NMGX / Nano Magic Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

奈米魔法公司
US ˙ OTCPK

已發行股份 15,072,762 shares
內部人士股份22,870,707 shares
所有內部人士32
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
9016 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

0.000% ( )
8921 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Nano Magic Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Douglas P Baker 1,349,100
Ronald J Berman Director, 10% Owner - [D] [10%] 1,039,149 1,039,149
Berman Tom J. President & CEO, Director - [D] [O] 462,179 462,179
Tracy K Bramlett Director - [D] 0 0
Carl Zeiss Inc. 10% Owner - [10%] 0 0
Richard Lee Fink Pres, Applied Nanotech, Inc. - [O] 105,999 105,999
Miles Geoffrey Gatland Director - [D] 222,840 222,840
Raymond William Gunn Director - [D] 36,924 36,924
Lara O'Connor Hodgson Director - [D] 5,333 5,333
Hollister John B. III 0
內部人士 平均收益(%) 持股
數量
分拆
調整
Holmes Douglas Q. Director - [D] 40,529 40,529
Casey Hurbis Director - [D] 66,666 66,666
Alan Jernigan 0
Xin D Li Director - [D] 6,578,948 6,578,948
John Todd Lunsford Director - [D] 46,587 46,587
Magic Growth 2 LLC 10% Owner - [10%] 1,154,462 1,154,462
Magic Growth LLC 10% Owner - [10%] 980,771 980,771
PEN Comeback 2, LLC 10% Owner - [10%] 864,781 864,781
PEN Comeback, LLC 10% Owner - [10%] 1,275,366 1,275,366
Paul F Rocheleau Director - [D] 201,667 201,667
Robert Ronstadt Director - [D] 5,325,804 5,325,804
內部人士 平均收益(%) 持股
數量
分拆
調整
Jeanne M Rickert Chief Legal Officer, Director - [D] [O] 628,867 628,867
Rickert Scott E. Chairman, Director, 10% Owner - [D] [O] [10%] 670,347 670,347
David M Sherbin Director - [D] 16,000 16,000
James A Sharp 0
Jacqueline M Soptick Chief Accounting Officer - [O] 19,457 19,457
Patrick V Stark Director - [D] 38,462 38,462
Leandro Vera 0
Bruce Vereecken CFO, Treasurer - [O] 2,825,882 2,825,882
Adam Craig Wasserman Chief Financial Officer - [O] 0 0
Howard G JR Westerman Director - [D] 263,687 263,687
Zvi Yaniv 1,245,600

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 NMGX / Nano Magic Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2023-10-31 Rickert Scott E. 4,444 0.7500 4,444 0.7500 3,333 191 1.15 1,778 53.33
2023-10-31 Rickert Jeanne M 4,444 0.7500 4,444 0.7500 3,333
2023-05-17 BERMAN RONALD J 5,000 0.4500 5,000 0.4500 2,250
2022-05-25 BERMAN RONALD J 26,456 26,456
2021-09-10 BERMAN RONALD J 36,789 36,789
2021-07-23 BERMAN RONALD J 29,432 29,432

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

NMGX / Nano Magic Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 NMGX / Nano Magic Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2017-05-23 Carl Zeiss Inc. 263,462 0.3800 263,462 0.3800 100,116 93 0.7100 86,943 86.84

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

NMGX / Nano Magic Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2024-05-28 2024-05-23 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.9000 2,000 2 1,039,149
2024-05-14 3 Hurbis Casey NMGX Common stock D 33,333
2023-12-07 2023-12-06 4 Rickert Scott E. NMGX Common Stock J - Other D 0.6500 36,924 24 670,347
2023-12-07 2023-12-06 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.6500 36,924 24 628,867
2023-12-07 2023-12-06 4 Gunn Raymond William NMGX Common Stock J - Other D 0.6500 36,924 24 36,924
2023-12-07 2023-12-06 4 Gatland Miles Geoffrey NMGX Common Stock J - Other D 0.6500 36,924 24 222,840
2023-12-07 2023-12-06 4 Berman Tom J. NMGX Common Stock J - Other D 0.6500 36,924 24 462,179
2023-12-07 2023-12-06 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.6500 36,924 24 1,037,149
2023-11-01 2023-10-31 4 Rickert Scott E. NMGX Common Stock P - Purchase I 0.7500 4,444 3 633,423
2023-11-01 2023-10-31 4 Rickert Jeanne M NMGX Common Stock P - Purchase I 0.7500 4,444 3 625,173
2023-05-22 2023-05-17 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.4500 5,000 2 1,005,225
2022-12-08 2022-12-06 4 Berman Tom J. NMGX Common Stock J - Other D 0.7500 32,000 24 425,255
2022-12-08 2022-12-06 4 Rickert Scott E. NMGX Common Stock J - Other D 0.7500 32,000 24 628,498
2022-12-08 2022-12-06 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.7500 32,000 24 1,000,225
2022-12-08 2022-12-06 4 Gatland Miles Geoffrey NMGX Common Stock J - Other D 0.7500 32,000 24 185,916
2022-12-08 2022-12-06 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.7500 32,000 24 620,298
2022-12-08 2022-12-06 4 SHERBIN DAVID M NMGX Common Stock J - Other D 0.7500 16,000 12 16,000
2022-05-27 2022-05-25 4 BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 26,456 972,643
2022-05-27 2022-05-25 4 BERMAN RONALD J NMGX Common Stock P - Purchase I 26,456 986,681
2022-02-17 3 Gatland Miles Geoffrey Through LLC investment NMGX Common stock I 368,400
2022-02-17 3 Gatland Miles Geoffrey NMGX Common stock D 153,916
2021-12-16 2021-12-14 4 Westerman Howard G JR NMGX Common Stock J - Other D 0.7500 8,000 6 263,687
2021-12-16 2021-12-14 4 Rickert Scott E. NMGX Common Stock J - Other D 0.7500 8,000 6 596,498
2021-12-16 2021-12-14 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.7500 8,000 6 588,298
2021-12-16 2021-12-14 4 Hodgson Lara O'Connor NMGX Common Stock J - Other D 0.7500 5,333 4 5,333
2021-12-16 2021-12-14 4 Berman Tom J. NMGX Common Stock J - Other D 0.7500 8,000 6 393,255
2021-12-16 2021-12-14 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.7500 8,000 6 968,225
2021-11-12 2021-11-10 4 BERMAN RONALD J NMGX Warrants J - Other I 1.50 462,625 947,187
2021-11-12 2021-11-10 4 BERMAN RONALD J NMGX Common Stock J - Other I -165,663 960,225
2021-11-12 2021-11-10 4 BERMAN RONALD J NMGX Common Stock J - Other D 165,663 960,225
2021-11-12 2021-11-10 4 Berman Tom J. NMGX Warrants J - Other I 1.50 481,435 3,389,191
2021-11-12 2021-11-10 4 Berman Tom J. NMGX Common Stock J - Other I -48,349 385,255
2021-11-12 2021-11-10 4 Berman Tom J. NMGX Common Stock J - Other D 48,349 385,255
2021-11-12 2021-11-10 4 Westerman Howard G JR NMGX Warrants J - Other I 1.50 -47,600 143,431
2021-11-12 2021-11-10 4 Westerman Howard G JR NMGX Common Stock J - Other I -81,965 255,687
2021-11-12 2021-11-10 4 Westerman Howard G JR NMGX Common Stock J - Other D 81,965 255,687
2021-11-12 2021-11-10 4 Fink Richard Lee NMGX Warrants J - Other I 1.50 -3,659 11,061
2021-11-12 2021-11-10 4 Fink Richard Lee NMGX Common Stock J - Other I -8,700 105,999
2021-11-12 2021-11-10 4 Fink Richard Lee NMGX Common Stock J - Other D 8,700 105,999
2021-11-10 3/A Fink Richard Lee NMGX Class A common stock Note D 17,500
2021-11-10 3/A Fink Richard Lee Note NMGX Class A common stock I 12,750
2021-11-10 2021-11-10 4 PEN Comeback, LLC NMGX Common Stock J - Other D -678,735 1,275,366
2021-11-10 2021-11-10 4 PEN Comeback 2, LLC NMGX Common Stock J - Other D -1,113,162 864,781
2021-09-15 2021-09-10 4/A BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 36,788 440,949
2021-09-15 2021-09-10 4/A BERMAN RONALD J NMGX Common Stock P - Purchase I 36,789 740,156
2021-09-14 2021-09-10 4 BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 36,788 871,528
2021-09-14 2021-09-10 4 BERMAN RONALD J NMGX Common Stock P - Purchase I 36,789 853,171
2021-07-26 2021-07-23 4 BERMAN RONALD J NMGX Warrants P - Purchase I 1.50 29,431 834,739
2021-07-26 2021-07-23 4 BERMAN RONALD J NMGX Common Stock P - Purchase I 29,432 816,381
2021-03-23 3 Magic Growth 2 LLC NMGX Common stock D 1,154,462
2021-03-04 2021-03-02 4 BERMAN RONALD J NMGX Option J - Other D 0.75 100,000 941,040
2021-03-04 2021-03-02 4 BERMAN RONALD J NMGX Common Stock J - Other D 0.9500 6,315 6 688,132
2021-03-04 2021-03-02 4 Rickert Scott E. NMGX Common Stock J - Other D 0.9500 6,315 6 588,498
2021-03-04 2021-03-02 4 Lunsford John Todd NMGX Common Stock J - Other D 0.9500 6,315 6 46,587
2021-03-04 2021-03-02 4 Rickert Jeanne M NMGX Common Stock J - Other D 0.9500 6,315 6 580,298
2021-03-04 2021-03-02 4 Berman Tom J. NMGX Options J - Other D 0.75 2,050,000 2,607,756
2021-03-04 2021-03-02 4 Berman Tom J. NMGX Common Stock J - Other D 0.9500 6,315 6 124,647
2021-03-04 2021-03-02 4 Westerman Howard G JR NMGX Common Stock J - Other D 0.9500 6,315 6 109,508
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.9500 337 0 681,817
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.8500 663 1 681,480
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.8000 1,500 1 680,817
2020-12-09 2020-12-08 4 BERMAN RONALD J NMGX Common Stock P - Purchase D 0.7500 500 0 679,317
2020-10-26 2020-10-23 4 PEN Comeback, LLC The stock was distributed to its indirect owner. NMGX Common Stock J - Other I -120,000 1,954,101
2020-09-14 2020-09-14 4 Magic Growth LLC NMGX Warrant P - Purchase D 2.00 0.0500 130,750 7 980,725
2020-09-14 2020-09-14 4 Magic Growth LLC NMGX Common Stock P - Purchase D 1.2500 130,770 163 980,771
2020-08-19 3 Magic Growth LLC NMGX Common Stock D 850,001
2020-08-18 2020-08-17 4 BERMAN RONALD J NMGX Warrant J - Other D 1.50 7,500 881,040
2020-08-18 2020-08-17 4 Berman Tom J. NMGX Warrants J - Other D 1.50 7,500 557,756
2020-07-15 2020-04-08 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2000 1,100 1 678,817
2020-07-15 2020-03-03 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.7000 100 0 677,717
2020-07-15 2020-01-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6500 1,000 1 677,617
2020-07-15 2020-01-06 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6500 1,000 1 676,617
2020-07-15 2020-01-02 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5500 1,000 1 675,617
2020-07-15 2019-12-27 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6500 1,200 1 674,617
2020-07-15 2019-12-12 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6000 1,000 1 673,417
2020-07-15 2019-12-10 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6400 2,500 2 672,417
2020-07-15 2019-12-03 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.7000 1,100 1 669,917
2020-07-15 2019-11-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5800 50 0 668,817
2020-07-15 2019-11-15 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.6000 1 0 668,767
2020-07-15 2019-11-07 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5800 100 0 668,766
2020-07-15 2019-11-06 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5700 1,000 1 668,666
2020-07-15 2019-10-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.5500 1,000 1 667,666
2020-07-15 2018-07-19 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.8000 200 0 666,666
2020-07-15 2018-05-31 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 0.8100 6 0 666,466
2020-07-15 2018-04-06 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2000 200 0 666,460
2020-07-15 2018-02-28 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.1000 100 0 666,260
2020-07-15 2018-02-22 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2800 200 0 666,160
2020-07-15 3 PEN Comeback, LLC NMGX Common Stock D 4,148,202
2020-07-15 3 PEN Comeback, LLC NMGX Common Stock D 4,148,202
2020-07-15 3 PEN Comeback, LLC NMGX Common Stock D 4,148,202
2020-07-15 3 PEN Comeback 2, LLC NMGX Common Stock D 3,955,886
2020-07-15 3 PEN Comeback 2, LLC NMGX Common Stock D 3,955,886
2020-07-15 3 PEN Comeback 2, LLC NMGX Common Stock D 3,955,886
2020-05-14 3 Fink Richard Lee NMGX Class A common stock D 47,570
2020-05-14 3 Fink Richard Lee NMGX Class A common stock D 47,570
2020-05-14 3 Fink Richard Lee Note NMGX Class A common stock I 42,640
2020-05-14 3 Fink Richard Lee Note NMGX Class A common stock I 42,640
2020-05-14 3 Fink Richard Lee NMGX Class A common stock D 47,570
2020-05-14 3 Fink Richard Lee Note NMGX Class A common stock I 42,640
2020-05-13 2020-04-08 4 BERMAN RONALD J NMGX Class A Common Stock P - Purchase D 1.2000 1,100 1 672,295
2020-03-26 2020-03-24 4 Berman Tom J. Note 2 PENC Warrants P - Purchase I 1.50 0.0300 36,794 1 550,262
2020-03-26 2020-03-24 4 Berman Tom J. Note 1 PENC Class A Common Stock P - Purchase I 0.6500 31,810 21 131,056
2020-02-26 2020-02-24 4 Lunsford John Todd PENC Warrant P - Purchase I 1.50 0.0300 36,763 1 36,763
2020-02-26 2020-02-24 4 Lunsford John Todd PENC Class A Common Stock P - Purchase I 0.6500 36,764 24 40,272
2020-02-26 2020-02-24 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 36,763 1 368,935
2020-02-26 2020-02-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.6500 36,764 24 677,232
2020-02-14 2020-02-12 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5700 3,508 2 582,183
2020-02-14 2020-02-12 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5700 3,508 2 103,193
2020-02-14 2020-02-12 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.5700 3,508 2 85,214
2020-02-14 2020-02-12 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5700 3,508 2 640,523
2020-02-14 2020-02-12 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5700 3,508 2 573,983
2020-02-14 3 Lunsford John Todd PENC Class A common stock D 7,016
2020-02-14 3 Lunsford John Todd PENC Class A common stock D 7,016
2020-02-14 3 Lunsford John Todd PENC Class A common stock D 7,016
2020-01-23 2020-01-22 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 14,706 0 332,172
2020-01-23 2020-01-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.6500 14,706 10 332,172
2020-01-03 2019-12-30 4 Soptick Jacqueline M PENC Class A Common Stock P - Purchase D 0.6500 17,500 11 19,457
2019-12-19 2019-12-18 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5800 3,448 2 99,695
2019-12-19 2019-12-18 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5800 3,448 2 40,529
2019-12-19 2019-12-18 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5800 3,448 2 570,385
2019-12-19 2019-12-18 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5800 3,448 2 411,286
2019-12-19 2019-12-18 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5800 3,448 2 578,675
2019-12-19 2019-12-18 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.5800 3,448 2 18,239
2019-11-04 2019-10-31 4 Rickert Scott E. PENC Warrant P - Purchase I 1.50 0.0300 4 0 4
2019-11-04 2019-10-31 4 Rickert Scott E. PENC Class A Common Stock P - Purchase I 0.6500 5,128 3 575,227
2019-11-04 2019-10-31 4 Rickert Jeanne M PENC Warrant P - Purchase I 1.50 0.0300 4 0 4
2019-11-04 2019-10-31 4 Rickert Jeanne M PENC Class A Common Stock P - Purchase I 0.6500 5,128 3 566,937
2019-10-25 2019-10-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.6000 3,333 2 37,081
2019-10-25 2019-10-24 4 Rickert Scott E. PENC Class A Common Stock J - Other I 0.6000 3,333 2 570,099
2019-10-25 2019-10-24 4 Rickert Jeanne M PENC Class A Common Stock J - Other I 0.6000 3,333 2 561,809
2019-10-25 2019-10-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.6000 6,666 4 96,247
2019-10-25 2019-10-24 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.6000 3,333 2 14,791
2019-10-25 2019-10-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.6000 3,333 2 407,838
2019-07-25 2019-07-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.6400 3,125 2 404,505
2019-07-25 2019-07-24 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.6400 3,125 2 11,458
2019-07-25 2019-07-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.6400 3,125 2 33,748
2019-07-25 2019-07-24 4 Rickert Scott E. See note PENC Class A Common Stock J - Other I 0.6400 3,125 2 566,726
2019-07-25 2019-07-24 4 Rickert Jeanne M See note PENC Class A Common Stock J - Other I 0.6400 3,125 2 558,476
2019-07-25 2019-07-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.6400 3,125 2 89,581
2019-07-01 2018-06-28 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 67,631 2 317,466
2019-07-01 2018-06-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.4000 67,631 27 317,466
2019-07-01 2018-06-28 4 Berman Tom J. PENC Warrant P - Purchase I 1.50 0.0300 13,526 0 63,493
2019-07-01 2018-06-28 4 Berman Tom J. PENC Class A Common Stock P - Purchase I 0.4000 13,526 5 63,493
2019-04-25 2019-04-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.6000 3,333 2 89,756
2019-04-25 2019-04-24 4 Rickert Scott E. PENC Class A Common Stock J - Other I 0.6000 3,333 2 563,601
2019-04-25 2019-04-24 4 Rickert Jeanne M PENC Class A Common Stock J - Other I 0.6000 3,333 2 555,351
2019-04-25 2019-04-24 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.6000 3,333 2 8,333
2019-04-25 2019-04-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.6000 3,333 2 30,623
2019-04-25 2019-04-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.6000 3,333 2 401,380
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 200,000 550,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 125,000 350,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 100,000 225,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 75,000 125,000
2019-04-05 2019-04-03 4 Berman Tom J. PENC Option J - Other D 0.55 50,000 50,000
2019-04-05 2019-04-03 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5500 3,636 2 270,928
2019-04-05 2019-04-03 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5500 3,636 2 83,123
2019-04-05 2019-04-03 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5500 3,636 2 27,290
2019-04-05 2019-04-03 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5500 3,636 2 552,018
2019-04-05 2019-04-03 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5500 3,636 2 560,268
2019-03-25 2019-03-22 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 41,160 1 196,280
2019-03-25 2019-03-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.4000 41,160 16 463,572
2019-02-04 2019-01-31 4 Berman Tom J. See note PENC Options P - Purchase I 1.00 0.0300 29,615 1 29,615
2019-02-04 2019-01-31 4 Berman Tom J. See note PENC Warrant Options P - Purchase I 0.03 0.0300 29,615 1 29,615
2019-02-04 2019-01-31 4 Berman Tom J. See note PENC Warrant P - Purchase I 1.50 0.0300 47,120 1 47,120
2019-02-04 2019-01-31 4 Berman Tom J. PENC Class A Common Stock P - Purchase I 0.4000 47,120 19 47,120
2019-02-04 2019-01-31 4 Westerman Howard G JR See note PENC Warrant P - Purchase I 1.50 0.0300 30,157 1 67,852
2019-02-04 2019-01-31 4 Westerman Howard G JR See note PENC Class A Common Stock A - Award I 0.4000 30,157 12 67,852
2018-12-07 2018-12-05 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.4000 5,000 2 23,654
2018-12-07 2018-12-05 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.4000 5,000 2 48,889
2018-12-07 2018-12-05 4 Rickert Jeanne M Note PENC Class A Common Stock J - Other I 0.4000 5,000 2 558,882
2018-12-07 2018-12-05 4 Rickert Scott E. Note PENC Class A Common Stock J - Other I 0.4000 5,000 2 567,132
2018-12-07 2018-12-05 4 Berman Tom J. PENC Class A Common Stock J - Other D 0.4000 5,000 2 5,000
2018-12-07 2018-12-05 4 BERMAN RONALD J Note PENC Class A Common Stock J - Other I 0.4000 5,000 2 394,411
2018-10-18 2018-10-16 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase I 0.5000 127,119 64 389,411
2018-10-18 2018-10-16 4/A BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5000 4,000 2 262,292
2018-10-18 2018-10-16 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5000 4,000 2 18,654
2018-10-18 2018-10-16 4 Rickert Jeanne M See Footnote 1 PENC Class A Common Stock P - Purchase I 0.5000 13,333 7 553,882
2018-10-18 2018-10-16 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 0.5000 4,000 2 540,549
2018-10-18 2018-10-16 4 Rickert Scott E. See Footnote 1 PENC Class A Common Stock P - Purchase I 0.5000 13,333 7 562,132
2018-10-18 2018-10-16 4 Rickert Scott E. PENC Class A Common Stock J - Other D 0.5000 5,774 3 560,799
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Option P - Purchase I 1.00 0.0300 33,898 1 102,753
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Warrant Option P - Purchase I 2.00 0.0300 33,898 1 102,753
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Warrant P - Purchase I 1.50 0.0300 33,898 1 68,855
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Class A Common Stock P - Purchase I 0.5000 33,898 17 77,787
2018-10-18 2018-10-16 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5000 4,000 2 43,889
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Option P - Purchase I 1.00 0.0300 127,119 4 383,100
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Warrant Option P - Purchase I 2.00 0.0300 127,119 4 383,100
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Warrant P - Purchase I 1.50 0.0300 127,119 4 255,981
2018-10-18 2018-10-16 4 BERMAN RONALD J 2 PENC Class A Common Stock P - Purchase I 0.0500 127,119 6 389,411
2018-10-18 2018-10-16 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0500 4,000 0 262,292
2018-05-25 2018-05-23 4 Rickert Scott E. SeeNote1 PENC Class A Common Stock J - Other I 1.1900 1,681 2 532,866
2018-05-25 2018-05-23 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.1900 1,681 2 14,654
2018-05-25 2018-05-23 4 Rickert Jeanne M SeeNote1 PENC Class A Common Stock J - Other I 1.1900 1,681 2 526,390
2018-05-25 2018-05-23 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.1900 1,681 2 39,889
2018-05-25 2018-05-23 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.1900 1,681 2 258,292
2018-03-01 2018-02-28 4 Rickert Jeanne M See footnote 1 PENC Class A Common Stock J - Other I 1.3500 1,481 2 524,709
2018-03-01 2018-02-28 4 Rickert Scott E. See footnote 1 PENC Class A Common Stock J - Other I 1.3500 7,957 11 531,185
2018-03-01 2018-02-28 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.3500 1,481 2 37,149
2018-03-01 2018-02-28 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.3500 1,481 2 256,611
2018-03-01 2018-02-28 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.3500 1,481 2 12,973
2017-12-11 2017-12-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 100 0 255,130
2017-12-11 2017-12-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 100 0 255,030
2017-12-11 2017-12-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 300 0 254,930
2017-11-27 2017-11-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 200 0 254,630
2017-11-21 2017-11-17 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.3000 1,538 2 254,430
2017-11-21 2017-11-17 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 1.3000 1,538 2 523,228
2017-11-21 2017-11-17 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.3000 1,538 2 11,492
2017-11-21 2017-11-17 4 Rickert Scott E. PENC Class A Common Stock J - Other D 1.3000 1,538 2 523,228
2017-11-21 2017-11-17 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.3000 1,538 2 35,668
2017-11-06 2017-11-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3500 200 0 252,892
2017-11-06 2017-11-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 1,300 2 252,592
2017-10-23 2017-10-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 400 1 251,292
2017-10-23 2017-10-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 100 0 250,892
2017-10-23 2017-10-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1300 150 0 250,792
2017-10-23 2017-10-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 300 0 250,642
2017-10-10 2017-10-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 100 0 250,342
2017-10-10 2017-10-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 101 0 250,242
2017-10-02 2017-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 300 0 250,141
2017-10-02 2017-09-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 300 0 249,841
2017-10-02 2017-09-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 300 0 249,541
2017-09-25 2017-09-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 249,241
2017-09-25 2017-09-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4800 1,367 2 248,741
2017-09-18 2017-09-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3500 500 1 247,374
2017-09-18 2017-09-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 300 0 246,874
2017-08-28 2017-08-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 200 0 246,574
2017-08-28 2017-08-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3000 86 0 246,374
2017-08-28 2017-08-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.3500 169 0 246,288
2017-08-28 2017-08-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 345 0 246,119
2017-08-21 2017-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1000 400 0 245,774
2017-08-21 2017-08-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 800 1 245,374
2017-08-14 2017-08-11 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1200 6 0 244,574
2017-08-14 2017-08-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 400 0 244,568
2017-08-14 2017-08-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 100 0 244,168
2017-08-14 2017-08-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 900 1 244,068
2017-08-07 2017-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2400 500 1 243,168
2017-08-07 2017-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 2,951 4 242,668
2017-08-07 2017-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1700 49 0 239,717
2017-08-07 2017-08-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1500 900 1 239,668
2017-08-07 2017-08-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1000 100 0 238,768
2017-08-07 2017-08-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 500 1 238,668
2017-08-07 2017-08-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.0800 1,500 2 238,168
2017-08-07 2017-08-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.1000 500 1 236,668
2017-08-01 2017-07-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2500 1,294 2 236,168
2017-08-01 2017-07-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2000 1,000 1 234,874
2017-07-31 2017-07-28 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.2500 1,600 2 34,130
2017-07-31 2017-07-28 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.2500 1,600 2 233,874
2017-07-31 2017-07-28 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.2500 1,600 2 9,954
2017-07-31 2017-07-28 4 Rickert Jeanne M PENC Class A Common Stock J - Other D 1.2500 1,600 2 521,690
2017-07-31 2017-07-28 4 Rickert Scott E. PENC Class A Common Stock J - Other D 1.2500 1,600 2 521,690
2017-06-28 2017-06-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6200 570 1 232,274
2017-06-05 2017-06-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7200 500 1 231,704
2017-06-05 2017-06-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8500 500 1 231,204
2017-06-01 2017-05-23 4 Carl Zeiss Inc. PENC Class Z common stock C - Conversion D -262,631 262,631
2017-06-01 2017-05-23 4 Carl Zeiss Inc. PENC Class A Common Stock S - Sale D 0.3800 -263,462 -100 0
2017-06-01 2017-05-23 4 Carl Zeiss Inc. PENC Class A Common Stock C - Conversion D 262,631 263,462
2017-05-25 2017-05-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.3800 131,731 50 230,704
2017-05-25 2017-05-23 4 Rickert Scott E. PENC Class A Common Stock P - Purchase D 0.3800 43,910 17 520,090
2017-05-25 2017-05-23 4 Rickert Jeanne M PENC Class A Common Stock P - Purchase D 0.3800 43,910 17 520,090
2017-05-01 2017-04-28 4 Rickert Scott E. PENC Class B Common Stock J - Other D 1.3000 6,154 8 475,687
2017-05-01 2017-04-28 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 1.3000 6,154 8 475,687
2017-05-01 2017-04-28 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.3000 3,077 4 98,973
2017-05-01 2017-04-28 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.3000 3,077 4 8,354
2017-05-01 2017-04-28 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.3000 3,846 5 32,530
2017-03-27 2017-03-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 500 1 95,896
2017-03-24 2017-03-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 45 0 95,396
2017-03-24 2017-03-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 500 1 95,351
2017-03-13 2017-03-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 427 1 97,278
2017-03-13 2017-03-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4900 2,000 3 96,851
2017-03-06 2017-03-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 1,000 1 94,851
2017-03-06 2017-03-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4300 285 0 93,851
2017-03-06 2017-02-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 700 1 93,566
2017-03-06 2017-02-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 1,715 3 92,866
2017-02-27 2017-02-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.5600 1,282 2 5,277
2017-02-27 2017-02-24 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 1.5600 1,282 2 469,533
2017-02-27 2017-02-24 4 Rickert Scott E. PENC Class B Common Stock J - Other D 1.5600 1,282 2 469,533
2017-02-27 2017-02-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.5600 1,282 2 28,684
2017-02-27 2017-02-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.5600 1,282 2 91,151
2017-02-27 2017-02-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 412 1 89,869
2017-02-22 2017-02-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 183 0 89,457
2017-02-22 2017-02-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5900 599 1 89,274
2017-02-22 2017-02-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5300 1,734 3 88,675
2017-02-22 2017-02-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5900 1,000 2 86,491
2017-02-16 3 Soptick Jacqueline M PENC Class A Common Stock D 3,914
2017-02-16 3 Soptick Jacqueline M PENC Class A Common Stock D 3,914
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 1,458 2 85,941
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 21 0 84,483
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 267 0 84,462
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 112 0 84,195
2017-02-13 2017-02-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 100 0 84,083
2017-02-06 2017-02-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 133 0 83,983
2017-02-06 2017-02-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6100 100 0 83,850
2017-02-06 2017-02-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 200 0 83,750
2017-02-06 2017-02-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 1,128 2 83,550
2017-02-06 2017-02-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6700 500 1 82,422
2017-02-06 2017-02-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 81,922
2017-01-30 2017-01-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 1,000 2 80,922
2017-01-30 2017-01-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8000 500 1 79,922
2017-01-23 2017-01-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 79,422
2017-01-23 2017-01-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 600 1 78,422
2017-01-09 2017-01-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 77,822
2017-01-09 2017-01-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 76,822
2017-01-03 2016-12-30 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 3,000 4 76,322
2017-01-03 2016-12-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 60 0 73,322
2016-12-27 2016-12-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 73,256
2016-12-27 2016-12-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6000 866 1 72,256
2016-12-19 2016-12-09 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7200 460 1 70,890
2016-12-19 2016-12-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 6 0 71,396
2016-12-19 2016-12-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 71,390
2016-12-12 2016-12-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7200 460 1 65,267
2016-12-12 2016-12-09 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5500 500 1 70,430
2016-12-12 2016-12-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6700 500 1 69,930
2016-12-12 2016-12-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7300 500 1 69,430
2016-11-30 2016-11-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5250 500 1 68,930
2016-11-30 2016-11-23 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 300 0 68,430
2016-11-30 2016-11-22 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 500 1 68,130
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 900 1 67,630
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4500 500 1 66,730
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6200 300 0 66,230
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 72 0 65,930
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 128 0 65,858
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5200 363 1 65,730
2016-11-30 2016-11-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.4000 100 0 65,367
2016-11-21 2016-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 1,228 2 65,267
2016-11-21 2016-11-17 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8200 1,000 2 64,039
2016-11-15 2016-11-14 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 1.6500 1,212 2 63,039
2016-11-15 2016-11-14 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 1.6500 1,212 2 3,995
2016-11-15 2016-11-14 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 1.6500 1,212 2 468,924
2016-11-15 2016-11-14 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 1.6500 1,212 2 14,289
2016-11-15 2016-11-14 4 Rickert Scott E. PENC Class B Common Stock J - Other D 1.6500 1,212 2 468,924
2016-11-07 2016-11-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5000 800 1 61,827
2016-11-07 2016-11-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.5800 452 1 61,027
2016-11-07 2016-11-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6800 381 1 60,575
2016-10-31 2016-10-28 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7000 1,000 2 60,194
2016-10-31 2016-10-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8000 500 1 59,194
2016-10-21 2016-10-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.7500 440 1 58,694
2016-10-21 2016-10-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.6500 2,224 4 58,254
2016-10-14 2016-10-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8000 1,000 2 56,030
2016-10-14 2016-10-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.2870 500 1 55,030
2016-10-14 2016-10-11 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8500 1,000 2 54,530
2016-10-05 2016-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 1.8700 221 0 53,530
2016-10-05 2016-09-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.0500 1,900 4 53,309
2016-09-19 2016-09-15 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.0000 500 1 51,409
2016-08-29 2016-08-26 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.3500 1,000 2 50,909
2016-08-29 2016-08-26 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.0000 1,000 2 49,909
2016-08-15 2016-08-11 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 158 0 48,909
2016-08-15 2016-08-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 2,907 7 48,751
2016-08-08 2016-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.3500 500 1 45,844
2016-08-08 2016-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.2500 497 1 45,344
2016-08-08 2016-08-04 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.2250 500 1 44,847
2016-07-27 2016-07-25 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 2.2500 889 2 44,347
2016-07-27 2016-07-25 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 2.2500 889 2 2,783
2016-07-27 2016-07-25 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 2.2500 889 2 467,712
2016-07-27 2016-07-25 4 Rickert Scott E. PENC Class B Common Stock J - Other D 2.2500 889 2 467,712
2016-07-27 2016-07-25 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 2.2500 889 2 13,077
2016-07-14 2016-07-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.7000 500 1 43,458
2016-07-14 2016-07-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.6000 500 1 42,958
2016-07-11 2016-07-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5500 500 1 42,458
2016-07-05 2016-07-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 162 0 41,958
2016-07-05 2016-07-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.6400 338 1 41,796
2016-07-05 2016-07-01 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.7300 1,000 3 41,458
2016-06-06 2016-06-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.9600 1,000 3 40,458
2016-05-20 2016-05-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.9000 1,000 3 39,458
2016-04-27 2016-04-25 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 2.5000 800 2 38,458
2016-04-27 2016-04-25 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 2.5000 800 2 1,894
2016-04-27 2016-04-25 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 2.5000 800 2 466,823
2016-04-27 2016-04-25 4 Rickert Scott E. PENC Class B Common Stock J - Other D 2.5000 800 2 466,823
2016-04-27 2016-04-25 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 2.5000 1,200 3 12,188
2016-04-13 2016-04-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 2.5000 513 1 38,171
2016-04-07 2016-02-17 4/A BERMAN RONALD J PENC Class A Common Stock J - Other D 3.2000 312 1 37,658
2016-02-19 2016-02-18 4 Carl Zeiss Inc. PENC Class A Common Stock J - Other D 312 831
2016-02-19 2016-02-17 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 3.2000 312 1 1,094
2016-02-19 2016-02-17 4 Rickert Scott E. PENC Class B Common Stock J - Other D 3.2000 312 1 466,023
2016-02-19 2016-02-17 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 3.2000 312 1 466,023
2016-02-19 2016-02-17 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 3.2000 312 1 24,101
2016-02-19 2016-02-17 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 3.2000 312 1 37,152
2016-01-22 2015-08-13 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0122 28,650 0 3,650,063
2016-01-22 2015-11-20 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0229 96,490 2 5,128,930
2016-01-22 2015-11-25 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0260 1,783 0 4,093,223
2016-01-22 2015-12-24 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0130 100,000 1 6,530,213
2016-01-11 2016-01-08 4 Wasserman Adam Craig PENC Common Stock D - Sale to Issuer D 0.0098 -670,000 -7 0
2016-01-07 2016-01-06 4 Wasserman Adam Craig PENC Common Stock D - Sale to Issuer D 0.0102 -900,000 -9 670,000
2016-01-05 2015-12-31 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0122 200,000 2 6,630,213
2015-12-30 2015-12-29 4 Wasserman Adam Craig PENC Common Stock D - Sale to Issuer D 0.0118 -430,000 -5 1,570,000
2015-12-23 2015-12-21 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0132 450,000 6 6,430,213
2015-12-18 2015-12-09 4 Wasserman Adam Craig PENC Class A Common Shares A - Award D 0.0150 2,000,000 30 2,000,000
2015-12-08 2015-12-08 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 468,000 7 5,980,213
2015-12-08 2015-12-07 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0184 50,000 1 5,512,213
2015-12-08 2015-12-07 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 400,000 6 5,462,213
2015-12-04 2015-12-04 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0165 2,000 0 5,062,213
2015-12-04 2015-12-03 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 160,000 2 5,060,213
2015-12-04 2015-12-03 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0176 20,000 0 4,900,213
2015-12-04 2015-12-02 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0150 244,900 4 4,880,213
2015-12-04 2015-11-30 4/A BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0212 47,170 1 4,635,313
2015-12-01 2015-11-30 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0212 47,170 1 83,827,471
2015-12-01 2015-11-30 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0212 47,170 1 140,448
2015-12-01 2015-11-30 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0212 47,170 1 2,406,980
2015-12-01 2015-11-30 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0212 47,170 1 5,226,010
2015-12-01 2015-11-30 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0212 47,170 1 5,325,804
2015-12-01 2015-11-30 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0212 47,170 1 83,827,471
2015-11-23 2015-11-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0225 50,000 1 5,178,840
2015-11-23 2015-11-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0229 96,400 2 5,128,840
2015-11-23 2015-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0220 1,000 0 5,032,440
2015-11-23 2015-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0228 49,000 1 5,031,440
2015-11-23 2015-11-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0240 40,000 1 4,982,440
2015-10-05 2015-09-30 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0250 42,900 1 5,036,140
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0275 12,000 0 4,993,240
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0273 29,800 1 4,981,240
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0247 9,000 0 4,951,440
2015-10-05 2015-09-29 4/A BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0280 21,000 1 4,942,440
2015-10-01 2015-09-30 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2500 42,900 11 5,036,140
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2750 12,000 3 4,993,240
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2730 29,800 8 4,981,240
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2470 9,000 2 4,951,440
2015-10-01 2015-09-29 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.2800 21,000 6 4,942,440
2015-09-11 2015-09-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0300 200,000 6 4,291,440
2015-08-27 2015-08-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0260 26,600 1 4,091,440
2015-08-27 2015-08-25 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0299 50,000 1 4,089,657
2015-08-21 2015-08-20 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0290 26,600 1 4,039,657
2015-08-21 2015-08-19 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0300 80,000 2 4,013,057
2015-08-19 2015-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0358 50,000 2 3,933,057
2015-08-19 2015-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0344 39,306 1 3,883,057
2015-08-19 2015-08-18 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0340 24,425 1 3,843,751
2015-08-17 2015-08-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0315 47,000 1 3,866,326
2015-08-17 2015-08-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0300 14,313 0 3,819,326
2015-08-17 2015-08-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0290 155,000 4 3,805,013
2015-08-17 2015-08-13 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0280 28,600 1 3,650,013
2015-08-03 2015-07-30 4 Carl Zeiss Inc. PENC Class A Common Stock J - Other D 30,864 93,248
2015-07-31 2015-07-30 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0324 30,864 1 5,278,634
2015-07-31 2015-07-30 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0324 30,864 1 83,780,301
2015-07-31 2015-07-30 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0324 30,864 1 83,780,301
2015-07-31 2015-07-30 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0324 30,864 1 93,248
2015-07-31 2015-07-30 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0324 30,864 1 3,621,413
2015-07-31 2015-07-30 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0324 30,864 1 2,359,810
2015-07-06 2015-07-06 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0315 15,000 0 3,590,549
2015-07-06 2015-07-02 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0350 65,000 2 3,575,499
2015-06-11 2015-06-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0350 38,800 1 3,598,349
2015-06-05 2015-06-05 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0447 24,000 1 3,559,549
2015-06-05 2015-06-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0410 25,050 1 3,535,549
2015-06-05 2015-06-03 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 10,000 0 3,510,499
2015-05-29 2015-05-27 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 50,000 2 3,500,499
2015-05-15 2015-05-14 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 100,000 4 3,450,499
2015-05-06 2015-05-04 4 Carl Zeiss Inc. PENC Class A Common Stock J - Other D 23,923 62,384
2015-05-04 2015-05-04 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0420 23,923 1 3,350,499
2015-05-04 2015-05-04 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0420 23,923 1 62,384
2015-05-04 2015-05-04 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0420 23,923 1 83,749,437
2015-05-04 2015-05-04 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0420 23,923 1 83,749,437
2015-05-04 2015-05-04 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0420 23,923 1 5,247,770
2015-05-04 2015-05-04 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0420 23,923 1 2,328,946
2014-12-15 2014-12-11 4 Carl Zeiss Inc. PENC Class A Common Stock P - Purchase D 21,739 38,461
2014-12-15 2014-12-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0415 20,000 1 3,326,576
2014-12-15 2014-12-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0395 7,950 0 3,306,576
2014-12-15 2014-12-12 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0400 22,050 1 3,298,626
2014-12-15 2014-12-10 4 BERMAN RONALD J PENC Class A Common Stock P - Purchase D 0.0452 80,000 4 3,276,576
2014-12-12 2014-12-11 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0460 21,739 1 2,305,023
2014-12-12 2014-12-10 4 Westerman Howard G JR PENC Class A Common Stock P - Purchase D 0.0460 101,000 5 2,283,284
2014-12-12 2014-12-10 4 Westerman Howard G JR PENC Class A Common Stock P - Purchase D 0.0456 10,000 0 2,182,284
2014-12-12 2014-12-11 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0460 21,739 1 83,725,514
2014-12-12 2014-12-11 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0460 21,739 1 5,223,847
2014-12-12 2014-12-11 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.0460 21,739 1 38,461
2014-12-12 2014-12-11 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0460 21,739 1 3,196,576
2014-12-12 2014-12-11 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0046 21,739 0 83,725,514
2014-11-17 2014-11-17 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0393 264,436 10 3,174,837
2014-10-27 2014-10-27 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0431 121,018 5 83,703,775
2014-10-27 2014-10-27 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0431 121,018 5 83,703,775
2014-10-27 2014-10-27 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0431 484,073 21 5,202,108
2014-10-27 2014-10-27 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0431 484,175 21 2,172,284
2014-09-26 2014-09-24 4 Carl Zeiss Inc. PENC Class A Common Stock P - Purchase D 16,722 16,722
2014-09-26 2014-09-24 4 Rickert Scott E. PENC Class B Common Stock J - Other D 0.0598 16,722 1 83,582,757
2014-09-26 2014-09-24 4 Rickert Jeanne M PENC Class B Common Stock J - Other D 0.0598 16,722 1 83,582,757
2014-09-25 2014-09-24 4 Holmes Douglas Q. PENC Class A Common Stock J - Other D 0.5980 16,722 10 16,722
2014-09-25 2014-09-24 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.5980 16,722 10 1,688,109
2014-09-25 2014-08-27 4 Westerman Howard G JR PENC Class A Common Stock J - Other D 0.0500 1,296,680 65 1,671,387
2014-09-25 2014-09-24 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0598 16,722 1 4,718,035
2014-09-25 2014-08-27 4 RONSTADT ROBERT PENC Class A Common Stock J - Other D 0.0500 4,465,540 223 4,701,313
2014-09-25 2014-09-24 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.5980 16,722 10 2,910,401
2014-09-25 2014-08-27 4 BERMAN RONALD J PENC Class A Common Stock J - Other D 0.0500 2,575,060 129 2,893,679
2014-09-02 3 Rickert Jeanne M Note 1 PENC Class B Common Stock I 0
2014-09-02 3 Rickert Scott E. Note 1 PENC Class B Common Stock I 501,396,210
2014-09-02 3 Rickert Scott E. Note 1 PENC Class B Common Stock I 501,396,210
2014-09-02 3 Vereecken Bruce PENC Class A Common Stock D 2,825,882
2014-09-02 3 Vereecken Bruce PENC Class A Common Stock D 2,825,882
2014-08-18 3 Soptick Jacqueline M APNT Common Stock D 689,164
2014-08-18 3 Soptick Jacqueline M APNT Common Stock D 689,164
2014-03-25 2014-03-24 4 BERMAN RONALD J APNT Common Stock P - Purchase I 0.0694 120,900 8 318,619
2014-03-25 2014-03-21 4 ROCHELEAU PAUL F APNT Common Stock P - Purchase D 0.0655 200,000 13 201,667
2014-03-25 2014-03-24 4 RONSTADT ROBERT APNT Common Stock P - Purchase D 0.0700 143,000 10 235,773
2014-03-25 2014-03-21 4 Westerman Howard G JR APNT Common Stock P - Purchase D 0.0702 148,000 10 374,707
2013-11-04 2013-10-31 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 162,500
2013-11-04 2013-10-31 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 162,500
2013-11-04 2013-10-31 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 123,750
2013-11-04 2013-10-31 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 123,750
2013-11-04 2013-10-31 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 212,500
2013-11-04 2013-10-31 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 212,500
2013-11-04 2013-10-31 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 372,500
2013-11-04 2013-10-31 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 372,500
2013-11-04 2013-10-31 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.08 12,500 202,500
2013-11-04 2013-10-31 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.05 12,500 202,500
2013-05-02 2013-04-30 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 137,500
2013-05-02 2013-04-30 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 125,000
2013-05-02 2013-04-30 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 177,500
2013-05-02 2013-04-30 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 165,000
2013-05-02 2013-04-30 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 98,750
2013-05-02 2013-04-30 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 86,250
2013-05-02 2013-04-30 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 187,500
2013-05-02 2013-04-30 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 175,000
2013-05-02 2013-04-30 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 372,500
2013-05-02 2013-04-30 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 360,000
2013-05-02 2013-04-30 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.09 12,500 177,500
2013-05-02 2013-04-30 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.18 37,500 165,000
2012-05-02 2012-04-30 4 BAKER DOUGLAS P APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 1,249,100
2012-05-02 2012-04-30 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 87,500
2012-05-02 2012-04-30 4 Fink Richard Lee APNT Stock Option-Rt to Buy A - Award D 0.23 7,500 465,824
2012-05-02 2012-04-30 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 127,500
2012-05-02 2012-04-30 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 48,750
2012-05-02 2012-04-30 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 137,500
2012-05-02 2012-04-30 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 322,500
2012-05-02 2012-04-30 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 127,500
2012-05-02 2012-04-30 4 YANIV ZVI APNT Stock Option-Rt to Buy A - Award D 0.23 12,500 1,085,600
2012-02-02 2012-02-02 4 BAKER DOUGLAS P APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 1,236,600
2012-02-02 2012-01-31 4 BERMAN RONALD J APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 75,000
2012-02-02 2012-02-02 4 Fink Richard Lee APNT Stock Option-Rt to Buy A - Award D 0.34 7,500 458,324
2012-02-02 2012-01-31 4 Bramlett Tracy K APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 115,000
2012-02-02 2012-01-31 4 Li Xin D APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 36,250
2012-02-02 2012-01-31 4 ROCHELEAU PAUL F APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 125,000
2012-02-02 2012-01-31 4 RONSTADT ROBERT APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 310,000
2012-02-02 2012-01-31 4 Westerman Howard G JR APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 115,000
2012-02-02 2012-02-02 4 YANIV ZVI APNT Stock Option-Rt to Buy A - Award D 0.34 12,500 1,073,100
2011-04-08 3 Li Xin D By Company, of which Mr. Li is an officer APNT Common Stock I 6,578,948
2008-01-11 3 Fink Richard Lee NNPP Common Stock D 0
2007-09-14 3 Stark Patrick V NNPP Common Stock D 38,462
2007-09-14 3 Bramlett Tracy K NNPP Common Stock D 0
2007-05-24 3 Westerman Howard G JR NNPP Common Stock D 187,040
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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