ONTY / Oncothyreon, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Oncothyreon 公司
US ˙ NASDAQ
該符號不再有效

內部人士股份19,980,267 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Oncothyreon, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 ONTY / Oncothyreon, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2017-08-11 Myers Scott Dunseth 5,500 3.7350 5,500 3.7350 20,542 173
2017-05-12 Myers Scott Dunseth 2,800 3.9970 2,800 3.9970 11,192
2017-03-31 Myers Scott Dunseth 2,000 4.1143 2,000 4.1143 8,229
2017-03-28 Fyfe Gwen A. 1,666 4.1158 1,666 4.1158 6,857
2017-03-20 Myers Scott Dunseth 1,000 3.9271 1,000 3.9271 3,927
2017-02-02 LOVE TED W 23,000 4.2400 23,000 4.2400 97,520
2017-01-30 HENNEY CHRISTOPHER S 25,324 4.1057 25,324 4.1057 103,973
2017-01-27 Myers Scott Dunseth 20,500 3.7580 20,500 3.7580 77,039
2016-08-17 Myers Scott Dunseth 45,000 1.1499 45,000 1.1499 51,746

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ONTY / Oncothyreon, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 ONTY / Oncothyreon, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2013-07-10 SPIEGELMAN DANIEL K 3,403 1.7201 3,403 1.7201 5,854 730
2013-02-20 SPIEGELMAN DANIEL K 12,780 1.9604 12,780 1.9604 25,054

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ONTY / Oncothyreon, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Restricted Stock Units D - Sale to Issuer D -199,000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Restricted Stock Units D - Sale to Issuer D -16,500 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Restricted Stock Units D - Sale to Issuer D -11,300 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 3.99 -75,000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 4.64 -51,200 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 6.90 -50,000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 21.06 -41,667 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 10.56 -16,667 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 10.44 -25,000 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 28.44 -8,334 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 19.92 -8,334 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 41.52 -8,334 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Stock Option (Right to buy) D - Sale to Issuer D 19.86 -6,667 0
2018-03-13 2018-03-09 4 EASTLAND JULIA MARIE CASC Common Stock U - Other D -5,237 0
2018-03-13 2018-03-09 4 HENNEY CHRISTOPHER S CASC Restricted Stock Units D - Sale to Issuer D -13,927 0
2018-03-13 2018-03-09 4 HENNEY CHRISTOPHER S CASC Stock Option (Right to buy) D - Sale to Issuer D 6.36 -25,000 0
2018-03-13 2018-03-09 4 HENNEY CHRISTOPHER S CASC Common Stock U - Other D -60,185 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Restricted Stock Units D - Sale to Issuer D -164,500 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Restricted Stock Units D - Sale to Issuer D -15,000 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Restricted Stock Units D - Sale to Issuer D -11,300 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 3.99 -68,000 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 4.64 -51,200 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 6.90 -41,667 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 21.06 -41,667 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 10.56 -16,667 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 10.44 -25,000 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 28.44 -8,334 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 19.92 -8,334 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Stock Option (Right to buy) D - Sale to Issuer D 41.52 -8,334 0
2018-03-13 2018-03-09 4 Christianson Gary CASC Common Stock U - Other D -6,515 0
2018-03-13 2018-03-09 4 Growth Equity Opportunities IV, LLC CASC Common Stock U - Other D -10,882,574 0
2018-03-13 2018-03-09 4 BASKETT FOREST See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -250,000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -6,300 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -15,500 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Restricted Stock Units D - Sale to Issuer D -42,000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Stock Option (Right to buy) D - Sale to Issuer D 3.99 -60,000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Stock Option (Right to buy) D - Sale to Issuer D 4.64 -190,000 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Stock Option (Right to buy) D - Sale to Issuer D 7.08 -474,810 0
2018-03-13 2018-03-09 4 Myers Scott Dunseth CASC Common Stock U - Other D -56,787 0
2018-03-13 2018-03-09 4 SPIEGELMAN DANIEL K CASC Restricted Stock Units D - Sale to Issuer D -13,927 0
2018-03-13 2018-03-09 4 SPIEGELMAN DANIEL K CASC Common Stock U - Other D -21,006 0
2018-03-13 2018-03-09 4 Azelby Robert CASC Restricted Stock Units D - Sale to Issuer D -13,927 0
2018-03-13 2018-03-09 4 Azelby Robert CASC Restricted Stock Units D - Sale to Issuer D -12,437 0
2018-03-13 2018-03-09 4 Florence Anthony A. Jr. See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Restricted Stock Units D - Sale to Issuer D -155,500 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Restricted Stock Units D - Sale to Issuer D -14,000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Restricted Stock Units D - Sale to Issuer D -11,300 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 3.99 -65,000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 4.64 -51,200 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 6.90 -54,167 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 21.06 -41,667 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 10.44 -25,000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 10.56 -25,000 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 28.44 -8,334 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 19.92 -8,334 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Stock Option (Right to buy) D - Sale to Issuer D 41.52 -8,334 0
2018-03-13 2018-03-09 4 PETERSON SCOTT ROBERT CASC Common Stock U - Other D -3,639 0
2018-03-13 2018-03-09 4 MAKOWER JOSHUA See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 MOTT DAVID M See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 Sakoda Jon See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 SANDELL SCOTT D See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 Sonsini Peter W. See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 Viswanathan Ravi See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-03-13 2018-03-09 4 Fyfe Gwen A. CASC Restricted Stock Units D - Sale to Issuer D -13,927 0
2018-03-13 2018-03-09 4 Fyfe Gwen A. CASC Common Stock U - Other D -10,125 0
2018-03-13 2018-03-09 4 LOVE TED W CASC Restricted Stock Units D - Sale to Issuer D -13,927 0
2018-03-13 2018-03-09 4 LOVE TED W CASC Common Stock U - Other D -37,394 0
2018-03-13 2018-03-09 4 James Steven P CASC Restricted Stock Units D - Sale to Issuer D -13,927 0
2018-03-13 2018-03-09 4 James Steven P CASC Common Stock U - Other D -13,677 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Restricted Stock Units D - Sale to Issuer D -130,000 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Restricted Stock Units D - Sale to Issuer D -12,000 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Restricted Stock Units D - Sale to Issuer D -7,800 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 3.99 -50,000 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 4.64 -35,100 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 6.90 -20,834 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 6.90 -8,334 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 21.06 -5,834 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 28.44 -1,250 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 10.56 -1,250 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 35.88 -2,500 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 10.44 -2,500 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Stock Option (Right to buy) D - Sale to Issuer D 41.52 -334 0
2018-03-13 2018-03-09 4 Walker Luke Nathaniel CASC Common Stock U - Other D -10,315 0
2018-03-13 2018-03-09 4 BARRIS PETER J See Note 2 CASC Common Stock U - Other I -10,882,574 0
2018-02-22 2018-02-20 4 Growth Equity Opportunities IV, LLC CASC Series E Preferred Stock C - Conversion D 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 Growth Equity Opportunities IV, LLC CASC Common Stock C - Conversion D 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 BARRIS PETER J See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 BARRIS PETER J See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 BASKETT FOREST See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 BASKETT FOREST See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 Florence Anthony A. Jr. See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 Florence Anthony A. Jr. See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 MAKOWER JOSHUA See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 MAKOWER JOSHUA See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 MOTT DAVID M See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 MOTT DAVID M See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 Sakoda Jon See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 Sakoda Jon See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 SANDELL SCOTT D See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 SANDELL SCOTT D See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 Sonsini Peter W. See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 Sonsini Peter W. See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-22 2018-02-20 4 Viswanathan Ravi See Note 1 CASC Series E Preferred Stock C - Conversion I 3.30 -1,818,000 0
2018-02-22 2018-02-20 4 Viswanathan Ravi See Note 1 CASC Common Stock C - Conversion I 3.3000 1,818,000 5,999 10,882,574
2018-02-02 2018-02-01 4 Christianson Gary CASC Restricted Share Unit (RSU) A - Award D 164,500 164,500
2018-02-02 2018-02-01 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) A - Award D 199,000 199,000
2018-02-02 2018-02-01 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 250,000 250,000
2018-02-02 2018-02-01 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) A - Award D 155,500 155,500
2018-02-02 2018-02-01 4 Walker Luke Nathaniel CASC Restricted Share Unit (RSU) A - Award D 130,000 130,000
2018-01-16 2018-01-11 4 Christianson Gary CASC Restricted Share Unit (RSU) M - Exercise D -2,825 8,475
2018-01-16 2018-01-11 4 Christianson Gary CASC Common Stock F - Taxes D 3.9200 -923 -4 6,515
2018-01-16 2018-01-11 4 Christianson Gary CASC Common Stock M - Exercise D 2,825 7,438
2018-01-16 2018-01-11 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) M - Exercise D -2,825 8,475
2018-01-16 2018-01-11 4 EASTLAND JULIA MARIE CASC Common Stock F - Taxes D 3.9200 -923 -4 5,237
2018-01-16 2018-01-11 4 EASTLAND JULIA MARIE CASC Common Stock M - Exercise D 2,825 6,160
2018-01-16 2018-01-11 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) M - Exercise D -10,500 31,500
2018-01-16 2018-01-11 4 Myers Scott Dunseth CASC Common Stock F - Taxes D 3.9200 -3,429 -13 56,787
2018-01-16 2018-01-11 4 Myers Scott Dunseth CASC Common Stock M - Exercise D 10,500 60,216
2018-01-16 2018-01-11 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) M - Exercise D -2,825 8,475
2018-01-16 2018-01-11 4 PETERSON SCOTT ROBERT CASC Common Stock F - Taxes D 3.9200 -923 -4 3,639
2018-01-16 2018-01-11 4 PETERSON SCOTT ROBERT CASC Common Stock M - Exercise D 2,825 4,562
2018-01-16 2018-01-11 4 Walker Luke Nathaniel CASC Restricted Share Unit (RSU) M - Exercise D -1,950 5,850
2018-01-16 2018-01-11 4 Walker Luke Nathaniel CASC Common Stock F - Taxes D 3.9200 -637 -2 5,303
2018-01-16 2018-01-11 4 Walker Luke Nathaniel CASC Common Stock M - Exercise D 1,950 5,940
2017-11-13 2017-11-10 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 6,300 6,300
2017-09-26 2017-09-24 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -2,375 0
2017-09-26 2017-09-24 4 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 3.9400 -594 -2 60,185
2017-09-26 2017-09-24 4 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 2,375 60,779
2017-09-26 2017-09-24 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -2,375 0
2017-09-26 2017-09-24 4 James Steven P CASC Common Stock F - Taxes D 3.9400 -594 -2 13,677
2017-09-26 2017-09-24 4 James Steven P CASC Common Stock M - Exercise D 2,375 14,271
2017-09-26 2017-09-24 4 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -2,375 0
2017-09-26 2017-09-24 4 LOVE TED W CASC Common Stock F - Taxes D 3.9400 -594 -2 37,394
2017-09-26 2017-09-24 4 LOVE TED W CASC Common Stock M - Exercise D 2,375 37,988
2017-09-26 2017-09-24 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -2,375 0
2017-09-26 2017-09-24 4 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 3.9400 -594 -2 21,006
2017-09-26 2017-09-24 4 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 2,375 21,600
2017-09-20 2017-09-18 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 15,500 15,500
2017-09-20 2017-09-18 4 Myers Scott Dunseth CASC Stock Option (right to buy) A - Award D 3.99 60,000 60,000
2017-09-20 2017-09-18 4 Christianson Gary CASC Restricted Share Unit (RSU) A - Award D 15,000 15,000
2017-09-20 2017-09-18 4 Christianson Gary CASC Stock Option (right to buy) A - Award D 3.99 68,000 68,000
2017-09-20 2017-09-18 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) A - Award D 16,500 16,500
2017-09-20 2017-09-18 4 EASTLAND JULIA MARIE CASC Stock Option (right to buy) A - Award D 3.99 75,000 75,000
2017-09-20 2017-09-18 4 Walker Luke Nathaniel CASC Restricted Share Unit (RSU) A - Award D 12,000 12,000
2017-09-20 2017-09-18 4 Walker Luke Nathaniel CASC Stock Option (right to buy) A - Award D 3.99 50,000 50,000
2017-09-20 2017-09-18 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) A - Award D 14,000 14,000
2017-09-20 2017-09-18 4 PETERSON SCOTT ROBERT CASC Stock Option (right to buy) A - Award D 3.99 65,000 65,000
2017-08-14 2017-08-11 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3.7350 5,500 21 49,716
2017-06-27 2017-06-24 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -9,058 0
2017-06-27 2017-06-24 4 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 3.7800 -2,265 -9 19,225
2017-06-27 2017-06-24 4 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 9,058 21,490
2017-06-27 2017-06-24 4 Fyfe Gwen A. CASC Restricted Share Unit (RSU) M - Exercise D -9,058 0
2017-06-27 2017-06-24 4 Fyfe Gwen A. CASC Common Stock F - Taxes D 3.7800 -2,265 -9 10,125
2017-06-27 2017-06-24 4 Fyfe Gwen A. CASC Common Stock M - Exercise D 9,058 12,390
2017-06-27 2017-06-24 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -9,058 0
2017-06-27 2017-06-24 4 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 3.7800 -2,265 -9 58,404
2017-06-27 2017-06-24 4 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 9,058 60,669
2017-06-27 2017-06-24 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -9,058 0
2017-06-27 2017-06-24 4 James Steven P CASC Common Stock F - Taxes D 3.7800 -2,265 -9 11,896
2017-06-27 2017-06-24 4 James Steven P CASC Common Stock M - Exercise D 9,058 14,161
2017-06-27 2017-06-24 4 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -9,058 0
2017-06-27 2017-06-24 4 LOVE TED W CASC Common Stock F - Taxes D 3.7800 -2,265 -9 35,613
2017-06-27 2017-06-24 4 LOVE TED W CASC Common Stock M - Exercise D 9,058 37,878
2017-06-13 2017-06-09 4 Fyfe Gwen A. CASC Restricted Share Unit (RSU) A - Award D 13,927 13,927
2017-06-13 2017-06-12 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -2,148 0
2017-06-13 2017-06-12 4 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 3.3400 -537 -2 51,611
2017-06-13 2017-06-12 4 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 2,148 52,148
2017-06-13 2017-06-09 4 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) A - Award D 13,927 13,927
2017-06-13 2017-06-12 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -2,148 0
2017-06-13 2017-06-12 4 James Steven P CASC Common Stock F - Taxes D 3.3400 -537 -2 5,103
2017-06-13 2017-06-12 4 James Steven P CASC Common Stock M - Exercise D 2,148 5,640
2017-06-13 2017-06-09 4 James Steven P CASC Restricted Share Unit (RSU) A - Award D 13,927 13,927
2017-06-13 2017-06-12 4 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -2,148 0
2017-06-13 2017-06-12 4 LOVE TED W CASC Common Stock F - Taxes D 3.3400 -537 -2 28,820
2017-06-13 2017-06-12 4 LOVE TED W CASC Common Stock M - Exercise D 2,148 29,357
2017-06-13 2017-06-09 4 LOVE TED W CASC Restricted Share Unit (RSU) A - Award D 13,927 13,927
2017-06-13 2017-06-12 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -2,148 0
2017-06-13 2017-06-12 4 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 3.3400 -537 -2 12,432
2017-06-13 2017-06-12 4 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 2,148 12,969
2017-06-13 2017-06-09 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) A - Award D 13,927 13,927
2017-06-13 2017-06-09 4 Azelby Robert CASC Restricted Share Unit (RSU) A - Award D 13,927 13,927
2017-05-16 2017-05-12 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3.9970 2,800 11 44,216
2017-04-04 3 Azelby Robert CASC No securities were benefically held D 0
2017-04-04 2017-04-03 4 Azelby Robert CASC Restricted Stock Unit (RSU) A - Award D 12,437 12,437
2017-04-04 2017-03-31 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 4.1143 2,000 8 41,416
2017-03-30 2017-03-28 4 Fyfe Gwen A. CASC Common Stock P - Purchase D 4.1158 1,666 7 3,332
2017-03-21 2017-03-20 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3.9271 1,000 4 39,416
2017-03-20 3 Walker Luke Nathaniel CASC Common Stock D 7,980
2017-03-20 3 Walker Luke Nathaniel CASC Common Stock D 7,980
2017-03-14 2017-03-12 4 James Steven P CASC Restricted Share Unit (RSU) M - Exercise D -4,656 0
2017-03-14 2017-03-12 4 James Steven P CASC Common Stock F - Taxes D 4.3500 -1,164 -5 3,492
2017-03-14 2017-03-12 4 James Steven P CASC Common Stock M - Exercise D 4,656 4,656
2017-02-10 2016-06-06 5 HENNEY CHRISTOPHER S CASC Restricted Share Unit (RSU) M - Exercise D -2,723 0
2017-02-10 2016-06-06 5 HENNEY CHRISTOPHER S CASC Common Stock F - Taxes D 7.3800 -681 -5 50,000
2017-02-10 2016-06-06 5 HENNEY CHRISTOPHER S CASC Common Stock M - Exercise D 2,723 50,861
2017-02-10 2016-06-06 5 Jackson Richard L. CASC Restricted Share Unit (RSU) M - Exercise D -2,723 0
2017-02-10 2016-06-06 5 Jackson Richard L. CASC Common Stock F - Taxes D 7.3800 -681 -5 11,968
2017-02-10 2016-06-06 5 Jackson Richard L. CASC Common Stock M - Exercise D 2,723 12,649
2017-02-10 2016-06-06 5 LOVE TED W CASC Restricted Share Unit (RSU) M - Exercise D -2,723 0
2017-02-10 2016-06-06 5 LOVE TED W CASC Common Stock F - Taxes D 7.3800 -681 -5 27,209
2017-02-10 2016-06-06 5 LOVE TED W CASC Common Stock M - Exercise D 2,723 27,890
2017-02-10 2016-06-06 5 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) M - Exercise D -2,723 0
2017-02-10 2016-06-06 5 SPIEGELMAN DANIEL K CASC Common Stock F - Taxes D 7.3800 -681 -5 10,821
2017-02-10 2016-06-06 5 SPIEGELMAN DANIEL K CASC Common Stock M - Exercise D 2,723 11,502
2017-02-03 2017-02-02 4 LOVE TED W CASC Common Stock P - Purchase D 4.2400 23,000 98 27,209
2017-02-01 3 BARRIS PETER J See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 BARRIS PETER J See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 BASKETT FOREST See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 BASKETT FOREST See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 SANDELL SCOTT D See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 SANDELL SCOTT D See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 MOTT DAVID M See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 MOTT DAVID M See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 MAKOWER JOSHUA See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 MAKOWER JOSHUA See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Viswanathan Ravi See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Viswanathan Ravi See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Sonsini Peter W. See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Sonsini Peter W. See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Sakoda Jon See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Sakoda Jon See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Florence Anthony A. Jr. See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 Florence Anthony A. Jr. See Note 1 CASC Common Stock I 18,129,148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18,129,148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18,129,148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18,129,148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18,129,148
2017-02-01 3 New Enterprise Associates 15, L.P. CASC Common Stock D 18,129,148
2017-02-01 2017-01-30 4 HENNEY CHRISTOPHER S CASC Common Stock P - Purchase D 4.1057 25,324 104 50,000
2017-01-31 2017-01-27 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 3.7580 20,500 77 38,416
2017-01-13 2017-01-11 4 Myers Scott Dunseth CASC Restricted Share Unit (RSU) A - Award D 42,000 42,000
2017-01-13 2017-01-11 4 Myers Scott Dunseth CASC Stock Option (right to buy) A - Award D 4.64 190,000 190,000
2017-01-13 2017-01-11 4 Christianson Gary CASC Restricted Share Unit (RSU) A - Award D 11,300 11,300
2017-01-13 2017-01-11 4 Christianson Gary CASC Stock Option (right to buy) A - Award D 4.64 51,200 51,200
2017-01-13 2017-01-11 4 EASTLAND JULIA MARIE CASC Restricted Share Unit (RSU) A - Award D 11,300 11,300
2017-01-13 2017-01-11 4 EASTLAND JULIA MARIE CASC Stock Option (right to buy) A - Award D 4.64 51,200 51,200
2017-01-13 2017-01-11 4 PETERSON SCOTT ROBERT CASC Restricted Share Unit (RSU) A - Award D 11,300 11,300
2017-01-13 2017-01-11 4 PETERSON SCOTT ROBERT CASC Stock Option (right to buy) A - Award D 4.64 51,200 51,200
2016-08-18 2016-08-17 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 1.1499 45,000 52 107,500
2016-06-28 2016-06-24 4 HENNEY CHRISTOPHER S CASC Restricted Share Units (RSU) A - Award D 54,347 54,347
2016-06-28 2016-06-24 4 James Steven P CASC Restricted Share Unit (RSU) A - Award D 54,347 54,347
2016-06-28 2016-06-24 4 LOVE TED W CASC Restricted Share Unit (RSU) A - Award D 54,347 54,347
2016-06-28 2016-06-24 4 SPIEGELMAN DANIEL K CASC Restricted Share Unit (RSU) A - Award D 54,347 54,347
2016-06-28 2016-06-28 4 Myers Scott Dunseth CASC Common Stock P - Purchase D 0.8000 62,500 50 62,500
2016-06-28 2016-06-24 4 Jackson Richard L. CASC Restricted Share Unit (RSU) A - Award D 54,347 54,347
2016-06-28 2016-06-24 4 Fyfe Gwen A. CASC Restricted Share Unit (RSU) A - Award D 54,347 54,347
2016-06-27 2016-06-23 4 LAMPERT MARK N Please see footnote ONTY Series D Convertible Preferred Stock A - Award I 0.80 800.0000 6,197 4,958 6,197
2016-06-27 2016-06-23 4 LAMPERT MARK N ONTY Series D Convertible Preferred Stock A - Award D 0.80 800.0000 1,029 823 1,029
2016-06-27 2016-06-23 4 LAMPERT MARK N ONTY Series D Convertible Preferred Stock A - Award D 0.80 800.0000 4,519 3,615 4,519
2016-06-27 2016-06-23 4 LAMPERT MARK N ONTY Series D Convertible Preferred Stock A - Award D 0.80 800.0000 5,505 4,404 5,505
2016-05-19 2016-05-17 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 1.15 250,000 250,000
2016-05-19 2016-05-17 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 1.15 300,000 300,000
2016-05-19 2016-05-17 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 1.15 325,000 325,000
2016-04-06 3 Myers Scott Dunseth ONTY No securities beneficially held D 0
2016-04-06 2016-04-04 4 Myers Scott Dunseth ONTY Stock Option (right to buy) A - Award D 1.18 2,848,855 2,848,855
2016-03-16 2016-03-16 4 HENNEY CHRISTOPHER S ONTY Stock Option (right to buy) A - Award D 1.06 150,000 150,000
2016-01-21 3 Fyfe Gwen A. ONTY Common Stock D 20,000
2016-01-21 3 Fyfe Gwen A. ONTY Common Stock D 20,000
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 23,547,788
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 21,842,395
2015-12-22 3 LAMPERT MARK N ONTY Common Stock, no par value per share D 19,541,857
2015-12-22 3 LAMPERT MARK N Please see footnote ONTY Common Stock, no par value per share I 29,064,800
2015-09-28 2015-09-24 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 3.51 250,000 250,000
2015-09-28 2015-09-24 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 14,245 14,245
2015-09-28 2015-09-24 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 3.51 250,000 250,000
2015-09-28 2015-09-24 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 14,245 14,245
2015-09-28 2015-09-24 4 James Steven P ONTY Restricted Share Unit (RSU) A - Award D 14,245 14,245
2015-09-28 2015-09-24 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 14,245 14,245
2015-09-28 2015-09-24 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 3.51 750,000 750,000
2015-09-28 2015-09-24 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 14,245 14,245
2015-09-28 2015-09-24 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 3.51 250,000 250,000
2015-09-28 2015-09-24 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 3.51 250,000 250,000
2015-09-09 2015-09-05 4 LOVE TED W ONTY Restricted Share Unit (RSU) M - Exercise D -17,341 0
2015-09-09 2015-09-05 4 LOVE TED W ONTY Common Stock F - Taxes D 3.2500 -4,336 -14 13,005
2015-09-09 2015-09-05 4 LOVE TED W ONTY Common Stock M - Exercise D 17,341 17,341
2015-06-16 2015-06-13 4 HENNEY CHRISTOPHER S ONTY Restricted Share Unit (RSU) M - Exercise D -16,042 0
2015-06-16 2014-06-13 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3.8800 -4,011 -16 135,807
2015-06-16 2014-06-13 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 16,042 139,818
2015-06-16 2014-06-12 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 12,886 12,886
2015-06-16 2015-06-12 4 James Steven P ONTY Restricted Share Unit (RSU) A - Award D 12,886 12,886
2015-06-16 2015-06-12 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 12,886 12,886
2015-06-16 2015-06-13 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) M - Exercise D -16,042 0
2015-06-16 2015-06-13 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3.8800 -4,011 -16 52,675
2015-06-16 2015-06-13 4 SPIEGELMAN DANIEL K ONTY Common Stock M - Exercise D 16,042 56,686
2015-06-16 2015-06-12 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 12,886 12,886
2015-06-16 2015-06-13 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) M - Exercise D -16,042 0
2015-06-16 2015-06-13 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3.8800 -4,011 -16 59,557
2015-06-16 2015-06-13 4 Jackson Richard L. ONTY Common Stock M - Exercise D 16,042 63,568
2015-06-16 2015-06-12 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 12,886 12,886
2015-06-03 2015-06-01 4 HAUSMAN DIANA By spouse ONTY Common Stock P - Purchase I 4.6500 5,747 27 5,747
2015-04-02 2015-03-26 4/A SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1.5856 10,000 16 40,644
2015-04-02 2015-03-25 4/A SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1.6271 10,000 16 30,644
2015-04-01 2015-03-26 4 SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1.5856 10,000 16 40,644
2015-04-01 2015-03-25 4 SPIEGELMAN DANIEL K ONTY Common Stock P - Purchase D 1.6271 10,000 16 30,644
2015-03-13 2015-03-12 4 James Steven P ONTY Restricted Share Unit (RSU) A - Award D 27,932 27,932
2015-03-03 3 James Steven P ONTY No securities are beneficially owned D 0
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Preferred Stock, $0.0001 per share J - Other I 1.50 1,400 1,400
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Preferred Stock, $0.0001 per share J - Other I 1.50 2,600 2,600
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value J - Other I -1,400,000 1,898,293
2015-02-09 2015-02-05 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value J - Other I -2,600,000 3,762,683
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12,446,194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12,446,194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15,401,402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15,401,402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12,446,194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15,401,402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12,446,194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15,401,402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12,446,194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15,401,402
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 12,446,194
2014-12-17 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 15,401,402
2014-12-17 2014-12-17 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1.7331 55,197 96 3,298,293
2014-12-17 2014-12-17 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1.7331 98,298 170 6,362,683
2014-12-17 2014-12-15 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1.8789 79,434 149 3,243,096
2014-12-17 2014-12-15 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value P - Purchase I 1.8789 145,515 273 6,264,385
2014-12-16 2014-12-16 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 1.76 150,000 150,000
2014-12-16 2014-12-16 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 1.76 300,000 300,000
2014-12-16 2014-12-16 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 1.76 100,000 100,000
2014-12-16 2014-12-16 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 1.76 150,000 150,000
2014-12-16 2014-12-16 4 Venkatesan Jay ONTY Stock Option (right to buy) A - Award D 1.76 100,000 100,000
2014-12-16 2014-12-16 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 1.76 100,000 100,000
2014-10-08 2013-07-10 4 SPIEGELMAN DANIEL K ONTY Common Stock S - Sale D 1.7201 -3,403 -6 20,644
2014-10-08 2013-02-20 4 SPIEGELMAN DANIEL K ONTY Common Stock S - Sale D 1.9604 -12,780 -25 24,047
2014-09-26 2014-09-23 4/A Venkatesan Jay By Ayer Special Situations Fund I, LP ONTY Common Stock P - Purchase I 2.0000 250,000 500 250,000
2014-09-25 2014-09-23 4 Venkatesan Jay By Ayer Special Situations Fund I, LP ONTY Common Stock A - Award I 2.0000 250,000 500 250,000
2014-09-05 2014-09-04 4 Venkatesan Jay ONTY Stock Option (right to buy) A - Award D 2.24 100,000 100,000
2014-08-12 3 Venkatesan Jay ONTY Common Stock D 100,000
2014-08-12 3 Venkatesan Jay ONTY Common Stock D 100,000
2014-08-12 2014-08-08 4 Venkatesan Jay By Andaman Orphan Therapies, LLC ONTY Common Stock A - Award I 263,493 263,493
2014-08-12 2014-08-08 4 Venkatesan Jay ONTY Common Stock A - Award D 3,776,723 3,826,723
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Warrants J - Other I 5.00 1.5900 -242,814 -386 1,223,484
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Warrants J - Other I 5.00 1.5900 -407,136 -647 2,288,698
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value J - Other I 3.2400 -258,230 -837 2,412,290
2014-07-16 2014-07-16 4 BVF PARTNERS L P/IL By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value J - Other I 3.2400 -296,008 -959 4,512,523
2014-06-10 2014-06-07 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3.0600 -2,044 -6 123,776
2014-06-10 2014-06-06 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 16,339 16,339
2014-06-10 2014-06-06 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 16,339 16,339
2014-06-10 2014-06-07 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3.0600 -2,044 -6 36,827
2014-06-10 2014-06-06 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 16,339 16,339
2014-06-10 2014-06-07 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 3.0600 -2,044 -6 46,692
2014-06-10 2014-06-06 4 STOUGHTON W. VICKERY ONTY Restricted Share Unit (RSU) A - Award D 16,339 16,339
2014-06-10 2014-06-07 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3.0600 -2,044 -6 47,526
2014-06-10 2014-06-06 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 16,339 16,339
2014-03-12 2014-03-11 4 HENNEY CHRISTOPHER S ONTY Restricted Share Unit (RSU) M - Exercise D -19,352 0
2014-03-12 2014-03-11 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3.6500 -4,838 -18 125,820
2014-03-12 2014-03-11 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 19,352 130,658
2014-03-12 2014-03-11 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) M - Exercise D -19,352 0
2014-03-12 2014-03-11 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3.6500 -4,838 -18 38,871
2014-03-12 2014-03-11 4 SPIEGELMAN DANIEL K ONTY Common Stock M - Exercise D 19,352 43,709
2014-03-12 2014-03-11 4 STOUGHTON W. VICKERY ONTY Restricted Share Unit (RSU) M - Exercise D -19,352 0
2014-03-12 2014-03-11 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 3.6500 -4,838 -18 48,736
2014-03-12 2014-03-11 4 STOUGHTON W. VICKERY ONTY Common Stock M - Exercise D 19,352 53,574
2014-03-12 2014-03-11 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) M - Exercise D -19,352 0
2014-03-12 2014-03-11 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3.6500 -4,838 -18 49,570
2014-03-12 2014-03-11 4 Jackson Richard L. ONTY Common Stock M - Exercise D 19,352 54,408
2013-12-16 2013-12-12 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 1.74 600,000 600,000
2013-12-16 2013-12-12 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 1.74 150,000 150,000
2013-12-16 2013-12-12 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 1.74 150,000 150,000
2013-12-16 2013-12-12 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 1.74 150,000 150,000
2013-12-16 2013-12-12 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 1.74 150,000 150,000
2013-11-05 2013-11-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7800 79,360 141 2,670,520
2013-11-05 2013-11-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7800 49,640 88 4,808,531
2013-09-06 3 LOVE TED W ONTY Common Stock D 0
2013-09-06 2013-09-05 4 LOVE TED W ONTY Restricted Share Unit (RSU) A - Award D 17,341 17,341
2013-08-12 2013-08-08 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.6495 177,940 294 2,591,160
2013-08-12 2013-08-08 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.6495 80,421 133 4,758,891
2013-08-02 2013-08-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7828 35,703 64 2,413,220
2013-08-02 2013-08-01 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7828 122,641 219 4,678,470
2013-08-02 2013-07-31 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7097 179,743 307 4,555,829
2013-06-14 2013-06-13 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units (RSU) A - Award D 16,042 16,042
2013-06-14 2013-06-13 4 SPIEGELMAN DANIEL K ONTY Restricted Share Unit (RSU) A - Award D 16,042 16,042
2013-06-14 2013-06-13 4 STOUGHTON W. VICKERY ONTY Restricted Share Unit (RSU) A - Award D 16,042 16,042
2013-06-14 2013-06-13 4 WILLIAMS DOUGLAS E ONTY Restricted Share Unit (RSU) A - Award D 16,042 16,042
2013-06-14 2013-06-13 4 Jackson Richard L. ONTY Restricted Share Unit (RSU) A - Award D 16,042 16,042
2013-06-11 2013-06-09 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 1.8600 -1,135 -2 111,306
2013-06-11 2013-06-09 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 1.8600 -1,135 -2 24,357
2013-06-11 2013-06-09 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 1.8600 -1,135 -2 34,222
2013-06-11 2013-06-09 4 WILLIAMS DOUGLAS E ONTY Common Stock F - Taxes D 1.8600 -1,135 -2 19,961
2013-06-11 2013-06-09 4 Jackson Richard L. ONTY Common Stock F - Taxes D 1.8600 -1,135 -2 35,056
2013-06-07 3 LAMPERT MARK N By Investment 10, L.L.C. ONTY Common Stock, $0.0001 par value I 1,298,842
2013-06-07 3 LAMPERT MARK N By Biotechnology Value Fund II, L.P. ONTY Common Stock, $0.0001 par value I 2,303,607
2013-06-07 3 LAMPERT MARK N By Biotechnology Value Fund, L.P. ONTY Common Stock, $0.0001 par value I 4,235,529
2013-06-07 2013-06-07 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.8304 41,526 76 2,377,517
2013-06-07 2013-06-07 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.8304 74,726 137 4,376,086
2013-06-07 2013-06-06 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7809 27,384 49 2,335,991
2013-06-07 2013-06-06 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7809 55,531 99 4,301,360
2013-06-07 2013-06-05 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7500 5,000 9 2,308,607
2013-06-07 2013-06-05 4 BVF PARTNERS L P/IL See Explanation of Responses ONTY Common Stock P - Purchase I 1.7500 10,300 18 4,245,829
2012-12-14 3/A PETERSON SCOTT ROBERT ONTY Common Stock D 10,424
2012-12-14 2012-12-12 4 KIRKMAN ROBERT L ONTY Stock Option (right to buy) A - Award D 4.74 100,000 100,000
2012-12-14 2012-12-12 4 Christianson Gary ONTY Stock Option (right to buy) A - Award D 4.74 50,000 50,000
2012-12-14 2012-12-12 4 EASTLAND JULIA MARIE ONTY Stock Option (right to buy) A - Award D 4.74 50,000 50,000
2012-12-14 2012-12-12 4 PETERSON SCOTT ROBERT ONTY Stock Option (right to buy) A - Award D 4.74 50,000 50,000
2012-12-14 2012-12-12 4 HAUSMAN DIANA ONTY Stock Option (right to buy) A - Award D 4.74 50,000 50,000
2012-12-11 3 PETERSON SCOTT ROBERT ONTY Common Stock D 10,424
2012-12-11 3 HAUSMAN DIANA ONTY Common Stock D 0
2012-06-08 2012-06-07 4 STOUGHTON W. VICKERY ONTY Common Stock A - Award D 3.6700 8,174 30 35,357
2012-06-08 2012-06-07 4 WILLIAMS DOUGLAS E ONTY Common Stock A - Award D 3.6700 8,174 30 21,096
2012-06-08 2012-06-07 4 SPIEGELMAN DANIEL K ONTY Common Stock A - Award D 3.6700 8,174 30 25,492
2012-06-08 2012-06-07 4 HENNEY CHRISTOPHER S ONTY Common Stock A - Award D 3.6700 8,174 30 112,441
2012-06-08 2012-06-07 4 Jackson Richard L. ONTY Common Stock A - Award D 3.6700 8,174 30 36,191
2012-06-05 2012-06-03 4 WILLIAMS DOUGLAS E ONTY Common Stock F - Taxes D 3.5100 -2,021 -7 12,922
2012-06-05 2012-03-16 4 WILLIAMS DOUGLAS E ONTY Common Stock J - Other D -2,320 14,943
2012-06-05 2012-06-03 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 3.5100 -2,021 -7 27,183
2012-06-05 2012-06-03 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 3.5100 -2,021 -7 104,267
2012-06-05 2012-06-03 4 SPIEGELMAN DANIEL K ONTY Common Stock F - Taxes D 3.5100 -2,021 -7 17,318
2012-06-05 2012-06-03 4 Jackson Richard L. ONTY Common Stock F - Taxes D 3.5100 -2,021 -7 28,017
2012-05-04 2012-05-03 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units M - Exercise D -989 0
2012-05-04 2012-05-03 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 4.1500 -247 -1 106,288
2012-05-04 2012-05-03 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 989 106,535
2012-05-04 2012-05-03 4 STOUGHTON W. VICKERY ONTY Restricted Share Units M - Exercise D -989 0
2012-05-04 2012-05-03 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 4.1500 -247 -1 29,204
2012-05-04 2012-05-03 4 STOUGHTON W. VICKERY ONTY Common Stock M - Exercise D 989 29,451
2012-05-04 2012-05-03 4 Jackson Richard L. ONTY Restricted Share Units M - Exercise D -989 0
2012-05-04 2012-05-03 4 Jackson Richard L. ONTY Common Stock F - Taxes D 4.1500 -247 -1 30,038
2012-05-04 2012-05-03 4 Jackson Richard L. ONTY Common Stock M - Exercise D 989 30,285
2012-01-03 2011-12-31 4 STOUGHTON W. VICKERY ONTY Restricted Share Units M - Exercise D -2,388 0
2012-01-03 2011-12-31 4 STOUGHTON W. VICKERY ONTY Common Stock F - Taxes D 7.5800 -597 -5 28,462
2012-01-03 2011-12-31 4 STOUGHTON W. VICKERY ONTY Common Stock M - Exercise D 2,388 29,059
2012-01-03 2011-12-31 4 HENNEY CHRISTOPHER S ONTY Restricted Share Units M - Exercise D -2,388 0
2012-01-03 2011-12-31 4 HENNEY CHRISTOPHER S ONTY Common Stock F - Taxes D 7.5800 -597 -5 105,546
2012-01-03 2011-12-31 4 HENNEY CHRISTOPHER S ONTY Common Stock M - Exercise D 2,388 106,143
2012-01-03 2011-12-31 4 Jackson Richard L. ONTY Restricted Share Units M - Exercise D -2,388 0
2012-01-03 2011-12-31 4 Jackson Richard L. ONTY Common Stock F - Taxes D 7.5800 -597 -5 29,296
2012-01-03 2011-12-31 4 Jackson Richard L. ONTY Common Stock M - Exercise D 2,388 29,893
2009-10-06 3 WILLIAMS DOUGLAS E ONTY No securities are beneficially owned D 0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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