NLN / NEULION, INC. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

紐利恩公司
US ˙ NASDAQ
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內部人士股份1,968,029 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了NEULION, INC.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 NLN / NEULION, INC. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2016-09-26 WAGNER J CHRISTOPHER 35,000 0.8810 35,000 0.8810 30,835 2
2016-03-29 LI NANCY 1,500,000 0.8695 1,500,000 0.8695 1,304,250
2016-03-29 LI NANCY 63,930 0.7821 63,930 0.7821 50,000
2016-03-29 WANG CHARLES B 63,930 0.7821 63,930 0.7821 50,000
2016-03-29 WANG CHARLES B 1,500,000 0.8695 1,500,000 0.8695 1,304,250
2015-09-23 WANG CHARLES B 92,801 0.5280 92,801 0.5280 48,999
2015-09-23 LI NANCY 92,801 0.5280 92,801 0.5280 48,999
2015-08-28 BATTISTA GABRIEL 100,000 0.6676 100,000 0.6676 66,760
2015-08-25 PCF 1, LLC 347,000 0.5528 347,000 0.5528 191,822

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

NLN / NEULION, INC. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 NLN / NEULION, INC. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-09-23 WAGNER J CHRISTOPHER 35,000 0.8720 35,000 0.8720 30,520 5
2016-05-16 WAGNER J CHRISTOPHER 150,000 0.8869 150,000 0.8869 133,035
2016-03-29 WAGNER J CHRISTOPHER 63,930 0.7821 63,930 0.7821 50,000
2015-12-22 BATTISTA GABRIEL 46,875 0.5400 46,875 0.5400 25,312
2015-11-13 BATTISTA GABRIEL 30,700 0.5137 30,700 0.5137 15,771
2015-09-23 WAGNER J CHRISTOPHER 92,801 0.5280 92,801 0.5280 48,999
2015-05-21 WAGNER J CHRISTOPHER 125,000 0.9480 125,000 0.9480 118,500
2015-05-15 Anderson John R 50,000 0.9350 50,000 0.9350 46,750
2015-03-18 WAGNER J CHRISTOPHER 25,000 0.7993 25,000 0.7993 19,982

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

NLN / NEULION, INC. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2018-05-09 2018-05-07 4 Alavathil Tim NLN Restricted Stock Units D - Sale to Issuer D -124,328 0
2018-05-09 2018-05-07 4 Alavathil Tim NLN Restricted Stock Units D - Sale to Issuer D -62,500 0
2018-05-09 2018-05-07 4 Alavathil Tim NLN Employee Stock Option (right to buy) D - Sale to Issuer D 0.44 -175,000 0
2018-05-09 2018-05-07 4 Alavathil Tim NLN Employee Stock Option (right to buy) D - Sale to Issuer D 0.18 -18,750 0
2018-05-09 2018-05-07 4 Alavathil Tim NLN Common Stock D - Sale to Issuer D 0.8400 -258,300 -217 0
2018-05-09 2018-05-07 4 AvantaLion LLC NLN Common Stock D - Sale to Issuer D 0.8400 -22,820,650 -19,169 0
2018-05-09 2018-05-07 4 Arato Alexander NLN Restricted Stock Units D - Sale to Issuer D -99,462 0
2018-05-09 2018-05-07 4 Arato Alexander NLN Restricted Stock Units D - Sale to Issuer D -75,000 0
2018-05-09 2018-05-07 4 Arato Alexander NLN Common Stock D - Sale to Issuer D 0.8400 -25,000 -21 0
2018-05-09 2018-05-07 4 BATTISTA GABRIEL NLN Stock Options (Right to buy) D - Sale to Issuer D 0.44 -100,000 0
2018-05-09 2018-05-07 4 BATTISTA GABRIEL By the Gabriel A Battista TR UA 08/22/2006 Gabriel A Battista Revocable Trust. NLN Common Stock D - Sale to Issuer I 0.8400 -660,067 -554 0
2018-05-09 2018-05-07 4 Bostrom Robert E. NLN Common Stock D - Sale to Issuer D 0.8400 -121,716 -102 0
2018-05-09 2018-05-07 4 Coelho John Anthony NLN Common Stock D - Sale to Issuer D 0.8400 -211,076 -177 0
2018-05-09 2018-05-07 4 Goren Edward G NLN Common Stock D - Sale to Issuer D 0.8400 -25,020 -21 0
2018-05-09 2018-05-07 4 Hale James Richard By Parallax Capital Fund, L.P. NLN Common Stock D - Sale to Issuer I 0.8400 -1,747,000 -1,467 0
2018-05-09 2018-05-07 4 Hale James Richard By PCF 1, LLC NLN Common Stock D - Sale to Issuer I 0.8400 -61,731,172 -51,854 0
2018-05-09 2018-05-07 4 Hale James Richard NLN Common Stock D - Sale to Issuer D 0.8400 -250,817 -211 0
2018-05-09 2018-05-07 4 HER HORNGWEI NLN Restricted Stock Units D - Sale to Issuer D -198,925 0
2018-05-09 2018-05-07 4 HER HORNGWEI NLN Restricted Stock Units D - Sale to Issuer D -300,000 0
2018-05-09 2018-05-07 4 HER HORNGWEI NLN Restricted Stock Units D - Sale to Issuer D -200,000 0
2018-05-09 2018-05-07 4 HER HORNGWEI NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.18 -200,000 0
2018-05-09 2018-05-07 4 HER HORNGWEI NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.44 -1,000,000 0
2018-05-09 2018-05-07 4 HER HORNGWEI By spouse NLN Common Stock D - Sale to Issuer I 0.8400 -6,000 -5 0
2018-05-09 2018-05-07 4 HER HORNGWEI NLN Common Stock D - Sale to Issuer D 0.8400 -3,266,419 -2,744 0
2018-05-09 2018-05-07 4 KENNY SHIRLEY STRUM By the Shirley Kenny Revocable Trust UAD 03/11/2010 NLN Common Stock D - Sale to Issuer I 0.8400 -748,989 -629 0
2018-05-09 2018-05-07 4 KRONFELD DAVID By DKB JTV Holdings, LLC NLN Common Stock D - Sale to Issuer I 0.8400 -2,006,300 -1,685 0
2018-05-09 2018-05-07 4 KRONFELD DAVID By JK&B Capital V Special Opportunity Fund, L.P. NLN Common Stock D - Sale to Issuer I 0.8400 -15,534,956 -13,049 0
2018-05-09 2018-05-07 4 KRONFELD DAVID By JK&B Capital V, L.P. NLN Common Stock D - Sale to Issuer I 0.8400 -20,592,850 -17,298 0
2018-05-09 2018-05-07 4 KRONFELD DAVID NLN Common Stock D - Sale to Issuer D 0.8400 -820,881 -690 0
2018-05-09 2018-05-07 4 LI NANCY NLN Restricted Stock Units D - Sale to Issuer D -248,656 0
2018-05-09 2018-05-07 4 LI NANCY NLN Restricted Stock Units D - Sale to Issuer D -375,000 0
2018-05-09 2018-05-07 4 LI NANCY NLN Restricted Stock Units D - Sale to Issuer D -375,000 0
2018-05-09 2018-05-07 4 LI NANCY NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.48 -900,000 0
2018-05-09 2018-05-07 4 LI NANCY NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.18 -450,000 0
2018-05-09 2018-05-07 4 LI NANCY By trust for benefit of children NLN Common Stock D - Sale to Issuer I 0.8400 -56,040 -47 0
2018-05-09 2018-05-07 4 LI NANCY By spouse NLN Common Stock D - Sale to Issuer I 0.8400 -53,347,653 -44,812 0
2018-05-09 2018-05-07 4 LI NANCY NLN Common Stock D - Sale to Issuer D 0.8400 -41,350,056 -34,734 0
2018-05-09 2018-05-07 4 NUNN RONALD NLN Restricted Stock Units D - Sale to Issuer D -198,925 0
2018-05-09 2018-05-07 4 NUNN RONALD NLN Restricted Stock Units D - Sale to Issuer D -300,000 0
2018-05-09 2018-05-07 4 NUNN RONALD NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.18 -200,000 0
2018-05-09 2018-05-07 4 NUNN RONALD NLN Restricted Stock Units D - Sale to Issuer D -200,000 0
2018-05-09 2018-05-07 4 NUNN RONALD NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.44 -1,000,000 0
2018-05-09 2018-05-07 4 NUNN RONALD NLN Common Stock D - Sale to Issuer D 0.8400 -3,258,317 -2,737 0
2018-05-09 2018-05-07 4 REICHBACH ROY E NLN Restricted Stock Units D - Sale to Issuer D -248,656 0
2018-05-09 2018-05-07 4 REICHBACH ROY E NLN Restricted Stock Units D - Sale to Issuer D -300,000 0
2018-05-09 2018-05-07 4 REICHBACH ROY E NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.18 -150,000 0
2018-05-09 2018-05-07 4 REICHBACH ROY E NLN Restricted Stock Units D - Sale to Issuer D -150,000 0
2018-05-09 2018-05-07 4 REICHBACH ROY E NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.44 -750,000 0
2018-05-09 2018-05-07 4 REICHBACH ROY E By Charles B. Wang Multigenerational 2012 Trust NLN Common Stock D - Sale to Issuer I 0.8400 -5,000,000 -4,200 0
2018-05-09 2018-05-07 4 REICHBACH ROY E NLN Common Stock D - Sale to Issuer D 0.8400 -1,006,518 -845 0
2018-05-09 2018-05-07 4 WAGNER J CHRISTOPHER NLN Restricted Stock Units D - Sale to Issuer D -198,925 0
2018-05-09 2018-05-07 4 WAGNER J CHRISTOPHER NLN Restricted Stock Units D - Sale to Issuer D -300,000 0
2018-05-09 2018-05-07 4 WAGNER J CHRISTOPHER NLN Restricted Stock Units D - Sale to Issuer D -100,000 0
2018-05-09 2018-05-07 4 WAGNER J CHRISTOPHER NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.44 -1,000,000 0
2018-05-09 2018-05-07 4 WAGNER J CHRISTOPHER NLN Employee Stock Options (right to buy) D - Sale to Issuer D 0.18 -50,000 0
2018-05-09 2018-05-07 4 WAGNER J CHRISTOPHER NLN Common Stock D - Sale to Issuer D 0.8400 -1,542,040 -1,295 0
2018-05-09 2018-05-07 4 WANG CHARLES B By trust for benefit of grandchildren NLN Common Stock D - Sale to Issuer I 0.8400 -256,040 -215 0
2018-05-09 2018-05-07 4 WANG CHARLES B By JK&B Capital V Special Opportunity Fund, L.P. NLN Common Stock D - Sale to Issuer I 0.8400 -15,534,956 -13,049 0
2018-05-09 2018-05-07 4 WANG CHARLES B By AvantaLion LLC NLN Common Stock D - Sale to Issuer I 0.8400 -22,820,650 -19,169 0
2018-05-09 2018-05-07 4 WANG CHARLES B NLN Common Stock D - Sale to Issuer D 0.8400 -14,736,007 -12,378 0
2018-05-09 2018-05-07 4 WANG CHARLES B By spouse NLN Common Stock D - Sale to Issuer I 0.8400 -41,406,496 -34,781 0
2018-03-27 2018-03-24 4 HER HORNGWEI NLN Common Stock A - Award D 198,925 3,965,344
2018-03-27 2018-03-24 4 LI NANCY NLN Common Stock A - Award D 248,656 42,348,712
2018-03-27 2018-03-24 4 NUNN RONALD NLN Common Stock A - Award D 198,925 3,957,242
2018-03-27 2018-03-24 4 REICHBACH ROY E NLN Common Stock A - Award D 248,656 1,705,174
2018-03-27 2018-03-24 4 WAGNER J CHRISTOPHER NLN Common Stock A - Award D 198,925 2,140,965
2018-03-27 2018-03-24 4 WANG CHARLES B By spouse NLN Common Stock A - Award I 248,656 42,348,712
2018-03-27 2018-03-24 4 Alavathil Tim NLN Common Stock A - Award D 124,328 445,128
2018-03-27 2018-03-24 4 Arato Alexander NLN Common Stock A - Award D 99,462 199,462
2018-01-02 2017-12-20 4 Goren Edward G NLN Common Stock A - Award D 25,020 25,020
2018-01-02 2017-12-20 4 KENNY SHIRLEY STRUM By the Shirley Kenny Revocable Trust UAD 03/11/2010 NLN Common Stock A - Award I 36,345 199,115
2018-01-02 2017-12-20 4 LI NANCY By spouse NLN Common Stock A - Award I 60,575 53,347,653
2018-01-02 2017-12-20 4 WANG CHARLES B NLN Common Stock A - Award D 60,575 14,736,007
2018-01-02 2017-12-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 36,345 422,580
2018-01-02 2017-12-20 4 KRONFELD DAVID NLN Common Stock A - Award D 96,920 820,881
2018-01-02 2017-12-20 4 Coelho John Anthony NLN Common Stock A - Award D 66,633 211,076
2018-01-02 2017-12-20 4 Bostrom Robert E. NLN Common Stock A - Award D 36,345 121,716
2018-01-02 2017-12-20 4 Hale James Richard NLN Common Stock A - Award D 78,748 250,817
2017-06-22 2017-06-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 34,313 386,235
2017-06-22 2017-06-20 4 KRONFELD DAVID NLN Common Stock A - Award D 91,503 723,961
2017-06-22 2017-06-20 4 Coelho John Anthony NLN Common Stock A - Award D 62,908 144,443
2017-06-22 2017-06-20 4 Hale James Richard NLN Common Stock A - Award D 74,346 172,069
2017-06-22 2017-06-20 4 Bostrom Robert E. NLN Common Stock A - Award D 34,313 85,371
2017-06-22 2017-06-20 4 KENNY SHIRLEY STRUM By the Shirley Kenny Revocable Trust UAD 03/11/2010 NLN Common Stock A - Award I 51,470 162,770
2017-06-22 2017-06-20 4 WANG CHARLES B NLN Common Stock A - Award D 57,189 14,675,432
2017-06-22 2017-06-20 4 LI NANCY By spouse NLN Common Stock A - Award I 57,189 53,287,078
2017-03-17 2017-03-07 4 REICHBACH ROY E NLN Common Stock F - Taxes D 0.6900 -55,455 -38 1,456,518
2017-03-17 2017-03-07 4 WAGNER J CHRISTOPHER NLN Common Stock F - Taxes D 0.6900 -54,799 -38 1,942,040
2017-03-17 2017-03-07 4 HER HORNGWEI NLN Common Stock F - Taxes D 0.6900 -54,793 -38 3,766,419
2017-03-17 2017-03-07 4 NUNN RONALD NLN Common Stock F - Taxes D 0.6900 -54,820 -38 3,758,317
2016-12-22 2016-12-20 4 KRONFELD DAVID NLN Common Stock A - Award D 32,531 634,233
2016-12-22 2016-12-20 4 WANG CHARLES B NLN Common Stock A - Award D 16,561 14,618,243
2016-12-22 2016-12-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 11,829 352,513
2016-12-22 2016-12-20 4 KENNY SHIRLEY STRUM By the Shirley Kenny Revocable Trust UAD 03/11/2010 NLN Common Stock A - Award I 13,012 661,765
2016-12-22 2016-12-20 4 Bostrom Robert E. NLN Common Stock A - Award D 9,168 50,171
2016-12-22 2016-12-20 4 LI NANCY By spouse NLN Common Stock A - Award I 16,561 53,229,889
2016-12-22 2016-12-20 4 Hale James Richard NLN Common Stock A - Award D 21,293 96,540
2016-12-22 2016-12-20 4 Coelho John Anthony NLN Common Stock A - Award D 17,744 80,352
2016-12-20 2016-12-16 4 REICHBACH ROY E NLN Common Stock F - Taxes D 0.8800 -27,728 -24 1,511,973
2016-12-12 2016-12-09 4 WAGNER J CHRISTOPHER NLN Common Stock F - Taxes D 0.7600 -18,484 -14 1,996,839
2016-12-12 2016-12-09 4 NUNN RONALD NLN Common Stock F - Taxes D 0.7600 -36,935 -28 3,813,137
2016-12-12 2016-12-09 4 HER HORNGWEI NLN Common Stock F - Taxes D 0.7600 -36,970 -28 3,821,212
2016-12-08 2016-12-06 4 RENFIELD TREVOR NLN Common Stock F - Taxes D 0.7200 -67,479 -49 382,521
2016-09-27 2016-09-26 4 WAGNER J CHRISTOPHER NLN Common Stock P - Purchase D 0.8810 35,000 31 2,015,323
2016-09-27 2016-09-23 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.8720 -35,000 -31 1,980,323
2016-09-09 3 Arato Alexander NLN Common Stock D 200,000
2016-09-09 3 Arato Alexander NLN Common Stock D 200,000
2016-06-22 2016-06-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 10,901 340,684
2016-06-22 2016-06-20 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 21,803 648,753
2016-06-22 2016-06-20 4 KRONFELD DAVID NLN Common Stock A - Award D 31,341 601,702
2016-06-22 2016-06-20 4 WANG CHARLES B NLN Common Stock A - Award D 25,891 14,601,682
2016-06-22 2016-06-20 4 Bostrom Robert E. NLN Common Stock A - Award D 10,901 41,003
2016-06-22 2016-06-20 4 LI NANCY By spouse NLN Common Stock A - Award I 25,891 53,213,328
2016-06-22 2016-06-20 4 Hale James Richard NLN Common Stock A - Award D 25,891 75,247
2016-06-22 2016-06-20 4 Coelho John Anthony NLN Common Stock A - Award D 19,077 62,608
2016-06-13 3 RENFIELD TREVOR NLN Common Stock D 900,000
2016-06-13 3 RENFIELD TREVOR NLN Common Stock D 900,000
2016-06-13 3 Alavathil Tim NLN Common Stock D 641,600
2016-06-13 3 Alavathil Tim NLN Common Stock D 641,600
2016-05-18 2016-05-18 4 WAGNER J CHRISTOPHER NLN Stock Options (right to buy) M - Exercise D 0.43 -150,000 0
2016-05-18 2016-05-18 4 WAGNER J CHRISTOPHER NLN Common Stock M - Exercise D 0.4300 150,000 64 1,215,323
2016-05-18 2016-05-16 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.8869 -150,000 -133 1,065,323
2016-05-16 2016-05-16 4 HER HORNGWEI NLN Stock Options (right to buy) M - Exercise D 0.43 -150,000 0
2016-05-16 2016-05-16 4 HER HORNGWEI NLN Common Stock M - Exercise D 0.4300 76,741 33 2,858,182
2016-05-13 2016-05-11 4 WANG CHARLES B By spouse NLN Common Stock M - Exercise I 0.4300 450,000 194 40,656,096
2016-05-13 2016-05-11 4 LI NANCY NLN Stock Options (right to buy) M - Exercise D 0.43 -450,000 0
2016-05-13 2016-05-11 4 LI NANCY NLN Common Stock M - Exercise D 0.4300 450,000 194 40,600,056
2016-05-11 2016-05-09 4 MCCARTHY ARTHUR J NLN Stock Options (right to buy) M - Exercise D 0.43 -150,000 0
2016-05-11 2016-05-09 4 MCCARTHY ARTHUR J NLN Common Stock M - Exercise D 0.4300 84,737 36 344,670
2016-05-10 2016-05-06 4 NUNN RONALD NLN Stock Options (right to buy) M - Exercise D 0.43 -150,000 0
2016-05-10 2016-05-06 4 NUNN RONALD NLN Common Stock M - Exercise D 0.4300 85,819 37 2,850,072
2016-05-10 2016-05-06 4 REICHBACH ROY E NLN Stock Options (right to buy) M - Exercise D 0.43 -150,000 0
2016-05-10 2016-05-06 4 REICHBACH ROY E NLN Common Stock M - Exercise D 0.4300 85,819 37 639,701
2016-03-31 2016-03-29 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.8695 1,500,000 1,304 14,575,791
2016-03-31 2016-03-29 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.7821 63,930 50 13,075,791
2016-03-31 2016-03-29 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.7821 -63,930 -50 1,215,323
2016-03-31 2016-03-29 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.8695 1,500,000 1,304 53,187,437
2016-03-31 2016-03-29 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.7821 63,930 50 51,687,437
2016-03-09 2016-03-07 4 WANG CHARLES B By spouse NLN Restricted Common Stock A - Award I 750,000 750,000
2016-03-09 2016-03-07 4 MCCARTHY ARTHUR J NLN Restricted Common Stock A - Award D 600,000 600,000
2016-03-09 2016-03-07 4 WAGNER J CHRISTOPHER NLN Restricted Common Stock A - Award D 600,000 600,000
2016-03-09 2016-03-07 4 NUNN RONALD NLN Restricted Common Stock A - Award D 600,000 600,000
2016-03-09 2016-03-07 4 HER HORNGWEI NLN Restricted Common Stock A - Award D 600,000 600,000
2016-03-09 2016-03-07 4 REICHBACH ROY E NLN Restricted Common Stock A - Award D 600,000 600,000
2016-03-09 2016-03-07 4 LI NANCY NLN Restricted Common Stock A - Award D 750,000 750,000
2016-03-09 2016-03-07 4 Jemili Kanaan NLN Restricted Common Stock A - Award D 750,000 750,000
2015-12-24 2015-12-22 4 BATTISTA GABRIEL NLN Common Stock S - Sale D 0.5400 -46,875 -25 329,783
2015-12-17 2015-12-16 4 Bostrom Robert E. NLN Common Stock A - Award D 15,533 30,102
2015-12-17 2015-12-16 4 Hale James Richard NLN Common Stock A - Award D 36,891 49,356
2015-12-17 2015-12-16 4 Coelho John Anthony NLN Common Stock A - Award D 31,066 43,531
2015-12-17 2015-12-16 4 LI NANCY By spouse NLN Common Stock A - Award I 36,891 51,623,507
2015-12-17 2015-12-16 4 WANG CHARLES B NLN Common Stock A - Award D 36,891 13,011,861
2015-12-17 2015-12-16 4 BATTISTA GABRIEL NLN Common Stock A - Award D 15,533 376,658
2015-12-17 2015-12-16 4 KRONFELD DAVID NLN Common Stock A - Award D 34,949 570,361
2015-12-17 2015-12-16 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 29,124 626,950
2015-11-20 2015-11-19 4 LI NANCY By spouse NLN Common Stock J - Other I 15,534,956 51,586,616
2015-11-20 2015-11-19 4 LI NANCY By spouse NLN Class 4 Preference Shares J - Other I -4,035,356 0
2015-11-20 2015-11-19 4 LI NANCY By spouse NLN Class 3 Preference Shares J - Other I -6,313,875 0
2015-11-20 2015-11-19 4 WANG CHARLES B By JK&B Capital V Special Opportunity Fund, L.P. NLN Common Stock J - Other I 15,534,956 15,534,956
2015-11-20 2015-11-19 4 WANG CHARLES B By JK&B Capital V Special Opportunity Fund, L.P. NLN Class 4 Preference Shares J - Other I -4,035,356 0
2015-11-20 2015-11-19 4 WANG CHARLES B By JK&B Capital V Special Opportunity Fund, L.P. NLN Class 3 Preference Shares J - Other I -6,313,875 0
2015-11-20 2015-11-19 4 BATTISTA GABRIEL By The Gabriel A. Battista Revocable Trust Under a Trust dated August 22, 2006 NLN Common Stock J - Other I 137,487 237,487
2015-11-20 2015-11-19 4 BATTISTA GABRIEL By The Gabriel A. Battista Revocable Trust Under a Trust dated August 22, 2006 NLN Class 3 Preference Shares J - Other I -103,061 0
2015-11-20 2015-11-19 4 KRONFELD DAVID By JK&B Capital V Special Opportunity Fund, L.P. NLN Common Stock J - Other I 15,534,956 15,534,956
2015-11-20 2015-11-19 4 KRONFELD DAVID By JK&B Capital V, L.P. NLN Common Stock J - Other I 20,592,850 20,592,850
2015-11-20 2015-11-19 4 KRONFELD DAVID By JK&B Capital V, L.P. NLN Class 4 Preference Shares J - Other I -6,219,991 0
2015-11-20 2015-11-19 4 KRONFELD DAVID By JK&B Capital V Special Opportunity Fund, L.P. NLN Class 4 Preference Shares J - Other I -4,692,274 0
2015-11-20 2015-11-19 4 KRONFELD DAVID By JK&B Capital V Special Opportunity Fund, L.P. NLN Class 3 Preference Shares J - Other I -7,341,715 0
2015-11-20 2015-11-19 4 KRONFELD DAVID By JK&B Capital V, L.P. NLN Class 3 Preference Shares J - Other I -9,732,042 0
2015-11-16 2015-11-13 4 BATTISTA GABRIEL NLN Common Stock S - Sale D 0.5137 -30,700 -16 361,125
2015-09-24 2015-09-23 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.5280 92,801 49 36,051,660
2015-09-24 2015-09-23 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.5280 -92,801 -49 1,279,253
2015-09-24 2015-09-23 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.5280 92,801 49 12,974,970
2015-09-01 2015-08-28 4 BATTISTA GABRIEL By The Gabriel A. Battista Revocable Trust Under a Trust dated August 22, 2006 NLN Common Stock P - Purchase I 0.6676 100,000 67 100,000
2015-08-26 2015-08-24 4 Jemili Kanaan NLN Restricted Common Stock A - Award D 300,000 300,000
2015-08-26 2015-08-25 4 Hale James Richard By Parallax Capital Fund, L.P. NLN Common Stock P - Purchase I 0.5528 347,000 192 1,747,000
2015-08-26 2015-08-24 4 Hale James Richard By Parallax Capital Fund, L.P. NLN Common Stock P - Purchase I 0.5674 194,000 110 1,400,000
2015-08-26 2015-08-25 4 PCF 1, LLC NLN Cmmon Stock P - Purchase D 0.5528 347,000 192 1,747,000
2015-08-26 2015-08-24 4 PCF 1, LLC NLN Common Stock P - Purchase D 0.5674 194,000 110 1,400,000
2015-08-25 2015-08-21 4 PCF 1, LLC NLN Common Stock P - Purchase D 0.5788 1,055,500 611 1,206,000
2015-08-25 2015-08-21 4 Hale James Richard By Parallax Capital Fund, LP NLN Common Stock P - Purchase I 0.5788 1,055,500 611 1,206,000
2015-08-21 2015-08-20 4 PCF 1, LLC NLN Common Stock P - Purchase D 0.5447 121,500 66 61,881,672
2015-08-21 2015-08-19 4 PCF 1, LLC NLN Common Stock P - Purchase D 0.4660 29,000 14 61,760,172
2015-08-21 2015-08-20 4 Hale James Richard By PCF 1, LLC NLN Common Stock P - Purchase I 0.5447 121,500 66 61,881,672
2015-08-21 2015-08-19 4 Hale James Richard By PCF 1, LLC NLN Common Stock P - Purchase I 0.4660 29,000 14 61,760,172
2015-08-07 2015-08-06 4 REICHBACH ROY E NLN Common Stock P - Purchase D 0.5874 50,000 29 553,882
2015-08-07 2015-08-06 4 MCCARTHY ARTHUR J NLN Common Stock P - Purchase D 0.5990 100,000 60 259,933
2015-08-07 2015-08-06 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.6481 1,000,000 648 35,958,859
2015-08-07 2015-08-06 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.6481 1,000,000 648 12,882,169
2015-07-29 2015-07-27 4 LI NANCY By spouse NLN Common Stock A - Award I 19,132 34,958,859
2015-07-29 2015-07-27 4 Hale James Richard NLN Common Stock A - Award D 12,465 12,465
2015-07-29 2015-07-27 4 Bostrom Robert E. NLN Common Stock A - Award D 6,522 14,569
2015-07-29 2015-07-27 4 Coelho John Anthony NLN Common Stock A - Award D 12,465 12,465
2015-07-29 2015-07-27 4 WANG CHARLES B NLN Common Stock A - Award D 19,132 11,882,169
2015-07-29 2015-07-27 4 BATTISTA GABRIEL NLN Common Stock A - Award D 7,827 391,825
2015-07-29 2015-07-27 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 14,784 597,826
2015-07-29 2015-07-27 4 KRONFELD DAVID NLN Common Stock A - Award D 17,393 535,412
2015-07-15 2015-07-13 4 Grab Eric NLN Employee Stock Options (right to buy) A - Award D 1.16 50,000 50,000
2015-06-24 2015-06-04 4 Hale James Richard By PCF 1, LLC NLN Common Stock P - Purchase I 1.0449 25,840,956 27,001 61,731,172
2015-06-24 2015-06-04 4 PCF 1, LLC NLN Common Stock P - Purchase D 1.0449 25,840,956 27,001 61,731,172
2015-05-22 2015-05-21 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.9480 -125,000 -118 1,372,054
2015-05-20 2015-05-18 4 WANG CHARLES B By spouse NLN Restricted Common Stock A - Award I 750,000 750,000
2015-05-20 2015-05-18 4 MCCARTHY ARTHUR J NLN Restricted Common Stock A - Award D 300,000 300,000
2015-05-20 2015-05-18 4 WAGNER J CHRISTOPHER NLN Restricted Common Stock A - Award D 200,000 200,000
2015-05-20 2015-05-18 4 NUNN RONALD NLN Restricted Common Stock A - Award D 400,000 400,000
2015-05-20 2015-05-18 4 HER HORNGWEI NLN Restricted Common Stock A - Award D 400,000 400,000
2015-05-20 2015-05-18 4 REICHBACH ROY E NLN Restricted Common Stock A - Award D 300,000 300,000
2015-05-20 2015-05-18 4 LI NANCY NLN Restricted Common Stock A - Award D 750,000 750,000
2015-05-20 2015-05-18 4 Jemili Kanaan NLN Restricted Common Stock A - Award D 750,000 750,000
2015-05-19 2015-05-15 4 Anderson John R NLN Common Stock S - Sale D 0.9350 -50,000 -47 213,134
2015-03-24 2015-03-18 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.7993 -25,000 -20 1,497,054
2015-03-24 2015-03-18 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.7963 -20,000 -16 1,522,054
2015-03-24 2015-03-18 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.8125 -15,000 -12 1,542,054
2015-03-19 2015-03-18 4 HER HORNGWEI NLN Employee Stock Option (right to buy) M - Exercise D 0.59 -150,000 0
2015-03-19 2015-03-18 4 HER HORNGWEI NLN Common Stock M - Exercise D 0.5900 38,488 23 2,781,441
2015-03-19 2015-03-18 4 NUNN RONALD NLN Stock Options (Right to buy) M - Exercise D 0.59 -150,000 0
2015-03-19 2015-03-18 4 NUNN RONALD NLN Common Stock M - Exercise D 0.5900 38,488 23 2,764,253
2015-03-17 2015-03-16 4 WAGNER J CHRISTOPHER NLN Stock Options (right to buy) M - Exercise D 0.59 -150,000 0
2015-03-17 2015-03-16 4 WAGNER J CHRISTOPHER NLN Common Stock M - Exercise D 0.5900 39,012 23 1,557,054
2015-03-11 2015-03-10 4 MCCARTHY ARTHUR J NLN Employee Stock Options (right to buy) M - Exercise D 0.59 -150,000 0
2015-03-11 2015-03-10 4 MCCARTHY ARTHUR J NLN Common Stock M - Exercise D 0.5900 50,771 30 159,933
2015-03-11 2015-03-10 4 LI NANCY NLN Employee Stock Options (right to buy) M - Exercise D 0.59 -450,000 0
2015-03-11 2015-03-10 4 LI NANCY NLN Common Stock M - Exercise D 0.5900 450,000 266 40,150,056
2015-03-11 2015-03-10 4 WANG CHARLES B By spouse NLN Common Stock M - Exercise I 0.5900 450,000 266 40,206,096
2015-03-10 2015-03-06 4 REICHBACH ROY E NLN Stock Options (right to buy) M - Exercise D 0.59 -150,000 0
2015-03-10 2015-03-06 4 REICHBACH ROY E NLN Common Stock M - Exercise D 0.5900 150,000 88 503,882
2015-03-10 2015-03-06 4 PATERSON SCOTT Paterson Family Trust NLN Warrant (right to buy) X - Other I 0.30 0.2047 -151,587 -31 0
2015-03-10 2015-03-06 4 PATERSON SCOTT Patstar Inc. NLN Warrant (right to buy) X - Other I 0.30 0.2047 -187,500 -38 0
2015-03-10 2015-03-06 4 PATERSON SCOTT Paterson Family Trust NLN Common Stock X - Other I 0.3000 102,704 31 252,704
2015-03-10 2015-03-06 4 PATERSON SCOTT Patstar Inc. NLN Common Stock X - Other I 0.3000 127,035 38 502,035
2015-02-09 3 Hale James Richard By PCF 1, LLC NLN Common Stock I 71,780,432
2015-02-09 3 Hale James Richard By PCF 1, LLC NLN Common Stock I 71,780,432
2015-02-09 3 Parallax Holdings, LLC NLN Common Stock D 71,780,432
2015-02-09 3 Parallax Holdings, LLC NLN Common Stock D 71,780,432
2015-02-09 3 Parallax Holdings, LLC NLN Common Stock D 71,780,432
2015-02-09 3 Parallax Holdings, LLC NLN Common Stock D 71,780,432
2015-02-09 3 Parallax Holdings, LLC NLN Common Stock D 71,780,432
2014-12-23 2014-12-23 4 LI NANCY By spouse NLN Common Stock A - Award I 20,762 34,939,727
2014-12-23 2014-12-23 4 Bostrom Robert E. NLN Common Stock A - Award D 8,047 8,047
2014-12-23 2014-12-23 4 WANG CHARLES B NLN Common Stock A - Award D 20,762 11,863,037
2014-12-23 2014-12-23 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 18,874 583,042
2014-12-23 2014-12-23 4 KRONFELD DAVID NLN Common Stock A - Award D 16,987 518,019
2014-12-23 2014-12-23 4 BATTISTA GABRIEL NLN Common Stock A - Award D 8,493 383,998
2014-12-23 2014-12-23 4 Anderson John R NLN Common Stock A - Award D 11,089 263,134
2014-09-30 2014-09-29 4 Anderson John R NLN Common Stock S - Sale D 0.9200 -26,900 -25 252,045
2014-09-29 2014-09-26 4 Anderson John R NLN Common Stock S - Sale D 0.9200 -22,000 -20 278,945
2014-09-29 2014-09-25 4 Anderson John R NLN Common Stock S - Sale D 0.9400 -46,400 -44 300,945
2014-09-25 2014-09-23 4 PATERSON SCOTT G. Scott Paterson Foundation NLN Common Stock G - Gift I 0.9800 50,000 49 85,000
2014-09-25 2014-09-23 4 PATERSON SCOTT NLN Common Stock G - Gift D 0.9800 -50,000 -49 8,792,113
2014-09-16 2014-09-12 4 LI NANCY By spouse NLN Common Stock X - Other I 0.3000 819,582 246 34,918,965
2014-09-16 2014-09-12 4 LI NANCY By spouse NLN Common Stock X - Other I 0.3000 997,612 299 34,099,383
2014-09-16 2014-09-12 4 WANG CHARLES B NLN Warrant (right to buy) X - Other D 0.30 0.2000 -1,167,250 -233 0
2014-09-16 2014-09-12 4 WANG CHARLES B NLN Warrant (right to buy) X - Other D 0.30 0.2000 -1,420,800 -284 0
2014-09-16 2014-09-12 4 WANG CHARLES B NLN Common Stock X - Other D 0.3000 819,582 246 11,842,275
2014-09-16 2014-09-12 4 WANG CHARLES B NLN Common Stock X - Other D 0.3000 997,612 299 11,022,693
2014-09-12 2014-09-10 4 PATERSON SCOTT NLN Warrant (right to buy) X - Other D 0.30 0.2047 -560,000 -115 0
2014-09-12 2014-09-10 4 PATERSON SCOTT NLN Common Stock X - Other D 0.3000 396,823 119 8,842,113
2014-06-25 2014-06-23 4 PATERSON SCOTT G. Scott Paterson Inc. NLN Warrant (right to buy) X - Other I 0.30 0.2047 -125,000 -26 0
2014-06-25 2014-06-23 4 PATERSON SCOTT G. Scott Paterson Inc. NLN Common Stock X - Other I 0.3000 91,724 28 341,724
2014-06-23 2014-06-20 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 18,660 564,168
2014-06-23 2014-06-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 7,997 375,505
2014-06-23 2014-06-20 4 KRONFELD DAVID NLN Common Stock A - Award D 16,883 501,032
2014-06-23 2014-06-20 4 WANG CHARLES B NLN Common Stock A - Award D 16,883 10,025,081
2014-06-23 2014-06-20 4 Anderson John R NLN Common Stock A - Award D 11,551 347,345
2014-06-23 2014-06-20 4 LI NANCY By spouse NLN Common Stock A - Award I 16,883 33,101,771
2014-05-14 2014-05-12 4 WANG CHARLES B By spouse NLN Stock Options (right to buy) A - Award I 1.03 400,000 400,000
2014-05-14 2014-05-12 4 MCCARTHY ARTHUR J NLN Stock Options (Right to buy) A - Award D 0.94 150,000 150,000
2014-05-14 2014-05-12 4 WAGNER J CHRISTOPHER NLN Stock Options (right to buy) A - Award D 0.94 50,000 50,000
2014-05-14 2014-05-12 4 NUNN RONALD NLN Stock Options (Right to buy) A - Award D 0.94 200,000 200,000
2014-05-14 2014-05-12 4 HER HORNGWEI NLN Stock Options (right to buy) A - Award D 0.94 200,000 200,000
2014-05-14 2014-05-12 4 REICHBACH ROY E NLN Stock Options (right to buy) A - Award D 0.94 150,000 150,000
2014-05-14 2014-05-12 4 LI NANCY NLN Stock Options (right to buy) A - Award D 1.03 400,000 400,000
2014-04-25 2014-03-20 4 PATERSON SCOTT G. Scott Paterson Foundation NLN Common Stock S - Sale I 0.8900 -215,000 -191 35,000
2014-04-25 2014-03-20 4 PATERSON SCOTT Paterson Family Trust NLN Common Stock S - Sale I 0.8900 -150,000 -134 850,000
2014-03-24 2014-03-20 4 PATERSON SCOTT NLN Common Stock G - Gift D 0.9162 -250,000 -229 8,445,290
2014-03-20 2014-03-18 4 Anderson John R NLN Common Stock S - Sale D 0.7500 -100,000 -75 335,794
2013-12-20 2013-12-19 4 BATTISTA GABRIEL NLN Common Stock A - Award D 16,730 367,508
2013-12-20 2013-12-19 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 37,643 545,508
2013-12-20 2013-12-19 4 WANG CHARLES B NLN Common Stock A - Award D 39,734 10,008,198
2013-12-20 2013-12-19 4 KRONFELD DAVID NLN Common Stock A - Award D 27,187 484,149
2013-12-20 2013-12-19 4 Anderson John R NLN Common Stock A - Award D 22,481 435,794
2013-12-20 2013-12-19 4 LI NANCY By spouse NLN Common Stock A - Award I 39,734 33,084,888
2013-11-14 2013-11-13 4 WANG CHARLES B By spouse NLN Common Stock M - Exercise I 0.4700 450,000 212 39,756,096
2013-11-14 2013-11-12 4 MCCARTHY ARTHUR J NLN Employee Stock Option (right to buy) M - Exercise D 0.47 -150,000 0
2013-11-14 2013-11-12 4 MCCARTHY ARTHUR J NLN Common Stock S - Sale D 0.5100 -150,000 -76 109,162
2013-11-14 2013-11-12 4 MCCARTHY ARTHUR J NLN Common Stock M - Exercise D 0.4700 150,000 70 259,162
2013-11-14 2013-11-13 4 HER HORNGWEI NLN Employee Stock Option (right to buy) M - Exercise D 0.47 -150,000 0
2013-11-14 2013-11-13 4 HER HORNGWEI NLN Common Stock M - Exercise D 0.4700 14,018 7 2,742,953
2013-11-14 2013-11-13 4 LI NANCY NLN Employee Stock Options (right to buy) M - Exercise D 0.47 -450,000 0
2013-11-14 2013-11-13 4 LI NANCY NLN Common Stock M - Exercise D 0.4700 450,000 212 39,700,056
2013-10-01 2013-09-30 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.4400 170,455 75 9,968,464
2013-10-01 2013-09-30 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.4400 -170,455 -75 1,518,042
2013-10-01 2013-09-30 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.4400 170,455 75 33,045,154
2013-09-16 2013-09-12 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.4400 170,454 75 9,798,009
2013-09-16 2013-09-12 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.4400 -170,454 -75 1,688,497
2013-09-16 2013-09-12 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.4400 170,454 75 32,874,699
2013-08-15 2013-08-13 4 WANG CHARLES B By spouse NLN Stock Options (Right to buy) A - Award I 0.48 900,000 900,000
2013-08-15 2013-08-13 4 WANG CHARLES B By spouse NLN Common Stock A - Award I 89,162 39,306,096
2013-08-15 2013-08-13 4 MCCARTHY ARTHUR J NLN Stock Options (Right to buy) A - Award D 0.44 600,000 600,000
2013-08-15 2013-08-13 4 MCCARTHY ARTHUR J NLN Common Stock A - Award D 89,162 109,162
2013-08-15 2013-08-13 4 WAGNER J CHRISTOPHER NLN Stock Options (right to buy) A - Award D 0.44 1,000,000 1,000,000
2013-08-15 2013-08-13 4 WAGNER J CHRISTOPHER NLN Common Stock A - Award D 69,348 1,858,951
2013-08-15 2013-08-13 4 NUNN RONALD NLN Stock Options (Right to buy) A - Award D 0.44 1,000,000 1,000,000
2013-08-15 2013-08-13 4 NUNN RONALD NLN Common Stock A - Award D 69,348 2,725,765
2013-08-15 2013-08-13 4 HER HORNGWEI NLN Stock Options (right to buy) A - Award D 0.44 1,000,000 1,000,000
2013-08-15 2013-08-13 4 HER HORNGWEI NLN Common Stock A - Award D 72,518 2,728,935
2013-08-15 2013-08-13 4 REICHBACH ROY E NLN Stock Options (right to buy) A - Award D 0.44 750,000 750,000
2013-08-15 2013-08-13 4 REICHBACH ROY E NLN Common Stock A - Award D 118,882 353,882
2013-08-15 2013-08-13 4 LI NANCY NLN Stock Options (right to buy) A - Award D 0.48 900,000 900,000
2013-08-15 2013-08-13 4 LI NANCY NLN Common Stock A - Award D 89,162 39,250,056
2013-08-14 2013-08-13 4 BATTISTA GABRIEL NLN Stock Options (Right to buy) A - Award D 0.44 100,000 100,000
2013-08-14 2013-08-13 4 Anderson John R NLN Stock Options (Right to buy) A - Award D 0.44 100,000 100,000
2013-06-28 2013-06-27 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 36,969 507,865
2013-06-28 2013-06-27 4 BATTISTA GABRIEL NLN Common Stock A - Award D 16,429 350,778
2013-06-28 2013-06-27 4 KRONFELD DAVID NLN Common Stock A - Award D 36,969 456,962
2013-06-28 2013-06-27 4 WANG CHARLES B NLN Common Stock A - Award D 39,023 9,627,555
2013-06-28 2013-06-27 4 Anderson John R NLN Common Stock A - Award D 22,079 413,313
2013-06-28 2013-06-27 4 LI NANCY By spouse NLN Common Stock A - Award I 39,023 32,704,245
2013-06-24 2013-06-20 4 Anderson John R NLN Common Stock S - Sale D 0.4910 -16,531 -8 391,234
2013-06-12 2013-06-05 4 WANG CHARLES B NLN Warrant (right to buy) P - Purchase D 0.30 0.2000 1,420,800 284 1,420,800
2013-06-12 2013-06-05 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2000 2,665,100 533 9,412,032
2013-06-12 2013-06-05 4 LI NANCY By spouse NLN Warrants (right to buy) P - Purchase I 0.30 0.2000 1,420,800 284 1,420,800
2013-06-12 2013-06-05 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.2000 2,841,600 568 32,665,222
2013-01-16 2013-01-03 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2630 -40,000 -11 1,789,603
2013-01-03 2012-12-31 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.3010 266,500 80 6,746,932
2013-01-03 2012-12-31 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.3010 266,500 80 29,823,622
2013-01-02 2012-12-28 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2920 300,000 88 6,480,432
2013-01-02 2012-12-28 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.2920 300,000 88 29,557,122
2012-12-28 2012-12-24 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2880 5,500 2 6,180,432
2012-12-28 2012-12-24 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.2880 5,500 2 29,257,122
2012-12-26 2012-12-20 4 KRONFELD DAVID NLN Common Stock A - Award D 62,016 419,993
2012-12-26 2012-12-21 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2858 201,500 58 6,174,932
2012-12-26 2012-12-21 4 LI NANCY By spouse NLN Common Stock P - Purchase I 0.2858 201,500 58 29,251,622
2012-12-21 2012-12-20 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 62,016 470,896
2012-12-21 2012-12-20 4 WANG CHARLES B NLN Common Stock A - Award D 50,388 5,973,432
2012-12-21 2012-12-20 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2600 34,000 9 5,923,044
2012-12-21 2012-12-19 4 WANG CHARLES B By AvantaLion LLC NLN Common Stock G - Gift I -5,000,000 22,820,650
2012-12-21 2012-12-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 27,132 334,349
2012-12-21 2012-12-19 4 LI NANCY By spouse NLN Common Stock G - Gift I -5,000,000 29,050,122
2012-12-21 2012-12-20 4 Anderson John R NLN Common Stock A - Award D 37,791 407,765
2012-12-21 2012-12-19 4 AvantaLion LLC NLN Common Stock G - Gift D -5,000,000 22,820,650
2012-12-06 2012-11-28 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2500 -20,000 -5 1,829,603
2012-11-28 2012-11-26 4 Willis Gregory T By Gregory and Lois Willis IRA NLN Common Stock P - Purchase I 0.3100 12,500 4 25,000
2012-11-20 2012-11-16 4 Willis Gregory T By Gregory and Lois Willis IRA NLN Common Stock P - Purchase I 0.2800 12,500 4 12,500
2012-11-14 2012-10-01 4 PATERSON SCOTT NLN Common Stock J - Other D 1.5000 38,000 57 8,695,290
2012-11-14 2012-10-09 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2200 -20,000 -4 1,849,603
2012-11-14 2012-09-17 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2100 -23,000 -5 1,869,603
2012-11-14 2012-09-14 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2100 -7,000 -1 1,892,603
2012-11-14 2012-09-13 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2100 -30,000 -6 1,899,603
2012-11-14 2012-09-10 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2300 -30,500 -7 1,929,603
2012-11-14 2012-09-06 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2100 -25,000 -5 1,960,103
2012-10-02 2012-09-28 4 Willis Gregory T NLN Stock Options (right to buy) A - Award D 0.25 400,000 400,000
2012-09-27 2012-09-25 4 WANG CHARLES B NLN Convertible Note A - Award D 0.00 545,628.0000 2,665,500 1,454,371,434 2,665,500
2012-09-27 2012-09-25 4 WANG CHARLES B NLN Warrant (right to buy) A - Award D 0.30 545,628.0000 1,332,750 727,185,717 2,500,000
2012-09-27 2012-09-25 4 WANG CHARLES B NLN Warrant (right to buy) A - Award D 0.30 0.2047 1,167,250 239 1,167,250
2012-09-27 2012-09-25 4 WANG CHARLES B NLN Common Stock A - Award D 0.2047 2,334,500 478 5,889,044
2012-09-27 2012-09-25 4 PATERSON SCOTT G. Scott Paterson Inc. NLN.TO Warrant (right to buy) A - Award I 0.30 0.2047 125,000 26 125,000
2012-09-27 2012-09-25 4 PATERSON SCOTT Patstar Inc. NLN.TO Warrant (right to buy) A - Award I 0.30 0.2047 162,500 33 162,500
2012-09-27 2012-09-25 4 PATERSON SCOTT NLN.TO Warrant (right to buy) A - Award D 0.30 0.2047 560,000 115 560,000
2012-09-27 2012-09-25 4 PATERSON SCOTT G. Scott Paterson Inc. NLN.TO Common Stock P - Purchase I 0.2047 250,000 51 250,000
2012-09-27 2012-09-25 4 PATERSON SCOTT Patstar Inc. NLN.TO Common Stock P - Purchase I 0.2047 375,000 77 375,000
2012-09-27 2012-09-25 4 PATERSON SCOTT NLN.TO Common Stock P - Purchase D 0.2047 1,120,000 229 8,657,290
2012-09-27 2012-09-25 4 LI NANCY By spouse NLN Convertible Note A - Award I 0.00 545,628.0000 2,665,500 1,454,371,434 2,665,500
2012-09-27 2012-09-25 4 LI NANCY By spouse NLN Warrants (right to buy) A - Award I 0.30 545,628.0000 1,332,750 727,185,717 2,500,000
2012-09-27 2012-09-25 4 LI NANCY By spouse NLN Warrants (right to buy) A - Award I 0.30 0.2047 1,167,250 239 1,167,250
2012-09-27 2012-09-25 4 LI NANCY By spouse NLN Common Stock A - Award I 0.2047 2,334,500 478 33,965,734
2012-06-29 2012-06-29 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.1964 150,000 29 3,554,544
2012-06-21 2012-06-20 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 85,308 408,880
2012-06-21 2012-06-20 4 WANG CHARLES B NLN Common Stock A - Award D 90,047 3,404,544
2012-06-21 2012-06-20 4 BATTISTA GABRIEL NLN Common Stock A - Award D 37,915 307,217
2012-06-21 2012-06-20 4 KRONFELD DAVID NLN Common Stock A - Award D 90,047 357,977
2012-06-21 2012-06-20 4 Anderson John R NLN Common Stock A - Award D 54,503 369,974
2012-06-20 2012-06-18 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2148 200,000 43 3,314,497
2012-06-18 2012-06-15 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2246 178,500 40 3,114,497
2012-06-18 2012-06-14 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2278 153,500 35 2,935,997
2012-06-14 2012-06-12 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2241 29,000 6 2,782,497
2012-06-11 2012-06-08 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2311 24,000 6 2,753,497
2012-06-11 2012-06-07 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2208 15,000 3 2,729,497
2012-06-11 2012-06-08 4 REICHBACH ROY E NLN Common Stock P - Purchase D 0.2393 25,000 6 235,000
2012-06-07 2012-06-05 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2102 80,000 17 2,714,497
2012-06-07 2012-06-05 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2066 -55,000 -11 1,975,103
2012-06-06 2012-06-04 4 WANG CHARLES B By spouse NLN Stock Options (right to buy) A - Award I 0.18 450,000 450,000
2012-06-06 2012-06-04 4 WAGNER J CHRISTOPHER NLN Stock Options (right to buy) A - Award D 0.18 50,000 50,000
2012-06-06 2012-06-04 4 MCCARTHY ARTHUR J NLN Stock Options (right to buy) A - Award D 0.18 150,000 150,000
2012-06-06 2012-06-04 4 NUNN RONALD NLN Stock Options (right to buy) A - Award D 0.18 200,000 200,000
2012-06-06 2012-06-04 4 HER HORNGWEI NLN Stock Options (right to buy) A - Award D 0.18 200,000 200,000
2012-06-06 2012-06-04 4 LI NANCY NLN Stock Options (right to buy) A - Award D 0.18 450,000 450,000
2012-06-06 2012-06-04 4 REICHBACH ROY E NLN Stock Options (right to buy) A - Award D 0.18 150,000 150,000
2012-04-12 2012-03-30 4 PATERSON SCOTT NLN Common Stock P - Purchase D 0.2400 221,000 53 7,537,290
2012-03-29 2012-03-22 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2220 20,000 4 2,030,103
2012-03-29 2012-03-21 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2200 20,000 4 2,050,103
2012-03-29 2012-03-20 4 WAGNER J CHRISTOPHER NLN Common Stock S - Sale D 0.2235 10,000 2 2,070,103
2012-03-26 2012-03-22 4 PATERSON SCOTT NLN Common Stock P - Purchase D 0.2200 29,000 6 7,316,290
2012-03-22 2012-03-20 4 PATERSON SCOTT NLN Common Stock P - Purchase D 0.2400 80,000 19 7,287,290
2012-01-19 2012-01-17 4 KENNY SHIRLEY STRUM NLN Common Stock A - Award D 36,364 323,572
2012-01-19 2012-01-17 4 KRONFELD DAVID NLN Common Stock A - Award D 36,364 267,930
2012-01-19 2012-01-17 4 WANG CHARLES B NLN Common Stock A - Award D 40,000 2,634,997
2012-01-19 2012-01-17 4 BATTISTA GABRIEL NLN Common Stock A - Award D 34,545 269,302
2012-01-19 2012-01-17 4 Anderson John R NLN Common Stock A - Award D 42,727 315,471
2012-01-04 2011-12-30 4 WANG CHARLES B NLN Common Stock P - Purchase D 0.2501 35,000 9 2,594,997
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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