LIQD Insider Trading - Liquid Holdings Group, Inc.

內部人士股份

19,586,759 shares

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Liquid Holdings Group, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

See our leaderboard of most profitable insider traders.

內部人士	平均收益（%）	持股數量	分拆調整

Report errors via our new Insider Auditing Tool

追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 LIQD / Liquid Holdings Group, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2014-11-03	Guarino Alan C.	20,000	0.7792	20,000	0.7792	15,584	25	1.1600	7,616	48.87
2014-05-20	Simone Victor R Jr	25,000	1.5840	25,000	1.5840	39,600
2014-05-20	Bernstein Jay Howard	25,000	1.3500	25,000	1.3500	33,750
2014-05-19	Bernstein Jay Howard	50,000	1.2773	50,000	1.2773	63,865
2014-05-16	STORMS BRIAN M	100,000	1.2620	100,000	1.2620	126,200
2014-05-16	Bernstein Jay Howard	50,300	1.2600	50,300	1.2600	63,378
2014-05-15	Bernstein Jay Howard	1,800,000	1.2500	1,800,000	1.2500	2,250,000
2014-05-15	Francescani David	600,000	1.2500	600,000	1.2500	750,000
2014-05-15	Ibietatorremendia Jose	20,000	1.2550	20,000	1.2550	25,100

經調整價格已按拆股調整。經調整股數已按拆股調整。

LIQD / Liquid Holdings Group, Inc. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 LIQD / Liquid Holdings Group, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2015-12-09	MSD Partners, L.P.	6,000,000	0.0152	6,000,000	0.0152	91,200	50	0.0020	-79,200	-86.84
2014-01-29	SCHAEFFER RICHARD	361,880	5.5000	361,880	5.5000	1,990,340

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2015-12-11	2015-12-09	4	MSD Partners, L.P. See footnotes	LIQD	Common stock	S - Sale	I		0.0152	-6,000,000	-91		0
2015-09-10	2015-09-08	4	STORMS BRIAN M	LIQD	Common stock	D - Sale to Issuer	D			-519,474			1,533,525
2015-03-25	2015-03-23	4	Ibietatorremendia Jose	LIQD	Common Stock	F - Taxes	D		0.3145	-6,725	-2		39,478
2015-03-25	2015-03-23	4	O'Boyle Robert	LIQD	Common Stock	F - Taxes	D		0.3145	-6,494	-2		33,412
2015-03-19	2015-03-16	4	STORMS BRIAN M	LIQD	Common Stock	F - Taxes	D		0.2899	-94,414	-27		2,052,999
2015-03-18		3	Cooper Bruce P	LIQD	Common Stock		D						505,728
2015-03-18		3	Cooper Bruce P	LIQD	Common Stock		D						505,728
2014-12-23	2014-12-10	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Put Option (right to sell)	J - Other	I	5.50		535,000		535,000
2014-12-23	2014-12-10	4	VON ALLMEN DOUGLAS J By Von Allmen Dynasty Trust	LIQD	Put Option (right to sell)	J - Other	I	5.50		535,000		535,000
2014-11-17	2014-11-13	4	KENT PETER R	LIQD	Employee Stock Optiom (right to buy)	A - Award	D	1.50		1,000,000		1,000,000
2014-11-17	2014-11-13	4	Ibietatorremendia Jose	LIQD	Employee Stock Optiom (right to buy)	A - Award	D	1.50		50,000		50,000
2014-11-17	2014-11-13	4	O'Boyle Robert	LIQD	Employee Stock Optiom (right to buy)	A - Award	D	1.50		175,000		175,000
2014-11-05	2014-11-03	4	Guarino Alan C.	LIQD	Common Stock	P - Purchase	D		0.7792	20,000	16		20,000
2014-11-03		3	Guarino Alan C.	LIQD	Common Stock		D						0
2014-10-30		3	KENT PETER R	LIQD	Common Stock		D						0
2014-09-19	2014-09-18	4	Shifrin Kenneth David	LIQD	Common Stock	S - Sale	D		1.4349	-13,480	-19		50,712
2014-08-22	2014-08-20	4	Shifrin Kenneth David	LIQD	Common Stock	S - Sale	D		1.3456	-20,260	-27		64,192
2014-07-24	2014-07-23	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	J - Other	I		1.8182	55,000	100		11,966,141
2014-06-26	2014-06-25	4	STORMS BRIAN M	LIQD	Common Stock	A - Award	D			779,211			2,147,413
2014-06-26	2014-06-25	4	STORMS BRIAN M	LIQD	Common Stock	D - Sale to Issuer	D			-253,343			1,368,202
2014-06-23	2014-06-21	4	Bernstein Jay Howard	LIQD	Common Stock	A - Award	D			3,327			2,089,211
2014-06-13	2014-06-12	4	Raquet Walter F	LIQD	Common Stock	A - Award	D			3,327			18,928
2014-06-13	2014-06-11	4	Ross Thomas Rogerson	LIQD	Common Stock	A - Award	D			3,327			117,646
2014-06-11	2014-06-10	4	SUSKIND DENNIS A	LIQD	Common Stock	A - Award	D			3,327			75,732
2014-06-11	2014-06-10	4	Davy Darren	LIQD	Common Stock	A - Award	D			3,327			294,135
2014-06-09	2014-06-09	4	Simone Victor R Jr	LIQD	Common Stock	A - Award	D			6,357			106,969
2014-06-09	2014-06-09	4	Zavarro Allan	LIQD	Common Stock	A - Award	D			3,327			38,186
2014-06-09	2014-06-09	4	Francescani David	LIQD	Common Stock	A - Award	D			3,327			730,189
2014-05-30		3	MSD Credit Opportunity Master Fund, L.P. See footnotes	LIQD	Common Stock		I						12,000,000
2014-05-30		3	MSD Credit Opportunity Master Fund, L.P. See footnotes	LIQD	Common Stock		I						12,000,000
2014-05-30		3	MSD Credit Opportunity Master Fund, L.P. See footnotes	LIQD	Common Stock		I						12,000,000
2014-05-21	2014-05-20	4	Simone Victor R Jr	LIQD	Common Stock	P - Purchase	D		1.5840	25,000	40		100,612
2014-05-21	2014-05-20	4	Bernstein Jay Howard By Hunter Creek, LLC	LIQD	Common Stock	P - Purchase	I		1.3500	25,000	34		298,967
2014-05-21	2014-05-19	4	Bernstein Jay Howard By Hunter Creek, LLC	LIQD	Common Stock	P - Purchase	I		1.2773	50,000	64		273,967
2014-05-20	2014-05-16	4	STORMS BRIAN M	LIQD	Common Stock	P - Purchase	D		1.2620	100,000	126		1,621,545
2014-05-19	2014-05-15	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		1.2500	6,400,000	8,000		11,911,141
2014-05-16	2014-05-15	4	Ibietatorremendia Jose By Jose Ibietatorremendia IRA	LIQD	Common Stock	P - Purchase	I		1.2550	20,000	25		20,000
2014-05-16	2014-05-15	4	Francescani David	LIQD	Common Stock	P - Purchase	D		1.2500	600,000	750		726,862
2014-05-16	2014-05-16	4	Bernstein Jay Howard By Hunter Creek, LLC	LIQD	Common Stock	P - Purchase	I		1.2600	50,300	63		223,967
2014-05-16	2014-05-15	4	Bernstein Jay Howard	LIQD	Common Stock	P - Purchase	D		1.2500	1,800,000	2,250		2,085,884
2014-04-30	2014-04-29	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	J - Other	I		4.2600	516,147	2,199		5,511,141
2014-04-08	2014-04-04	4	O'Boyle Robert	LIQD	Common Stock	S - Sale	D		3.9273	-5,660	-22		39,906
2014-03-10		3	LT WORLD PARTNERS, LLC	LIQD	Common Stock		D						306,826
2014-03-10		3	LT WORLD PARTNERS, LLC	LIQD	Common Stock		D						306,826
2014-03-10	2014-03-06	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		5.3000	10,000	53		4,994,994
2014-03-10	2014-03-06	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		5.2800	700	4		4,984,994
2014-03-10	2014-03-06	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		5.2700	600	3		4,984,294
2014-03-06	2014-03-04	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		5.3299	500	3		4,983,694
2014-03-04	2014-03-03	4	Ferdinand Brian By LT World Partners LLC	LIQD	Common Stock	P - Purchase	I		5.1759	153,413	794		153,413
2014-03-04	2014-02-28	4	Ferdinand Brian By LT World Limited LLC	LIQD	Common Stock	J - Other	I		4.8000	-314,830	-1,511		259,953
2014-03-04	2014-02-28	4	Ferdinand Brian By Ferdinand Holdings, LLC	LIQD	Common Stock	J - Other	I		4.8000	-69,839	-335		2,963,652
2014-03-04	2014-02-28	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	J - Other	I		4.8000	732,292	3,515		4,983,194
2014-03-03	2014-02-28	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		4.9999	700	3		4,250,902
2014-03-03	2014-02-28	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		4.7000	87,400	411		4,250,202
2014-03-03	2014-02-28	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		4.6900	1,066	5		4,162,802
2014-03-03	2014-02-28	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		4.6899	800	4		4,161,736
2014-03-03	2014-02-27	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		4.6500	3,921	18		4,160,936
2014-03-03	2014-02-27	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		4.7500	40,000	190		4,157,015
2014-01-31	2014-01-29	4	Simone Victor R Jr By Victor R. Simone Jr. IRA	LIQD	Common Stock	P - Purchase	I		5.5000	40,000	220		40,000
2014-01-31	2014-01-29	4	SUSKIND DENNIS A	LIQD	Common Stock	P - Purchase	D		5.5000	7,094	39		72,405
2014-01-31	2014-01-29	4	Francescani David	LIQD	Common Stock	P - Purchase	D		5.5000	75,000	412		126,862
2014-01-31	2014-01-29	4	SCHAEFFER RICHARD By Schaeffer Holdings, LLC	LIQD	Common Stock	S - Sale	I		5.5000	-361,880	-1,990		296,085
2014-01-31	2014-01-29	4	VON ALLMEN DOUGLAS J By NGNG, Inc.	LIQD	Common Stock	P - Purchase	I		5.5000	8,000	44		110,258
2014-01-31	2014-01-29	4	VON ALLMEN DOUGLAS J By Von Allmen Partners, L.P.	LIQD	Common Stock	P - Purchase	I		5.5000	16,891	93		219,556
2014-01-31	2014-01-29	4	VON ALLMEN DOUGLAS J By Von Allmen Dynasty Trust	LIQD	Common Stock	P - Purchase	I		5.5000	135,000	742		690,500
2014-01-31	2014-01-29	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		5.5000	400,000	2,200		4,117,015
2013-10-07	2013-10-04	4	Raquet Walter F	LIQD	Common Stock	A - Award	D			3,379			15,601
2013-10-07	2013-10-04	4	Raquet Walter F	LIQD	Common Stock	A - Award	D			12,222			12,222
2013-10-07	2013-10-04	4	Simone Victor R Jr	LIQD	Common Stock	A - Award	D			3,472			75,612
2013-10-07	2013-10-04	4	Simone Victor R Jr	LIQD	Common Stock	A - Award	D			12,222			72,140
2013-10-07	2013-10-04	4	SUSKIND DENNIS A	LIQD	Common Stock	A - Award	D			5,185			65,311
2013-10-07	2013-10-04	4	SUSKIND DENNIS A	LIQD	Common Stock	A - Award	D			12,222			60,126
2013-10-07	2013-10-04	4	Francescani David	LIQD	Common Stock	A - Award	D			4,907			51,862
2013-10-07	2013-10-04	4	Francescani David	LIQD	Common Stock	A - Award	D			12,222			46,955
2013-10-07	2013-10-04	4	Zavarro Allan	LIQD	Common Stock	A - Award	D			4,444			34,859
2013-10-07	2013-10-04	4	Zavarro Allan	LIQD	Common Stock	A - Award	D			12,222			30,415
2013-10-07	2013-10-04	4	SCHAEFFER RICHARD	LIQD	Common Stock	A - Award	D			2,592			14,814
2013-10-07	2013-10-04	4	SCHAEFFER RICHARD	LIQD	Common Stock	A - Award	D			12,222			12,222
2013-10-07	2013-10-04	4	Ross Thomas Rogerson	LIQD	Common Stock	A - Award	D			8,333			114,319
2013-10-07	2013-10-04	4	Ross Thomas Rogerson	LIQD	Common Stock	A - Award	D			12,222			105,986
2013-10-07	2013-10-04	4	Bernstein Jay Howard	LIQD	Common Stock	A - Award	D			3,055			285,884
2013-10-07	2013-10-04	4	Bernstein Jay Howard	LIQD	Common Stock	A - Award	D			12,222			282,829
2013-10-07	2013-10-04	4	Davy Darren	LIQD	Common Stock	A - Award	D			6,666			290,808
2013-10-07	2013-10-04	4	Davy Darren	LIQD	Common Stock	A - Award	D			12,222			284,142
2013-10-02	2013-09-19	4	Shifrin Kenneth David	LIQD	Common Stock	F - Taxes	D		9.0600	-11,836	-107		84,452
2013-08-02	2013-08-02	4	STORMS BRIAN M	LIQD	Common Stock	D - Sale to Issuer	D		8.4150	-105,000	-884		1,521,545
2013-08-01	2013-08-01	4	Ferdinand Brian	LIQD	Common Stock	A - Award	D			142,524			1,353,323
2013-08-01	2013-08-01	4	Davy Darren	LIQD	Common Stock	A - Award	D			98,253			271,920
2013-07-31	2013-07-31	4	Ibietatorremendia Jose	LIQD	Employee Stock Option (right to buy)	A - Award	D	9.00		46,203		46,203
2013-07-31	2013-07-31	4	O'Boyle Robert	LIQD	Employee Stock Option (right to buy)	A - Award	D	9.00		91,420		91,420
2013-07-31	2013-07-31	4	Lee Tsai-Pyng (Jim)	LIQD	Employee Stock Optiom (right to buy)	A - Award	D	9.00		114,000		114,000
2013-07-31	2013-07-31	4	Ferdinand Brian By Ferdinand Holdings, LLC	LIQD	Common Stock	A - Award	I		9.0000	80,079	721		3,033,491
2013-07-31		3	Von Allmen Dynasty Trust	LIQD	Common Stock		D						555,500
2013-07-31	2013-07-31	4	VON ALLMEN DOUGLAS J By Von Allmen Dynasty Trust	LIQD	Common Stock	P - Purchase	I		9.0000	555,500	5,000		555,500
2013-07-31	2013-07-31	4	VON ALLMEN DOUGLAS J By D&L Partners, L.P.	LIQD	Common Stock	P - Purchase	I		9.0000	1,166,600	10,499		3,717,015
2013-07-26		3/A	O'Boyle Robert	LIQD	Common Stock		D						45,566
2013-07-25		3	Raquet Walter F	LIQD	Common Stock		D						0
2013-07-25		3	STORMS BRIAN M	LIQD	Common Stock		D						1,626,545
2013-07-25		3	Simone Victor R Jr	LIQD	Common Stock		D						59,918
2013-07-25		3	SUSKIND DENNIS A	LIQD	Common Stock		D						47,904
2013-07-25		3	Shifrin Kenneth David	LIQD	Common Stock		D						96,288
2013-07-25		3	Ibietatorremendia Jose	LIQD	Common Stock		D						46,203
2013-07-25		3	Zavarro Allan	LIQD	Common Stock		D						18,193
2013-07-25		3	Francescani David	LIQD	Common Stock		D						34,733
2013-07-25		3	Ferris Ventures, LLC	LIQD	Common Stock		D						0
2013-07-25		3	Ferris Ventures, LLC By CMK Keller Holdings, LLC	LIQD	Common Stock		I						1,603,967
2013-07-25		3	Ferris Ventures, LLC By Ferris Ventures, LLC	LIQD	Common Stock		I						654,943
2013-07-25		3	O'Boyle Robert	LIQD	Common Stock		D						0
2013-07-25		3	SHAF Holdings LLC By SHAF Holdings LLC	LIQD	Common Stock		I						1,545,412
2013-07-25		3	SHAF Holdings LLC	LIQD	Common Stock		D						0
2013-07-25		3	SHAF Holdings LLC By Schaeffer Group, LLC	LIQD	Common Stock		I						626,808
2013-07-25		3	SHAF Holdings LLC By Schaeffer Holdings LLC	LIQD	Common Stock		I						657,965
2013-07-25		3	Lee Tsai-Pyng (Jim)	LIQD	Common Stock		D						0
2013-07-25		3	Ferdinand Trading II, LLC	LIQD	Common Stock		D						1,210,799
2013-07-25		3	Ferdinand Trading II, LLC By Ferdinand Trading II LLC	LIQD	Common Stock		I						654,943
2013-07-25		3	Ferdinand Trading II, LLC By LT World Limited LLC	LIQD	Common Stock		I						574,783
2013-07-25		3	Ferdinand Trading II, LLC By Ferdinand Holdings, LLC	LIQD	Common Stock		I						2,953,412
2013-07-25		3	Ross Thomas Rogerson	LIQD	Common Stock		D						93,764
2013-07-25		3	Ross Thomas Rogerson By Thomas Ross Irrevocable Trust dated December 20, 2012	LIQD	Common Stock		I						222,743
2013-07-25		3	Bernstein Jay Howard By Hunter Creek, LLC	LIQD	Common Stock		I						173,667
2013-07-25		3	Bernstein Jay Howard	LIQD	Common Stock		D						270,607
2013-07-25		3	Davy Darren	LIQD	Common Stock		D						173,667
2013-07-25		3	NGNG, Inc By D&L Partners, L.P.	LIQD	Common Stock		I						2,550,415
2013-07-25		3	NGNG, Inc By Von Allmen Partners, L.P.	LIQD	Common Stock		I						202,665
2013-07-25		3	NGNG, Inc By NGNG, Inc.	LIQD	Common Stock		I						102,258

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

LIQD / Liquid Holdings Group, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5