OPP Insider Trading - RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

所有內部人士

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整
Acosta Leticia A. -		0	0
Philip A Barach -		0	0
Philip K III Bartow -		0	0
John K Carter Director - [D]		0	0
Henry V Chase -		0	0
Mark W Christensen -		0	0
Marcus L Collins CCO and Secretary - [O]		0	0
DoubleLine Capital LP -		0	0
Joseph J Galligan -		0	0
Jeffrey E Gundlach -		0	0
Galley Patrick W. President, Director - [D] [O]		0	0

內部人士	持股數量	分拆調整
Youse Guia -	0	0
John Wayne Hutchens Director - [D]	0	0
Kelley James G. Director - [D]	0	0
Keith T Kirk -	0	0
Lariscy Earl A. -	0	0
Lucido Louis C. -	0	0
Mohrhardt Jonathan M. CFO and Treasurer - [O]	0	0
Casey Moore -	0	0
Lisa Bruckert Mougin Director - [D]	0	0
Stephen Andrew O'Neill -	10,040	10,040
Oakes John S. Director - [D]	0	0
Rivernorth Capital Management, Llc -	0	0

內部人士	持股數量	分拆調整
Jerry Raio Director - [D]	0	0
Ronald R Redell -	0	0
RiverNorth Financial Holdings, LLC -	0	0
Marketplace Lending Corp RiverNorth -	0	0
RiverNorth Strategic Holdings, LLC -	197,180	197,180
Fred G Steingraber Director - [D]	0	0
Ana Cris Santa -	0	0
Brian H Schmucker -	0	0
Sherman Jeffrey J. -	0	0
Ignacio E Sosa -	0	0
David Swanson Director - [D]	0	0
Every Barbara Van -	0	0

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2025-10-17	O'Neill Stephen Andrew	30	8.2644	30	8.2644	248	3	8.3700	4	1.66
2021-10-05	Swanson David	355	14.4800	355	14.4800	5,140
2020-11-19	Swanson David	1,065	14.1000	1,065	14.1000	15,016
2020-10-20	Galley Patrick W.	1,300	14.9000	1,300	14.9000	19,370
2020-10-20	Galley Patrick W.	900	14.9000	900	14.9000	13,410
2020-10-20	Galley Patrick W.	900	14.8800	900	14.8800	13,392
2020-10-10	Galley Patrick W.	3,700	14.9000	3,700	14.9000	55,130
2020-10-10	Galley Patrick W.	900	14.8900	900	14.8900	13,401

經調整價格已按拆股調整。經調整股數已按拆股調整。

OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2021-04-12	O'Neill Stephen Andrew	7,072	15.3400	7,072	15.3400	108,484	347	11.65	-26,095	-24.05
2021-04-12	O'Neill Stephen Andrew	941	15.3300	941	15.3300	14,426
2021-04-12	O'Neill Stephen Andrew	12,051	15.3200	12,051	15.3200	184,621
2020-03-12	Schmucker Brian H	6,000	13.7000	6,000	13.7000	82,200

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	單位價格	股數變化	價值變化 (1K)	剩餘股份
2025-12-01	2025-11-24	4	O'Neill Stephen Andrew	OPP	Common Shares of Beneficial Interest	J - Other	D	7.9400	10,000	79	10,040
2025-10-20	2025-10-17	4	O'Neill Stephen Andrew	OPP	Common Shares of Beneficial Interest	P - Purchase	D	8.2644	30	0	6,178
2025-09-18		3	RiverNorth Financial Holdings, LLC	OPP	Common Shares of Beneficial Interest		D				0
2025-07-14	2024-12-02	4	RiverNorth Strategic Holdings, LLC	OPP	Preferred Shares-6.00 SER C PFD (OPPPRC)	J - Other	D		41,909		197,180
2025-07-14	2024-12-02	4	RiverNorth Strategic Holdings, LLC	OPP	Common Shares	J - Other	D		83,818		155,271
2025-07-10		3/A	RiverNorth Strategic Holdings, LLC	OPP	Common Shares of Beneficial Interest		D				71,453
2024-12-31	2024-12-30	4	Swanson David	OPP	Common Shares of Beneficial Interest	A - Award	D	8.2900	-1,420	-12	0
2024-11-29		3	RiverNorth Strategic Holdings, LLC	OPP	Common Shares of Beneficial Interest		D				603,778
2024-11-27	2024-11-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	OPP	Common Shares of Beneficial Interest	J - Other	D		-71,453		0
2023-12-22	2023-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	OPP	Common Shares of Beneficial Interest	A - Award	D	8.2700	29,681	245	46,866
2023-05-24	2023-05-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	OPP	Common Shares of Beneficial Interest	A - Award	D	8.0670	17,185	139	34,370
2023-05-24	2023-05-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	OPP	Common Shares of Beneficial Interest	A - Award	D	8.1139	17,185	139	17,185
2022-11-10		3	Mougin Lisa Bruckert	OPP	No securities beneficially owned		D				0
2021-12-28	2021-12-27	4	Swanson David	OPPA	Preferred Stock	P - Purchase	D	24.8000	2,020	50	2,020
2021-10-08	2021-10-05	4	Swanson David	OPP	Transferable Subscription Rights (OPP RT)	P - Purchase	D	14.4800	355	5	1,420
2021-10-08	2021-10-05	4	Swanson David	OPP	Transferable Subscription Rights (OPP RT)	D - Sale to Issuer	D		-355		0
2021-10-08	2021-09-13	4	Swanson David	OPP	Transferable Subscription Rights (OPP RT)	A - Award	D		355		355
2021-10-08	2021-10-05	4	Galley Patrick W.	OPP	Transferable Subscription Rights (OPP RT)	D - Sale to Issuer	D		-15,444		0
2021-10-08	2021-09-13	4	Galley Patrick W.	OPP	Transferable Subscription Rights (OPP RT)	A - Award	D		15,444		15,444
2021-10-08	2021-10-05	4	Oakes John S.	OPP	Transferable Subscription Rights (OPP RT)	D - Sale to Issuer	D		-1,768		0
2021-10-08	2021-09-13	4	Oakes John S.	OPP	Transferable Subscription Rights (OPP RT)	A - Award	D		1,768		1,768
2021-04-14	2021-04-12	4	O'Neill Stephen Andrew	OPP	Common Stock	S - Sale	D	15.3400	-7,072	-108	0
2021-04-14	2021-04-12	4	O'Neill Stephen Andrew	OPP	Common Stock	S - Sale	D	15.3300	-941	-14	6,148
2021-04-14	2021-04-12	4	O'Neill Stephen Andrew	OPP	Common Stock	S - Sale	D	15.3200	-12,051	-185	7,089
2020-11-20	2020-11-19	4	Swanson David	OPP	Common Stock	P - Purchase	D	14.1000	1,065	15	1,065
2020-10-22	2020-10-20	4	Galley Patrick W.	RSF	Common Stock	P - Purchase	D	14.9000	900	13	11,719
2020-10-22	2020-10-20	4	Galley Patrick W.	RSF	Common Stock	P - Purchase	D	14.8800	900	13	10,819
2020-10-22	2020-10-20	4	Galley Patrick W.	RSF	Common Stock	P - Purchase	D	14.9000	1,300	19	9,919
2020-10-22	2020-10-10	4	Galley Patrick W. Joint Account	RSF	Common Stock	P - Purchase	I	14.9000	3,700	55	16,319
2020-10-22	2020-10-10	4	Galley Patrick W.	RSF	Common Stock	P - Purchase	D	14.8900	900	13	12,619
2020-10-13	2020-10-07	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	13.8800	5,000	69	19,140
2020-04-15	2020-04-13	4	Oakes John S.	OPP	Common Stock	P - Purchase	D	13.0000	500	6	2,186
2020-03-16	2020-03-12	4	Schmucker Brian H	OPP	Common Stock	S - Sale	D	13.7000	-6,000	-82	0
2019-12-27	2019-12-26	4	Oakes John S.	OPP	Common Stock	P - Purchase	D	16.2100	342	6	1,686
2019-12-27	2019-12-26	4	Oakes John S.	OPP	Common Stock	P - Purchase	D	16.0500	344	6	1,344
2019-12-26	2019-12-17	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	16.2100	5,000	81	14,140
2019-12-26	2019-12-17	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	16.2100	6,111	99	15,444
2019-08-26		3	HUTCHENS JOHN WAYNE	OPP	No securities beneficially owned		D				0
2019-06-25	2019-06-20	4	Oakes John S.	OPP	Common Stock	P - Purchase	D	17.2700	1,000	17	1,000
2019-06-24		3	Swanson David	OPP	No securities beneficially owned		D				0
2019-06-24		3	Raio Jerry	OPP	No securities beneficially owned		D				0
2019-06-24		3	O'Neill Stephen Andrew	OPP	Common Stock		D				17,714
2019-06-24		3	O'Neill Stephen Andrew	OPP	Common Stock		D				17,714
2019-06-24		3	O'Neill Stephen Andrew	OPP	Common Stock		D				17,714
2018-12-26	2018-12-21	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.2025	2,000	30	9,333
2018-12-21	2018-12-20	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.2725	2,000	31	7,333
2018-12-21	2018-12-20	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.2016	3,000	46	5,333
2018-12-21	2018-12-19	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.5500	50	1	2,333
2018-12-21	2018-12-19	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.5525	1,950	30	2,283
2018-12-21	2018-12-19	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.5748	200	3	333
2018-12-21	2018-12-19	4	Galley Patrick W.	OPP	Common Stock	P - Purchase	D	15.5872	133	2	133
2018-10-09		3	Acosta Leticia A.	OPP	Common Stock		D				0
2018-10-04		3	Guia Youse	OPP	Common Stock		D				0
2018-01-18	2018-01-05	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	18.3990	200	4	8,260
2018-01-18	2018-01-05	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	18.4022	2,300	42	8,060
2018-01-03	2017-12-29	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	18.3800	100	2	5,760
2018-01-03	2017-12-29	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	18.3900	2,400	44	5,660
2017-11-28	2017-11-22	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	18.2100	760	14	3,260
2017-11-28	2017-11-22	4	O'Neill Stephen Andrew	OPP	Common Stock	P - Purchase	D	18.2000	2,500	46	2,500
2016-11-22	2016-11-21	4	Schmucker Brian H	OPP	Common Stock	P - Purchase	D	18.4500	3,000	55	6,000
2016-11-18		3	Schmucker Brian H	[OPP]	No securities beneficially owned		D				0
2016-11-18	2016-11-16	4	Schmucker Brian H	OPP	Common Stock	P - Purchase	D	18.9000	3,000	57	3,000
2016-09-27		3	Kelley James G.	OPP	No securities beneficially owned		D				0
2016-09-27		3	Collins Marcus L	OPP	No securities beneficially owned		D				0
2016-09-27		3	Van Every Barbara	OPP	Common Stock		D				0
2016-09-27		3	CARTER JOHN K	OPP	No securities beneficially owned		D				0
2016-09-27		3	Christensen Mark W	OPP	Common Stock		D				0
2016-09-27		3	Kirk Keith T	OPP	Common Stock		D				0
2016-09-27		3	Santa Ana Cris	OPP	Common Stock		D				0
2016-09-27		3	Lariscy Earl A.	OPP	Common Stock		D				0
2016-09-27		3	Lucido Louis C.	OPP	Common Stock		D				0
2016-09-27		3	Chase Henry V	OPP	Common Stock		D				0
2016-09-27		3	DoubleLine Capital LP	OPP	Common Stock		D				0
2016-09-27		3	Sherman Jeffrey J.	OPP	Common Stock		D				0
2016-09-27		3	Sosa Ignacio E	OPP	Common Stock		D				0
2016-09-27		3	RiverNorth Marketplace Lending Corp	OPP	No securities beneficially owned		D				0
2016-09-27		3	Galley Patrick W.	OPP	No securities beneficially owned		D				0
2016-09-27		3	Mohrhardt Jonathan M.	OPP	No securities beneficially owned		D				0
2016-09-27		3	Oakes John S.	OPP	No securities beneficially owned		D				0
2016-09-27		3	Moore Casey	OPP	Common Stock		D				0
2016-09-27		3	Redell Ronald R	OPP	Common Stock		D				0
2016-09-27		3	RIVERNORTH CAPITAL MANAGEMENT, LLC	OPP	No securities beneficially owned		D				0
2016-09-27		3	STEINGRABER FRED G	OPP	No securities beneficially owned		D				0
2016-09-27		3	BARACH PHILIP A	OPP	Common Stock		D				0
2016-09-27		3	GALLIGAN JOSEPH J	OPP	Common Stock		D				0
2016-09-27		3	GUNDLACH JEFFREY E	OPP	Common Stock		D				0
2016-09-07		3	Bartow Philip K III	OPP	No securities beneficially owned		D				0

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5