ILIU / Interleukin Genetics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

白血球介素遺傳學公司
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內部人士股份762,476,625 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票
高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票
關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Interleukin Genetics, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士 平均收益（%） 持股
數量		 分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 ILIU / Interleukin Genetics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數		 報告
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2016-07-29 PYXIS INNOVATIONS INC 5,030,181 0.0994 5,030,181 0.0994 500,000 12 0.2215 614,186 122.84
2016-07-29 BAY CITY CAPITAL LLC 29,616,700 0.0994 29,616,700 0.0994 2,943,900
2016-07-29 BAY CITY CAPITAL LLC 564,386 0.0994 564,386 0.0994 56,100
2016-07-29 DiPalma Stephen J. 100,603 0.0994 100,603 0.0994 10,000
2016-07-29 Growth Equity Opportunities Fund III, LLC 20,120,724 0.0994 20,120,724 0.0994 2,000,000

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ILIU / Interleukin Genetics, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 ILIU / Interleukin Genetics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數		 報告
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ILIU / Interleukin Genetics, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報
日期		 交易
日期		 表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格		 單位
價格		 股數
變化		 價值
變化 (1K)		 剩餘
期權		 剩餘
股份
2017-05-12 2017-04-19 4 Toutain Stephan ILIU Stock Option (Right to Buy) A - Award D 0.10 182,547 182,547
2017-01-26 2017-01-25 4 KORNMAN KENNETH S ILIU Stock Option (Right to Buy) A - Award D 0.12 3,625,746 3,625,746
2017-01-26 2017-01-25 4 WEAVER JAMES M ILIU Stock Option (Right to Buy) A - Award D 0.12 168,450 168,450
2017-01-26 2017-01-25 4 Mills William C. III ILIU Stock Option (Right to Buy) A - Award D 0.12 168,450 168,450
2017-01-26 2017-01-25 4 Carbeau Mark B ILIU Stock Option (Right to Buy) A - Award D 0.12 1,278,653 1,278,653
2017-01-26 2017-01-25 4 Toutain Stephan ILIU Stock Option (Right to Buy) A - Award D 0.12 365,093 365,093
2016-10-21 2016-10-20 4 Carbeau Mark B ILIU Stock Option (Right to Buy) A - Award D 0.18 5,000,000 5,000,000
2016-10-21 2016-10-20 4 Toutain Stephan ILIU Stock Option (Right to Buy) A - Award D 0.18 3,738,933 3,738,933
2016-08-03 2016-07-29 4 PYXIS INNOVATIONS INC ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 5,030,181 5,030,181
2016-08-03 2016-07-29 4 PYXIS INNOVATIONS INC ILIU Common Stock P - Purchase D 0.0994 5,030,181 500 42,595,659
2016-08-02 2016-07-29 4 BARRIS PETER J See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 BARRIS PETER J See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 BARRETT M JAMES See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 BARRETT M JAMES See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 MOTT DAVID M See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 MOTT DAVID M See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 KERINS PATRICK J See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 KERINS PATRICK J See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 SANDELL SCOTT D See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 SANDELL SCOTT D See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 KOLLURI KRISHNA KITTU See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 KOLLURI KRISHNA KITTU See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 BASKETT FOREST See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 BASKETT FOREST See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 Weller Harry R See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 Weller Harry R See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 564,386 564,386
2016-08-02 2016-07-29 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 29,616,700 29,616,700
2016-08-02 2016-07-29 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock P - Purchase I 0.0994 564,386 56 1,444,485
2016-08-02 2016-07-29 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock P - Purchase I 0.0994 29,616,700 2,944 75,800,716
2016-08-02 2016-07-29 4 Viswanathan Ravi See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 Viswanathan Ravi See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 Growth Equity Opportunities Fund III, LLC ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 Growth Equity Opportunities Fund III, LLC ILIU Common Stock P - Purchase D 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 Sonsini Peter W. See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 Sonsini Peter W. See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-02 2016-07-29 4 Florence Anthony A. Jr. See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 20,120,724 20,120,724
2016-08-02 2016-07-29 4 Florence Anthony A. Jr. See Note 1 ILIU Common Stock P - Purchase I 0.0994 20,120,724 2,000 55,418,811
2016-08-01 2016-07-29 4 KORNMAN KENNETH S ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 25,150 25,150
2016-08-01 2016-07-29 4 KORNMAN KENNETH S ILIU Common Stock P - Purchase D 0.0994 25,150 2 400,065
2016-08-01 2016-07-29 4 WEAVER JAMES M ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 100,603 100,603
2016-08-01 2016-07-29 4 WEAVER JAMES M ILIU Common Stock P - Purchase I 0.0994 100,603 10 100,603
2016-08-01 2016-07-29 4 Carbeau Mark B ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 100,603 100,603
2016-08-01 2016-07-29 4 Carbeau Mark B ILIU Common Stock P - Purchase D 0.0994 100,603 10 100,603
2016-08-01 2016-07-29 4 DiPalma Stephen J. ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 100,603 100,603
2016-08-01 2016-07-29 4 DiPalma Stephen J. ILIU Common Stock P - Purchase D 0.0994 100,603 10 349,855
2016-01-29 2016-01-27 4 WEAVER JAMES M ILIU Stock Option (Right to Buy) A - Award D 0.05 125,000 125,000
2016-01-28 2016-01-27 4 Mills William C. III ILIU Stock Option (Right to Buy) A - Award D 0.05 100,000 100,000
2016-01-28 2016-01-27 4 KORNMAN KENNETH S ILIU Stock Option (Right to Buy) A - Award D 0.05 400,000 400,000
2015-12-15 2015-12-14 4 KORNMAN KENNETH S ILIU Stock Option (Right to Buy) A - Award D 0.07 400,000 400,000
2015-04-08 2015-04-06 4 Carbeau Mark B ILIU Stock Option (Right to Buy) A - Award D 0.15 14,245,227 14,245,227
2015-01-26 2015-01-22 4 Snyder Scott A. ILIU Stock Option (Right to Buy) A - Award D 0.26 660,000 660,000
2015-01-26 2015-01-22 4 KORNMAN KENNETH S ILIU Stock Option (Right to Buy) A - Award D 0.26 2,030,000 2,030,000
2014-12-30 2014-12-23 4 DiPalma Stephen J. ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 249,252 249,252
2014-12-30 2014-12-23 4 DiPalma Stephen J. ILIU Common Stock P - Purchase D 0.1003 249,252 25 249,252
2014-12-29 2014-12-23 4 BARRIS PETER J See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 BARRIS PETER J See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 BARRETT M JAMES See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 BARRETT M JAMES See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 Florence Anthony A. Jr. See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 Florence Anthony A. Jr. See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 Sonsini Peter W. See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 Sonsini Peter W. See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 BASKETT FOREST See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 BASKETT FOREST See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 Viswanathan Ravi See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 Viswanathan Ravi See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 Growth Equity Opportunities Fund III, LLC ILIU Common Stock Warrant (right to buy) P - Purchase D 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 Growth Equity Opportunities Fund III, LLC ILIU Common Stock P - Purchase D 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 Weller Harry R See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 Weller Harry R See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 MOTT DAVID M See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 MOTT DAVID M See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 KOLLURI KRISHNA KITTU See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 KOLLURI KRISHNA KITTU See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 DRANT RYAN D See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 DRANT RYAN D See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 KERINS PATRICK J See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 KERINS PATRICK J See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-29 2014-12-23 4 SANDELL SCOTT D See Note 1 ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 19,868,965 19,868,965
2014-12-29 2014-12-23 4 SANDELL SCOTT D See Note 1 ILIU Common Stock P - Purchase I 0.1003 19,868,965 1,993 35,298,087
2014-12-24 2014-12-23 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 495,400 495,400
2014-12-24 2014-12-23 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock Warrant (right to buy) P - Purchase I 0.10 25,996,552 25,996,552
2014-12-24 2014-12-23 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock P - Purchase I 0.1003 495,400 50 880,099
2014-12-24 2014-12-23 4 BAY CITY CAPITAL LLC See footnotes ILIU Common Stock P - Purchase I 0.1003 25,996,552 2,607 46,184,016
2014-04-04 2014-03-31 4 WEAVER JAMES M ILIU Stock Option (Right to Buy) A - Award D 0.35 125,000 125,000
2013-10-24 2013-10-22 4 KORNMAN KENNETH S ILIU Stock Option (Right to Buy) A - Award D 0.38 2,250,000 2,250,000
2013-10-24 2013-10-22 4 Mills William C. III ILIU Stock Option (Right to Buy) A - Award D 0.38 85,000 85,000
2013-10-24 2013-10-22 4 Lurier Eliot M ILIU Stock Option (Right to Buy) A - Award D 0.38 750,000 750,000
2013-10-24 2013-10-22 4 Snyder Scott A. ILIU Stock Option (Right to Buy) A - Award D 0.38 675,000 675,000
2013-05-23 3 BARRIS PETER J See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 BARRETT M JAMES See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 MOTT DAVID M See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 KERINS PATRICK J See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 SANDELL SCOTT D See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 KOLLURI KRISHNA KITTU See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 BASKETT FOREST See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 DRANT RYAN D See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 Weller Harry R See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 Viswanathan Ravi See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 New Enterprise Associates 14, L.P. ILIU Common Stock D 15,429,122
2013-05-23 3 Florence Anthony A. Jr. See Note 1 ILIU Common Stock I 15,429,122
2013-05-23 3 Sonsini Peter W. See Note 1 ILIU Common Stock I 15,429,122
2013-05-21 3 Bay City Capital Management V LLC See footnotes ILIU Common Stock I 20,187,464
2013-05-21 3 Bay City Capital Management V LLC See footnotes ILIU Common Stock I 384,699
2013-05-21 2013-05-17 4 Delta Dental Plan of Michigan, Inc. ILIU Series B Convertible Preferred Stock C - Conversion D 0.27 -10,928,962 0
2013-05-21 2013-05-17 4 Delta Dental Plan of Michigan, Inc. ILIU Common Stock C - Conversion D 0.2745 10,928,961 3,000 10,928,961
2013-05-21 2013-05-17 4 PYXIS INNOVATIONS INC ILIU Convertible Promissory Notes C - Conversion D 5.68 -14,316,255 0
2013-05-21 2013-05-17 4 PYXIS INNOVATIONS INC ILIU Series A-1 Preferred Stock C - Conversion D -5,000,000 0
2013-05-21 2013-05-17 4 PYXIS INNOVATIONS INC ILIU Common Stock C - Conversion D 5.6783 2,521,222 14,316 37,565,478
2013-05-21 2013-05-17 4 PYXIS INNOVATIONS INC ILIU Common Stock C - Conversion D 28,160,200 35,044,256
2013-01-03 3 Snyder Scott A. ILIU No securities are beneficially owned. D 0
2013-01-03 2013-01-02 4 Snyder Scott A. ILIU Stock Option (Right to Buy) A - Award D 0.29 200,000 200,000
2012-12-21 2012-12-21 4 KORNMAN KENNETH S ILIU Stock Option (Right to Buy) A - Award D 0.34 300,000 300,000
2012-12-21 2012-12-21 4 Lurier Eliot M ILIU Stock Option (Right to Buy) A - Award D 0.34 200,000 200,000
2012-07-03 2012-06-29 4 PYXIS INNOVATIONS INC ILIU Series A-1 Preferred Stock J - Other D 0.32 5,000,000 30,695,245
2012-07-03 2012-06-29 4 PYXIS INNOVATIONS INC ILIU Series A Preferred Stock J - Other D 0.32 -5,000,000 2,535,045
2012-07-03 2012-04-13 4 PYXIS INNOVATIONS INC ILIU Convertible Promissory Note P - Purchase D 5.68 30,695,245
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
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