LENS / EA Series Trust - Sarmaya Thematic ETF - Insider Trading and Ownership Report - SEC Form 3, 4, 5

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所有內部人士16
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了EA Series Trust - Sarmaya Thematic ETF內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Gerd Auffarth Director - [D] 38,464 38,464
Blumenkranz Mark S. Director - [D] 9,270 9,270
Robert J Cresci Director - [D] 96,128 96,128
Todd Cooper CEO, President, Director - [D] [O] 92,514 92,514
Gerald Farrell Director - [D] 59,664 59,664
內部人士 平均收益(%) 持股
數量
分拆
調整
Vladimir Feingold Director - [D] 96,270 96,270
Jarett Fenton CFO, Treasurer and Secretary - [O] 100,000 100,000
Richard Fogarty Chief Act Off, VP, Fin & Secy - [O] 4,000 4,000
Zohar Loshitzer Director - [D] 72,464 72,464
Valeriano Lima See Remarks - [O] 15,000 15,000
內部人士 平均收益(%) 持股
數量
分拆
調整
Casey Jean Lind Chief Operating Officer - [O] 120,000 120,000
Magda Michna Chief Clinical Officer - [O] 100,000 100,000
Richard S Ressler Director, 10% Owner - [D] [10%] 72,464 72,464
Randy H Thurman Executive Chairman, Director - [D] [O] 45,924 45,924
VANDER ZANDEN John Jacob Jr. 10,000
Mark Yung Chief Executive Officer, Director - [D] [O] 72,464 72,464

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 LENS / EA Series Trust - Sarmaya Thematic ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2016-05-17 Farrell Gerald 5,000 4.6500 5,000 4.6500 23,250 730
2015-12-17 RESSLER RICHARD S 500 5.9980 500 5.9980 2,999
2015-12-10 RESSLER RICHARD S 197 6.0000 197 6.0000 1,182
2015-12-09 RESSLER RICHARD S 302 6.0000 302 6.0000 1,812
2015-12-02 RESSLER RICHARD S 1,000 5.9360 1,000 5.9360 5,936
2015-12-01 RESSLER RICHARD S 300 5.6200 300 5.6200 1,686
2015-11-25 THURMAN RANDY H 1,833 5.4500 1,833 5.4500 9,990
2015-11-24 RESSLER RICHARD S 2,300 4.9700 2,300 4.9700 11,431
2015-11-20 Fogarty Richard 1,000 4.0000 1,000 4.0000 4,000

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

LENS / EA Series Trust - Sarmaya Thematic ETF Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 LENS / EA Series Trust - Sarmaya Thematic ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

LENS / EA Series Trust - Sarmaya Thematic ETF Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2019-02-01 3 Lima Valeriano LENS Ordinary Shares D 15,000
2019-02-01 3 Lima Valeriano LENS Ordinary Shares D 15,000
2019-02-01 3 Lima Valeriano LENS Ordinary Shares D 15,000
2019-01-04 2019-01-02 4 RESSLER RICHARD S See Note LENS Ordinary Shares J - Other I 3.4500 72,464 250 72,464
2019-01-04 2019-01-02 4 YUNG MARK See Note LENS Ordinary Shares J - Other I 3.4500 72,464 250 72,464
2019-01-04 2019-01-02 4 LOSHITZER ZOHAR See Note LENS Ordinary Shares J - Other I 3.4500 72,464 250 72,464
2018-12-19 2018-12-17 4 Auffarth Gerd LENS Stock Option (right to buy) A - Award D 0.53 81,743 81,743
2018-12-19 2018-12-17 4 CRESCI ROBERT J LENS Stock Option (right to buy) A - Award D 0.53 81,743 81,743
2018-12-19 2018-12-17 4 Farrell Gerald LENS Stock Option (right to buy) A - Award D 0.53 81,743 81,743
2018-12-12 2018-12-10 4 RESSLER RICHARD S LENS Warrant (right to buy) J - Other D 0.60 14,731,667 14,731,667
2018-07-20 2018-07-18 4 CRESCI ROBERT J LENS Stock Option (right to buy) A - Award D 2.00 67,981 67,981
2018-07-20 2018-07-18 4 Auffarth Gerd LENS Stock Option (right to buy) A - Award D 2.00 67,981 67,981
2018-07-20 2018-07-18 4 Lind Casey Jean LENS Ordinary Shares A - Award D 120,000 120,000
2018-07-20 2018-07-18 4 Farrell Gerald LENS Stock Option (right to buy) A - Award D 2.00 67,981 67,981
2018-05-14 2018-05-10 4 Fogarty Richard LENS Employee Stock Option (right to buy) A - Award D 2.38 100,000 100,000
2018-04-13 2017-03-08 4/A RESSLER RICHARD S LENS Ordinary Shares X - Other D 3.0000 1,065,852 3,198 4,250,821
2018-04-13 2018-04-12 4 RESSLER RICHARD S LENS Warrant (right to buy) J - Other D 2.56 -1,953,125 1,953,125
2018-02-21 3 Michna Magda LENS Ordinary Shares D 100,000
2018-02-21 3 Michna Magda LENS Ordinary Shares D 100,000
2018-01-09 3 Fogarty Richard LENS Ordinary Shares D 4,000
2018-01-09 3 Fogarty Richard LENS Ordinary Shares D 4,000
2017-12-18 3 YUNG MARK LENS Ordinary Shares D 171,444
2017-12-18 3 YUNG MARK LENS Ordinary Shares D 171,444
2017-04-14 2017-03-13 4 LOSHITZER ZOHAR LENS Ordinary Shares A - Award D 12,738 378,960
2017-04-14 2017-03-08 4 LOSHITZER ZOHAR By Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California LENS Subscription Rights (Right to Buy) X - Other I 3.00 1,999 0
2017-04-14 2017-03-08 4 LOSHITZER ZOHAR By Dorothea Segal Loshitzer custodian for Daniel Loshitzer UTMA of California LENS Subscription Rights (Right to Buy) X - Other I 3.00 1,999 0
2017-04-14 2017-03-08 4 LOSHITZER ZOHAR By Zohar Loshitzer Revocable Trust LENS Subscription Rights (Right to Buy) X - Other I 3.00 1,498 0
2017-04-14 2017-03-08 4 LOSHITZER ZOHAR By Dorothea Segal Loshitzer custodian for Daniel Loshitzer UTMA of California LENS Ordinary Shares X - Other I 3.0000 670 2 2,670
2017-04-14 2017-03-08 4 LOSHITZER ZOHAR By Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California LENS Ordinary Shares X - Other I 3.0000 670 2 2,670
2017-04-14 2017-03-08 4 LOSHITZER ZOHAR By Zohar Loshitzer Revocable Trust LENS Ordinary Shares X - Other I 3.0000 502 2 2,002
2017-03-22 2017-03-13 4 RESSLER RICHARD S LENS Ordinary Shares A - Award D 12,738 4,262,018
2017-03-22 2017-03-08 4 Cooper Todd LENS Subscription Rights (right to buy) X - Other D 3.00 -29,866 0
2017-03-22 2017-03-08 4 Cooper Todd LENS Ordinary Shares X - Other D 3.0000 10,014 30 92,514
2017-03-22 2017-03-13 4 Feingold Vladimir LENS Ordinary Shares A - Award D 12,738 96,270
2017-03-22 2017-03-13 4 Auffarth Gerd LENS Ordinary Shares A - Award D 12,738 38,464
2017-03-22 2017-03-13 4 Farrell Gerald LENS Ordinary Shares A - Award D 12,738 59,664
2017-03-22 2017-03-13 4 CRESCI ROBERT J LENS Ordinary Shares A - Award D 12,738 96,128
2017-03-22 2017-03-13 4 THURMAN RANDY H LENS Ordinary Shares A - Award D 12,738 45,924
2017-03-13 2017-03-08 4 CRESCI ROBERT J LENS Subscription Rights (right to buy) X - Other D 3.00 -166,639 0
2017-03-13 2017-03-08 4 CRESCI ROBERT J LENS Ordinary Shares X - Other D 3.0000 55,873 168 83,390
2017-03-10 2017-03-08 4 Farrell Gerald LENS Subscription Rights (right to buy) X - Other D 3.00 -510,339 0
2017-03-10 2017-03-08 4 Farrell Gerald LENS Ordinary Shares X - Other D 3.0000 17,111 51 46,926
2017-03-10 2017-03-08 4 Auffarth Gerd LENS Subscription Rights (right to buy) X - Other D 3.00 -19,269 0
2017-03-10 2017-03-08 4 Auffarth Gerd LENS Ordinary Shares X - Other D 3.0000 6,460 19 25,726
2017-03-10 2017-03-08 4 RESSLER RICHARD S See Note LENS Subscription Rights (right to buy) X - Other I 3.00 -4,659,660 0
2017-03-10 2017-03-08 4 RESSLER RICHARD S LENS Subscription Rights (right to buy) X - Other D 3.00 -3,178,829 0
2017-03-10 2017-03-08 4 RESSLER RICHARD S See Note LENS Ordinary Shares X - Other I 3.0000 1,562,370 4,687 6,222,030
2017-03-10 2017-03-08 4 RESSLER RICHARD S LENS Ordinary Shares X - Other D 3.0000 1,065,852 3,198 4,249,280
2017-03-10 2017-03-08 4 LOSHITZER ZOHAR LENS Subscription Rights (right to buy) X - Other D 3.00 -2,742,639 0
2017-03-10 2017-03-08 4 LOSHITZER ZOHAR LENS Ordinary Shares X - Other D 3.0000 91,959 276 371,722
2017-03-10 2017-03-08 4 THURMAN RANDY H LENS Subscription Rights (right to buy) X - Other D 3.00 -16,533 0
2017-03-10 2017-03-08 4 THURMAN RANDY H LENS Ordinary Shares X - Other D 3.0000 5,543 17 33,186
2016-08-09 2016-08-05 4 THURMAN RANDY H LENS Ordinary Shares A - Award D 8,247 27,643
2016-08-09 2016-08-05 4 LOSHITZER ZOHAR LENS Ordinary Shares A - Award D 8,247 279,763
2016-08-09 2016-08-05 4 Fenton Jarett LENS Ordinary Shares A - Award D 100,000 100,000
2016-08-09 2016-08-05 4 CRESCI ROBERT J LENS Ordinary Shares A - Award D 8,247 27,517
2016-08-09 2016-08-05 4 Auffarth Gerd LENS Ordinary Shares A - Award D 8,247 19,266
2016-08-09 2016-08-05 4 Farrell Gerald LENS Ordinary Shares A - Award D 8,247 29,815
2016-08-09 2016-08-05 4 RESSLER RICHARD S LENS Ordinary Shares A - Award D 8,247 3,183,428
2016-05-18 2016-05-17 4 Farrell Gerald LENS Ordinary Shares P - Purchase D 4.6500 5,000 23 21,568
2016-05-02 2016-04-28 4 Cooper Todd LENS Ordinary Shares A - Award D 75,000 82,500
2016-05-02 2016-04-28 4 Feingold Vladimir LENS Ordinary Shares A - Award D 60,000 83,532
2016-01-21 3 Farrell Gerald LENS Ordinary Shares D 1,200
2016-01-21 3 Farrell Gerald LENS Ordinary Shares D 1,200
2016-01-21 2016-01-19 4 Farrell Gerald LENS Ordinary Shares A - Award D 15,968 16,568
2015-12-18 2015-12-17 4 RESSLER RICHARD S LENS Ordinary Shares P - Purchase D 5.9980 500 3 3,175,181
2015-12-11 2015-12-10 4 RESSLER RICHARD S LENS Ordinary Shares P - Purchase D 6.0000 197 1 3,174,681
2015-12-11 2015-12-09 4 RESSLER RICHARD S LENS Ordinary Shares P - Purchase D 6.0000 302 2 3,174,484
2015-12-03 2015-12-02 4 RESSLER RICHARD S LENS Ordinary Shares P - Purchase D 5.9360 1,000 6 3,174,182
2015-12-03 2015-12-01 4 RESSLER RICHARD S LENS Ordinary Shares P - Purchase D 5.6200 300 2 3,173,182
2015-11-30 2015-11-25 4 THURMAN RANDY H By Ralph H. Thurman Rev Trust LENS Ordinary Shares P - Purchase I 5.4500 1,833 10 1,833
2015-11-25 2015-11-24 4 RESSLER RICHARD S LENS Ordinary Shares P - Purchase D 4.9700 2,300 11 3,172,882
2015-11-23 2015-11-19 4 LOSHITZER ZOHAR LENS Ordinary Shares P - Purchase D 4.0000 2,000 8 271,516
2015-11-23 2015-11-19 4 LOSHITZER ZOHAR By Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California LENS Ordinary Shares P - Purchase I 4.0000 2,000 8 271,516
2015-11-23 2015-11-19 4 LOSHITZER ZOHAR By Zohar Loshitzer Revocable Trust LENS Ordinary Shares P - Purchase I 4.0000 1,500 6 267,516
2015-11-20 2015-11-20 4 Fogarty Richard LENS Ordinary Shares P - Purchase D 4.0000 1,000 4 2,000
2015-11-20 2015-11-19 4 CRESCI ROBERT J LENS Ordinary Shares P - Purchase D 3.9700 3,000 12 19,270
2015-11-20 2015-11-19 4 CRESCI ROBERT J LENS Ordinary Shares P - Purchase D 3.9500 2,500 10 16,270
2015-11-20 2015-11-18 4 CRESCI ROBERT J LENS Ordinary Shares P - Purchase D 3.9900 4,500 18 13,770
2015-11-19 2015-11-18 4 Cooper Todd LENS Ordinary Shares P - Purchase D 3.9900 7,500 30 7,500
2015-08-04 2015-08-03 4 RESSLER RICHARD S See Notes LENS Ordinary Shares J - Other I 4,659,660 4,659,660
2015-08-04 2015-08-03 4 RESSLER RICHARD S LENS Ordinary Shares J - Other D 3,170,582 3,170,582
2015-08-04 2015-08-03 4 Feingold Vladimir See Notes LENS Ordinary Shares J - Other I 1,285,000 1,285,000
2015-08-04 2015-08-03 4 Feingold Vladimir LENS Ordinary Shares J - Other D 23,532 23,532
2015-08-04 2015-08-03 4 THURMAN RANDY H LENS Ordinary Shares J - Other D 8,286 19,396
2015-08-04 2015-08-03 4 LOSHITZER ZOHAR LENS Ordinary Shares J - Other D 284,147 284,147
2015-08-03 2015-08-03 4 Auffarth Gerd LENS Ordinary Shares A - Award D 11,019 11,019
2015-05-27 2015-05-26 4 Fogarty Richard LENS Ordinary Shares P - Purchase D 8.6000 1,000 9 1,000
2015-05-20 2015-05-20 4 THURMAN RANDY H LENS Ordinary Shares P - Purchase D 8.9600 11,110 100 11,110
2015-03-18 2015-03-16 4 VANDER ZANDEN John Jacob Jr. LENS Option (right to buy) A - Award D 8.63 10,000 10,000
2015-03-18 2015-03-16 4 Blumenkranz Mark S. LENS Ordinary Shares A - Award D 9,270 9,270
2015-03-18 2015-03-16 4 Fogarty Richard LENS Option (right to buy) A - Award D 8.63 10,000 10,000
2015-03-18 2015-03-16 4 CRESCI ROBERT J LENS Ordinary Shares A - Award D 9,270 9,270
2015-02-03 2015-02-03 4 RESSLER RICHARD S See Note 2 LENS Ordinary Shares P - Purchase I 10.0000 500,000 5,000 9,666,667
2015-01-28 3 RESSLER RICHARD S LENS Ordinary Shares I 18,333,334
2015-01-28 3 RESSLER RICHARD S LENS Ordinary Shares I 18,333,334
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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