NWBOW Insider Trading - Northwest Biotherapeutics, Inc. Warrants

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Northwest Biotherapeutics, Inc. Warrants內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 NWBOW / Northwest Biotherapeutics, Inc. Warrants 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格
2014-09-01	Cognate Bioservices, Inc.	639,108		639,108			325	12.24
2014-08-01	Cognate Bioservices, Inc.	550,219		550,219
2014-08-01	Farmer Robert A	3,013	5.6000	3,013	5.6000	16,873
2014-07-01	Cognate Bioservices, Inc.	796,879		796,879
2014-06-30	Cognate Bioservices, Inc.	562,500		562,500

經調整價格已按拆股調整。經調整股數已按拆股調整。

NWBOW / Northwest Biotherapeutics, Inc. Warrants Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 NWBOW / Northwest Biotherapeutics, Inc. Warrants 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2023-11-17	MALIK NAVID	295,000	0.8190	295,000	0.8190	241,605	193	0.43	-114,755	-47.50
2023-11-17	MALIK NAVID	150,000	0.8230	150,000	0.8230	123,450
2023-11-16	MALIK NAVID	125,000	0.8350	125,000	0.8350	104,375
2018-12-28	Powers Linda F	804,146	0.1700	804,146	0.1700	136,705
2018-12-27	Powers Linda F	3,558,639	0.1700	3,558,639	0.1700	604,969
2015-06-30	Cognate Bioservices, Inc.	650,000	4.0000	650,000	4.0000	2,600,000
2015-06-30	Cognate Bioservices, Inc.	1,118,092	4.2200	1,118,092	4.2200	4,718,348

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2023-12-01	2023-11-17	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8190	295,000	242		0
2023-12-01	2023-11-17	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8230	150,000	123		295,000
2023-12-01	2023-11-16	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8350	125,000	104		445,000
2023-04-05	2023-04-03	4	BOSCH MARNIX L	NWBO]	Common Stock	A - Award	D		0.2500	119,355	30		119,355
2022-12-05	2022-12-01	4	JASINOWSKI JERRY J	NWBO	Series C Convertible Preferred Stock	A - Award	D		21.2500	28,235	600		28,235
2021-01-19	2021-01-19	4	BOYNTON ALTON L	NWBO	Employee Stock Option (Right to Buy)	G - Gift	D	0.25		-3,402,935		0
2020-10-16	2020-10-14	4	Powers Linda F	NWBO	Options to purchase Common Stock	G - Gift	D	0.25		-3,000,000		29,558,724
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		16,630,726		16,630,726
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		3,249,572		3,249,572
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		7,549,157		7,549,157
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		15,697,693		15,697,693
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		2,491,338		2,491,338
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		605,160		605,160
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		21,822,937		21,822,937
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		5,415,952		5,415,952
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		1,315,566		1,315,566
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		32,558,724		32,558,724
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		8,665,524		8,665,524
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		2,104,905		2,104,905
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Warrants to purchase Common Stock	A - Award	D	0.21		15,249,474		15,249,474
2020-05-01	2020-04-30	4	Powers Linda F	NWBO	Warrants	J - Other	D	0.22		29,411,760		29,411,760
2020-05-01	2020-04-30	4	Powers Linda F	NWBO	Warrants	H - Other	D	0.22		-29,411,760		0
2020-02-05	2020-02-03	4	JASINOWSKI JERRY J	NWBO	Common Stock	A - Award	D		0.1900	526,316	100		1,891,347
2019-01-29	2018-12-28	4	Powers Linda F Sale by Toucan Capital Fund III, LP.	NWBO	Class D-2 Warrants	S - Sale	I	0.30		-402,073		0
2019-01-29	2018-12-28	4	Powers Linda F Sale by Toucan Capital Fund III, LP.	NWBO	Restricted Common Stock, par value $0.001	S - Sale	I		0.1700	-804,146	-137		0
2019-01-29	2018-12-27	4	Powers Linda F	NWBO	Class D-2 Warrants	S - Sale	D	0.30		-1,779,320		0
2019-01-29	2018-12-27	4	Powers Linda F	NWBO	Restricted Common Stock, par value $0.001	S - Sale	D		0.1700	-3,558,639	-605		29,411,760
2018-06-18	2018-05-28	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		24,500,000		24,500,000
2018-05-31	2018-05-28	4	MALIK NAVID	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		9,065,000		9,065,000
2018-05-30	2018-05-28	4	JASINOWSKI JERRY J	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		4,900,000		4,900,000
2018-05-30	2018-05-28	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		4,900,000		11,270,000
2018-05-30	2018-05-28	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		39,200,000		39,200,000
2018-05-30	2018-05-28	4	BLACK COFER	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		1,715,000		1,715,000
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Class D-2 Warrants	A - Award	D	0.30		869,565		869,565
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-21	2018-03-19	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-21	2018-03-19	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Convertible Note	A - Award	D					8,695,652
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Class D-2 Warrants	A - Award	D	0.30		8,695,652		8,695,652
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-14	2018-03-12	4	Powers Linda F	NWBO	Class D-1 Warrants	J - Other	D	0.22		29,411,760		29,411,760
2018-03-14	2018-03-12	4	Powers Linda F	NWBO	Series A Preferred Stock	J - Other	D	0.00		2,941,176		2,941,176
2017-06-29	2017-06-13	4	BOSCH MARNIX L	NWBO	Employee Stock Option (Right to Buy)	M - Exercise	D	0.25		7,940,182		7,940,182
2017-06-15	2017-06-13	4	BOYNTON ALTON L	NWBO	Employee Stock Option (Right to Buy)	A - Award	D	0.25		3,402,935		3,402,935
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-07-02	2015-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock, par value $0.001	S - Sale	D		4.2200	-1,118,092	-4,718		18,460,390
2015-07-02	2015-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock, par value $0.001	S - Sale	D		4.0000	-650,000	-2,600		19,578,482
2015-04-30	2012-10-18	4	JASINOWSKI JERRY J	NWBO	Common Stock, par value $0.001	P - Purchase	D		5.6000	35,715	200		35,715
2015-04-30	2012-10-10	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	6.40	6.4000	9,810	63	58,917
2015-04-30	2012-10-10	4	JASINOWSKI JERRY J	NWBO	Common Stock, par value $0.001	P - Purchase	D		4.8000	43,602	209		79,317
2015-04-30	2012-08-08	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	5.60	5.6000	17,857	100	49,107
2015-04-30	2012-03-27	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	6.40	6.4000	31,250	200	31,250
2015-04-30	2014-08-01	4	Farmer Robert A	NWBO	Warrants	X - Other	D	5.60	5.6000	1,507	8	9,859
2015-04-30	2014-08-01	4	Farmer Robert A Held by Robert A. Farmer Revocable Trust	NWBO	Common Stock, par value $0.001	P - Purchase	I		5.6000	3,013	17		135,417
2015-04-30	2013-12-04	4	Farmer Robert A Held by Robert A. Farmer Revocable Trust	NWBO	Common Stock, par value $0.001	P - Purchase	I		5.6000	132,404	741		132,404
2015-04-30	2012-11-19	4	Farmer Robert A	NWBO	Warrants	X - Other	D	6.40	6.4000	8,352	53	8,352
2015-04-30	2013-12-17	4	MALIK NAVID	NWBO	Common Stock, par value $0.001	P - Purchase	D		0.0010	10,000	0		10,000
2014-12-22	2014-02-28	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		143,528		143,528
2014-12-22	2014-02-08	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-79,630	-246		16,821,617
2014-12-22	2014-02-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-132,540	-410		16,901,247
2014-12-22	2014-02-04	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		17,033,787
2014-12-22	2014-02-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			287,055			17,267,131
2014-12-22	2014-02-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			500,000			16,980,076
2014-12-22	2014-01-31	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		16,480,076
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		665,029		665,029
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		128,719		128,719
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		111,521		111,521
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,451,036		1,451,036
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		374,670		374,670
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		2,817,329		2,817,329
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		138,600		138,600
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		128,719		128,719
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		111,521		111,521
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		1,451,036		1,451,036
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		374,670		374,670
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		2,817,329		2,817,329
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		2,434,012		2,434,012
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			5,101,366			16,713,420
2014-12-22	2014-01-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		119,124		126,624
2014-12-22	2014-01-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			238,248			11,612,054
2014-12-22	2013-12-31	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-22	2013-12-31	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D			1,330,057			11,373,806
2014-12-22	2013-12-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-22	2013-12-01	4/A	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			277,199			10,043,749
2014-12-22	2014-09-15	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.0200	-149,502	-751		20,228,482
2014-12-22	2014-09-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		319,554		319,554
2014-12-22	2014-09-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			639,108			20,377,984
2014-12-22	2014-08-27	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.1700	-145,068	-750		19,738,876
2014-12-22	2014-08-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		275,110		275,110
2014-12-22	2014-08-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			550,219			19,883,944
2014-12-22	2014-07-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		3,220,235		3,220,235
2014-12-22	2014-07-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		398,439		398,439
2014-12-22	2014-07-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			796,879			19,333,725
2014-12-22	2014-06-30	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		281,250		281,250
2014-12-22	2014-06-30	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			562,500			18,536,847
2014-12-22	2014-06-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		192,600		192,600
2014-12-22	2014-06-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			385,320			17,974,347
2014-12-22	2014-05-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		170,985		170,985
2014-12-22	2014-05-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			341,971			17,589,027
2014-12-22	2014-04-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		144,766		144,766
2014-12-22	2014-04-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			289,531			17,247,056
2014-12-22	2014-03-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-120,370	-438		16,957,525
2014-12-22	2014-03-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-133,333	-485		17,077,895
2014-12-22	2014-03-01	4/A	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			389,611			17,211,228
2014-12-19		3	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")		D						92,000,000
2014-12-19		3	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")		D						92,000,000
2014-12-19	2014-09-15	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.0200	-149,502	-751		20,228,482
2014-12-19	2014-09-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		319,554		319,554
2014-12-19	2014-09-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			639,108			20,377,984
2014-12-19	2014-08-27	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.1700	-145,068	-750		19,738,876
2014-12-19	2014-08-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		275,110		275,110
2014-12-19	2014-08-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			550,219			19,883,944
2014-12-19	2014-07-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		3,220,235		3,220,235
2014-12-19	2014-07-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		398,439		398,439
2014-12-19	2014-07-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			796,879			19,333,725
2014-12-19	2014-06-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		281,250		281,250
2014-12-19	2014-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			562,500			18,536,847
2014-12-19	2014-06-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		192,600		192,600
2014-12-19	2014-06-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			385,320			17,974,347
2014-12-19	2014-05-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		170,985		170,985
2014-12-19	2014-05-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			341,971			17,589,027
2014-12-19	2014-04-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		144,766		144,766
2014-12-19	2014-04-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			289,531			17,247,056
2014-12-19	2014-03-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-120,370	-438		16,957,525
2014-12-19	2014-03-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-133,333	-485		17,077,895
2014-12-19	2014-03-01	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			389,611			17,211,228
2014-12-19	2014-02-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		143,528		143,528
2014-12-19	2014-02-08	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-79,630	-246		16,821,617
2014-12-19	2014-02-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-132,540	-410		16,901,247
2014-12-19	2014-02-04	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		17,033,787
2014-12-19	2014-02-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			287,055			17,267,131
2014-12-19	2014-02-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			500,000			16,980,076
2014-12-19	2014-01-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		16,480,076
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	665,029	2,115	665,029
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	138,600	441	138,600
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	128,719	409	128,719
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	111,521	355	111,521
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	1,451,036	4,614	1,451,036
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	374,670	1,191	374,670
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	2,817,329	8,959	2,817,329
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	665,029	2,115	665,029
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	138,600	441	138,600
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	128,719	409	128,719
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	111,521	355	111,521
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	1,451,036	4,614	1,451,036
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	374,670	1,191	374,670
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	2,817,329	8,959	2,817,329
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		2,434,012		2,434,012
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			5,101,366			16,713,420
2014-12-19	2014-01-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		119,124		126,624
2014-12-19	2014-01-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			238,248			11,612,054
2014-12-19	2013-12-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-19	2013-12-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D			1,330,057			11,373,806
2014-12-19	2013-12-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-19	2013-12-01	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			277,199			10,043,749
2014-12-19	2013-11-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		128,719		128,719
2014-12-19	2013-11-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			257,439			9,766,550
2014-12-19	2013-10-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		111,521		111,521
2014-12-19	2013-10-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			223,042			9,509,111
2014-12-19	2013-07-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,451,036		1,451,036
2014-12-19	2013-07-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D		4.0000	2,902,072	11,608		9,286,069
2014-12-19	2012-11-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		374,670		374,670
2014-12-19	2012-11-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			749,339			6,383,997
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		243,376		2,817,329
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,136,454		2,573,954
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,437,500		1,437,500
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	3.20		1,335,659		1,335,659
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	3.20		-1,335,659		518,590
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	3.20		794,867		1,854,249
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	3.20		1,059,382		1,059,382
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	C - Conversion	I	2.88
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			486,751			5,634,658
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			2,272,907			5,147,907
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			1,559,700			1,715,286
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			-1,559,700			2,705,352
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			1,589,734			4,265,052
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	C - Conversion	I			2,118,761			2,675,318
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		1,707,806		1,707,806
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.35		1,707,806		1,707,806
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.35		1,500,000		1,500,000
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		1,500,000		1,500,000
2014-12-19	2012-03-06	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.57		4,470,938		4,470,938
2014-12-19	2012-02-09	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.57		4,687,500		761,240
2014-12-19	2011-12-29	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		250,000		250,000
2014-12-19	2011-11-01	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	C - Conversion	I	0.20
2014-12-19	2011-11-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	C - Conversion	I			750,000			9,854,913
2014-12-19	2011-10-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D		0.2000	46,000,000	9,200		46,000,000
2014-12-19	2011-10-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	C - Conversion	I		0.2700	2,016,667	545		9,104,913
2014-12-19	2011-09-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		909,000		909,000
2014-12-19	2011-06-08	4	Cognate Bioservices, Inc.	NWBO	Options	A - Award	I	10.56		14,220,000		14,220,000
2014-12-19	2011-02-02	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	I		1.0800	-860,000	-929		7,088,246
2014-12-19	2010-10-09	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.1700	-120,000	-20		7,948,246
2014-12-19	2010-10-01	4	Cognate Bioservices, Inc.	NWBO	Promissory Note	P - Purchase	I	0.75		1,200,000		2,400,000
2014-12-19	2010-10-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		1,200,000		2,400,000
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.60		14,296,039		14,296,039
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.60		-22,035,089		0
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			12,866,324			12,866,324
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			-19,299,486			0
2014-12-19	2010-08-12	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.6200	-2,250,000	-1,395		8,068,246
2014-12-19	2010-07-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	I		0.2000	8,466	2		10,318,246
2014-12-19	2010-07-02	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		86,667		86,667
2014-12-19	2010-07-02	4	Cognate Bioservices, Inc.	NWBO	Common Stock	A - Award	I		0.7500	866,667	650		3,439,377
2014-12-19	2009-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	I		0.2000	1,762,500	352		10,309,780
2014-12-19	2009-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	A - Award	I		0.2000	750,000	150		3,322,710
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.40		513,841		1,356,216
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.20		152,375		842,375
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.20		690,000		690,000
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.2000	2,763,691	553		8,547,280
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	J - Other	I		0.2000	5,783,589	1,157		5,783,589
2014-12-19	2009-06-30	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	P - Purchase	I	0.20	1,300,000.0000
2014-12-19	2008-12-22	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		132,500		132,500
2013-01-04	2012-12-29	4	Powers Linda F	NWBO	Common Stock	G - Gift	I			-59,405			10,750,587
2013-01-04	2012-12-12	4	Powers Linda F	NWBO	Warrants	P - Purchase	I	6.40		3,234,078		7,138,540
2013-01-04	2012-12-12	4	Powers Linda F	NWBO	Common Stock	P - Purchase	I			6,468,153			10,809,992
2012-07-30	2012-07-24	4	Powers Linda F	NWBO	Common Stock	G - Gift	D			-950,000			11,385,824

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

NWBOW / Northwest Biotherapeutics, Inc. Warrants - Insider Trading and Ownership Report - SEC Form 3, 4, 5