KCG / KCG Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

KCG 控股公司
US ˙ NYSE
該符號不再有效

內部人士股份31,681,479 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了KCG Holdings, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 KCG / KCG Holdings, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2017-02-17 Fisher Peter R. 17,500 17,500 152 20.0000
2015-08-18 HALDEMAN CHARLES E 50,000 10.4000 50,000 10.4000 520,000
2015-08-11 Parratt Steffen 25,000 9.9200 25,000 9.9200 248,000
2014-05-15 Schmitt Daniel F 5,000 11.2500 5,000 11.2500 56,250
2014-05-07 HALDEMAN CHARLES E 41,957 10.9550 41,957 10.9550 459,639
2014-03-03 JEFFERIES LLC 6,000,000 11.0000 6,000,000 11.0000 66,000,000
2014-02-03 Coleman Daniel 805,000 11.0443 805,000 11.0443 8,890,662
2014-02-03 HALDEMAN CHARLES E 100,000 11.0443 100,000 11.0443 1,104,430
2013-11-05 HALDEMAN CHARLES E 17,802 9.4410 17,802 9.4410 168,069

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

KCG / KCG Holdings, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 KCG / KCG Holdings, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2017-06-05 Coleman Daniel 31,643 19.8600 31,643 19.8600 628,430 1 19.8500 -315 -0.05
2017-05-17 Ogurtsov Nick 58,549 19.8500 58,549 19.8500 1,162,198
2017-05-16 Ogurtsov Nick 120,360 120,360
2017-05-15 Ogurtsov Nick 51,101 51,101
2017-05-02 McCarthy John A 26,951 19.9400 26,951 19.9400 537,403
2017-04-26 Allison Philip 157,563 157,563
2017-04-25 Allison Philip 240,218 240,218
2017-04-25 Tusar Gregory A 113,300 113,300
2017-04-24 Ogurtsov Nick 104,021 104,021

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

KCG / KCG Holdings, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2017-07-21 2017-07-20 4 HALDEMAN CHARLES E KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -16,089 -322 0
2017-07-21 2017-07-20 4 HALDEMAN CHARLES E KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -349,778 -6,996 0
2017-07-20 2017-07-20 4 Allison Philip KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -189,028 -3,781 0
2017-07-20 2017-07-20 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -65,662 -1,313 0
2017-07-20 2017-07-20 4 McCarthy John A KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -71,193 -1,424 0
2017-07-20 2017-07-20 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -34,878 -698 0
2017-07-20 2017-07-20 4 Chrapaty Debra J. KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -4,023 -80 0
2017-07-20 2017-07-20 4 Chrapaty Debra J. KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -12,301 -246 0
2017-07-20 2017-07-20 4 Tusar Gregory A KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -173,354 -3,467 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Class C Warrants D - Sale to Issuer D 14.63 -53,710 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Class B Warrants D - Sale to Issuer D 13.16 -53,711 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Stock Options D - Sale to Issuer D 23.35 -2,000,000 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Stock Settled Stock Appreciation Rights D - Sale to Issuer D 22.50 -1,700,000 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Stock Options D - Sale to Issuer D 11.65 -1,700,000 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -217,133 -4,343 0
2017-07-20 2017-07-20 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -1,620,694 -32,414 0
2017-07-20 2017-07-20 4 Fisher Peter R. KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -9,893 -198 0
2017-07-20 2017-07-20 4 Fisher Peter R. KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -17,500 -350 0
2017-07-20 2017-07-20 4 Milde James T KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -4,023 -80 0
2017-07-20 2017-07-20 4 Milde James T KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -36,859 -737 0
2017-07-20 2017-07-20 4 SMITH COLIN KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -9,893 -198 0
2017-07-20 2017-07-20 4 Rampell Alastair KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -4,023 -80 0
2017-07-20 2017-07-20 4 Rampell Alastair KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -12,301 -246 0
2017-07-20 2017-07-20 4 KERN RENE M KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -14,178 -284 0
2017-07-20 2017-07-20 4 Morris John C. KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -4,023 -80 0
2017-07-20 2017-07-20 4 Morris John C. By the John C and Katherine M Morris Foundation KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer I 20.0000 -20,267 -405 0
2017-07-20 2017-07-20 4 Ogurtsov Nick KCG Class C Warrants D - Sale to Issuer D 14.63 -459 0
2017-07-20 2017-07-20 4 Ogurtsov Nick KCG Class B Warrants D - Sale to Issuer D 13.16 -460 0
2017-07-20 2017-07-20 4 Ogurtsov Nick KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -124,923 -2,498 0
2017-07-20 2017-07-20 4 Alexopoulos Heather Tookes KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -9,893 -198 0
2017-07-20 2017-07-20 4 Parratt Steffen KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -60,860 -1,217 0
2017-07-20 2017-07-20 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -54,019 -1,080 0
2017-07-20 2017-07-20 4 SHAHON LAURIE M KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -4,023 -80 0
2017-07-20 2017-07-20 4 SHAHON LAURIE M KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -32,242 -645 0
2017-07-20 2017-07-20 4 Schmitt Daniel F KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -4,023 -80 0
2017-07-20 2017-07-20 4 Schmitt Daniel F KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -33,832 -677 0
2017-07-20 2017-07-20 4 BLUM MICHAEL L. KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -72,419 -1,448 0
2017-07-20 2017-07-20 4 BLUM MICHAEL L. KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -4,118 -82 0
2017-07-20 2017-07-20 4 Primmer Ryan F KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -182,556 -3,651 0
2017-07-20 2017-07-20 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share D - Sale to Issuer D 20.0000 -339,105 -6,782 0
2017-07-20 2017-07-20 4 WELLER ADRIAN KCG Restricted Stock Units D - Sale to Issuer D 20.0000 -9,893 -198 0
2017-06-30 2017-06-05 4 Coleman Daniel KCG Class A Warrants (right to buy) X - Other D 11.70 -53,711 0
2017-06-30 2017-06-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share S - Sale D 19.8600 -31,643 -628 1,620,694
2017-06-30 2017-06-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share X - Other D 53,711 1,652,337
2017-05-19 2017-05-17 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share S - Sale D 19.8500 -58,549 -1,162 0
2017-05-17 2017-05-16 4 Ogurtsov Nick KCG Stock Options (right to buy) M - Exercise D 8.24 -120,360 0
2017-05-17 2017-05-16 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share S - Sale D -120,360 58,549
2017-05-17 2017-05-16 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 120,360 178,909
2017-05-17 2017-05-15 4 Ogurtsov Nick KCG Stock Options (right to buy) M - Exercise D 8.24 -51,101 120,360
2017-05-17 2017-05-15 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share S - Sale D -51,101 58,549
2017-05-17 2017-05-15 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 51,101 109,650
2017-05-15 2017-05-12 4 SHAHON LAURIE M KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,089 32,242
2017-05-15 2017-05-12 4 SHAHON LAURIE M KCG Restricted Stock Units M - Exercise D -6,089 4,023
2017-05-15 2017-05-11 4 SHAHON LAURIE M KCG Restricted Stock Units A - Award D 19.8900 4,023 80 10,112
2017-05-15 2017-05-12 4 Rampell Alastair KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,089 12,301
2017-05-15 2017-05-12 4 Rampell Alastair KCG Restricted Stock Units M - Exercise D -6,089 4,023
2017-05-15 2017-05-11 4 Rampell Alastair KCG Restricted Stock Units A - Award D 19.8900 4,023 80 10,112
2017-05-15 2017-05-12 4 Schmitt Daniel F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,089 33,832
2017-05-15 2017-05-12 4 Schmitt Daniel F KCG Restricted Stock Units M - Exercise D -6,089 4,023
2017-05-15 2017-05-11 4 Schmitt Daniel F KCG Restricted Stock Units A - Award D 19.8900 4,023 80 10,112
2017-05-15 2017-05-11 4 SMITH COLIN KCG Restricted Stock Units A - Award D 19.8900 4,023 80 9,893
2017-05-15 2017-05-12 4 Milde James T KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,089 36,859
2017-05-15 2017-05-12 4 Milde James T KCG Restricted Stock Units M - Exercise D -6,089 4,023
2017-05-15 2017-05-11 4 Milde James T KCG Restricted Stock Units A - Award D 19.8900 4,023 80 10,112
2017-05-15 2017-05-12 4 HALDEMAN CHARLES E KCG Class A Common Stock, par value $0.01 per share M - Exercise D 24,354 349,778
2017-05-15 2017-05-12 4 HALDEMAN CHARLES E KCG Restricted Stock Units M - Exercise D -24,354 16,089
2017-05-15 2017-05-11 4 HALDEMAN CHARLES E KCG Restricted Stock Units A - Award D 19.8900 16,089 320 40,443
2017-05-15 2017-05-12 4 Morris John C. KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,089 20,267
2017-05-15 2017-05-12 4 Morris John C. KCG Restricted Stock Units M - Exercise D -6,089 4,023
2017-05-15 2017-05-11 4 Morris John C. KCG Restricted Stock Units A - Award D 19.8900 4,023 80 10,112
2017-05-15 2017-05-12 4 Chrapaty Debra J. KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,089 12,301
2017-05-15 2017-05-12 4 Chrapaty Debra J. KCG Restricted Stock Units M - Exercise D -6,089 4,023
2017-05-15 2017-05-11 4 Chrapaty Debra J. KCG Restricted Stock Units A - Award D 19.8900 4,023 80 10,112
2017-05-15 2017-05-11 4 Fisher Peter R. KCG Restricted Stock Units A - Award D 19.8900 4,023 80 9,893
2017-05-15 2017-05-11 4 Alexopoulos Heather Tookes KCG Restricted Stock Units A - Award D 19.8900 4,023 80 9,893
2017-05-15 2017-05-11 4 WELLER ADRIAN KCG Restricted Stock Units A - Award D 19.8900 4,023 80 9,893
2017-05-04 2017-05-02 4 McCarthy John A KCG Class A Warrants (right to buy) X - Other D 14.63 -13,609 0
2017-05-04 2017-05-02 4 McCarthy John A KCG Class A Warrants (right to buy) X - Other D 11.70 -13,610 0
2017-05-04 2017-05-02 4 McCarthy John A KCG Class A Warrants (right to buy) X - Other D 13.16 -13,610 0
2017-05-04 2017-05-02 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D 19.9400 -26,951 -537 34,878
2017-05-04 2017-05-02 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share X - Other D 40,829 61,829
2017-04-27 2017-04-25 4 Tusar Gregory A KCG Stock Options (right to buy) M - Exercise D 8.25 -3,400 0
2017-04-27 2017-04-25 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share S - Sale D -113,300 0
2017-04-27 2017-04-25 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 3,400 113,300
2017-04-27 2017-04-26 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share S - Sale D -157,563 65,662
2017-04-27 2017-04-25 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share S - Sale D -240,218 223,225
2017-04-26 2017-04-24 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share S - Sale D -104,021 58,549
2017-04-25 2017-04-24 4 Tusar Gregory A KCG Stock Options (right to buy) M - Exercise D 8.25 -11,600 3,400
2017-04-25 2017-04-24 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share S - Sale D -32,100 109,900
2017-04-25 2017-04-24 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 11,600 142,000
2017-04-25 2017-04-21 4 Tusar Gregory A KCG Stock Options (right to buy) M - Exercise D 8.25 -75,910 15,000
2017-04-25 2017-04-21 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share S - Sale D -158,080 130,400
2017-04-25 2017-04-21 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 75,910 288,480
2017-02-22 2017-02-17 4 Fisher Peter R. KCG Class A Common Stock, par value $0.01 per share P - Purchase D 17,500 17,500
2017-02-14 2017-02-13 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D -22,179 21,000
2017-02-14 2017-02-10 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D -9,495 43,179
2017-02-08 2017-02-06 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D -9,093 52,674
2017-02-07 2017-02-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -33,436 -476 1,598,626
2017-02-07 2017-02-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 84,236 1,632,062
2017-02-07 2017-02-05 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -84,236 217,133
2017-02-07 2017-02-04 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -15,877 -226 1,547,826
2017-02-07 2017-02-04 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 30,774 1,563,703
2017-02-07 2017-02-04 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -30,774 301,369
2017-02-07 2017-02-03 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -48,158 -686 1,532,929
2017-02-07 2017-02-03 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 93,180 1,581,087
2017-02-07 2017-02-03 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -93,180 332,143
2017-02-07 2017-02-03 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -7,073 -101 54,019
2017-02-07 2017-02-03 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share M - Exercise D 19,048 61,092
2017-02-07 2017-02-03 4 Parratt Steffen KCG Restricted Stock Units M - Exercise D -19,048 60,860
2017-02-07 2017-02-05 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -13,646 -194 339,105
2017-02-07 2017-02-05 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 37,605 352,751
2017-02-07 2017-02-05 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -37,605 182,556
2017-02-07 2017-02-04 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -10,278 -146 315,146
2017-02-07 2017-02-04 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 20,915 325,424
2017-02-07 2017-02-04 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -20,915 220,161
2017-02-07 2017-02-03 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -33,163 -472 304,509
2017-02-07 2017-02-03 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 65,181 337,672
2017-02-07 2017-02-03 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -65,181 241,076
2017-02-07 2017-02-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -5,547 -79 61,767
2017-02-07 2017-02-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 15,042 67,314
2017-02-07 2017-02-05 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -15,042 71,193
2017-02-07 2017-02-04 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -5,010 -71 52,272
2017-02-07 2017-02-04 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 13,603 57,282
2017-02-07 2017-02-04 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -13,603 86,235
2017-02-07 2017-02-03 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -7,955 -113 43,679
2017-02-07 2017-02-03 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 21,541 51,634
2017-02-07 2017-02-03 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -21,541 99,838
2017-02-07 2017-02-05 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -11,601 -165 162,570
2017-02-07 2017-02-05 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 31,212 174,171
2017-02-07 2017-02-05 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -31,212 124,923
2017-02-07 2017-02-04 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -11,286 -161 142,959
2017-02-07 2017-02-04 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 25,981 154,245
2017-02-07 2017-02-04 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -25,981 156,135
2017-02-07 2017-02-03 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -19,268 -274 128,264
2017-02-07 2017-02-03 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 37,282 147,532
2017-02-07 2017-02-03 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -37,282 182,116
2017-02-07 2017-02-04 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -14,173 -202 463,443
2017-02-07 2017-02-04 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share M - Exercise D 30,176 477,616
2017-02-07 2017-02-04 4 Allison Philip KCG Restricted Stock Units M - Exercise D -30,176 189,028
2017-02-07 2017-02-03 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -29,803 -424 447,440
2017-02-07 2017-02-03 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share M - Exercise D 63,455 477,243
2017-02-07 2017-02-03 4 Allison Philip KCG Restricted Stock Units M - Exercise D -63,455 219,204
2017-02-07 2017-02-04 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -7,780 -111 212,570
2017-02-07 2017-02-04 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 20,915 220,350
2017-02-07 2017-02-04 4 Tusar Gregory A KCG Restricted Stock Units M - Exercise D -20,915 173,354
2017-02-07 2017-02-03 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.2400 -28,677 -408 199,435
2017-02-07 2017-02-03 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 60,580 228,112
2017-02-07 2017-02-03 4 Tusar Gregory A KCG Restricted Stock Units M - Exercise D -60,580 194,269
2017-01-26 2017-01-24 4 McCarthy John A KCG Restricted Stock Units A - Award D 14,510 121,379
2017-01-26 2017-01-24 4 Ogurtsov Nick KCG Restricted Stock Units A - Award D 24,381 219,398
2017-01-26 2017-01-24 4 Tusar Gregory A KCG Restricted Stock Units A - Award D 31,281 254,849
2017-01-26 2017-01-24 4 Primmer Ryan F KCG Restricted Stock Units A - Award D 31,281 306,257
2017-01-26 2017-01-24 4 Allison Philip KCG Restricted Stock Units A - Award D 31,942 282,659
2017-01-26 2017-01-24 4 Parratt Steffen KCG Restricted Stock Units A - Award D 8,748 79,908
2017-01-26 2017-01-24 4 BLUM MICHAEL L. KCG Restricted Stock Units A - Award D 10,497 72,419
2017-01-26 2017-01-19 4 SMITH COLIN KCG Restricted Stock Units A - Award D 5,870 5,870
2017-01-24 2017-01-19 4 WELLER ADRIAN KCG Restricted Stock Units A - Award D 5,870 5,870
2017-01-23 2017-01-19 4 Fisher Peter R. KCG Restricted Stock Units A - Award D 5,870 5,870
2017-01-23 2017-01-19 4 Alexopoulos Heather Tookes KCG Restricted Stock Units A - Award D 5,870 5,870
2017-01-10 2017-01-06 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.8500 -5,675 -79 42,044
2017-01-10 2017-01-06 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share M - Exercise D -14,018 47,719
2017-01-10 2017-01-06 4 Parratt Steffen KCG Restricted Stock Units M - Exercise D 14,018 71,160
2017-01-06 2017-01-04 4 BLUM MICHAEL L. KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.7500 -2,603 -36 4,118
2017-01-06 2017-01-04 4 BLUM MICHAEL L. KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,721 6,721
2017-01-06 2017-01-04 4 BLUM MICHAEL L. KCG Restricted Stock Units M - Exercise D -6,721 61,922
2017-01-05 2017-01-03 4 KERN RENE M KCG Class C Warrants S - Sale I 15.00 -359,242 0
2017-01-05 2017-01-03 4 KERN RENE M KCG Class A Warrants S - Sale I 12.00 -359,231 0
2017-01-05 2017-01-03 4 KERN RENE M KCG Class B Warrants S - Sale I 13.50 -359,231 0
2016-12-06 2016-12-03 4 Rampell Alastair KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,212 6,212
2016-12-06 2016-12-03 4 Rampell Alastair KCG Restricted Stock Units M - Exercise D -6,212 6,089
2016-12-06 2016-12-03 4 Chrapaty Debra J. KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,212 6,212
2016-12-06 2016-12-03 4 Chrapaty Debra J. KCG Restricted Stock Units M - Exercise D -6,212 6,089
2016-11-30 2016-11-28 4 KERN RENE M KCG Class C Warrants S - Sale I 15.00 -2,338,985 359,242
2016-11-30 2016-11-28 4 KERN RENE M KCG Class A Warrants S - Sale I 12.00 -2,338,997 359,231
2016-11-30 2016-11-28 4 KERN RENE M KCG Class B Warrants S - Sale I 13.50 -2,338,997 359,231
2016-11-30 2016-11-28 4 KERN RENE M KCG Class A Common Stock, par value $0.01 per share S - Sale I -18,709,027 0
2016-11-30 2016-11-28 4 GAP Coinvestments CDA, L.P. KCG Class C Warrants S - Sale D 15.00 -2,338,985 359,242
2016-11-30 2016-11-28 4 GAP Coinvestments CDA, L.P. KCG Class A Warrants S - Sale D 12.00 -2,338,997 359,231
2016-11-30 2016-11-28 4 GAP Coinvestments CDA, L.P. KCG Class B Warrants S - Sale D 13.50 -2,338,997 359,231
2016-11-30 2016-11-28 4 GAP Coinvestments CDA, L.P. KCG Class A Common Stock, par value $0.01 per share S - Sale D -18,709,027 0
2016-11-30 2016-11-28 4 GA-GTCO Interholdco, LLC KCG Class C Warrants S - Sale D 15.00 -2,338,985 359,242
2016-11-30 2016-11-28 4 GA-GTCO Interholdco, LLC KCG Class A Warrants S - Sale D 12.00 -2,338,997 359,231
2016-11-30 2016-11-28 4 GA-GTCO Interholdco, LLC KCG Class B Warrants S - Sale D 13.50 -2,338,997 359,231
2016-11-30 2016-11-28 4 GA-GTCO Interholdco, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D -18,709,027 0
2016-10-04 3 BLUM MICHAEL L. KCG Restricted Stock Units D 40,324
2016-10-04 3 BLUM MICHAEL L. KCG Restricted Stock Units D 40,324
2016-10-04 2016-10-03 4 BLUM MICHAEL L. KCG Restricted Stock Units A - Award D 48,481 68,643
2016-09-26 2016-09-22 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.5300 -117,420 -1,706 413,788
2016-09-26 2016-09-22 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share M - Exercise D 250,000 531,208
2016-09-26 2016-09-22 4 Allison Philip KCG Restricted Stock Units M - Exercise D -250,000 250,717
2016-08-23 2016-08-20 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 14.3600 -52,338 -752 167,532
2016-08-23 2016-08-20 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 101,010 219,870
2016-08-23 2016-08-20 4 Tusar Gregory A KCG Restricted Stock Units M - Exercise D -101,010 223,568
2016-08-09 2016-08-05 4 KERN RENE M KCG Class A Common Stock, par value $0.01 per share S - Sale I 14.8500 -1,500,000 -22,275 18,709,027
2016-08-09 2016-08-05 4 GAP Coinvestments CDA, L.P. KCG Class A Common Stock, par value $0.01 per share S - Sale D 14.8500 -1,500,000 -22,275 18,709,027
2016-08-09 2016-08-05 4 GA-GTCO Interholdco, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 14.8500 -1,500,000 -22,275 18,709,027
2016-07-19 2016-07-15 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.9700 -71,098 -993 272,491
2016-07-19 2016-07-15 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 145,631 343,589
2016-07-19 2016-07-15 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -145,631 274,976
2016-07-07 2016-07-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.1300 -33,568 -441 1,487,907
2016-07-07 2016-07-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 65,000 1,521,475
2016-07-07 2016-07-05 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -65,000 425,323
2016-07-07 2016-07-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.1300 -1,424 -19 30,093
2016-07-07 2016-07-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 2,863 31,517
2016-07-07 2016-07-05 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -2,863 106,869
2016-07-07 2016-07-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.1300 -4,145 -54 237,686
2016-07-07 2016-07-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 7,430 241,831
2016-07-07 2016-07-05 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -7,430 197,538
2016-07-06 2016-07-01 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.4100 -7,369 -99 28,654
2016-07-06 2016-07-01 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 14,814 36,023
2016-07-06 2016-07-01 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -14,814 109,732
2016-07-06 2016-07-01 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.4100 -13,222 -177 234,401
2016-07-06 2016-07-01 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 23,703 247,623
2016-07-06 2016-07-01 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -23,703 204,968
2016-07-06 2016-07-01 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 13.4100 -19,849 -266 110,250
2016-07-06 2016-07-01 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 38,518 130,099
2016-07-06 2016-07-01 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -38,518 195,017
2016-05-16 2016-05-13 4 Milde James T KCG Class A Common Stock, par value $0.01 per share M - Exercise D 5,975 30,770
2016-05-16 2016-05-13 4 Milde James T KCG Restricted Stock Units M - Exercise D -5,975 6,089
2016-05-16 2016-05-12 4 Milde James T KCG Restricted Stock Units A - Award D 13.1400 6,089 80 12,064
2016-05-16 2016-05-12 4 Morris John C. KCG Restricted Stock Units A - Award D 13.1400 6,089 80 6,089
2016-05-16 2016-05-13 4 HALDEMAN CHARLES E KCG Class A Common Stock, par value $0.01 per share M - Exercise D 23,899 325,424
2016-05-16 2016-05-13 4 HALDEMAN CHARLES E KCG Restricted Stock Units M - Exercise D -23,899 24,354
2016-05-16 2016-05-12 4 HALDEMAN CHARLES E KCG Restricted Stock Units A - Award D 13.1400 24,354 320 48,253
2016-05-16 2016-05-13 4 Schmitt Daniel F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 5,975 27,743
2016-05-16 2016-05-13 4 Schmitt Daniel F KCG Restricted Stock Units M - Exercise D -5,975 6,089
2016-05-16 2016-05-12 4 Schmitt Daniel F KCG Restricted Stock Units A - Award D 13.1400 6,089 80 12,064
2016-05-16 2016-05-13 4 SHAHON LAURIE M KCG Class A Common Stock, par value $0.01 per share M - Exercise D 5,975 26,153
2016-05-16 2016-05-13 4 SHAHON LAURIE M KCG Restricted Stock Units M - Exercise D -5,975 6,089
2016-05-16 2016-05-12 4 SHAHON LAURIE M KCG Restricted Stock Units A - Award D 13.1400 6,089 80 12,064
2016-05-16 2016-05-12 4 Rampell Alastair KCG Restricted Stock Units A - Award D 13.1400 6,089 80 12,301
2016-05-16 2016-05-12 4 Chrapaty Debra J. KCG Restricted Stock Units A - Award D 13.1400 6,089 80 12,301
2016-04-28 2016-04-26 4 Schuler Stephen KCG Class C Warrants D - Sale to Issuer I 2.1700 985,529 2,139 0
2016-04-28 2016-04-26 4 Schuler Stephen KCG Class B Warrants D - Sale to Issuer I 2.1700 985,529 2,139 0
2016-04-28 2016-04-26 4 Schuler Stephen KCG Class A Warrants D - Sale to Issuer I 2.1700 997,973 2,166 0
2016-04-22 2016-04-21 4 Coleman Daniel KCG Stock Options A - Award D 23.35 2,000,000 2,000,000
2016-02-09 2016-02-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4800 -43,213 -453 1,456,475
2016-02-09 2016-02-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 84,236 1,499,688
2016-02-09 2016-02-05 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -84,236 490,323
2016-02-09 2016-02-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4800 -5,069 -53 21,209
2016-02-09 2016-02-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 15,042 26,278
2016-02-09 2016-02-05 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -15,042 124,546
2016-02-09 2016-02-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4800 -17,968 -188 223,920
2016-02-09 2016-02-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 32,059 241,888
2016-02-09 2016-02-05 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -32,059 228,671
2016-02-09 2016-02-05 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4800 -16,082 -169 91,581
2016-02-09 2016-02-05 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 31,213 107,663
2016-02-09 2016-02-05 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -31,213 233,535
2016-02-09 2016-02-05 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4800 -18,988 -199 197,958
2016-02-09 2016-02-05 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 37,605 216,946
2016-02-09 2016-02-05 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -37,605 420,607
2016-02-08 2016-02-04 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -11,492 -121 1,415,452
2016-02-08 2016-02-04 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 30,774 1,426,944
2016-02-08 2016-02-04 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -30,774 574,559
2016-02-08 2016-02-04 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -4,584 -48 11,236
2016-02-08 2016-02-04 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 13,603 15,820
2016-02-08 2016-02-04 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -13,603 139,588
2016-02-08 2016-02-04 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -12,589 -132 209,829
2016-02-08 2016-02-04 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 26,818 222,418
2016-02-08 2016-02-04 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -26,818 260,730
2016-02-08 2016-02-04 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -10,944 -115 76,450
2016-02-08 2016-02-04 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 25,981 87,394
2016-02-08 2016-02-04 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -25,981 264,748
2016-02-08 2016-02-04 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -10,835 -114 118,860
2016-02-08 2016-02-04 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 20,916 129,695
2016-02-08 2016-02-04 4 Tusar Gregory A KCG Restricted Stock Units M - Exercise D -20,916 324,578
2016-02-08 2016-02-04 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -10,561 -111 179,341
2016-02-08 2016-02-04 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 20,916 189,902
2016-02-08 2016-02-04 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -20,916 458,212
2016-02-08 2016-02-04 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.4900 -14,170 -149 281,208
2016-02-08 2016-02-04 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share M - Exercise D 30,177 295,378
2016-02-08 2016-02-04 4 Allison Philip KCG Restricted Stock Units M - Exercise D -30,177 500,717
2016-02-05 2016-02-03 4 Allison Philip KCG Restricted Stock Units A - Award D 190,365 530,894
2016-02-05 2016-02-03 4 Parratt Steffen KCG Restricted Stock Units A - Award D 57,143 85,178
2016-02-05 2016-02-03 4 McCarthy John A KCG Restricted Stock Units A - Award D 64,621 153,191
2016-02-05 2016-02-03 4 Coleman Daniel KCG Restricted Stock Units A - Award D 279,540 605,333
2016-02-05 2016-02-03 4 Primmer Ryan F KCG Restricted Stock Units A - Award D 47,620 479,128
2016-02-05 2016-02-03 4 Primmer Ryan F KCG Restricted Stock Units A - Award D 147,921 431,508
2016-02-05 2016-02-03 4 Tusar Gregory A KCG Restricted Stock Units A - Award D 23,810 345,494
2016-02-05 2016-02-03 4 Tusar Gregory A KCG Restricted Stock Units A - Award D 157,928 321,684
2016-02-05 2016-02-03 4 Ogurtsov Nick KCG Restricted Stock Units A - Award D 111,844 290,729
2016-02-05 2016-02-03 4 Ross Jonathan KCG Restricted Stock Units A - Award D 111,844 287,548
2016-01-08 2016-01-06 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.0100 -5,317 -64 33,701
2016-01-08 2016-01-06 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share M - Exercise D 14,018 39,018
2016-01-08 2016-01-06 4 Parratt Steffen KCG Restricted Stock Units M - Exercise D -14,018 28,035
2015-12-22 2015-12-03 4/A Chrapaty Debra J. KCG Restricted Stock Units A - Award D 6,212 6,212
2015-12-07 2015-12-03 4 Chrapaty Debra J. KCG Restricted Stock Units A - Award D 6,212 6,212
2015-12-07 2015-12-03 4 Rampell Alastair KCG Restricted Stock Units A - Award D 6,212 6,212
2015-11-06 2015-11-04 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 12.8900 -1,897,593 -24,460 0
2015-11-06 2015-11-04 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -49,725 1,897,593
2015-11-05 2015-11-03 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -10,182 1,947,318
2015-11-04 2015-11-03 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D -12,736 2,217
2015-11-04 2015-11-02 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D -27,264 14,953
2015-11-03 2015-11-02 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -274,120 1,957,500
2015-11-03 2015-10-30 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -281,879 2,231,620
2015-10-30 2015-10-29 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 12.5000 -7,050 -88 2,513,499
2015-10-30 2015-10-28 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -262,562 2,520,549
2015-10-27 2015-10-26 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 12.5000 -35,488 -444 2,783,111
2015-10-27 2015-10-23 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -176,644 2,818,599
2015-10-23 2015-10-22 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -100,046 2,995,243
2015-10-23 2015-10-21 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -16,258 3,095,289
2015-10-21 2015-10-20 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -25,958 3,111,547
2015-10-21 2015-10-19 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -28,455 3,137,505
2015-10-19 2015-10-16 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -88,737 3,165,960
2015-10-19 2015-10-15 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 12.5000 -5,312 -66 3,254,697
2015-10-19 2015-10-16 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -88,737 3,165,960
2015-10-19 2015-10-15 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 12.5000 -5,312 -66 3,254,697
2015-09-24 2015-09-22 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.9400 -117,393 -1,284 265,201
2015-09-24 2015-09-22 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share M - Exercise D 250,000 382,594
2015-09-24 2015-09-22 4 Allison Philip KCG Restricted Stock Units M - Exercise D -250,000 340,529
2015-08-24 2015-08-20 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 10.8200 -49,962 -541 108,779
2015-08-24 2015-08-20 4 Tusar Gregory A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 101,010 158,741
2015-08-24 2015-08-20 4 Tusar Gregory A KCG Restricted Stock Units M - Exercise D -101,010 163,756
2015-08-19 2015-08-18 4 HALDEMAN CHARLES E KCG Class A Common Stock, par value $0.01 per share P - Purchase D 10.4000 50,000 520 301,525
2015-08-12 2015-08-11 4 Parratt Steffen KCG Class A Common Stock, par value $0.01 per share P - Purchase D 9.9200 25,000 248 25,000
2015-07-16 2015-07-15 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.0100 -73,542 -883 168,986
2015-07-16 2015-07-15 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 145,631 242,528
2015-07-16 2015-07-15 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -145,631 283,587
2015-07-07 2015-07-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4600 -4,166 -52 195,600
2015-07-07 2015-07-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 7,431 199,766
2015-07-07 2015-07-05 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -7,431 175,704
2015-07-07 2015-07-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4600 -33,602 -419 1,396,170
2015-07-07 2015-07-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 65,000 1,429,772
2015-07-07 2015-07-05 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -65,000 325,793
2015-07-07 2015-07-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4600 -1,007 -13 42,217
2015-07-07 2015-07-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 2,864 43,224
2015-07-07 2015-07-05 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -2,864 88,570
2015-07-02 2015-07-01 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4200 -5,207 -65 40,360
2015-07-02 2015-07-01 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 14,815 45,567
2015-07-02 2015-07-01 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -14,815 91,434
2015-07-02 2015-07-01 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4200 -13,288 -165 192,335
2015-07-02 2015-07-01 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 23,704 205,623
2015-07-02 2015-07-01 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -23,704 183,135
2015-07-02 2015-07-01 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4200 -21,484 -267 61,413
2015-07-02 2015-07-01 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 38,519 82,897
2015-07-02 2015-07-01 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -38,519 178,885
2015-07-02 2015-07-01 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4200 -117,406 -1,458 132,594
2015-07-02 2015-07-01 4 Allison Philip KCG Class A Common Stock, par value $0.01 per share M - Exercise D 250,000 250,000
2015-07-02 2015-07-01 4 Allison Philip KCG Restricted Stock Units M - Exercise D -250,000 590,529
2015-06-10 2015-06-08 4 GAP Coinvestments CDA, L.P. Owned by GA-GTCO Interholdco, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale I 14.0000 -95,151 -1,332 232,098
2015-06-10 2015-06-08 4 GAP Coinvestments CDA, L.P. Owned by GA-GTCO Interholdco, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale I 14.0000 -11,325 -159 27,625
2015-06-10 2015-06-08 4 KERN RENE M KCG Class A Common Stock, par value $0.01 per share S - Sale I 14.0000 -8,284,916 -115,989 20,209,027
2015-06-10 2015-06-08 4 GA-GTCO Interholdco, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 14.0000 -8,284,916 -115,989 20,209,027
2015-06-10 2015-06-08 4 Tierney Daniel KCG Class A Common Stock, par value $0.01 per share S - Sale D 14.0000 -2,099 -29 12,079
2015-06-10 2015-06-08 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale D 14.0000 -2,099 -29 12,079
2015-06-10 2015-06-08 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 14.0000 -1,336,476 -18,711 3,260,009
2015-06-10 2015-06-08 4 JEFFERIES LLC KCG Class A Common Stock J - Other D 14.0000 -6,532,743 -91,458 15,935,031
2015-06-09 2015-06-05 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -113,681 4,596,485
2015-06-05 2015-06-03 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -76,650 4,710,166
2015-06-03 2015-06-02 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -310,562 4,786,816
2015-06-03 2015-06-01 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -47,297 5,097,378
2015-06-01 2015-05-29 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -25,769 5,144,675
2015-06-01 2015-05-28 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -33,580 5,170,444
2015-05-28 2015-05-27 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -19,357 5,204,024
2015-05-28 2015-05-26 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -25,550 5,223,381
2015-05-26 2015-05-22 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -25,550 5,248,931
2015-05-26 2015-05-21 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -21,900 5,274,481
2015-05-21 2015-05-20 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -115,279 5,296,381
2015-05-21 2015-05-19 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -32,007 5,411,660
2015-05-19 2015-05-18 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -13,207 5,443,667
2015-05-19 2015-05-15 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -24,143 5,456,874
2015-05-15 2015-05-15 4 Schmitt Daniel F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 21,768
2015-05-15 2015-05-15 4 Schmitt Daniel F KCG Restricted Stock Units M - Exercise D -6,957 5,975
2015-05-15 2015-05-13 4 Schmitt Daniel F KCG Restricted Stock Units A - Award D 5,975 12,932
2015-05-15 2015-05-15 4 Milde James T KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 24,795
2015-05-15 2015-05-15 4 Milde James T KCG Restricted Stock Units M - Exercise D -6,957 5,975
2015-05-15 2015-05-13 4 Milde James T KCG Restricted Stock Units A - Award D 5,975 12,932
2015-05-15 2015-05-15 4 SHAHON LAURIE M KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 20,178
2015-05-15 2015-05-15 4 SHAHON LAURIE M KCG Restricted Stock Units M - Exercise D -6,957 5,975
2015-05-15 2015-05-13 4 SHAHON LAURIE M KCG Restricted Stock Units A - Award D 5,975 12,932
2015-05-15 2015-05-15 4 KERN RENE M KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 14,178
2015-05-15 2015-05-15 4 KERN RENE M KCG Restricted Stock Units M - Exercise D -6,957 0
2015-05-15 2015-05-15 4 HALDEMAN CHARLES E KCG Class A Common Stock, par value $0.01 per share M - Exercise D 27,827 251,525
2015-05-15 2015-05-15 4 HALDEMAN CHARLES E KCG Restricted Stock Units M - Exercise D -27,827 23,899
2015-05-15 2015-05-13 4 HALDEMAN CHARLES E KCG Restricted Stock Units A - Award D 23,899 51,726
2015-05-15 2015-05-15 4 Morris John C. KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 14,178
2015-05-15 2015-05-15 4 Morris John C. KCG Restricted Stock Units M - Exercise D -6,957 0
2015-05-15 2015-05-15 4 Tierney Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 14,178
2015-05-15 2015-05-15 4 Tierney Daniel KCG Restricted Stock Units M - Exercise D -6,957 5,975
2015-05-15 2015-05-13 4 Tierney Daniel KCG Restricted Stock Units A - Award D 5,975 12,932
2015-05-15 2015-05-15 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share M - Exercise D 6,957 14,178
2015-05-15 2015-05-15 4 Schuler Stephen KCG Restricted Stock Units M - Exercise D -6,957 5,975
2015-05-15 2015-05-14 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -42,232 5,481,017
2015-05-15 2015-05-13 4 Schuler Stephen KCG Restricted Stock Units A - Award D 5,975 12,932
2015-05-15 2015-05-13 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -58,400 5,523,249
2015-05-13 2015-05-12 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -10,506 5,581,649
2015-05-13 2015-05-11 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -82,783 5,592,155
2015-05-12 2015-05-11 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.4600 -98,947 -1,332 7,458,667
2015-05-12 2015-05-08 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.4400 -51,312 -690 7,557,614
2015-05-11 2015-05-08 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -65,469 5,674,938
2015-05-11 2015-05-07 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -59,793 5,740,407
2015-05-08 2015-05-07 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.4500 -57,046 -767 7,608,926
2015-05-08 2015-05-06 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.4600 -61,039 -822 7,665,972
2015-05-07 2015-05-04 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -90,009 5,813,079
2015-05-07 2015-05-01 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -109,500 5,903,088
2015-05-07 2015-05-06 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 13.5000 -7,300 -99 5,800,200
2015-05-07 2015-05-05 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -5,579 5,807,500
2015-05-06 2015-05-05 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.5000 -89,772 -1,212 7,727,011
2015-05-06 2015-05-04 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.5300 -102,529 -1,387 7,816,783
2015-05-04 2015-05-01 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.5700 -242,997 -3,297 7,919,312
2015-05-04 2015-04-30 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.9600 -34,088 -442 8,162,309
2015-05-01 2015-04-30 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -9,490 6,012,588
2015-05-01 2015-04-29 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -36,500 6,022,078
2015-04-30 2015-04-29 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.0700 -43,313 -566 8,196,397
2015-04-30 2015-04-28 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.0700 -33,000 -431 8,239,710
2015-04-28 2015-04-27 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.0300 -48,756 -635 8,272,710
2015-04-28 2015-04-24 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 13.0700 -80,402 -1,051 8,321,466
2015-04-28 2015-04-27 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -7,300 6,058,578
2015-04-28 2015-04-24 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -36,500 6,065,878
2015-04-24 2015-04-23 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.9100 -35,361 -457 8,401,868
2015-04-24 2015-04-22 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.7600 -19,400 -248 8,437,229
2015-04-24 2015-04-23 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -18,250 6,102,378
2015-04-24 2015-04-22 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -12,828 6,120,628
2015-04-22 2015-04-21 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.6600 -29,285 -371 8,456,629
2015-04-22 2015-04-20 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4400 -17,288 -215 8,485,914
2015-04-22 2015-04-21 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -25,550 6,133,456
2015-04-22 2015-04-20 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -16,425 6,159,006
2015-04-20 2015-04-17 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.2800 -13,400 -165 8,503,202
2015-04-20 2015-04-16 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3700 -20,400 -252 8,516,602
2015-04-20 2015-04-17 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -5,173 6,175,431
2015-04-20 2015-04-16 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -18,250 6,180,604
2015-04-16 2015-04-15 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3200 -15,200 -187 8,537,002
2015-04-16 2015-04-14 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3100 -15,314 -189 8,552,202
2015-04-14 2015-04-13 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3500 -12,101 -149 8,567,516
2015-04-14 2015-04-10 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.2500 -15,075 -185 8,579,617
2015-04-14 2015-04-13 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,198,854
2015-04-14 2015-04-10 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,213,454
2015-04-10 2015-04-09 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.2900 -15,000 -184 8,594,692
2015-04-10 2015-04-08 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3300 -11,300 -139 8,609,692
2015-04-10 2015-04-09 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,228,054
2015-04-10 2015-04-08 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,242,654
2015-04-08 2015-04-07 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.2800 -10,653 -131 8,620,992
2015-04-08 2015-04-06 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4100 -15,414 -191 8,631,645
2015-04-08 2015-04-07 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,257,254
2015-04-08 2015-04-06 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,271,854
2015-04-06 2015-04-02 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4700 -12,122 -151 8,647,059
2015-04-03 2015-04-02 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,286,454
2015-04-03 2015-04-01 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,301,054
2015-04-02 2015-04-01 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3600 -18,913 -234 8,659,181
2015-04-02 2015-03-31 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3200 -18,514 -228 8,678,094
2015-04-01 2015-03-30 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -3,650 6,315,654
2015-03-31 2015-03-30 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3700 -29,619 -366 8,696,608
2015-03-31 2015-03-27 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4100 -16,883 -210 8,726,227
2015-03-27 2015-03-26 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4700 -16,100 -201 8,743,110
2015-03-27 2015-03-25 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4900 -22,806 -285 8,759,210
2015-03-27 2015-03-26 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,319,304
2015-03-25 2015-03-24 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.5500 -9,700 -122 8,782,016
2015-03-25 2015-03-23 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.6300 -18,000 -227 8,791,716
2015-03-25 2015-03-23 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -3,650 6,333,904
2015-03-23 2015-03-20 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.5700 -28,536 -359 8,809,716
2015-03-23 2015-03-19 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4400 -19,883 -247 8,838,252
2015-03-23 2015-03-20 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,337,554
2015-03-23 2015-03-19 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -7,300 6,352,154
2015-03-19 2015-03-18 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -3,650 6,359,454
2015-03-19 2015-03-17 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,363,104
2015-03-19 2015-03-18 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.6700 -21,251 -269 8,858,135
2015-03-19 2015-03-17 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.8700 -50,093 -645 8,879,386
2015-03-17 2015-03-16 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,377,704
2015-03-17 2015-03-13 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,392,304
2015-03-17 2015-03-16 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.5700 -28,700 -361 8,929,479
2015-03-17 2015-03-13 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.5400 -41,100 -515 8,958,179
2015-03-13 2015-03-12 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,406,904
2015-03-13 2015-03-11 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,421,504
2015-03-13 2015-03-12 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.5400 -23,000 -288 8,999,279
2015-03-13 2015-03-11 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3800 -33,777 -418 9,022,279
2015-03-11 2015-03-10 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.2000 -33,580 -410 9,056,056
2015-03-11 2015-03-09 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3200 -23,600 -291 9,089,636
2015-03-10 2015-03-09 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,436,104
2015-03-10 2015-03-06 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,450,704
2015-03-09 2015-03-06 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4500 -15,978 -199 9,113,236
2015-03-09 2015-03-05 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4700 -15,201 -190 9,129,214
2015-03-06 2015-03-05 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -14,600 6,465,304
2015-03-06 2015-03-04 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I -116,581 6,479,904
2015-03-05 2015-03-04 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4100 -32,699 -406 9,144,415
2015-03-05 2015-03-03 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.6500 -10,500 -133 9,177,114
2015-02-10 2015-02-04 4/A Tusar Gregory A KCG Restricted Stock Units A - Award D 62,746 264,766
2015-02-09 2015-02-05 4 Sohos George KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -35,226 -439 143,027
2015-02-09 2015-02-05 4 Sohos George KCG Class A Common Stock, par value $0.01 per share M - Exercise D 67,991 178,253
2015-02-09 2015-02-05 4 Sohos George KCG Restricted Stock Units M - Exercise D -67,991 361,773
2015-02-09 2015-02-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -35,149 -438 1,364,772
2015-02-09 2015-02-05 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share M - Exercise D 84,236 1,399,921
2015-02-09 2015-02-05 4 Coleman Daniel KCG Restricted Stock Units M - Exercise D -84,236 390,793
2015-02-09 2015-02-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -5,070 -63 30,752
2015-02-09 2015-02-05 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share M - Exercise D 15,043 35,822
2015-02-09 2015-02-05 4 McCarthy John A KCG Restricted Stock Units M - Exercise D -15,043 106,249
2015-02-09 2015-02-05 4 DiBacco John KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -7,158 -89 48,934
2015-02-09 2015-02-05 4 DiBacco John KCG Class A Common Stock, par value $0.01 per share M - Exercise D 20,307 56,092
2015-02-09 2015-02-05 4 DiBacco John KCG Restricted Stock Units M - Exercise D -20,307 111,464
2015-02-09 2015-02-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -14,384 -179 181,919
2015-02-09 2015-02-05 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share M - Exercise D 32,059 196,303
2015-02-09 2015-02-05 4 Ross Jonathan KCG Restricted Stock Units M - Exercise D -32,059 206,839
2015-02-09 2015-02-05 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -13,510 -168 44,378
2015-02-09 2015-02-05 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share M - Exercise D 31,213 57,888
2015-02-09 2015-02-05 4 Ogurtsov Nick KCG Restricted Stock Units M - Exercise D -31,213 217,494
2015-02-09 2015-02-05 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.4700 -13,483 -168 96,897
2015-02-09 2015-02-05 4 Primmer Ryan F KCG Class A Common Stock, par value $0.01 per share M - Exercise D 37,606 110,380
2015-02-09 2015-02-05 4 Primmer Ryan F KCG Restricted Stock Units M - Exercise D -37,606 429,218
2015-02-05 2015-02-04 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4100 -80,000 -993 20,779
2015-02-05 2015-02-04 4 McCarthy John A KCG Restricted Stock Units A - Award D 40,809 121,292
2015-02-05 2015-02-04 4 Sohos George KCG Restricted Stock Units A - Award D 132,599 429,764
2015-02-05 2015-02-04 4 Coleman Daniel KCG Restricted Stock Units A - Award D 92,321 475,029
2015-02-05 2015-02-04 4 DiBacco John KCG Restricted Stock Units A - Award D 35,295 131,771
2015-02-05 2015-02-04 4 Ross Jonathan KCG Restricted Stock Units A - Award D 80,454 238,898
2015-02-05 2015-02-04 4 Ogurtsov Nick KCG Restricted Stock Units A - Award D 77,942 248,707
2015-02-05 2015-02-04 4 Tusar Gregory A KCG Restricted Stock Units A - Award D 62,746 264,766
2015-02-05 2015-02-04 4 Primmer Ryan F KCG Restricted Stock Units A - Award D 62,746 466,824
2015-02-05 2015-02-04 4 Allison Philip KCG Restricted Stock Units A - Award D 90,529 840,529
2015-02-03 2015-01-31 4 Sohos George KCG Class A Common Stock, par value $0.01 per share F - Taxes D 12.1700 -28,723 -350 110,262
2015-02-03 2015-01-31 4 Sohos George KCG Class A Common Stock, par value $0.01 per share M - Exercise D 57,636 138,985
2015-02-03 2015-01-31 4 Sohos George KCG Restricted Stock Units M - Exercise D -57,636 297,165
2015-01-08 2015-01-06 4 Parratt Steffen KCG Restricted Stock Units A - Award D 42,053 42,053
2014-11-06 2014-11-04 4 Galvin Sean KCG Restricted Stock Units A - Award D 25,000 80,464
2014-09-24 2014-09-22 4 Allison Philip KCG Restricted Stock Units A - Award D 750,000 750,000
2014-09-18 3 Galvin Sean KCG Restricted Stock Units D 111,294
2014-09-18 3 Galvin Sean KCG Restricted Stock Units D 111,294
2014-09-18 3 Galvin Sean Held in an IRA rollover account. KCG Class A Common Stock, par value $0.01 per share I 56,196
2014-09-18 3 Galvin Sean Held in an IRA rollover account. KCG Class A Common Stock, par value $0.01 per share I 56,196
2014-08-21 2014-08-20 4 Tusar Gregory A KCG Restricted Stock Units F - Taxes D 11.6850 -43,280 -506 202,020
2014-07-18 2014-07-15 4/A Schuler Stephen KCG Class C Warrants J - Other I 15.00 -395,365 985,529
2014-07-18 2014-07-15 4/A Schuler Stephen KCG Class B Warrants J - Other I 13.50 -395,365 985,529
2014-07-18 2014-07-15 4/A Schuler Stephen KCG Class A Warrants J - Other I 12.00 -382,921 997,973
2014-07-18 2014-07-15 4/A Schuler Stephen KCG Class A Common Stock, par value $0.01 per share J - Other I -564,766 6,596,485
2014-07-17 2014-07-15 4 DiBacco John KCG Restricted Stock Units F - Taxes D 12.1000 -6,102 -74 96,476
2014-07-17 2014-07-15 4 Schuler Stephen KCG Class B Warrants J - Other I 13.50 -395,365 985,529
2014-07-17 2014-07-15 4 Schuler Stephen KCG Class C Warrants J - Other I 15.00 -395,365 985,529
2014-07-17 2014-07-15 4 Schuler Stephen KCG Class A Warrants J - Other I 12.00 -382,921 997,973
2014-07-17 2014-07-15 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share J - Other I -564,766 6,596,485
2014-07-17 2014-07-15 4 Primmer Ryan F KCG Restricted Stock Units F - Taxes D 11.3500 -72,858 -827 404,078
2014-07-08 2014-07-05 4 McCarthy John A KCG Restricted Stock Units F - Taxes D 12.1100 -966 -12 80,483
2014-07-08 2014-07-05 4 Coleman Daniel KCG Restricted Stock Units F - Taxes D 12.1100 -24,193 -293 382,708
2014-07-08 2014-07-05 4 Ross Jonathan KCG Restricted Stock Units F - Taxes D 12.1100 -2,551 -31 158,444
2014-07-03 2014-07-01 4 Bisgay Steven KCG Restricted Stock Units F - Taxes D 12.1000 -46,051 -557 341,430
2014-07-03 2014-07-01 4 McCarthy John A KCG Restricted Stock Units F - Taxes D 12.1000 -4,994 -60 83,347
2014-07-03 2014-07-01 4 Sohos George KCG Restricted Stock Units F - Taxes D 12.1000 -9,211 -111 354,801
2014-07-03 2014-07-01 4 Ross Jonathan KCG Restricted Stock Units F - Taxes D 12.1000 -9,642 -117 165,875
2014-07-03 2014-07-01 4 Ogurtsov Nick KCG Restricted Stock Units F - Taxes D 12.1000 -15,865 -192 170,765
2014-05-29 2014-05-27 4 Sohos George KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.1000 -68,957 -834 72,782
2014-05-27 2014-05-23 4 Sohos George KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.9860 -22,425 -269 141,739
2014-05-27 2014-05-22 4 Sohos George KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.9700 -4,100 -49 164,164
2014-05-19 2014-05-15 4 Milde James T KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-19 2014-05-15 4 Morris John C. KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-19 2014-05-15 4 KERN RENE M KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-19 2014-05-15 4 SHAHON LAURIE M KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-19 2014-05-15 4 Schmitt Daniel F KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-19 2014-05-15 4 HALDEMAN CHARLES E KCG Restricted Stock Units A - Award D 11.5000 27,827 320 56,596
2014-05-19 2014-05-15 4 Tierney Daniel KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-19 2014-05-15 4 Schuler Stephen KCG Restricted Stock Units A - Award D 11.5000 6,957 80 14,178
2014-05-15 2014-05-15 4 Schmitt Daniel F KCG Class A Common Stock P - Purchase D 11.2500 5,000 56 7,590
2014-05-08 2014-05-07 4 HALDEMAN CHARLES E KCG Class A Common Stock P - Purchase D 10.9550 41,957 460 194,929
2014-03-04 2014-03-03 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.0000 -3,000,000 -33,000 7,161,251
2014-03-04 2014-03-03 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.0000 -3,000,000 -33,000 9,187,614
2014-03-04 2014-03-03 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.0000 -3,000,000 -33,000 7,161,251
2014-03-04 2014-03-03 4 JEFFERIES LLC KCG Class A Common Stock P - Purchase D 11.0000 6,000,000 66,000 22,467,774
2014-02-28 2014-02-26 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0000 -100 -1 12,187,614
2014-02-26 2014-02-24 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0000 -6,034 -72 12,187,714
2014-02-20 2014-02-18 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0000 -300 -4 12,193,748
2014-02-18 2014-02-14 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8700 -24,417 -290 12,194,048
2014-02-18 2014-02-13 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8100 -15,652 -185 12,218,465
2014-02-06 2014-02-05 4 Sohos George KCG Restricted Stock Units A - Award D 11.0800 -203,972 -2,260 372,579
2014-02-06 2014-02-05 4 Coleman Daniel KCG Restricted Stock Units A - Award D 11.0800 -252,708 -2,800 447,708
2014-02-06 2014-02-05 4 Bisgay Steven KCG Restricted Stock Units A - Award D 11.0800 -97,586 -1,081 430,319
2014-02-06 2014-02-05 4 McCarthy John A KCG Restricted Stock Units A - Award D 11.0800 -45,127 -500 98,162
2014-02-06 2014-02-05 4 DiBacco John KCG Restricted Stock Units A - Award D 11.0800 -60,921 -675 114,254
2014-02-06 2014-02-05 4 Ross Jonathan KCG Restricted Stock Units A - Award D 11.0800 -96,176 -1,066 189,579
2014-02-06 2014-02-05 4 Ogurtsov Nick KCG Restricted Stock Units A - Award D 11.0800 -93,638 -1,038 209,194
2014-02-06 2014-02-05 4 Primmer Ryan F KCG Restricted Stock Units A - Award D 11.0800 -112,816 -1,250 549,710
2014-02-05 2014-02-03 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.0443 -425,000 -4,694 10,161,251
2014-02-05 2014-02-03 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.0443 -425,000 -4,694 10,161,251
2014-02-04 2014-02-03 4 Bisgay Steven KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.0443 -25,000 -276 2,387
2014-02-04 2014-02-03 4 HALDEMAN CHARLES E KCG Class A Common Stock P - Purchase D 11.0443 100,000 1,104 152,972
2014-02-04 2014-02-03 4 McCarthy John A KCG Class A Common Stock, par value $0.01, per share S - Sale D 11.0443 -30,000 -331 89,060
2014-02-04 2014-02-03 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share P - Purchase D 11.0443 805,000 8,891 1,274,878
2014-02-04 2014-01-31 4 Bisgay Steven KCG Restricted Stock Units F - Taxes D 10.8450 -17,113 -186 332,733
2014-02-04 2014-01-31 4 Sohos George KCG Restricted Stock Units F - Taxes D 10.8450 -29,859 -324 168,607
2014-02-04 2014-02-03 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.0443 -425,000 -4,694 12,234,117
2014-01-28 2014-01-24 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8200 -693 -8 12,659,117
2014-01-24 2014-01-23 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8600 -30,400 -361 12,659,810
2014-01-24 2014-01-22 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8300 -12,197 -144 12,690,210
2014-01-22 2014-01-21 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8100 -600 -7 12,702,407
2014-01-22 2014-01-17 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8400 -2,110 -25 12,703,007
2014-01-17 2014-01-16 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8500 -16,661 -197 12,705,117
2014-01-17 2014-01-15 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8400 -15,416 -183 12,721,778
2014-01-15 2014-01-14 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8000 -14,510 -171 12,737,194
2014-01-15 2014-01-13 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8200 -44,747 -529 12,751,704
2014-01-13 2014-01-10 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8600 -45,979 -545 12,796,451
2014-01-13 2014-01-09 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.9400 -78,546 -938 12,842,430
2014-01-09 2014-01-08 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0000 -110,037 -1,320 12,920,976
2014-01-09 2014-01-07 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.4500 -75,405 -939 13,031,013
2014-01-07 2014-01-06 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.3500 -83,248 -1,028 13,106,418
2014-01-07 2014-01-03 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.9200 -36,100 -430 13,189,666
2014-01-03 2014-01-02 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.9100 -35,970 -428 13,225,766
2014-01-03 2013-12-31 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8600 -25,900 -307 13,261,736
2014-01-03 2013-12-31 4 Serenity Investments, LLC KCG Class C Warrants J - Other D 15.00 -190,089 1,380,894
2014-01-03 2013-12-31 4 Serenity Investments, LLC KCG Class A Warrants J - Other D 12.00 -190,089 1,380,894
2014-01-03 2013-12-31 4 Serenity Investments, LLC KCG Class B Warrants J - Other D 13.50 -190,089 1,380,894
2014-01-03 2013-12-31 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share J - Other D -1,457,266 10,586,251
2013-12-31 2013-12-30 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8600 -31,044 -368 13,287,636
2013-12-31 2013-12-27 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8100 -41,014 -484 13,318,680
2013-12-27 2013-12-26 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0600 -33,104 -399 13,359,694
2013-12-27 2013-12-24 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0700 -19,638 -237 13,392,798
2013-12-24 2013-12-23 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 12.0000 -76,199 -914 13,412,436
2013-12-24 2013-12-20 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.5900 -74,533 -864 13,488,635
2013-12-20 2013-12-19 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.2600 -36,155 -407 13,563,168
2013-12-20 2013-12-18 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.4900 -65,083 -748 13,599,323
2013-12-18 2013-12-17 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.4900 -57,090 -656 13,664,406
2013-12-18 2013-12-16 4 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.4200 -22,021 -251 13,721,496
2013-12-12 2013-12-11 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.4500 -407,934 -4,671 12,043,517
2013-12-12 2013-12-10 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.7400 -75,000 -880 12,451,451
2013-12-12 2013-12-11 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.4500 -407,934 -4,671 12,043,517
2013-12-12 2013-12-10 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.7400 -75,000 -880 12,451,451
2013-12-10 2013-12-09 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8700 -300,000 -3,561 12,526,451
2013-12-10 2013-12-06 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.4800 -300,000 -3,444 12,826,451
2013-12-10 2013-12-09 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.8700 -300,000 -3,561 12,526,451
2013-12-10 2013-12-06 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.4800 -300,000 -3,444 12,826,451
2013-12-06 2013-12-05 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.3500 -100,000 -1,135 13,126,451
2013-12-06 2013-12-04 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.3500 -148,428 -1,685 13,226,451
2013-12-06 2013-12-05 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.3500 -100,000 -1,135 13,126,451
2013-12-06 2013-12-04 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.3500 -148,428 -1,685 13,226,451
2013-12-05 3 LEUCADIA NATIONAL CORP KCG Class A Common Stock D 16,467,774
2013-12-04 2013-12-03 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.4800 -266,444 -3,059 13,374,879
2013-12-04 2013-12-02 4 Serenity Investments, LLC KCG Class A Common Stock, par value $0.01 per share S - Sale D 11.8500 -102,194 -1,211 13,641,323
2013-12-04 2013-12-03 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.4800 -266,444 -3,059 13,374,879
2013-12-04 2013-12-02 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share S - Sale I 11.8500 -102,194 -1,211 13,641,323
2013-11-07 2013-11-05 4 HALDEMAN CHARLES E KCG Class A Common Stock P - Purchase D 9.4410 17,802 168 52,972
2013-11-05 2013-11-04 4 HALDEMAN CHARLES E KCG Class A Common Stock P - Purchase D 9.4450 5,201 49 35,170
2013-11-05 2013-11-01 4 HALDEMAN CHARLES E KCG Class A Common Stock P - Purchase D 8.8610 29,969 266 29,969
2013-11-01 2013-11-01 4 HALDEMAN CHARLES E KCG Restricted Stock Units A - Award D 8.6900 28,769 250 28,769
2013-08-26 3 Tusar Gregory A KCG Restricted Stock Units D 303,031
2013-08-26 3 Primmer Ryan F KCG Restricted Stock Units D 436,894
2013-08-14 2013-08-12 4 Sohos George KCG Stock Options A - Award D 8.24 97,978 112,422
2013-08-14 2013-08-12 4 Sohos George KCG Restricted Stock Units A - Award D 8.2400 53,333 439 226,243
2013-08-14 2013-08-12 4 McCarthy John A KCG Restricted Stock Units A - Award D 8.2400 44,444 366 53,035
2013-08-14 2013-08-12 4 Bisgay Steven KCG Restricted Stock Units A - Award D 8.2400 266,667 2,197 365,766
2013-08-14 2013-08-12 4 DiBacco John KCG Stock Options A - Award D 8.24 97,978 97,978
2013-08-14 2013-08-12 4 DiBacco John KCG Restricted Stock Units A - Award D 8.2400 53,333 439 53,333
2013-08-14 2013-08-12 4 Ross Jonathan KCG Stock Options A - Award D 8.24 293,933 293,933
2013-08-14 2013-08-12 4 Ross Jonathan KCG Restricted Stock Units A - Award D 8.2400 71,111 586 93,403
2013-08-14 2013-08-12 4 Ogurtsov Nick KCG Stock Options A - Award D 8.24 171,461 171,461
2013-08-14 2013-08-12 4 Ogurtsov Nick KCG Restricted Stock Units A - Award D 8.2400 115,556 952 115,556
2013-07-18 2013-07-18 4/A Bisgay Steven KCG Class A Common stock, par value $0.01 per share A - Award D 27,387 27,387
2013-07-18 2013-07-16 4 KERN RENE M KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-18 2013-07-16 4 Schmitt Daniel F KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-18 2013-07-16 4 Milde James T KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-18 2013-07-16 4 SHAHON LAURIE M KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-18 2013-07-01 4 SHAHON LAURIE M KCG Class A Common Stock, par value $0.01 per share A - Award D 6,000 6,000
2013-07-18 2013-07-16 4 Morris John C. KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-18 2013-07-16 4 Tierney Daniel KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-18 2013-07-16 4 Schuler Stephen KCG Restricted Stock Units A - Award D 11.0800 7,221 80 7,221
2013-07-09 2013-07-05 4 McCarthy John A KCG Restricted Stock Units A - Award D 8,591 8,591
2013-07-09 2013-07-05 4 Coleman Daniel KCG Stock Settled Stock Appreciation Rights A - Award D 22.50 1,700,000 1,700,000
2013-07-09 2013-07-05 4 Coleman Daniel KCG Stock Options A - Award D 11.65 1,700,000 1,700,000
2013-07-09 2013-07-05 4 Coleman Daniel KCG Restricted Stock Units A - Award D 195,000 195,000
2013-07-09 2013-07-05 4 Ross Jonathan KCG Restricted Stock Units A - Award D 22,292 22,292
2013-07-03 3 KERN RENE M KCG Class A Common Stock, par value $0.01 per share D 0
2013-07-03 3 GAPSTAR LLC Owned by GA-GTCO Interholdco, LLC KCG Class A Common Stock, par value $0.01 per share I 38,950
2013-07-03 3 Morris John C. KCG Class A Common Stock, par value $0.01 per share D 0
2013-07-03 2013-07-01 4 KERN RENE M See footnotes KCG Class C Warrants A - Award I 15.00 2,698,227 2,698,227
2013-07-03 2013-07-01 4 KERN RENE M See footnotes KCG Class A Warrants A - Award I 12.00 2,698,228 2,698,228
2013-07-03 2013-07-01 4 KERN RENE M See footnotes KCG Class B Warrants A - Award I 13.50 2,698,228 2,698,228
2013-07-03 2013-07-01 4 KERN RENE M See footnotes KCG Class A Common Stock, par value $0.01 per share A - Award I 28,493,943 28,493,943
2013-07-03 2013-07-01 4 Coleman Daniel KCG Class C Warrants A - Award D 15.00 53,710 53,710
2013-07-03 2013-07-01 4 Coleman Daniel KCG Class B Warrants A - Award D 13.50 53,711 53,711
2013-07-03 2013-07-01 4 Coleman Daniel KCG Class A Warrants A - Award D 12.00 53,711 53,711
2013-07-03 2013-07-01 4 Coleman Daniel KCG Class A Common Stock, par value $0.01 per share A - Award D 469,878 469,878
2013-07-03 2013-07-01 4 McCarthy John A KCG Class C Warrants A - Award D 15.00 13,609 13,609
2013-07-03 2013-07-01 4 McCarthy John A KCG Class A Warrants A - Award D 12.00 13,610 13,610
2013-07-03 2013-07-01 4 McCarthy John A KCG Class B Warrants A - Award D 13.50 13,610 13,610
2013-07-03 2013-07-01 4 McCarthy John A KCG Class A Common Stock, par value $0.01 per share A - Award D 119,060 119,060
2013-07-03 2013-07-01 4 Milde James T KCG Stock Options (granted on 5/10/07) A - Award D 48.96 48.9600 5,000 245 5,000
2013-07-03 2013-07-01 4 Milde James T KCG Stock Option (granted on 5/11/06) A - Award D 51.09 51.0900 5,000 255 5,000
2013-07-03 2013-07-01 4 Milde James T KCG Stock Options (granted on 5/11/05) A - Award D 23.88 23.8800 6,666 159 6,666
2013-07-03 2013-07-01 4 Milde James T KCG Class A Common Stock, par value $0.01 per share A - Award D 10,617 10,617
2013-07-03 2013-07-01 4 Schmitt Daniel F KCG Class A Common Stock, par value $0.01 per share A - Award D 2,590 2,590
2013-07-03 2013-07-01 4 JOYCE THOMAS M Trust for Children KCG Class A Common Stock, par value $0.01 per share A - Award I 3,342 3,342
2013-07-03 2013-07-01 4 JOYCE THOMAS M Joyce Family 2012 GRAT KCG Class A Common Stock, par value $0.01 per share A - Award I 24,083 24,083
2013-07-03 2013-07-01 4 JOYCE THOMAS M KCG Class A Common Stock, par value $0.01 per share A - Award D 150,302 150,302
2013-07-03 2013-07-01 4 Bisgay Steven KCG Stock Options (granted on 11/10/04) A - Award D 30.72 30.7200 15,000 461 15,000
2013-07-03 2013-07-01 4 Bisgay Steven KCG Restricted Stock Units A - Award D 99,099 99,099
2013-07-03 2013-07-01 4 Bisgay Steven KCG Class A Common Stock, par value $0.01 per share A - Award D 39,009 39,009
2013-07-03 2013-07-01 4 SHAHON LAURIE M KCG Stock Options (granted on 05/10/07) A - Award D 48.96 48.9600 5,000 245 5,000
2013-07-03 2013-07-01 4 SHAHON LAURIE M KCG Stock Options (granted on 07/24/06) A - Award D 44.86 44.8650 6,666 299 6,666
2013-07-03 2013-07-01 4 SHAHON LAURIE M KCG Class A Common Stock, par value $0.01 per share A - Award D 6,004 6,004
2013-07-03 2013-07-01 4 Sohos George KCG Stock Options (granted on 8/15/05) A - Award D 23.70 23.7000 8,333 197 8,333
2013-07-03 2013-07-01 4 Sohos George KCG Stock Options (granted on 11/10/04) A - Award D 30.72 30.7200 6,111 188 6,111
2013-07-03 2013-07-01 4 Sohos George KCG Restricted Stock Units A - Award D 172,910 172,910
2013-07-03 2013-07-01 4 Sohos George KCG Class A Common Stock, par value $0.01 per share A - Award D 140,487 140,487
2013-07-03 3 GAP COINVESTMENTS IV, LLC KCG Class A Common Stock, par value $0.01 per share D 28,493,943
2013-07-03 2013-07-01 4 DiBacco John KCG Class C Warrants A - Award D 15.00 2,756 2,756
2013-07-03 2013-07-01 4 DiBacco John KCG Class A Warrants A - Award D 12.00 2,756 2,756
2013-07-03 2013-07-01 4 DiBacco John KCG Class B Warrants A - Award D 13.50 2,756 2,756
2013-07-03 2013-07-01 4 DiBacco John KCG Class A Common Stock, par value $0.01 per share A - Award D 24,109 24,109
2013-07-03 2013-07-01 4 Ross Jonathan KCG Class A Warrants A - Award D 12.00 16,609 16,609
2013-07-03 2013-07-01 4 Ross Jonathan KCG Class C Warrants A - Award D 15.00 16,609 16,609
2013-07-03 2013-07-01 4 Ross Jonathan KCG Class B Warrants A - Award D 13.50 16,609 16,609
2013-07-03 2013-07-01 4 Ross Jonathan KCG Class A Common Stock, par value $0.01 per share A - Award D 145,302 145,302
2013-07-03 2013-07-01 4 Ogurtsov Nick KCG Class C Warrants A - Award D 15.00 459 459
2013-07-03 2013-07-01 4 Ogurtsov Nick KCG Class A Warrants A - Award D 12.00 460 460
2013-07-03 2013-07-01 4 Ogurtsov Nick KCG Class B Warrants A - Award D 13.50 460 460
2013-07-03 2013-07-01 4 Ogurtsov Nick KCG Class A Common Stock, par value $0.01 per share A - Award D 4,021 4,021
2013-07-03 3 Schuler Mary Jo KCG Class A Common Stock, par value $0.01 per share D 13,743,517
2013-07-03 2013-07-01 4 Mast Darren KCG Class C Warrants A - Award D 15.00 29,670 29,670
2013-07-03 2013-07-01 4 Mast Darren KCG Class B Warrants A - Award D 13.50 29,671 29,671
2013-07-03 2013-07-01 4 Mast Darren KCG Class A Warrants A - Award D 12.00 29,671 29,671
2013-07-03 2013-07-01 4 Mast Darren KCG Class A Common Stock, par value $0.01 per share A - Award D 259,568 259,568
2013-07-03 3 Daniel V. Tierney 2011 Trust KCG Class A Common Stock, par value $0.01 per share D 13,743,517
2013-07-03 2013-07-01 4 Schuler Stephen KCG Class A Warrants A - Award I 12.00 -1,570,983 1,570,983
2013-07-03 2013-07-01 4 Schuler Stephen KCG Class C Warrants A - Award I 15.00 -1,570,983 1,570,983
2013-07-03 2013-07-01 4 Schuler Stephen KCG Class B Warrants A - Award I 13.50 -1,570,983 1,570,983
2013-07-03 2013-07-01 4 Schuler Stephen KCG Class A Common Stock, par value $0.01 per share A - Award I 13,743,517 13,743,517
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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