QLT / - Insider Trading and Ownership Report - SEC Form 3, 4, 5

US
該符號不再有效

內部人士股份16,678,797 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了null內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

See our leaderboard of most profitable insider traders.

內部人士 平均收益(%) 持股
數量
分拆
調整

Report errors via our new Insider Auditing Tool

追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 QLT / 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2019-12-12 STONEPINE CAPITAL, L.P. 1,000 0.7000 1,000 0.7000 700 27 0.8000 100 14.29
2019-12-11 STONEPINE CAPITAL, L.P. 40 0.6900 40 0.6900 28
2019-12-10 STONEPINE CAPITAL, L.P. 5,202 0.6916 5,202 0.6916 3,598
2019-12-09 STONEPINE CAPITAL, L.P. 4,500 0.7000 4,500 0.7000 3,150
2019-12-06 STONEPINE CAPITAL, L.P. 40 0.7000 40 0.7000 28
2019-12-05 STONEPINE CAPITAL, L.P. 5,160 0.7000 5,160 0.7000 3,612
2019-11-22 STONEPINE CAPITAL, L.P. 89,845 0.7461 89,845 0.7461 67,033
2019-10-11 STONEPINE CAPITAL, L.P. 100,000 0.6490 100,000 0.6490 64,900
2017-06-12 Stern Donald K 2,500 9.1000 2,500 9.1000 22,750

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

QLT /  Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 QLT / 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2018-12-27 Broadfin Healthcare Master Fund Ltd 100,000 0.8514 100,000 0.8514 85,140 292
2018-12-27 Broadfin Healthcare Master Fund Ltd 56,316 0.8548 56,316 0.8548 48,139
2018-12-27 Broadfin Healthcare Master Fund Ltd 14,800 0.8803 14,800 0.8803 13,028
2018-12-26 Broadfin Healthcare Master Fund Ltd 30,726 0.9070 30,726 0.9070 27,868
2018-12-26 Broadfin Healthcare Master Fund Ltd 28,745 0.9058 28,745 0.9058 26,037
2018-12-26 Broadfin Healthcare Master Fund Ltd 12,219 0.9091 12,219 0.9091 11,108
2018-12-26 Broadfin Healthcare Master Fund Ltd 109,900 0.8720 109,900 0.8720 95,833
2018-12-26 Broadfin Healthcare Master Fund Ltd 12,450 0.9078 12,450 0.9078 11,302
2018-12-26 Broadfin Healthcare Master Fund Ltd 83,245 0.9784 83,245 0.9784 81,447

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

QLT /  Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2020-01-15 3 KOTLER KEVIN NVLNF Common Shares D 5,082,444
2020-01-15 3 KOTLER KEVIN NVLNF Common Shares D 5,082,444
2020-01-15 3 KOTLER KEVIN NVLNF Common Shares D 5,082,444
2020-01-15 3 KOTLER KEVIN NVLNF Common Shares D 5,082,444
2020-01-15 3 KOTLER KEVIN NVLNF Common Shares D 5,082,444
2019-12-12 2019-12-12 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.7000 1,000 1 3,909,207
2019-12-12 2019-12-11 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.6900 40 0 3,908,207
2019-12-12 2019-12-10 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.6916 5,202 4 3,908,167
2019-12-09 2019-12-09 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.7000 4,500 3 3,902,965
2019-12-09 2019-12-06 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.7000 40 0 3,898,465
2019-12-09 2019-12-05 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.7000 5,160 4 3,898,425
2019-11-26 2019-11-22 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.7461 89,845 67 3,893,265
2019-10-16 2019-10-11 4 STONEPINE CAPITAL, L.P. NVLNF Common Stock P - Purchase D 0.6490 100,000 65 3,803,420
2019-10-02 3 STONEPINE CAPITAL, L.P. NVLN Common Stock D 7,406,840
2019-10-02 3 STONEPINE CAPITAL, L.P. NVLN Common Stock D 7,406,840
2019-09-26 2019-09-24 4 Chan Barbara Y NVLN Common Shares F - Taxes D 0.7600 -1,688 -1 16,387
2019-09-26 2019-09-24 4 PRICE MICHAEL DENNIS NVLN Common Stock F - Taxes D 0.7600 -3,926 -3 14,111
2019-05-13 2019-05-09 4 Harshbarger Benjamin NVLN Common Stock F - Taxes D 1.2200 -212 -0 3,683
2019-05-13 2019-05-09 4 Buono Linda NVLN Common Stock F - Taxes D 1.2200 -77 -0 570
2019-05-13 2019-05-09 4 Louis Roger NVLN Common Stock F - Taxes D 1.2200 -155 -0 1,162
2019-03-19 2019-03-15 4 Chan Barbara Y NVLN Common Shares F - Taxes D 1.2600 -996 -1 18,075
2018-12-27 2018-12-27 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.8514 -100,000 -85 1,498,553
2018-12-27 2018-12-27 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.8548 -56,316 -48 1,598,553
2018-12-27 2018-12-27 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.8803 -14,800 -13 1,654,869
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9070 -30,726 -28 1,669,669
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9058 -28,745 -26 1,700,395
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9091 -12,219 -11 1,729,140
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.8720 -109,900 -96 1,741,359
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9078 -12,450 -11 1,851,259
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9784 -83,245 -81 1,863,709
2018-12-27 2018-12-26 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9325 -1,200 -1 1,946,954
2018-12-27 2018-12-24 4 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value S - Sale D 0.9800 -400 -0 1,948,154
2018-12-10 2018-12-06 4 Chan Barbara Y NVLN Common Shares F - Taxes D 1.2800 -3,313 -4 19,071
2018-11-28 2018-11-27 4 PRICE MICHAEL DENNIS NVLN Common Stock F - Taxes D 0.9200 -1,963 -2 18,037
2018-11-05 2018-11-01 4 HACKMAN JEFFREY NVLN Common Stock F - Taxes D 0.8971 -32,149 -29 110,351
2018-11-05 2018-09-17 4 Harshbarger Benjamin NVLN Common Stock F - Taxes D 3.9400 -98 -0 3,895
2018-11-05 2018-05-15 4 Harshbarger Benjamin NVLN Common Stock F - Taxes D 4.1500 -150 -1 3,993
2018-11-05 2018-05-09 4 Harshbarger Benjamin NVLN Common Stock F - Taxes D 4.2600 -322 -1 4,143
2018-08-27 2018-08-22 4 Chan Barbara Y NVLN Stock Option (Right to Buy) A - Award D 3.12 50,000 50,000
2018-08-13 2018-08-09 4 Broadfin Healthcare Master Fund Ltd NVLN Stock Option (Right to Buy) G - Gift D 3.33 10,000 19,600
2018-08-13 2018-08-09 4 Broadfin Healthcare Master Fund Ltd NVLN Stock Option (Right to Buy) G - Gift D 3.33 -10,000 19,600
2018-08-13 2018-08-09 4 CORRIGAN MARK NVLN Stock Option (Right to Buy) A - Award D 3.33 50,000 50,000
2018-08-13 2018-08-09 4 Thomas John C NVLN Stock Option (Right to Buy) A - Award D 3.33 10,000 10,000
2018-08-13 2018-08-09 4 Bruhn Suzanne Louise NVLN Stock Option (Right to Buy) A - Award D 3.33 10,000 10,000
2018-08-13 2018-08-09 4 Stern Donald K NVLN Stock Option (Right to Buy) A - Award D 3.33 10,000 10,000
2018-08-13 2018-08-09 4 Sabba Stephen L NVLN Stock Option (Right to Buy) A - Award D 3.33 10,000 10,000
2018-08-13 2018-08-09 4 ORLOFF JOHN J NVLN Stock Option (Right to Buy) A - Award D 3.33 10,000 10,000
2018-08-13 2018-08-09 4 DiPaolo Mark NVLN Stock Option (Right to Buy) A - Award D 3.33 10,000 10,000
2018-05-11 2018-05-09 4 Buono Linda NVLN Common Stock F - Taxes D 4.2600 -80 -0 647
2018-05-11 2018-05-09 4 Louis Roger NVLN Common Stock F - Taxes D 4.2600 -161 -1 1,317
2018-04-03 2018-04-01 4 Harshbarger Benjamin NVLN Common Stock F - Taxes D 3.5000 -52 -0 4,465
2018-03-26 2018-03-15 4 Chan Barbara Y NVLN Stock Option (Right to Buy) A - Award D 4.52 40,000 40,000
2018-03-26 2018-03-15 4 Chan Barbara Y NVLN Common Shares A - Award D 8,600 22,384
2018-03-19 2018-03-15 4 Broadfin Healthcare Master Fund Ltd NVLN Warrants A - Award D 4.40 909,296 909,296
2018-02-14 2018-02-12 4 Buono Linda NVLN Stock Option (Right to Buy) A - Award D 4.44 25,000 25,000
2018-02-14 2018-02-12 4 Louis Roger NVLN Stock Option (Right to Buy) A - Award D 4.44 25,000 25,000
2018-02-14 2018-02-12 4 Harshbarger Benjamin NVLN Stock Option (Right to Buy) A - Award D 4.44 45,000 45,000
2018-02-14 2018-02-12 4 Stewart Murray NVLN Stock Option (Right to Buy) A - Award D 4.44 45,000 45,000
2017-12-08 2017-12-06 4 Chan Barbara Y NVLN Common Shares F - Taxes D 3.3300 -1,216 -4 13,784
2017-12-06 3 PRICE MICHAEL DENNIS NVLN Common Stock D 40,000
2017-12-06 3 PRICE MICHAEL DENNIS NVLN Common Stock D 40,000
2017-11-29 2017-11-27 4 Stewart Murray NVLN Stock Option (Right to Buy) A - Award D 3.97 200,000 200,000
2017-11-29 2017-11-27 4 Stewart Murray NVLN Common Stock A - Award D 50,000 50,000
2017-11-01 2017-11-01 4 HACKMAN JEFFREY NVLN Stock Option (Right to Buy) A - Award D 4.71 135,000 135,000
2017-11-01 2017-11-01 4 HACKMAN JEFFREY NVLN Common Stock A - Award D 92,500 142,500
2017-11-01 2017-11-01 4 HACKMAN JEFFREY NVLN Common Stock A - Award D 50,000 50,000
2017-10-10 2017-10-06 4 Harshbarger Benjamin NVLN Stock Option (Right to Buy) A - Award D 7.03 75,000 75,000
2017-10-04 2017-10-02 4 Bruhn Suzanne Louise NVLN Stock Option (Right to Buy) A - Award D 7.16 9,600 9,600
2017-09-19 2017-09-17 4 Harshbarger Benjamin NVLN Restricted Stock Units M - Exercise D -337 336
2017-09-19 2017-09-17 4 Harshbarger Benjamin NVLN Common Shares F - Taxes D 7.0800 -109 -1 1,673
2017-09-19 2017-09-17 4 Harshbarger Benjamin NVLN Common Shares M - Exercise D 337 1,782
2017-08-02 2017-08-01 4 DiPaolo Mark NVLN Stock Option (Right to Buy) A - Award D 9.00 9,600 9,600
2017-07-05 2017-07-03 4 ORLOFF JOHN J NVLN Stock Option (Right to Buy) A - Award D 9.37 9,600 9,600
2017-06-13 2017-06-12 4 Stern Donald K NVLN Common Shares P - Purchase D 9.1000 2,500 23 2,500
2017-05-17 2017-05-15 4 Aryeh Jason NVLN Common Shares P - Purchase D 8.9500 361 3 242,433
2017-05-17 2017-05-15 4 Harshbarger Benjamin NVLN Restricted Stock Units M - Exercise D -717 0
2017-05-17 2017-05-15 4 Harshbarger Benjamin NVLN Common Shares F - Taxes D 8.9700 -232 -2 1,445
2017-05-17 2017-05-15 4 Harshbarger Benjamin NVLN Common Shares M - Exercise D 717 1,677
2017-05-11 2017-05-09 4 Buono Linda NVLN Restricted Stock Units M - Exercise D -274 546
2017-05-11 2017-05-09 4 Buono Linda NVLN Common Shares F - Taxes D 9.4200 -93 -1 181
2017-05-11 2017-05-09 4 Buono Linda NVLN Common Shares M - Exercise D 274 274
2017-05-11 2017-05-09 4 Harshbarger Benjamin NVLN Restricted Stock Units M - Exercise D -375 1,122
2017-05-11 2017-05-09 4 Harshbarger Benjamin NVLN Restricted Stock Units M - Exercise D -349 697
2017-05-11 2017-05-09 4 Harshbarger Benjamin NVLN Common Shares F - Taxes D 9.4200 -121 -1 960
2017-05-11 2017-05-09 4 Harshbarger Benjamin NVLN Common Shares M - Exercise D 375 1,081
2017-05-11 2017-05-09 4 Harshbarger Benjamin NVLN Common Shares F - Taxes D 9.4200 -113 -1 706
2017-05-11 2017-05-09 4 Harshbarger Benjamin NVLN Common Shares M - Exercise D 349 819
2017-05-11 2017-05-09 4 Louis Roger NVLN Restricted Stock Units M - Exercise D -547 1,093
2017-05-11 2017-05-09 4 Louis Roger NVLN Common Shares F - Taxes D 9.4200 -162 -2 385
2017-05-11 2017-05-09 4 Louis Roger NVLN Common Shares M - Exercise D 547 547
2017-05-11 2017-05-09 4 PERRY GREGORY D NVLN Restricted Stock Units M - Exercise D -2,393 4,786
2017-05-11 2017-05-09 4 PERRY GREGORY D NVLN Common Shares F - Taxes D 9.4200 -710 -7 1,683
2017-05-11 2017-05-09 4 PERRY GREGORY D NVLN Common Shares M - Exercise D 2,393 2,393
2017-05-11 2017-05-09 4 Szela Mary T NVLN Restricted Stock Units M - Exercise D -6,632 13,264
2017-05-11 2017-05-09 4 Szela Mary T NVLN Common Shares F - Taxes D 9.4200 -2,248 -21 4,384
2017-05-11 2017-05-09 4 Szela Mary T NVLN Common Shares M - Exercise D 6,632 6,632
2017-05-03 2017-05-01 4 Chan Barbara Y NVLN Stock Option (Right to Buy) A - Award D 9.93 20,000 20,000
2017-04-11 2017-03-30 4/A CORRIGAN MARK NVLN Stock Option (Right to Buy) A - Award D 10.69 9,600 9,600
2017-04-04 2017-04-01 4 Harshbarger Benjamin NVLN Restricted Stock Units M - Exercise D -178 177
2017-04-04 2017-04-01 4 Harshbarger Benjamin NVLN Common Shares F - Taxes D 10.7400 -57 -1 470
2017-04-04 2017-04-01 4 Harshbarger Benjamin NVLN Common Shares M - Exercise D 178 527
2017-03-31 2017-03-30 4 CORRIGAN MARK NVLN Stock Option (Right to Buy) A - Award D 10.64 9,600 9,600
2017-02-03 2017-01-27 4/A SMITH SANDFORD D NVLN Common Shares M - Exercise D 456 1,048
2017-01-31 2017-01-27 4 SMITH SANDFORD D NVLN Restricted Stock Units M - Exercise D -456 1,367
2017-01-31 2017-01-27 4 SMITH SANDFORD D NVLN Common Shares F - Taxes D 9.3800 -148 -1 900
2017-01-31 2017-01-27 4 SMITH SANDFORD D NVLN Common Shares M - Exercise D 456 1,048
2016-12-27 2016-12-22 4 Broadfin Healthcare Master Fund Ltd NVLN Stock Option (Right to Buy) G - Gift D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 Broadfin Healthcare Master Fund Ltd NVLN Stock Option (Right to Buy) G - Gift D 8.65 -9,600 9,600
2016-12-27 2016-12-22 4 Menes Remi A NVLN Stock Option (right to buy) A - Award D 8.65 97,400 97,400
2016-12-27 2016-12-22 4 Buono Linda NVLN Stock Option (right to buy) A - Award D 8.65 97,400 97,400
2016-12-27 2016-12-22 4 ORLOFF JOHN J NVLN Stock Option (right to buy) A - Award D 8.65 166,020 166,020
2016-12-27 2016-12-22 4 Louis Roger NVLN Stock Option (right to buy) A - Award D 8.65 41,740 41,740
2016-12-27 2016-12-22 4 Harshbarger Benjamin NVLN Stock Option (right to buy) A - Award D 8.65 97,400 97,400
2016-12-27 2016-12-22 4 Szela Mary T NVLN Stock Option (right to buy) A - Award D 8.65 323,520 323,520
2016-12-27 2016-12-22 4 PERRY GREGORY D NVLN Stock Option (right to buy) A - Award D 8.65 166,020 166,020
2016-12-27 2016-12-22 4 SMITH SANDFORD D NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 Plutzky Jorge MD NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 Stern Donald K NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 KOTLER KEVIN NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 VANLENT ANNE NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 COX GEOFFREY F NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 Sabba Stephen L NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 Aryeh Jason NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-27 2016-12-22 4 Thomas John C NVLN Stock Option (Right to Buy) A - Award D 8.65 9,600 9,600
2016-12-08 2016-12-06 4 Chan Barbara Y NVLN Restricted Stock Units A - Award D 75,000 75,000
2016-12-08 2016-12-06 4 COX GEOFFREY F NVLN Stock Option (Right to Buy) A - Award D 1.80 50,000 50,000
2016-12-01 3 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value I 10,539,662
2016-12-01 3 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value I 10,539,662
2016-12-01 3 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value I 10,539,662
2016-12-01 3 Broadfin Healthcare Master Fund Ltd NVLN Common Shares, without par value I 10,539,662
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Restricted Stock Units A - Award D 7,486 7,486
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Restricted Stock Units A - Award D 5,230 5,230
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Restricted Stock Units A - Award D 2,564 2,564
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Restricted Stock Units A - Award D 1,777 1,777
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Restricted Stock Units A - Award D 3,589 3,589
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Restricted Stock Units A - Award D 3,366 3,366
2016-12-01 2016-11-29 4 Harshbarger Benjamin NVLN Common Shares, without par value A - Award D 1,747 1,747
2016-12-01 2016-11-29 4 Louis Roger NVLN Restricted Stock Units A - Award D 8,204 8,204
2016-12-01 2016-11-29 4 Buono Linda NVLN Restricted Stock Units A - Award D 4,102 4,102
2016-12-01 2016-11-29 4 SMITH SANDFORD D NVLN Restricted Stock Units A - Award D 9,115 9,115
2016-12-01 2016-11-29 4 SMITH SANDFORD D NVLN Common Shares, without par value A - Award D 2,963 2,963
2016-12-01 2016-11-29 4 Chan Barbara Y NVLN Stock Option (Right to Buy) A - Award D 1.55 26,665 26,665
2016-12-01 2016-11-29 4 Szela Mary T NVLN Restricted Stock Units A - Award D 99,483 99,483
2016-12-01 2016-11-29 4 VANLENT ANNE NVLN Common Shares, without par value A - Award D 4,102 4,102
2016-12-01 2016-11-29 4 PERRY GREGORY D NVLN Restricted Stock Units A - Award D 35,896 35,896
2016-12-01 2016-11-29 4 KOTLER KEVIN NVLN Warrants for Common Shares (Right to Buy) A - Award I 0.00 2,840,909 2,840,909
2016-12-01 2016-11-29 4 KOTLER KEVIN NVLN Common Shares, without par value A - Award I 4,472,940 9,742,771
2016-12-01 2016-11-29 4 Aryeh Jason By JLD Investments, L.P. NVLN Common Shares, without par value A - Award I 82,765 82,765
2016-12-01 2016-11-29 4 Aryeh Jason By JLV Investments, LP NVLN Common Shares, without par value A - Award I 31,280 31,280
2016-12-01 2016-11-29 4 Aryeh Jason By JALAA Equities, L.P. NVLN Common Shares, without par value A - Award I 175,979 637,457
2016-12-01 2016-11-29 4 Aryeh Jason NVLN Common Shares, without par value A - Award D 1.7600 1,136,363 2,000 1,210,363
2016-12-01 2016-11-29 4 STONEPINE CAPITAL, L.P. QLTI Convertible 2.0% Senior Notes A - Award D 40.15 24,000,000 24,000,000
2016-09-15 3 STONEPINE CAPITAL, L.P. QLTI Common Stock D 11,290,000
2016-09-15 3 STONEPINE CAPITAL, L.P. QLTI Common Stock D 11,290,000
2016-09-15 2016-09-15 4 STONEPINE CAPITAL, L.P. QLTI Common Stock P - Purchase D 1.5500 14,928 23 5,778,496
2016-09-15 2016-09-14 4 STONEPINE CAPITAL, L.P. QLTI Common Stock P - Purchase D 1.5523 56,864 88 5,763,568
2016-09-15 2016-09-13 4 STONEPINE CAPITAL, L.P. QLTI Common Stock P - Purchase D 1.5423 61,704 95 5,706,704
2016-06-24 3 Aegerion Pharmaceuticals, Inc. See footnotes QLTI Common Shares I 0
2016-06-21 2016-06-17 4 Janes Lana Elizabeth QLTI Restricted Stock Units A - Award D 60,000 60,000
2016-06-21 2016-06-17 4 Janes Lana Elizabeth QLTI Stock Option (right to buy) A - Award D 1.43 220,000 220,000
2016-06-21 2016-06-17 4 KOZARICH JOHN W QLTI Phantom Stock A - Award D 6,400 28,400
2016-06-21 2016-06-17 4 KOZARICH JOHN W QLTI Stock Option (right to buy) A - Award D 1.43 50,000 50,000
2016-06-21 2016-06-17 4 Thomas John C QLTI Phantom Stock A - Award D 6,400 28,400
2016-06-21 2016-06-17 4 Thomas John C QLTI Stock Option (right to buy) A - Award D 1.43 50,000 50,000
2016-06-21 2016-06-17 4 Meckler Jeffrey A QLTI Phantom Stock A - Award D 6,400 28,400
2016-06-21 2016-06-17 4 Meckler Jeffrey A QLTI Stock Option (right to buy) A - Award D 1.43 50,000 50,000
2016-06-21 2016-06-17 4 Sabba Stephen L QLTI Phantom Stock A - Award D 6,400 28,400
2016-06-21 2016-06-17 4 Sabba Stephen L QLTI Stock Option (right to buy) A - Award D 1.43 50,000 50,000
2016-06-21 2016-06-17 4 Assaly Dori Christine QLTI Restricted Stock Units A - Award D 60,000 60,000
2016-06-21 2016-06-17 4 Assaly Dori Christine QLTI Stock Option (right to buy) A - Award D 1.43 220,000 220,000
2016-06-21 2016-06-17 4 Aryeh Jason QLTI Phantom Stock A - Award D 12,800 56,800
2016-06-21 2016-06-17 4 Aryeh Jason QLTI Stock Option (right to buy) A - Award D 1.43 100,000 100,000
2016-06-21 2016-06-17 4 Ibbott William Glen QLTI Restricted Stock Units A - Award D 60,000 60,000
2016-06-21 2016-06-17 4 Ibbott William Glen QLTI Stock Option (right to buy) A - Award D 1.43 220,000 220,000
2016-06-21 2016-06-17 4 COX GEOFFREY F QLTI Phantom Stock A - Award D 6,400 28,400
2016-06-21 2016-06-17 4 COX GEOFFREY F QLTI Stock Option (right to buy) A - Award D 1.43 250,000 250,000
2015-12-30 2015-12-29 4 Aryeh Jason By JALAA Equities, LP QLTI Common Shares P - Purchase I 2.4900 400 1 461,478
2015-12-30 2015-12-29 4 Aryeh Jason By JALAA Equities, LP QLTI Common Shares P - Purchase I 2.5000 18,000 45 461,078
2015-11-16 3 Assaly Dori Christine QLTI Common Shares D 1,000
2015-11-16 3 Assaly Dori Christine QLTI Common Shares D 1,000
2015-07-01 2015-06-29 4 COX GEOFFREY F QLTI Stock Option (right to buy) M - Exercise D 3.61 -60,000 90,000
2015-07-01 2015-06-29 4 COX GEOFFREY F QLTI Stock Option (right to buy) M - Exercise D 3.67 -12,500 0
2015-07-01 2015-06-29 4 COX GEOFFREY F QLTI Common Shares M - Exercise D 3.6100 60,000 217 78,500
2015-07-01 2015-06-29 4 COX GEOFFREY F QLTI Common Shares M - Exercise D 3.6700 12,500 46 18,500
2015-07-01 2015-06-29 4 KOZARICH JOHN W QLTI Stock Option (right to buy) M - Exercise D 3.30 -12,500 0
2015-07-01 2015-06-29 4 KOZARICH JOHN W QLTI Stock Option (right to buy) M - Exercise D 3.67 -12,500 0
2015-07-01 2015-06-29 4 KOZARICH JOHN W QLTI Common Shares M - Exercise D 3.3000 12,500 41 57,000
2015-07-01 2015-06-29 4 KOZARICH JOHN W QLTI Common Shares M - Exercise D 3.6700 12,500 46 44,500
2015-07-01 2015-06-29 4 Meckler Jeffrey A QLTI Stock Option (right to buy) M - Exercise D 3.67 -12,500 0
2015-07-01 2015-06-29 4 Meckler Jeffrey A QLTI Stock Option (right to buy) M - Exercise D 3.30 -12,500 0
2015-07-01 2015-06-29 4 Meckler Jeffrey A QLTI Common Shares M - Exercise D 3.3000 12,500 41 107,000
2015-07-01 2015-06-29 4 Meckler Jeffrey A QLTI Common Shares M - Exercise D 3.6700 12,500 46 94,500
2015-07-01 2015-06-29 4 Thomas John C QLTI Stock Option (right to buy) M - Exercise D 3.30 -12,500 0
2015-07-01 2015-06-29 4 Thomas John C QLTI Stock Option (right to buy) M - Exercise D 3.67 -12,500 0
2015-07-01 2015-06-29 4 Thomas John C QLTI Common Shares M - Exercise D 3.3000 12,500 41 37,000
2015-07-01 2015-06-29 4 Thomas John C QLTI Common Shares M - Exercise D 3.6700 12,500 46 24,500
2015-07-01 2015-06-29 4 Sabba Stephen L QLTI Stock Option (right to buy) M - Exercise D 3.67 -12,500 0
2015-07-01 2015-06-29 4 Sabba Stephen L QLTI Stock Option (right to buy) M - Exercise D 3.30 -12,500 0
2015-07-01 2015-06-29 4 Sabba Stephen L QLTI Common Shares M - Exercise D 3.3000 12,500 41 37,000
2015-07-01 2015-06-29 4 Sabba Stephen L QLTI Common Shares M - Exercise D 3.6700 12,500 46 24,500
2015-07-01 2015-06-30 4 Aryeh Jason QLTI Stock Option (right to buy) M - Exercise D 3.27 -25,000 0
2015-07-01 2015-06-30 4 Aryeh Jason QLTI Stock Option (right to buy) M - Exercise D 3.64 -25,000 0
2015-07-01 2015-06-30 4 Aryeh Jason QLTI Common Shares M - Exercise D 3.2700 25,000 82 74,000
2015-07-01 2015-06-30 4 Aryeh Jason QLTI Common Shares M - Exercise D 3.6400 25,000 91 49,000
2015-06-18 2015-06-16 4 Aryeh Jason By JALAA Equities, LP QLTI Common Shares P - Purchase I 3.4700 288,000 999 288,000
2015-06-17 2015-06-16 4 Axial Capital Master, L.P. QLTI Common Shares S - Sale D 3.4711 -7,563,053 -26,252 0
2015-06-17 2015-06-16 4 AXIAL CAPITAL MANAGEMENT, LLC QLTI Common Shares S - Sale I 3.4711 -8,865,036 -30,771 0
2015-06-09 2015-06-07 4 Aryeh Jason QLTI Restricted Stock Unit M - Exercise D -12,000 0
2015-06-09 2015-06-07 4 Aryeh Jason QLTI Restricted Stock Unit M - Exercise D -8,000 0
2015-06-09 2015-06-07 4 Aryeh Jason QLTI Common Shares M - Exercise D 12,000 179,078
2015-06-09 2015-06-07 4 Aryeh Jason QLTI Common Shares M - Exercise D 8,000 167,078
2015-06-09 2015-06-07 4 COX GEOFFREY F QLTI Restricted Stock Unit M - Exercise D -4,000 0
2015-06-09 2015-06-07 4 COX GEOFFREY F QLTI Common Shares M - Exercise D 4,000 6,000
2015-06-09 2015-06-07 4 KOZARICH JOHN W QLTI Restricted Stock Unit M - Exercise D -6,000 0
2015-06-09 2015-06-07 4 KOZARICH JOHN W QLTI Restricted Stock Unit M - Exercise D -4,000 0
2015-06-09 2015-06-07 4 KOZARICH JOHN W QLTI Common Shares M - Exercise D 6,000 32,000
2015-06-09 2015-06-07 4 KOZARICH JOHN W QLTI Common Shares M - Exercise D 4,000 26,000
2015-06-09 2015-06-07 4 Meckler Jeffrey A QLTI Restricted Stock Unit M - Exercise D -6,000 0
2015-06-09 2015-06-07 4 Meckler Jeffrey A QLTI Restricted Stock Unit M - Exercise D -4,000 0
2015-06-09 2015-06-07 4 Meckler Jeffrey A QLTI Common Shares M - Exercise D 6,000 82,000
2015-06-09 2015-06-07 4 Meckler Jeffrey A QLTI Common Shares M - Exercise D 4,000 76,000
2015-06-09 2015-06-07 4 Sabba Stephen L QLTI Restricted Stock Unit M - Exercise D -6,000 0
2015-06-09 2015-06-07 4 Sabba Stephen L QLTI Restricted Stock Unit M - Exercise D -4,000 0
2015-06-09 2015-06-07 4 Sabba Stephen L QLTI Common Shares M - Exercise D 6,000 12,000
2015-06-09 2015-06-07 4 Sabba Stephen L QLTI Common Shares M - Exercise D 4,000 6,000
2015-06-09 2015-06-07 4 Thomas John C QLTI Restricted Stock Unit M - Exercise D -6,000 0
2015-06-09 2015-06-07 4 Thomas John C QLTI Restricted Stock Unit M - Exercise D -4,000 0
2015-06-09 2015-06-07 4 Thomas John C QLTI Common Shares M - Exercise D 6,000 12,000
2015-06-09 2015-06-07 4 Thomas John C QLTI Common Shares M - Exercise D 4,000 6,000
2014-12-23 2014-12-22 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.6200 900 3 22,000
2014-12-23 2014-12-22 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.6200 600 2 21,100
2014-12-23 2014-12-22 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.6200 4,400 16 20,500
2014-12-23 2014-12-22 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.6200 900 3 16,100
2014-12-23 2014-12-22 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.6299 600 2 15,200
2014-12-23 2014-12-22 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.6299 900 3 14,600
2014-12-23 2014-12-19 4 KOZARICH JOHN W QLTI Common Shares P - Purchase D 3.4500 1,700 6 13,700
2014-12-19 2014-12-17 4 KOZARICH JOHN W QLTI Stock option (right to buy) A - Award D 3.51 12,500 12,500
2014-12-19 2014-12-17 4 KOZARICH JOHN W QLTI Restricted Stock Unit A - Award D 6,000 6,000
2014-12-19 2014-12-17 4 Thomas John C QLTI Stock option (right to buy) A - Award D 3.51 12,500 12,500
2014-12-19 2014-12-17 4 Thomas John C QLTI Restricted Stock Unit A - Award D 6,000 6,000
2014-12-19 2014-12-18 4 Meckler Jeffrey A QLTI Common Shares P - Purchase D 3.6000 20,000 72 72,000
2014-12-19 2014-12-17 4 Meckler Jeffrey A QLTI Stock option (right to buy) A - Award D 3.51 12,500 12,500
2014-12-19 2014-12-17 4 Meckler Jeffrey A QLTI Restricted Stock Unit A - Award D 6,000 6,000
2014-12-19 2014-12-17 4 Sabba Stephen L QLTI Stock option (right to buy) A - Award D 3.51 12,500 12,500
2014-12-19 2014-12-17 4 Sabba Stephen L QLTI Restricted Stock Unit A - Award D 6,000 6,000
2014-12-19 2014-12-17 4 Aryeh Jason QLTI Stock option (right to buy) A - Award D 3.51 25,000 25,000
2014-12-19 2014-12-17 4 Aryeh Jason QLTI Restricted Stock Unit A - Award D 12,000 12,000
2014-12-17 2014-12-15 4 COX GEOFFREY F QLTI Restricted Stock Unit M - Exercise D -2,000 4,000
2014-12-17 2014-12-15 4 COX GEOFFREY F QLTI Common Shares M - Exercise D 2,000 2,000
2014-12-17 2014-12-15 4 Aryeh Jason QLTI Restricted Stock Unit M - Exercise D -4,000 8,000
2014-12-17 2014-12-15 4 Aryeh Jason QLTI Common Shares M - Exercise D 4,000 4,000
2014-12-17 2014-12-15 4 KOZARICH JOHN W QLTI Restricted Stock Unit M - Exercise D -2,000 4,000
2014-12-17 2014-12-15 4 KOZARICH JOHN W QLTI Common Shares M - Exercise D 2,000 12,000
2014-12-17 2014-12-15 4 Meckler Jeffrey A QLTI Restricted Stock Unit M - Exercise D -2,000 4,000
2014-12-17 2014-12-15 4 Meckler Jeffrey A QLTI Common Shares M - Exercise D 2,000 52,000
2014-12-17 2014-12-15 4 Thomas John C QLTI Restricted Stock Unit M - Exercise D -2,000 4,000
2014-12-17 2014-12-15 4 Thomas John C QLTI Common Shares M - Exercise D 2,000 2,000
2014-12-17 2014-12-15 4 Sabba Stephen L QLTI Restricted Stock Unit M - Exercise D -2,000 4,000
2014-12-17 2014-12-15 4 Sabba Stephen L QLTI Common Shares M - Exercise D 2,000 2,000
2014-10-30 2014-10-29 4 COX GEOFFREY F QLTI Stock option (right to buy) A - Award D 4.01 150,000 150,000
2014-07-15 2014-07-11 4 NB Public Equity K/S QLTI Common Shares, no par value S - Sale D 5.8000 -1,000,000 -5,800 6,447,626
2014-07-07 3 AUXILIUM PHARMACEUTICALS INC See Footnotes QLTI Common Shares, no par value I 0
2013-11-25 2013-11-22 4 Meckler Jeffrey A QLTI Stock option (right to buy) A - Award D 5.11 225,000 225,000
2013-11-25 2013-11-22 4 Lussow Alexander R QLTI Stock option (right to buy) A - Award D 5.11 -100,000 100,000
2013-07-17 2013-07-15 4 Jagpal Sukhi QLTI Employee Stock Options (right to buy) A - Award D 4.36 100,000 100,000
2013-07-17 2013-07-15 4 Thomas John C QLTI Stock option (right to buy) A - Award D 4.36 12,500 12,500
2013-07-17 2013-07-15 4 Thomas John C QLTI Restricted Stock Unit A - Award D 6,000 6,000
2013-07-17 2013-07-15 4 Thomas John C QLTI Phantom Stock A - Award D 11,000 11,000
2013-07-17 2013-07-15 4 Meckler Jeffrey A QLTI Stock option (right to buy) A - Award D 4.36 12,500 12,500
2013-07-17 2013-07-15 4 Meckler Jeffrey A QLTI Restricted Stock Unit A - Award D 6,000 6,000
2013-07-17 2013-07-15 4 Meckler Jeffrey A QLTI Phantom Stock A - Award D 11,000 11,000
2013-07-17 2013-07-15 4 Sabba Stephen L QLTI Stock option (right to buy) A - Award D 4.36 12,500 12,500
2013-07-17 2013-07-15 4 Sabba Stephen L QLTI Restricted Stock Unit A - Award D 6,000 6,000
2013-07-17 2013-07-15 4 Sabba Stephen L QLTI Phantom Stock A - Award D 11,000 11,000
2013-07-17 2013-07-15 4 KOZARICH JOHN W QLTI Stock option (right to buy) A - Award D 4.36 12,500 12,500
2013-07-17 2013-07-15 4 KOZARICH JOHN W QLTI Restricted Stock Unit A - Award D 6,000 6,000
2013-07-17 2013-07-15 4 KOZARICH JOHN W QLTI Phantom Stock A - Award D 11,000 11,000
2013-07-17 2013-07-15 4 ANIDO VICENTE JR QLTI Stock option (right to buy) A - Award D 4.36 12,500 12,500
2013-07-17 2013-07-15 4 ANIDO VICENTE JR QLTI Restricted Stock Unit A - Award D 6,000 6,000
2013-07-17 2013-07-15 4 ANIDO VICENTE JR QLTI Phantom Stock A - Award D 11,000 11,000
2013-07-17 2013-07-15 4 COX GEOFFREY F QLTI Stock option (right to buy) A - Award D 4.36 12,500 12,500
2013-07-17 2013-07-15 4 COX GEOFFREY F QLTI Restricted Stock Unit A - Award D 6,000 6,000
2013-07-17 2013-07-15 4 COX GEOFFREY F QLTI Phantom Stock A - Award D 11,000 11,000
2013-07-17 2013-07-15 4 Aryeh Jason QLTI Stock option (right to buy) A - Award D 4.36 25,000 25,000
2013-07-17 2013-07-15 4 Aryeh Jason QLTI Restricted Stock Unit A - Award D 12,000 12,000
2013-07-17 2013-07-15 4 Aryeh Jason QLTI Phantom Stock A - Award D 22,000 22,000
2013-07-02 2013-07-01 4 Axial Capital Master, L.P. QLTI Common Stock S - Sale D 4.3900 -288,890 -1,268 7,563,053
2013-07-01 2013-06-28 4 Meckler Jeffrey A QLTI Common Stock P - Purchase D 4.3600 30,000 131 50,000
2013-06-07 2013-06-04 4/A Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 40.0000 -34 -1 371
2013-06-06 2013-06-04 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 40.0000 -34 -1 371
2013-05-28 2013-05-24 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 40.0000 -50 -2 337
2013-05-21 2013-05-17 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 40.0000 -37 -1 287
2013-05-21 2013-05-17 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 40.0000 -50 -2 250
2013-05-15 2013-05-14 4 Jagpal Sukhi QLTI Employee Stock Options (right to buy) M - Exercise D 7.12 -10,000 0
2013-05-15 2013-05-14 4 Jagpal Sukhi QLTI Common stock S - Sale D 7.9600 -100 -1 1,200
2013-05-15 2013-05-14 4 Jagpal Sukhi QLTI Common stock S - Sale D 7.9500 -9,900 -79 1,300
2013-05-15 2013-05-14 4 Jagpal Sukhi QLTI Common stock M - Exercise D 7.1200 10,000 71 11,200
2013-05-14 2013-05-13 4 KOZARICH JOHN W QLTI Common Stock P - Purchase D 7.9700 10,000 80 10,000
2013-05-07 2013-05-03 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 0.4000 -100 -0 200
2013-05-07 2013-05-03 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) S - Sale I 7.50 0.4500 -100 -0 100
2013-05-06 2013-05-03 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 7.14 -90,000 0
2013-05-06 2013-05-03 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.8500 -90,000 -706 20,000
2013-05-06 2013-05-03 4 Lussow Alexander R QLTI Common Stock M - Exercise D 7.1400 90,000 643 110,000
2013-05-06 2013-05-03 4 Meckler Jeffrey A QLTI Common Stock P - Purchase D 7.9600 20,000 159 20,000
2012-12-28 2012-12-28 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.75 -50,000 0
2012-12-28 2012-12-28 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.5063 -50,000 -375 20,000
2012-12-28 2012-12-28 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7500 50,000 188 70,000
2012-12-28 2012-12-27 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 6.30 -80,000 0
2012-12-28 2012-12-27 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 2.45 -100,000 0
2012-12-28 2012-12-27 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.5263 -180,000 -1,355 20,000
2012-12-28 2012-12-27 4 Lussow Alexander R QLTI Common Stock M - Exercise D 6.3000 80,000 504 200,000
2012-12-28 2012-12-27 4 Lussow Alexander R QLTI Common Stock M - Exercise D 2.4500 100,000 245 120,000
2012-12-26 2012-12-22 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) E - Other I 5.00 -330 0
2012-12-26 2012-12-22 4 Aryeh Jason By JAALA Equities, LP QLTI Short Put Option (obligation to buy) E - Other I 7.50 -125 0
2012-12-13 2012-12-12 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.79 -5,000 50,000
2012-12-13 2012-12-12 4 Lussow Alexander R QLTI Common Stock S - Sale D 8.0200 -5,000 -40 20,000
2012-12-13 2012-12-12 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7900 5,000 19 25,000
2012-11-29 2012-11-28 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.76 -5,000 55,000
2012-11-29 2012-11-28 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.8800 -5,000 -39 20,000
2012-11-29 2012-11-28 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7600 5,000 19 25,000
2012-11-21 2012-11-20 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.74 -5,000 60,000
2012-11-21 2012-11-20 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.8100 -5,000 -39 20,000
2012-11-21 2012-11-20 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7400 5,000 19 25,000
2012-11-05 2012-11-01 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.74 -5,000 65,000
2012-11-05 2012-11-01 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.5200 -5,000 -38 20,000
2012-11-05 2012-11-01 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7400 5,000 19 25,000
2012-10-23 2012-10-22 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.75 -5,000 70,000
2012-10-23 2012-10-22 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.7200 -5,000 -39 20,000
2012-10-23 2012-10-22 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7500 5,000 19 25,000
2012-10-15 2012-10-11 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) X - Other I 10.00 -500 0
2012-10-15 2012-10-11 4 Aryeh Jason By JALAA Equities, LP QLTI Common Stock X - Other I 10.0000 500 5 155,078
2012-10-05 2012-10-05 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.82 -5,000 75,000
2012-10-05 2012-10-05 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.7200 -5,000 -39 20,000
2012-10-05 2012-10-05 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.8200 5,000 19 25,000
2012-09-25 2012-09-22 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) E - Other I 5.00 -20 0
2012-09-25 2012-09-22 4 Aryeh Jason By JAALA Equities, LP QLTI Short Put Option (obligation to buy) E - Other I 7.50 -210 0
2012-09-25 2012-09-22 4 Aryeh Jason By JALAA Equities, LP QLTI Short Put Option (obligation to buy) X - Other I 10.00 -10 0
2012-09-25 2012-09-22 4 Aryeh Jason By JALAA Equities, LP QLTI Common Stock X - Other I 10.0000 1,000 10 154,578
2012-09-19 2012-09-18 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.83 -5,000 80,000
2012-09-19 2012-09-18 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.5700 -5,000 -38 20,000
2012-09-19 2012-09-18 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.8300 5,000 19 25,000
2012-09-06 2012-09-05 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.77 -5,000 85,000
2012-09-06 2012-09-05 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.5500 -5,000 -38 20,000
2012-09-06 2012-09-05 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7700 5,000 19 25,000
2012-08-20 2012-08-20 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.77 -5,000 90,000
2012-08-20 2012-08-20 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.6700 -5,000 -38 20,000
2012-08-20 2012-08-20 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7715 5,000 19 25,000
2012-08-15 2012-08-13 4 LUPINI LINDA QLTI Employee Stock Options (right to buy) M - Exercise D 2.45 -77,007 0
2012-08-15 2012-08-13 4 LUPINI LINDA QLTI Common stock S - Sale D 7.5828 -77,007 -584 15,000
2012-08-15 2012-08-13 4 LUPINI LINDA QLTI Common stock M - Exercise D 2.4530 77,007 189 92,007
2012-08-10 2012-08-08 4 LUPINI LINDA QLTI Employee Stock Options (right to buy) M - Exercise D 2.45 -22,993 77,007
2012-08-10 2012-08-08 4 LUPINI LINDA QLTI Common stock S - Sale D 7.8500 -22,993 -180 15,000
2012-08-10 2012-08-08 4 LUPINI LINDA QLTI Common stock M - Exercise D 2.4530 22,993 56 37,993
2012-08-08 2012-08-08 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.75 -5,000 95,000
2012-08-08 2012-08-08 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.9200 -5,000 -40 20,000
2012-08-08 2012-08-08 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.7530 5,000 19 25,000
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Employee Stock Options (right to buy) M - Exercise D 7.21 -20,000 0
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Employee Stock Options (right to buy) M - Exercise D 3.74 -20,000 0
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Employee Stock Options (right to buy) M - Exercise D 6.28 -12,000 0
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Employee Stock Options (right to buy) M - Exercise D 2.44 -15,000 0
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Common stock S - Sale D 8.1900 -67,000 -549 1,200
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Common stock M - Exercise D 7.2100 20,000 144 68,200
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Common stock M - Exercise D 6.2800 12,000 75 48,200
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Common stock M - Exercise D 2.4400 15,000 37 36,200
2012-08-07 2012-08-03 4 Jagpal Sukhi QLTI Common stock M - Exercise D 3.7400 20,000 75 21,200
2012-07-30 3 Jagpal Sukhi QLTI Common Stock D 1,200
2012-07-25 2012-07-24 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.65 -5,000 100,000
2012-07-25 2012-07-24 4 Lussow Alexander R QLTI Common Stock S - Sale D 8.2800 -5,000 -41 20,000
2012-07-25 2012-07-24 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.6540 5,000 18 25,000
2012-07-19 2012-07-10 4/A Thomas John C QLTI Phantom Stock A - Award D 11,000 11,000
2012-07-12 2012-07-10 4 Sabba Stephen L QLT Phantom Stock A - Award D 11,000 11,000
2012-07-12 2012-07-10 4 ANIDO VICENTE JR QLTI Phantom Stock A - Award D 11,000 11,000
2012-07-12 2012-07-10 4 CORMATRIX CARDIOVASCULAR INC QLTI Phantom Stock A - Award D 11,000 11,000
2012-07-12 2012-07-10 4 Aryeh Jason QLTI Phantom Stock A - Award D 22,000 22,000
2012-07-12 2012-07-10 4 KOZARICH JOHN W QLTI Phantom Stock A - Award D 11,000 11,000
2012-07-12 2012-07-10 4 COX GEOFFREY F QLTI Phantom Stock A - Award D 11,000 11,000
2012-07-12 2012-07-10 4 Meckler Jeffrey A QLTI Phantom Stock A - Award D 11,000 11,000
2012-07-11 2012-06-06 4/A CLARKE C BOYD QLTI Common Stock G - Gift I 20,000 20,000
2012-07-11 2012-07-09 4 CLARKE C BOYD QLTI Common Stock S - Sale I 7.6230 -20,000 -152 0
2012-07-11 2012-07-09 4 CLARKE C BOYD QLTI Common Stock S - Sale D 7.6157 -55,450 -422 0
2012-07-10 2012-07-09 4 Lussow Alexander R QLTI Employee Stock Option (right to buy) M - Exercise D 3.66 -5,000 105,000
2012-07-10 2012-07-09 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.5300 -5,000 -38 20,000
2012-07-10 2012-07-09 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.6572 5,000 18 25,000
2012-06-22 2012-06-21 4 Lussow Alexander R QLTI Employee Stock Options (right to buy) M - Exercise D 3.63 -5,000 110,000
2012-06-22 2012-06-21 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.6500 -5,000 -38 20,000
2012-06-22 2012-06-21 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.6259 5,000 18 25,000
2012-06-19 2012-06-15 4 Lussow Alexander R QLTI Employee Stock Options (right to buy) M - Exercise D 3.64 -5,000 115,000
2012-06-19 2012-06-15 4 Lussow Alexander R QLTI Common Stock S - Sale D 7.4700 -5,000 -37 20,000
2012-06-19 2012-06-15 4 Lussow Alexander R QLTI Common Stock M - Exercise D 3.6412 5,000 18 25,000
2012-06-19 2012-06-16 4 Aryeh Jason By JALAA Equities, LP QLT Short Put Option (obligation to buy) E - Other I 5.00 -20 0
2012-06-19 2012-06-16 4 Aryeh Jason By JAALA Equities, LP QLT Short Put Option (obligation to buy) E - Other I 7.50 -447 0
2012-06-19 2012-06-16 4 Aryeh Jason By JALAA Equities, LP QLT Short Put Option (obligation to buy) X - Other I 10.00 -25 0
2012-06-19 2012-06-16 4 Aryeh Jason By JALAA Equities, LP QLT Common Stock X - Other I 10.0000 2,500 25 153,578
2012-06-14 2012-06-06 4 CLARKE C BOYD QLTI Common Stock G - Gift D -20,000 55,450
2012-06-13 3 Aryeh Jason By JALAA Equities, LP QLT Common Shares, without par value I 151,078
2012-05-18 2012-05-16 4 NB Public Equity K/S QLTI Common Shares, no par value P - Purchase D 6.6668 50,000 333 7,447,626
2012-05-16 2012-05-15 4 CLARKE C BOYD QLTI Common Stock P - Purchase D 6.5602 2,450 16 75,450
2012-04-17 2012-04-16 4 Muller Christopher A. QLTI Employee Stock Options (right to buy) A - Award D 6.84 250,000 250,000
2012-03-21 2012-03-20 4 BUTCHOFSKY ROBERT QLTI Common Stock J - Other D 350 168,847
2009-11-10 2009-11-06 4 Nelson Cameron QLTI Common Stock P - Purchase D 3.5900 1,600 6 35,000
2009-11-10 2009-11-06 4 Nelson Cameron QLTI Common Stock P - Purchase D 3.5899 3,385 12 33,400
2009-11-10 2009-11-06 4 Nelson Cameron QLTI Common Stock P - Purchase D 3.5800 3,600 13 30,015
2009-11-10 2009-11-06 4 Nelson Cameron QLTI Common Stock P - Purchase D 3.5799 115 0 26,415
2009-11-10 2009-11-06 4 Nelson Cameron QLTI Common Stock P - Purchase D 3.5700 1,300 5 26,300
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 59,000
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 349,800
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 4,920,153
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 1,314
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 182,130
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 169,290
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 100
2009-03-17 3 RENAISSANCE TECHNOLOGIES LLC QLTI Common Shares I 5,800
2009-03-17 2009-02-10 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2763 -8,200 -19 197,388
2009-03-17 2009-02-10 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.3000 500 1 205,588
2009-03-17 2009-02-09 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.3318 1,100 3 357,000
2009-03-17 2009-02-09 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.3117 -4,700 -11 4,883,253
2009-03-17 2009-02-09 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.3348 6,340 15 205,088
2009-03-17 2009-02-06 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.3196 1,100 3 355,900
2009-03-17 2009-02-06 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.3121 -3,500 -8 4,887,953
2009-03-17 2009-02-06 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.3293 13,500 31 198,748
2009-03-17 2009-02-05 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2844 900 2 354,800
2009-03-17 2009-02-05 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2697 -5,600 -13 4,891,453
2009-03-17 2009-02-05 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2687 -5,500 -12 142,002
2009-03-17 2009-02-05 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2838 2,100 5 185,248
2009-03-17 2009-02-04 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2944 900 2 353,900
2009-03-17 2009-02-04 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2746 -6,700 -15 4,897,053
2009-03-17 2009-02-04 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2636 -2,500 -6 147,502
2009-03-17 2009-02-04 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2963 818 2 183,148
2009-03-17 2009-02-04 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2800 -700 -2 55,600
2009-03-17 2009-02-03 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2830 1,000 2 353,000
2009-03-17 2009-02-03 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2568 -1,900 -4 150,002
2009-03-17 2009-02-03 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.3136 1,400 3 182,330
2009-03-17 2009-02-03 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2669 -800 -2 56,300
2009-03-17 2009-02-02 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2546 1,100 2 352,000
2009-03-17 2009-02-02 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2398 -8,000 -18 4,903,753
2009-03-17 2009-02-02 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2464 -5,150 -12 151,902
2009-03-17 2009-02-02 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2372 -900 -2 57,100
2009-03-17 2009-01-30 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 2.2559 1,100 2 350,900
2009-03-17 2009-01-30 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2487 -8,400 -19 4,911,753
2009-03-17 2009-01-30 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2508 -12,238 -28 157,052
2009-03-17 2009-01-30 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2508 -1,200 -3 180,930
2009-03-17 2009-01-30 4 SIMONS JAMES H QLTI Common Shares S - Sale I 2.2425 -1,000 -2 58,000
2009-03-17 2009-03-02 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6612 -4,638 -8 144,283
2009-03-17 2009-02-27 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.6836 1,100 2 372,600
2009-03-17 2009-02-27 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6300 -1,700 -3 88,684
2009-03-17 2009-02-27 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6684 -3,095 -5 148,921
2009-03-17 2009-02-27 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.6430 2,300 4 150,887
2009-03-17 2009-02-27 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6760 -500 -1 51,500
2009-03-17 2009-02-26 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.6750 1,100 2 371,500
2009-03-17 2009-02-26 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6672 -4,150 -7 90,384
2009-03-17 2009-02-26 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6562 -4,500 -7 149,716
2009-03-17 2009-02-26 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.6600 300 0 153,216
2009-03-17 2009-02-26 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6704 -1,200 -2 52,000
2009-03-17 2009-02-25 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.7436 1,100 2 370,400
2009-03-17 2009-02-25 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7532 -8,200 -14 94,534
2009-03-17 2009-02-25 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7506 -10,246 -18 153,916
2009-03-17 2009-02-25 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.7200 100 0 164,162
2009-03-17 2009-02-24 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.7277 1,300 2 369,300
2009-03-17 2009-02-24 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7241 -9,000 -16 4,836,553
2009-03-17 2009-02-24 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7200 -1,200 -2 102,734
2009-03-17 2009-02-24 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.7272 1,800 3 164,062
2009-03-17 2009-02-24 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7300 -100 -0 162,262
2009-03-17 2009-02-24 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7225 -800 -1 53,200
2009-03-17 2009-02-23 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.7362 1,300 2 368,000
2009-03-17 2009-02-23 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7221 -2,400 -4 103,934
2009-03-17 2009-02-23 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7228 -2,500 -4 162,362
2009-03-17 2009-02-20 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.8088 1,200 2 366,700
2009-03-17 2009-02-20 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.8054 -2,328 -4 106,334
2009-03-17 2009-02-20 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.8041 -2,700 -5 164,862
2009-03-17 2009-02-20 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.8114 700 1 166,262
2009-03-17 2009-02-20 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.7975 -1,000 -2 54,000
2009-03-17 2009-02-19 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.9342 1,200 2 365,500
2009-03-17 2009-03-10 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4483 -22,300 -32 22,400
2009-03-17 2009-03-09 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.4343 700 1 377,900
2009-03-17 2009-03-09 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4227 -9,200 -13 4,820,453
2009-03-17 2009-03-09 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4244 -3,780 -5 150,867
2009-03-17 2009-03-09 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.4335 3,700 5 154,647
2009-03-17 2009-03-09 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4250 -1,400 -2 44,700
2009-03-17 2009-03-06 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.4300 800 1 377,200
2009-03-17 2009-03-06 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4221 -6,900 -10 4,829,653
2009-03-17 2009-03-06 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4300 -228 -0 80,783
2009-03-17 2009-03-06 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.4251 6,221 9 150,947
2009-03-17 2009-03-06 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4308 -1,200 -2 46,100
2009-03-17 2009-03-05 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.5631 800 1 376,400
2009-03-17 2009-03-05 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.5286 -3,273 -5 81,011
2009-03-17 2009-03-05 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.5691 -8,440 -13 144,726
2009-03-17 2009-03-05 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.5393 -1,400 -2 47,300
2009-03-17 2009-03-04 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.5790 1,000 2 375,600
2009-03-17 2009-03-04 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.5806 -7,164 -11 153,166
2009-03-17 2009-03-04 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.5200 1,200 2 160,330
2009-03-17 2009-03-04 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.5643 -1,400 -2 48,700
2009-03-17 2009-03-03 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.4665 1,000 1 374,600
2009-03-17 2009-03-03 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4600 -100 -0 84,284
2009-03-17 2009-03-03 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.4716 14,847 22 159,130
2009-03-17 2009-03-03 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.4836 -1,400 -2 50,100
2009-03-17 2009-03-02 4 SIMONS JAMES H QLTI Common Shares P - Purchase I 1.6400 1,000 2 373,600
2009-03-17 2009-03-02 4 SIMONS JAMES H QLTI Common Shares S - Sale I 1.6842 -4,300 -7 84,384
2009-02-17 2009-02-12 4 NB Public Equity K/S QLTI Common Shares, no par value P - Purchase D 2.2900 193,190 442 7,112,515
2009-02-17 2009-02-12 4 NB Public Equity K/S QLTI Common Shares, no par value P - Purchase D 2.2825 25 0 6,919,325
2009-02-17 2009-02-12 4 NB Public Equity K/S QLTI Common Shares, no par value P - Purchase D 2.2800 1,455 3 6,919,300
2009-02-17 2009-02-10 4 NB Public Equity K/S QLTI Common Shares, no par value P - Purchase D 2.3000 150,017 345 7,262,532
2005-04-20 3 Nelson Cameron QLTI Common Stock D 0
2005-01-04 3/A VUTURO GEORGE J QLTI Common Stock D 26,813
2004-11-29 3 AZAB MOHAMMAD QLTI Common Stock D 200
2004-11-29 3 BUTCHOFSKY ROBERT QLTI Common Stock D 18,100
2004-11-29 3 CLARKE C BOYD QLTI Common Stock D 3,000
2004-11-29 3 CURAUDEAU ALAIN QLTI Common Stock D 0
2004-11-29 3 DUNCAN MICHAEL R QLTI Common Stock D 715
2004-11-29 3 CROSSGROVE PETER A QLTI Common Stock D 2,000
2004-11-29 3 HASTINGS PAUL J QLTI Common Stock D 8,600
2004-11-29 3 DOTY MICHAEL J QLTI Common Stock D 1,000
2004-11-29 3 HAYES THERESE QLTI Common Stock D 0
2004-11-29 3 LEVY JULIA By Spouse QLTI Common Stock I 29,800
2004-11-29 3 LEVY JULIA RRSP Account QLTI Common Stock I 4,000
2004-11-29 3 LEVY JULIA QLTI Common Stock D 445,480
2004-11-29 3 LUPINI LINDA QLTI Common Stock D 500
2004-11-29 3 NEWELL WILLIAM J QLTI Common Stock D 0
2004-11-29 3 MENDELSON ALAN C QLTI Common Stock D 2,000
2004-11-29 3 REDENBARGER JAMES QLTI Common Stock D 0
2004-11-29 3 SCOTT E DUFF QLTI Common Stock D 30,000
2004-11-29 3 VIETOR RICHARD R QLTI Common Stock D 448
2004-11-29 3 WOOD JACK QLTI Common Stock D 3,500
2004-11-29 3 HENRIKSEN RONALD D QLTI Common Stock D 6,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
How Much do you Like Fintel?
Please share your opinion of our service!
Excellent Bad
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista