliot RSPI Common Stock G - Gift D -10,134,944 0
2016-06-20 2016-06-16 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -24,000,000 0
2016-06-20 2016-06-16 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -10,000,000 0
2016-06-20 2016-06-16 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -15,000,000 0
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.05 1,363,637 1,363,637
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.05 -1,363,637 1,363,636
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.02 5,000,000 5,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -5,000,000 10,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.02 3,000,000 3,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -3,000,000 7,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Options (to purchase shares of Common Stock) J - Other I 0.02 9,000,000 9,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) J - Other D 0.02 -9,000,000 15,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock Warrants (right to buy) J - Other I 0.02 787,363 787,363
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock Warrants (right to buy) J - Other D 0.02 -787,363 787,363
2016-06-20 2016-06-16 4 Margolis Jeff Eliot By Spouse RSPI Common Stock J - Other I 5,000,000 5,000,000
2016-06-20 2016-06-16 4 Margolis Jeff Eliot RSPI Common Stock J - Other D -5,000,000 10,134,944
2016-04-11 2016-04-07 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) J - Other D 0.02 11,887,779 11,887,779
2016-04-11 2016-04-07 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) J - Other D -23,775,558 0
2016-04-11 2016-04-07 4 MANUSO JAMES S J RSPI Common Stock J - Other D 11,887,779 23,775,558
2016-04-04 2016-03-31 4 MANUSO JAMES S J RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 26,500,000 26,500,000
2016-04-04 2016-02-04 4 MANUSO JAMES S J RSPI Common Stock Warrants (right to buy) J - Other D 0.02 2,630,000 2,630,000
2016-04-04 2016-03-31 4 Lippa Arnold RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 24,000,000 24,000,000
2016-04-04 2016-01-29 4 Lippa Arnold RSPI Common Stock Warrants (right to buy) J - Other D 0.02 3,350,319 3,350,319
2016-04-04 2016-03-31 4 Margolis Jeff Eliot RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 24,000,000 24,000,000
2016-04-04 2015-11-02 4 Margolis Jeff Eliot RSPI Warrants (right to buy) J - Other D 0.02 939,729 1,574,726
2016-04-04 2015-09-28 4 Margolis Jeff Eliot RSPI Warrants (right to buy) J - Other D 0.02 309,975 634,997
2016-04-04 2015-09-14 4 Margolis Jeff Eliot RSPI Warrants (right to buy) X - Other D 0.04 -507,374 0
2016-04-04 2015-09-14 4 Margolis Jeff Eliot RSPI Common Stock S - Sale D -483,872 15,134,944
2016-04-04 2015-09-14 4 Margolis Jeff Eliot RSPI Common Stock X - Other D 507,374 15,618,816
2016-04-04 2015-08-28 4 Margolis Jeff Eliot RSPI Warrants (right to buy) J - Other D 0.02 325,022 325,022
2016-04-04 2016-03-31 4 WEINGARTEN ROBERT N RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 24,000,000 24,000,000
2016-04-04 2016-03-31 4 SAPIRSTEIN JAMES RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2016-04-04 2016-03-31 4 MacFarlane Katie RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2016-04-04 2016-03-31 4 Purcell Richard David Jr. RSPI Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 20,000,000 20,000,000
2015-08-31 2015-08-28 4 MANUSO JAMES S J CORX Common Stock Warrants (right to buy) P - Purchase D 23,775,558 23,775,558
2015-08-31 2015-08-28 4 MANUSO JAMES S J CORX Common Stock P - Purchase D 11,887,779 11,887,779
2015-08-20 2015-06-30 4/A Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-08-20 2015-02-02 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 310,000 507,374
2015-08-20 2014-12-31 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 77,500 197,374
2015-08-20 2014-12-09 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 1,500 119,874
2015-08-20 2014-11-05 4/A Margolis Jeff Eliot CORX Warrants (right to buy) J - Other D 0.04 118,374 118,374
2015-08-20 3 MANUSO JAMES S J CORX No securities are beneficially owned D 0
2015-08-20 2015-08-18 4 Purcell Richard David Jr. CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 3,000,000 3,000,000
2015-08-20 2015-08-18 4 MacFarlane Katie CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 3,000,000 3,000,000
2015-08-20 2015-08-18 4 Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2015-08-20 2015-08-18 4 SAPIRSTEIN JAMES CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 3,000,000 3,000,000
2015-08-20 2015-08-18 4 Lippa Arnold CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2015-08-20 2015-08-18 4 MANUSO JAMES S J CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 80,000,000 80,000,000
2015-08-20 2015-08-18 4 MANUSO JAMES S J CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 5,081,300 5,081,300
2015-08-20 2015-08-18 4 WEINGARTEN ROBERT N CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 10,000,000 10,000,000
2015-07-06 2015-06-30 4 Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-07-06 2015-06-30 4 SAPIRSTEIN JAMES CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 2,000,000 2,000,000
2015-07-06 2015-06-30 4 Lippa Arnold CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-07-02 2015-06-30 4 WEINGARTEN ROBERT N CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 15,000,000 15,000,000
2015-07-02 2015-06-30 4 MacFarlane Katie CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 2,000,000 2,000,000
2015-07-02 2015-06-30 4 Purcell Richard David Jr. CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.02 2,000,000 2,000,000
2015-04-21 3 Purcell Richard David Jr. CORX No securities are beneficially owned D 0
2015-04-21 2014-10-15 4 Purcell Richard David Jr. CORX Common Stock A - Award D 2,000,000 2,000,000
2014-09-05 3 SAPIRSTEIN JAMES CORX No securities are beneficially owned D 0
2014-09-05 3 MacFarlane Katie CORX No securities are beneficially owned D 0
2014-09-05 2014-09-03 4 SAPIRSTEIN JAMES CORX Common Stock A - Award D 2,000,000 2,000,000
2014-09-05 2014-09-03 4 MacFarlane Katie CORX Common Stock A - Award D 2,000,000 2,000,000
2014-07-21 2014-07-17 4 WEINGARTEN ROBERT N CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.05 5,000,000 5,000,000
2014-07-21 2014-07-17 4 Lippa Arnold CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.05 5,000,000 5,000,000
2014-07-21 2014-07-17 4 Margolis Jeff Eliot CORX Common Stock Options (to purchase shares of Common Stock) A - Award D 0.05 5,000,000 5,000,000
2014-04-16 2014-04-14 4 Lippa Arnold CORX Common Stock A - Award D 15,000,000 15,000,000
2014-04-16 2014-04-14 4 Margolis Jeff Eliot CORX Common Stock A - Award D 15,000,000 15,000,000
2014-04-16 2014-04-14 4 WEINGARTEN ROBERT N CORX Common Stock A - Award D 15,000,000 15,000,000
2014-04-16 2014-04-14 4 Radin Marc M CORX Common Stock A - Award D 4,000,000 4,000,000
2014-03-20 2014-03-18 4 Lippa Arnold CORX Series G 1.5% Convertible Preferred Stock P - Purchase D 1,000.0000 250 250 250
2013-05-09 3 WEINGARTEN ROBERT N CORX No securities of the Issuer are beneficially owned D 0
2013-04-01 3 T. Morgen Capital LLC By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 Lippa Arnold By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 Margolis Jeff Eliot By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 AURORA CAPITAL CORP By Aurora Capital LLC CORX Common Stock I 2,971,792
2013-04-01 3 Cohen Kenneth M CORX Common Stock D 656,755
2013-04-01 3 Chizzik Steven CORX Common Stock D 330,199
2013-04-01 3 AURORA CAPITAL LLC CORX Common Stock D 2,971,792
2013-01-23 2013-01-21 4 samyang optics co., ltd By subsidiary corx Warrant to Purchase Common Stock S - Sale I 0.10 -1,691,367 0
2013-01-23 2013-01-21 4 samyang optics co., ltd corx Warrant to Purchase Common Stock P - Purchase D 0.10 1,691,367 1,691,367
2013-01-23 2013-01-21 4 samyang optics co., ltd By subsidiary corx common stock S - Sale I 0.0400 -6,765,466 -271 0
2013-01-23 2013-01-21 4 samyang optics co., ltd corx common stock P - Purchase D 0.0400 6,765,466 271 16,422,464
2012-09-19 3 Miller Steven N. CORX No securities are beneficially owned. D 0
2012-09-19 2012-08-10 4 ORIGIN VENTURES II LP CORX Common Stock J - Other I 24,200,507 24,200,507
2012-08-20 3 ILLINOIS EMERGING TECHNOLOGIES FUND LP See Footnote 1 CORX Common Stock, par value $0.001 per share I 20,334,546
2012-08-20 2012-08-10 4 Letendre Peter CORX Common Stock A - Award D 684,031 684,031
2012-08-20 2012-08-10 4 Carley David W. CORX Common Stock A - Award D 1,899,158 1,899,158
2012-08-14 2012-08-10 4 COLEMAN JAMES H COR Options to Purchase Common Stock A - Award D 0.06 2,083,334 2,083,334
2012-08-14 2012-08-10 4 STOLL ROGER G PHD COR Options to Purchase Common Stock A - Award D 0.06 3,083,334 3,083,334
2012-08-07 2012-08-03 4 ALLNUTT ROBERT COR Options to Purchase Common Stock A - Award D 0.06 303,333 333,333
2012-08-07 2012-08-03 4 ALLNUTT ROBERT COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 Benedik John F COR Options to Purchase Common Stock A - Award D 0.06 433,333 463,333
2012-08-07 2012-08-03 4 Benedik John F COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 COTMAN CARL W COR Options to Purchase Common Stock A - Award D 0.06 216,667 246,667
2012-08-07 2012-08-03 4 COTMAN CARL W COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 CASAMENTO CHARLES J COR Options to Purchase Common Stock A - Award D 0.06 346,667 376,667
2012-08-07 2012-08-03 4 CASAMENTO CHARLES J COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 DRAKE PETER F COR Options to Purchase Common Stock A - Award D 0.06 346,667 376,667
2012-08-07 2012-08-03 4 DRAKE PETER F COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-08-07 2012-08-03 4 JOHNSON M ROSS COR Options to Purchase Common Stock A - Award D 0.06 368,333 398,333
2012-08-07 2012-08-03 4 JOHNSON M ROSS COR Options to Purchase Common Stock A - Award D 0.06 30,000 30,000
2012-06-27 2012-06-25 4 samyang optics co., ltd corx Warrant to Purchase Common Stock P - Purchase D 0.06 4,000,000 4,000,000
2012-06-18 2012-06-15 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0450 -30,000 -1 9,656,998
2012-06-18 2012-06-14 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -18,975 -1 9,686,998
2012-06-14 2012-06-13 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -3,245 -0 9,705,973
2012-06-14 2012-06-13 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -25,040 -1 9,709,218
2012-06-14 2012-06-12 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0500 -39,755 -2 9,734,258
2012-06-12 2012-06-11 4 samyang optics co., ltd corx Common Stock S - Sale D 0.0550 -7,000 -0 9,774,013
2012-06-12 2012-06-08 4 samyang optics co., ltd corx common stock S - Sale D 0.0510 -50,000 -3 9,781,013
2012-06-07 2012-06-07 4 samyang optics co., ltd corx Warrant to Purchase Common Stock J - Other D 0.21 -4,081,633 0
2012-06-07 2012-06-07 4 samyang optics co., ltd corx common stock S - Sale D 0.0520 -40,020 -2 9,831,013
2012-06-07 2012-06-05 4 samyang optics co., ltd corx common stock S - Sale D 0.0521 -75,000 -4 9,871,033
2012-06-04 2012-06-01 4 samyang optics co., ltd corx common stock S - Sale D 0.0534 -17,806 -1 9,946,033
2012-06-01 2012-05-31 4 samyang optics co., ltd corx common stock S - Sale D 0.0519 -107,606 -6 9,963,839
2012-06-01 2012-05-30 4 samyang optics co., ltd corx common stock S - Sale D 0.0538 -42,394 -2 10,071,445
2012-05-30 2012-05-25 4 samyang optics co., ltd corx common stock S - Sale D 0.0570 -5,000 -0 10,113,839
2012-05-25 2012-05-24 4 samyang optics co., ltd corx common stock S - Sale D 0.0570 -1,694 -0 10,118,839
2012-05-25 2012-05-23 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -3,950 -0 10,120,533
2012-05-23 2012-05-22 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -5,000 -0 10,124,483
2012-05-23 2012-05-21 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -5,000 -0 10,129,483
2012-05-21 2012-05-18 4 samyang optics co., ltd corx common stock S - Sale D 0.0550 -6,550 -0 10,134,483
2012-05-21 2012-05-17 4 samyang optics co., ltd corx common stock S - Sale D 0.0600 -25,000 -2 10,141,033
2012-05-16 2012-05-14 4 samyang optics co., ltd corx common stock S - Sale D 0.0651 -10,000 -1 10,166,033
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6300 10,000 6 30,000
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6200 4,500 3 20,000
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6100 13,300 8 15,500
2007-12-14 2007-12-07 4 Tran Pierre V COR Common Stock P - Purchase D 0.6000 2,200 1 2,200
2007-02-07 3 Johnson Steven Andrew Consists of shares beneficially owned by spouse. COR Common Stock I 2,350
2007-02-07 3 Johnson Steven Andrew COR Common Stock D 11,000
2004-09-01 3 Mansbach Harry H COR Common Stock D 7,000
2004-04-05 2004-04-05 4 TOLLEFSON GARY D COR Options to Puchase Common Stock A - Award D 2.78 30,000 30,000
2003-12-03 2003-12-02 4 COTMAN CARL W cor Sale of Common Stock S - Sale D 3.3020 -2,500 -8 98,000
2003-12-03 2003-12-02 4 COTMAN CARL W cor Sale of Common Stock S - Sale D 3.3000 -8,500 -28 100,500
2003-12-03 2003-12-02 4 COTMAN CARL W cor Purchase of Common Stock M - Exercise D 0.3750 11,000 4 109,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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