HEOP / Heritage Oaks Bancorp - Insider Trading and Ownership Report - SEC Form 3, 4, 5

傳統橡樹銀行
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內部人士股份20,115,509 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Heritage Oaks Bancorp內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 HEOP / Heritage Oaks Bancorp 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2016-08-04 Simas Alexander 4,000 8.2253 4,000 8.2253 32,901 242
2016-06-16 Fugate Mark C 500 7.6620 500 7.6620 3,831
2016-06-16 Fugate Mark C 500 7.5900 500 7.5900 3,795
2015-08-04 Simas Alexander 2,500 8.3935 2,500 8.3935 20,984
2015-02-20 Fugate Mark C 650 7.9000 650 7.9000 5,135
2015-02-17 Fugate Mark C 16 7.7800 16 7.7800 124
2015-01-08 Raver William R 7,203 3.1000 7,203 3.1000 22,329
2015-01-08 Raver William R 1,904 5.7300 1,904 5.7300 10,910
2014-12-05 Raver William R 9,700 3.1000 9,700 3.1000 30,070

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

HEOP / Heritage Oaks Bancorp Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 HEOP / Heritage Oaks Bancorp 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-09-01 Osterbauer Robert 3,000 8.0500 3,000 8.0500 24,150 214
2015-12-16 CAMPBELL DONALD H 5,320 8.0300 5,320 8.0300 42,720
2015-11-17 CASTLE CREEK CAPITAL PARTNERS IV, LP 2,000,000 8.0002 2,000,000 8.0002 16,000,400
2015-03-09 CAMPBELL DONALD H 375 7.8800 375 7.8800 2,955
2014-03-06 WARD LAWRENCE P 2,500 8.1200 2,500 8.1200 20,300
2014-03-05 WARD LAWRENCE P 500 7.9600 500 7.9600 3,980
2014-03-04 WARD LAWRENCE P 3,000 8.1600 3,000 8.1600 24,480
2013-09-11 Funari Joanne E. 1,310 6.3300 1,310 6.3300 8,292
2013-08-21 Funari Joanne E. 3,918 6.4800 3,918 6.4800 25,389

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

HEOP / Heritage Oaks Bancorp Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2017-03-06 2017-03-02 4 Stronks Timothy Joseph Restricted stock HEOP Common stock D - Sale to Issuer I 13.9500 -638 -9 637
2017-03-06 2017-03-02 4 Stronks Timothy Joseph HEOP Common stock A - Award D 13.9500 638 9 6,631
2017-03-03 2017-03-02 4 SCHACK WILLIAM A Restricted stock HEOP Common stock D - Sale to Issuer I 13.9500 -893 -12 893
2017-03-03 2017-03-02 4 SCHACK WILLIAM A HEOP Common stock A - Award D 13.9500 484 7 7,792
2017-03-03 2017-03-01 4 SCHACK WILLIAM A Restricted stock HEOP Common stock D - Sale to Issuer I 13.9300 -1,135 -16 0
2017-03-03 2017-03-01 4 SCHACK WILLIAM A HEOP Common stock A - Award D 14.2700 602 9 7,308
2017-03-02 2017-03-02 4 LAGOMARSINO SIMONE HEOP Common stock A - Award D 13.9500 3,082 43 178,419
2017-03-02 2017-03-02 4 LAGOMARSINO SIMONE Restricted stock HEOP Common stock D - Sale to Issuer I 13.9500 -3,082 -43 3,083
2017-02-03 2017-02-01 4 LAGOMARSINO SIMONE Restricted stock HEOP Common stock D - Sale to Issuer I 13.4400 -7,081 -95 0
2017-02-03 2017-02-01 4 LAGOMARSINO SIMONE HEOP Common stock A - Award D 13.4400 7,081 95 175,337
2017-02-03 2017-02-01 4 CASTLE JASON HEOP Common stock A - Award D 13.4400 1,569 21 6,046
2017-02-03 2017-02-01 4 CASTLE JASON Restricted stock HEOP Common stock D - Sale to Issuer I 13.4400 -1,569 -21 11,610
2016-12-30 2016-12-28 4 LAGOMARSINO SIMONE HEOP NQ stock option X - Other D 7.84 7.8400 22,294 175 19,078
2016-12-30 2016-12-28 4 LAGOMARSINO SIMONE HEOP NQ stock option X - Other D 7.65 7.6500 42,708 327 0
2016-12-30 2016-12-28 4 LAGOMARSINO SIMONE HEOP Common stock X - Other D 7.8400 22,294 175 168,256
2016-12-30 2016-12-28 4 LAGOMARSINO SIMONE HEOP Common stock X - Other D 7.6500 42,708 327 145,962
2016-09-06 2016-09-01 4 Behrman Michael J. Restricted Stock HEOP Common stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 LACEY DOLORES T Restricted Stock HEOP Common stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 Fugate Mark C Restricted Stock HEOP Common stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 Morris Michael James Restricted Stock HEOP Common stock A - Award I 8.0600 3,722 30 3,722
2016-09-06 2016-09-01 4 Pfau Michael E. Restricted Stock HEOP Common stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 Simas Alexander Restricted Stock HEOP Common Stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 Yost Stephen P Restricted Stock HEOP Common Stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 CAMPBELL DONALD H Restricted Stock HEOP Common Stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 Gould Howard Restricted Stock HEOP Common Stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 LYNCH JAMES J FBO Patriot Financial Partners Parallel LP HEOP Common stock A - Award I 8.0600 465 4 548,303
2016-09-06 2016-09-01 4 LYNCH JAMES J FBO Patriot Financial Partners, LP HEOP Common stock A - Award I 8.0600 2,636 21 3,173,722
2016-09-06 2016-09-01 4 OHare Daniel J Restricted Stock HEOP Common stock A - Award I 8.0600 3,101 25 3,101
2016-09-06 2016-09-01 4 Osterbauer Robert HEOP Common stock S - Sale D 8.0500 -3,000 -24 15,202
2016-08-08 2016-08-05 4 Simas Alexander Restricted Stock HEOP Common stock D - Sale to Issuer I 8.2700 -3,113 -26 0
2016-08-08 2016-08-05 4 Simas Alexander HEOP Common stock A - Award D 8.2700 3,113 26 69,685
2016-08-08 2016-08-04 4 Simas Alexander HEOP Common stock P - Purchase D 8.2253 4,000 33 64,072
2016-08-08 2015-08-04 4 Simas Alexander HEOP Common stock P - Purchase D 8.3935 2,500 21 66,572
2016-06-20 2016-06-16 4 Fugate Mark C Please see note (2) HEOP Common stock P - Purchase I 7.5900 500 4 105,441
2016-06-20 2016-06-16 4 Fugate Mark C Mark Colt Fugate IRA HEOP Common stock P - Purchase I 7.6620 500 4 11,828
2016-05-03 2016-05-02 4 Osterbauer Robert HEOP Common stock A - Award D 8.3400 6,079 51 15,502
2016-05-03 2016-05-02 4 Osterbauer Robert Restricted stock HEOP Common stock D - Sale to Issuer I 8.3400 -10,000 -83 18,181
2016-04-19 2016-04-01 4 Osterbauer Robert Restricted stock HEOP Common stock A - Award I 7.8000 5,000 39 28,181
2016-04-19 2016-04-01 4 Stronks Timothy Joseph Restricted stock HEOP Common stock A - Award I 7.8000 3,333 26 4,608
2016-04-19 2016-04-01 4 SCHACK WILLIAM A Restricted stock HEOP Common stock A - Award I 7.8000 6,666 52 21,782
2016-04-05 2016-04-01 4 LAGOMARSINO SIMONE Restricted stock HEOP Common stock A - Award I 7.8000 6,706 52 19,952
2016-04-05 2016-02-24 4 LAGOMARSINO SIMONE Restricted stock - performance based HEOP Common stock D - Sale to Issuer I 7.7100 10,162 78 13,246
2016-04-05 2016-04-01 4 CASTLE JASON Restricted stock HEOP Common stock A - Award I 7.8000 6,250 49 14,291
2016-04-05 2016-04-01 4 gehlmann gregory a Restricted stock HEOP Common stock A - Award I 7.8000 2,500 20 4,154
2016-03-03 2016-03-02 4 Arredondo Rick HEOP Common stock A - Award D 7.3900 1,382 10 1,382
2016-03-03 2016-03-02 4 Arredondo Rick Restricted stock HEOP Common stock D - Sale to Issuer I 7.3900 -2,551 -19 5,102
2016-03-03 2016-03-02 4 Osterbauer Robert HEOP Common stock A - Award D 7.3900 345 3 9,423
2016-03-03 2016-03-02 4 Osterbauer Robert Restricted stock HEOP Common stock D - Sale to Issuer I 7.3900 -638 -5 23,181
2016-03-03 2016-03-01 4 Osterbauer Robert HEOP Common stock A - Award D 7.2700 462 3 9,078
2016-03-03 2016-03-01 4 Osterbauer Robert Restricted stock HEOP Common stock D - Sale to Issuer I 7.2700 -853 -6 23,819
2015-12-18 2015-12-16 4 CAMPBELL DONALD H HEOP Common Stock S - Sale D 8.0300 -5,320 -43 23,520
2015-11-18 2015-11-17 4 CASTLE CREEK CAPITAL PARTNERS IV, LP HEOP Heritage Oaks Bancorp Common Stock S - Sale D 8.0002 -2,000,000 -16,000 1,672,638
2015-09-03 2015-09-01 4 CASTLE JASON HEOP Stock Option A - Award D 7.50 14,732 14,732
2015-09-03 2015-09-01 4 CASTLE JASON Restricted HEOP Common Stock A - Award I 7.5000 3,334 25 9,609
2015-08-05 2015-08-03 4 Yost Stephen P Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 Behrman Michael J. Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 Pfau Michael E. Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 Morris Michael James Please see note (1) HEOP Common stock A - Award I 8.0300 3,736 30 3,736
2015-08-05 2015-08-03 4 Fugate Mark C Please see not (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 OHare Daniel J Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-05 4 Simas Alexander Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 LYNCH JAMES J FBO Patriot Financial Partners Parallel LP HEOP Common stock A - Award I 8.0300 467 4 3,716,278
2015-08-05 2015-08-03 4 LYNCH JAMES J FBO Patriot Financial Partners, LP HEOP Common stock A - Award I 8.0300 2,646 21 3,718,924
2015-08-05 2015-08-03 4 LACEY DOLORES T Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 CAMPBELL DONALD H Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-08-05 2015-08-03 4 Gould Howard Please see note (1) HEOP Common stock A - Award I 8.0300 3,113 25 3,113
2015-06-08 3 EGGEMEYER JOHN M III HEOP Heritage Oaks Bancorp Common Stock D 7,345,276
2015-06-08 3 EGGEMEYER JOHN M III HEOP Heritage Oaks Bancorp Common Stock D 7,345,276
2015-06-08 3 EGGEMEYER JOHN M III HEOP Heritage Oaks Bancorp Common Stock D 7,345,276
2015-06-08 3 EGGEMEYER JOHN M III HEOP Heritage Oaks Bancorp Common Stock D 7,345,276
2015-03-10 2015-03-09 4 CAMPBELL DONALD H HEOP Common Stock S - Sale D 7.8800 -375 -3 25,249
2015-03-04 3 Arredondo Rick HEOP Common Stock D 15,306
2015-03-04 3 Arredondo Rick HEOP Common Stock D 15,306
2015-03-04 2015-03-02 4 LAGOMARSINO SIMONE HEOP Stock Option A - Award D 7.84 7.8400 66,882 524 148,803
2015-03-04 2015-03-02 4 LAGOMARSINO SIMONE HEOP Common Stock A - Award D 7.8400 9,247 72 139,908
2015-03-04 2015-03-02 4 LAGOMARSINO SIMONE HEOP Common Stock A - Award D 7.8400 9,247 72 139,908
2015-03-04 2015-03-02 4 SCHACK WILLIAM A HEOP Stock Option A - Award D 7.84 7.8400 6,458 51 28,458
2015-03-04 2015-03-02 4 SCHACK WILLIAM A HEOP Common Stock A - Award D 7.8400 2,679 21 18,280
2015-03-04 2015-03-02 4 CASTLE JASON HEOP Stock Option A - Award D 7.84 7.8400 6,919 54 29,528
2015-03-04 2014-09-02 4 CASTLE JASON HEOP Stock Option A - Award D 7.01 7.0100 10,037 70 22,609
2015-03-04 2015-03-02 4 Stronks Timothy Joseph HEOP Stock Option A - Award D 7.84 7.8400 4,613 36 39,083
2015-03-04 2015-03-02 4 Stronks Timothy Joseph HEOP Common Stock A - Award D 7.8400 1,913 15 7,268
2015-03-04 2015-03-02 4 Osterbauer Robert HEOP Stock Option A - Award D 7.84 7.8400 4,613 36 30,732
2015-03-04 2015-03-02 4 Osterbauer Robert HEOP Common Stock A - Award D 7.8400 1,913 15 37,629
2015-02-24 2015-02-20 4 Fugate Mark C Mark Colt Fugate IRA HEOP Heritage Oaks Bancorp Common Stock P - Purchase I 7.9000 650 5 11,328
2015-02-19 2015-02-17 4 Fugate Mark C Mark Colt Fugate IRA HEOP Heritage Oaks Bancorp Common Stock P - Purchase I 7.7800 16 0 10,678
2015-01-12 2015-01-08 4 Raver William R HEOP Option to Purchase Heritage Oaks Bancorp Common Stock X - Other D 5.73 5.7300 -1,904 -11 11,589
2015-01-12 2015-01-08 4 Raver William R HEOP Option to Purchase Heritage Oaks Bancorp Common Stock X - Other D 3.10 3.1000 -7,203 -22 13,493
2015-01-12 2015-01-08 4 Raver William R HEOP Heritage Oaks Bancorp Common Stock P - Purchase D 5.7300 1,904 11 34,884
2015-01-12 2015-01-08 4 Raver William R HEOP Heritage Oaks Bancorp Common Stock P - Purchase D 3.1000 7,203 22 32,980
2014-12-10 2014-12-05 4 Raver William R HEOP Option to Purchase Heritage Oaks Bancorp Common Stock X - Other D 3.10 3.1000 9,700 30 20,696
2014-12-10 2014-12-05 4 Raver William R HEOP Heritage Oaks Bancorp Common Stock P - Purchase D 3.1000 9,700 30 25,777
2014-12-05 3 gehlmann gregory a HEOP Heritage Oaks Bancorp Common Stock D 4,964
2014-12-05 3 gehlmann gregory a HEOP Heritage Oaks Bancorp Common Stock D 4,964
2014-11-14 2014-11-11 4 Raver William R HEOP Option to Purchase Heritage Oaks Bancorp Commn Stock X - Other D 6.65 6.6500 -1,421 -9 30,396
2014-11-14 2014-11-11 4 Raver William R HEOP Option to Purchase Heritage Oaks Bancorp Common Stock X - Other D 5.73 5.7300 -2,713 -16 31,817
2014-11-14 2014-11-11 4 Raver William R HEOP Heritage Oaks Bancorp Common Stock P - Purchase D 6.6500 1,421 9 16,077
2014-11-14 2014-11-11 4 Raver William R HEOP Heritage Oaks Bancorp Common Stock P - Purchase D 5.7300 2,713 16 14,656
2014-11-07 3 Holbrook Mark David HEOP Heritage Oaks Bancorp Common Stock D 14,284
2014-11-07 3 Holbrook Mark David HEOP Heritage Oaks Bancorp Common Stock D 14,284
2014-09-03 2014-09-02 4 SCHACK WILLIAM A HEOP Common Stock - Stock Options A - Award D 7.01 8,364 22,010
2014-09-03 2014-09-02 4 Stronks Timothy Joseph HEOP Common Stock - Stock Options A - Award D 7.01 8,364 34,470
2014-08-13 2014-08-11 4 Fugate Mark C Mark Colt Fugate&Stephane Ann Fugate as trustees Mark&Stephane Family Trust UDTA dtd May 6, 2008 HEOP Common Stock P - Purchase I 6.8700 500 3 124,331
2014-08-08 2014-08-07 4 Fugate Mark C Mark Colt Fugate&Stephane Ann Fugate as trustees Mark& Stephanie Fugate Family Trust UDTA dtd 5/6/08 HEOP Common Stock P - Purchase I 6.9100 289 2 123,831
2014-08-05 2014-08-04 4 Fugate Mark C Mark & Stephanie Ann Fugate as trustees Mark & Stephanie Fugate Family Trust UDTA dated May 6, 2008 HEOP Common Stock P - Purchase I 6.9790 750 5 123,542
2014-08-05 2014-08-04 4 Fugate Mark C HEOP Common Stock P - Purchase D 6.9790 250 2 122,792
2014-08-05 2014-08-01 4 Fugate Mark C HEOP Common Stock A - Award D 6.9600 3,591 25 122,542
2014-08-05 2014-08-01 4 Behrman Michael J. HEOP Common Stock A - Award D 6.9600 3,591 25 87,923
2014-08-05 2014-08-01 4 CAMPBELL DONALD H HEOP Common Stock A - Award D 6.9600 3,591 25 30,438
2014-08-05 2014-08-01 4 Morris Michael James HEOP Common Stock A - Award D 6.9600 3,591 25 61,346
2014-08-05 2014-08-01 4 OHare Daniel J HEOP Common Stock A - Award D 6.9600 3,591 25 60,466
2014-08-05 2014-08-01 4 Pfau Michael E. HEOP Common Stock A - Award D 6.9600 3,591 25 80,327
2014-08-05 2014-08-01 4 Simas Alexander HEOP Common Stock A - Award D 6.9600 3,591 25 60,072
2014-08-05 2014-08-01 4 LYNCH JAMES J FBO Patriot Financial Partners Parallel, L.P. HEOP Common Stock A - Award I 6.9600 538 4 3,715,811
2014-08-05 2014-08-01 4 LYNCH JAMES J FBO Patriot Financial Partners, L.P. HEOP Common Stock A - Award I 6.9600 3,053 21 3,715,273
2014-08-05 2014-08-01 4 LACEY DOLORES T HEOP Common Stock A - Award D 6.9600 3,591 25 105,521
2014-08-05 2014-08-01 4 Yost Stephen P HEOP Common Stock A - Award D 6.9600 3,591 25 33,260
2014-08-05 2014-08-01 4 WARD LAWRENCE P HEOP Common Stock A - Award D 6.9600 3,591 25 199,833
2014-08-05 2014-08-01 4 Gould Howard HEOP Common Stock A - Award D 6.9600 3,591 25 5,876,607
2014-07-15 3 CASTLE JASON HEOP Common D 16,144
2014-07-15 3 CASTLE JASON HEOP Common D 16,144
2014-07-08 2013-12-03 4 LAGOMARSINO SIMONE HEOP Common Stock J - Other D 7.6000 34 0 121,414
2014-06-04 2014-06-03 4 LAGOMARSINO SIMONE HEOP Common P - Purchase D 7.2500 5,000 36 121,380
2014-05-21 2014-05-21 4 Robinson Lonny Duane HEOP Common Stock P - Purchase D 7.1500 500 4 14,105
2014-05-13 2014-05-09 4 Morris Michael James HEOP Common Stock P - Purchase D 7.1500 1,500 11 57,755
2014-05-08 2014-05-08 4 Simas Alexander HEOP Common Stock P - Purchase D 7.1500 2,000 14 56,481
2014-05-08 2014-05-08 4 Simas Alexander HEOP Common Stock P - Purchase D 7.1650 1,000 7 54,481
2014-05-08 2014-05-07 4 Simas Alexander HEOP Common Stock P - Purchase D 7.1600 1,000 7 53,481
2014-05-05 2014-05-01 4 Robinson Lonny Duane HEOP Common Stock - Stock Options A - Award D 7.35 11,201 11,201
2014-05-05 2014-05-01 4 Robinson Lonny Duane HEOP Common Stock A - Award D 7.3500 13,605 100 13,605
2014-05-05 2014-05-05 4 Fugate Mark C HEOP Common Stock P - Purchase D 7.2100 2,000 14 120,951
2014-03-20 3 Robinson Lonny Duane HEOP N/A D 0
2014-03-13 2014-03-03 4 Raver William R HEOP Common Stock A - Award D 2,708 34,530
2014-03-13 2014-03-03 4 Raver William R HEOP Common Stock A - Award D 2,104 12,732
2014-03-13 2014-03-03 4 Stronks Timothy Joseph HEOP Common Stock A - Award D 3,734 26,106
2014-03-12 2014-03-03 4 DALLY KAREN HEOP Common Stock A - Award D 3,463 12,343
2014-03-12 2014-03-03 4 SCHACK WILLIAM A HEOP Common Stock A - Award D 4,384 13,636
2014-03-12 2014-03-03 4 SCHACK WILLIAM A HEOP Common Stock A - Award D 3,406 15,601
2014-03-11 3 Gould Howard See footnote 3. [HEOP] Common Stock I 11,746,032
2014-03-11 3 Gould Howard See footnote 3. [HEOP] Common Stock I 11,746,032
2014-03-11 3 Carpenter Fund Manager GP, LLC See footnote 2. [HEOP] Common Stock I 17,237,784
2014-03-11 3 Carpenter Fund Manager GP, LLC See footnote 2. [HEOP] Common Stock I 17,237,784
2014-03-11 3 Carpenter Fund Manager GP, LLC [HEOP] Common Stock D 16,856,520
2014-03-11 3 Carpenter Fund Manager GP, LLC See footnote 2. [HEOP] Common Stock I 17,237,784
2014-03-11 3 Carpenter Fund Manager GP, LLC [HEOP] Common Stock D 16,856,520
2014-03-11 3 Carpenter Fund Manager GP, LLC [HEOP] Common Stock D 16,856,520
2014-03-11 2014-03-03 4 Osterbauer Robert HEOP Common Stock A - Award D 3,293 26,119
2014-03-11 2014-03-03 4 Osterbauer Robert HEOP Common Stock A - Award D 2,559 33,157
2014-03-10 3 Yost Stephen P [HEOP] Common Stock D 59,338
2014-03-10 3 Yost Stephen P [HEOP] Common Stock D 59,338
2014-03-07 2014-03-06 4 WARD LAWRENCE P HEOP Common Stock S - Sale D 8.1200 2,500 20 196,242
2014-03-07 2014-03-05 4 WARD LAWRENCE P HEOP Common Stock S - Sale D 7.9600 500 4 198,742
2014-03-07 2014-03-04 4 WARD LAWRENCE P HEOP Common Stock S - Sale D 8.1600 3,000 24 199,242
2014-03-05 2014-03-03 4 Fugate Mark C HEOP Common Stock P - Purchase D 7.7600 300 2 118,797
2014-03-05 2014-03-03 4 Fugate Mark C Mark Cole Fugate&Stephane Ann Fugate as trustees Mark & Stephanie Fugate Family Trust UDTA dated Ma HEOP Common Stock P - Purchase I 7.7680 700 5 118,497
2014-02-05 2014-02-01 4 LAGOMARSINO SIMONE HOEP Common Stock Stock Option A - Award D 7.65 81,921 81,921
2014-02-05 2014-02-01 4 LAGOMARSINO SIMONE HOEP Common Stock P - Purchase D 7.6500 21,241 162 116,380
2014-02-05 2014-02-01 4 LAGOMARSINO SIMONE HOEP Common Stock P - Purchase D 7.6500 21,241 162 116,380
2013-12-06 2013-12-06 4 Fugate Mark C Mark Cole Fugate&Stephane Ann Fugate as trustees Mark & Stephanie Fugate Family Trust UDTA dated Ma HOEP Common Stock P - Purchase I 7.6000 2,000 15 115,951
2013-12-05 2013-12-03 4 Raver William R HOEP Common Stock J - Other D 7.6000 924 7 8,917
2013-11-07 2013-11-06 4 Fugate Mark C Fugate Family Trust UDTA May 6, 2008 HEOP Common Stock P - Purchase I 6.9500 200 1 13,997
2013-11-07 2013-11-06 4 Fugate Mark C HEOP Common Stock P - Purchase D 6.9500 800 6 6,800
2013-09-13 2013-09-11 4 Funari Joanne E. HEOP Common S - Sale D 6.3300 -1,310 -8 61,699
2013-08-27 2013-08-21 4 Funari Joanne E. HEOP Common Stock S - Sale D 6.4800 -3,918 -25 63,009
2013-08-07 2013-08-06 4 Fugate Mark C HEOP Common Stock P - Purchase D 6.6000 1,000 7 129,026
2013-08-07 2013-08-06 4 Fugate Mark C HEOP Common Stock P - Purchase D 6.6100 1,000 7 128,026
2013-08-05 2013-08-01 4 DALLY KAREN HEOP Common Stock - Stock Options A - Award D 6.65 4,263 8,880
2013-08-05 2013-08-01 4 Raver William R HEOP Common Stock - Stock Options A - Award D 6.65 5,685 31,822
2013-08-05 2013-08-01 4 Behrman Michael J. HEOP Common Stock A - Award D 6.6500 2,255 15 96,957
2013-08-05 2013-08-01 4 Morris Michael James HEOP Common Stock A - Award D 6.6500 2,255 15 74,130
2013-08-05 2013-08-01 4 CAMPBELL DONALD H HEOP Common Stock A - Award D 6.6500 2,255 15 44,722
2013-08-05 2013-08-01 4 LACEY DOLORES T HEOP Common Stock A - Award D 6.6500 2,255 15 119,805
2013-08-05 2013-08-01 4 Fugate Mark C HEOP Common Stock A - Award D 6.6500 2,255 15 127,026
2013-08-05 2013-08-01 4 OHare Daniel J HEOP Common Stock A - Award D 6.6500 2,255 15 86,562
2013-08-05 2013-08-01 4 Pfau Michael E. HEOP Common Stock A - Award D 6.6500 2,255 15 89,361
2013-08-05 2013-08-01 4 Simas Alexander HEOP Common Stock A - Award D 6.6500 2,255 15 70,356
2013-08-05 2013-08-01 4 WARD LAWRENCE P HEOP Common Stock A - Award D 6.6500 2,255 15 202,242
2013-08-05 2013-08-01 4 LYNCH JAMES J FBO Patriot Financial Partners Parallel, L.P. HEOP Common Stock A - Award I 6.6500 338 2 3,719,720
2013-08-05 2013-08-01 4 LYNCH JAMES J FBO Patriot Financial Partners, L.P. HEOP Common Stock A - Award I 6.6500 1,917 13 3,719,382
2013-08-05 2013-08-01 4 Osterbauer Robert HEOP Common Stock - Stock Options A - Award D 6.65 9,948 28,795
2013-08-05 2013-08-01 4 Osterbauer Robert HEOP Common Stock A - Award D 6.6500 3,157 21 33,157
2013-08-05 2013-08-01 4 Stronks Timothy Joseph HEOP Common Stock - Stock Options A - Award D 6.65 4,263 22,372
2013-07-03 2013-07-01 4 SCHACK WILLIAM A HEOP Common Stock - Stock Options A - Award D 6.15 9,252 9,252
2013-07-03 2013-07-01 4 SCHACK WILLIAM A HEOP Common Stock A - Award D 6.1500 12,195 75 12,195
2013-06-14 2013-06-14 4 Simas Alexander HEOP Common Stock P - Purchase D 6.0000 3,000 18 65,601
2013-06-14 2013-06-13 4 Simas Alexander HEOP Common Stock P - Purchase D 6.0000 1,000 6 62,601
2013-06-11 3 SCHACK WILLIAM A HEOP N/A D 0
2013-06-07 2013-06-07 4 Simas Alexander HEOP Common Stock P - Purchase D 6.0000 2,000 12 61,601
2013-06-06 2013-06-06 4 Simas Alexander HEOP Common Stock P - Purchase D 5.8500 498 3 59,601
2013-06-05 2013-06-05 4 Simas Alexander HEOP Common Stock P - Purchase D 5.8500 502 3 59,103
2013-05-14 2013-05-01 4 LACEY DOLORES T Revocable Trust HEOP Common Stock P - Purchase I 5.5000 2,000 11 115,050
2013-05-02 2013-05-01 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.5000 500 3 122,271
2013-05-02 2013-05-01 4 Fugate Mark C Fugate Family Trust UDTA May 6, 2008 HEOP Common Stock P - Purchase I 5.5000 500 3 122,271
2013-03-21 2013-03-19 4 LACEY DOLORES T By Revocable Trust HEOP Common Stock P - Purchase I 5.6000 1,400 8 112,550
2013-02-26 2013-02-25 4 Fugate Mark C Fugate Family Trust 2008 HEOP Common Stock P - Purchase I 5.5600 500 3 121,271
2013-02-26 2013-02-25 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.5500 400 2 120,771
2013-02-26 2013-02-25 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.5400 100 1 120,371
2013-02-14 2013-02-13 4 Fugate Mark C Fugate Family Trust 2008 HEOP Common Stock P - Purchase I 5.6800 500 3 120,271
2013-02-14 2013-02-13 4 Pfau Michael E. Pfau Revocable Trust 2003 HEOP Common Stock P - Purchase I 5.6900 9,699 55 84,606
2013-02-12 2013-02-11 4 Pfau Michael E. Pfau Revocable Trust of 2003 HEOP Common Stock P - Purchase I 5.6800 201 1 74,907
2013-02-08 2013-02-01 4 Olson Mark K HEOP Common Stock - Stock Options A - Award D 5.80 19,940 19,940
2013-02-08 2013-02-01 4 Olson Mark K HEOP Common Stock A - Award D 5.8000 25,862 150 25,862
2013-02-07 2013-02-05 4 Pfau Michael E. Pfau Revocable Trust of 2003 HEOP Common Stock P - Purchase I 5.6200 100 1 74,706
2013-02-07 2013-02-06 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.6930 100 1 119,771
2013-02-07 2013-02-06 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.6990 400 2 119,671
2013-01-17 3 Olson Mark K HEOP None D 0
2012-12-13 2012-12-11 4 CAMPBELL DONALD H HEOP Common Stock S - Sale D 5.6800 -500 -3 23,369
2012-11-15 3 Stronks Timothy Joseph HEOP Common Stock D 5,235
2012-11-15 3 DALLY KAREN HEOP Common Stock D 9,138
2012-11-15 3 DALLY KAREN HEOP Common Stock D 3,664
2012-11-15 2012-11-14 4 Tolda Thomas J. HEOP Common Stock - Stock Options M - Exercise D 3.67 -9,986 0
2012-11-15 2012-11-14 4 Tolda Thomas J. HEOP Common Stock M - Exercise D 3.6700 9,986 37 16,531
2012-11-09 2012-11-07 4 LACEY DOLORES T By Revocable Trust HEOP Common Stock P - Purchase I 5.2000 500 3 109,146
2012-11-06 2012-11-05 4 Pfau Michael E. Michael E. Pfau, Trustee, Pfau Revocable Trust of 2003 HEOP Common Stock P - Purchase I 5.2000 9,987 52 62,681
2012-11-06 2012-11-05 4 Pfau Michael E. Michael E. Pfau, Trustee, Pfau Revocable Trust of 2003 HEOP Common Stock P - Purchase I 5.1900 13 0 52,694
2012-11-05 2012-11-02 4 LACEY DOLORES T By Revocable Trust HEOP Common Stock P - Purchase I 5.3000 2,000 11 108,646
2012-11-02 2012-11-01 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.3600 300 2 121,619
2012-11-02 2012-11-01 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.3590 200 1 121,319
2012-10-02 2012-10-01 4 DEWAR KENNETH HEOP Common Stock - Stock Options J - Other D 0.00 -2,500 15,375
2012-10-02 2012-10-01 4 DEWAR KENNETH HEOP Common Stock J - Other D -1,800 18,547
2012-09-14 2012-09-01 4 Raver William R HEOP Common Stock - Stock Options A - Award D 5.73 9,234 26,137
2012-09-14 2012-09-01 4 Raver William R HEOP Common Stock A - Award D 5.7300 7,329 42 8,916
2012-09-14 2012-09-01 4 Funari Joanne E. HEOP Common Stock - Stock Options A - Award D 5.73 13,192 67,856
2012-09-14 2012-09-01 4 Funari Joanne E. HEOP Common Stock A - Award D 5.7300 10,471 60 17,194
2012-09-14 2012-09-01 4 Yarbenet William M. HEOP Common Stock - Stock Options A - Award D 5.73 4,617 4,617
2012-09-14 2012-09-01 4 Yarbenet William M. HEOP Common Stock A - Award D 5.7300 3,664 21 20,332
2012-08-28 2012-08-28 4 Fugate Mark C HEOP Common Stock P - Purchase D 5.7000 2,000 11 5,112
2012-08-14 2012-08-13 4 Simas Alexander HEOP Common Stock P - Purchase D 5.3600 2,000 11 40,990
2012-06-11 2012-06-08 4 Tolda Thomas J. HEOP Common Stock S - Sale D 5.3400 -200 -1 6,545
2012-06-11 2012-06-08 4 Tolda Thomas J. HEOP Common Stock S - Sale D 5.3400 -100 -1 6,745
2012-06-11 2012-06-08 4 Tolda Thomas J. HEOP Common Stock S - Sale D 5.1500 -255 -1 6,845
2012-06-01 2012-05-31 4 Tolda Thomas J. HEOP Common Stock P - Purchase D 4.8500 2,000 10 7,100
2012-05-16 3 Osterbauer Robert HEOP Common Stock D 30,000
2012-05-16 2012-05-01 4 Osterbauer Robert HEOP Common Stock - Stock Options A - Award D 5.00 18,847 18,847
2012-05-03 2012-05-01 4 WARD LAWRENCE P HEOP Common Stock A - Award D 5.0000 1,800 9 108,827
2012-05-03 2012-05-01 4 Behrman Michael J. HEOP Common Stock A - Award D 5.0000 1,800 9 82,077
2012-05-03 2012-05-01 4 CAMPBELL DONALD H HEOP Common Stock A - Award D 5.0000 1,800 9 23,869
2012-05-03 2012-05-01 4 Fugate Mark C HEOP Common Stock A - Award D 5.0000 1,800 9 3,112
2012-05-03 2012-05-01 4 DEWAR KENNETH HEOP Common Stock A - Award D 5.0000 1,800 9 20,347
2012-05-03 2012-05-01 4 LACEY DOLORES T HEOP Common Stock A - Award D 5.0000 1,800 9 93,775
2012-05-03 2012-05-01 4 Morris Michael James HEOP Common Stock A - Award D 5.0000 1,800 9 54,000
2012-05-03 2012-02-01 4 Behrman Michael J. HEOP Common Stock A - Award D 3.9500 16,668 66 16,668
2012-05-03 2012-05-01 4 OHare Daniel J HEOP Common Stock A - Award D 5.0000 1,800 9 33,475
2012-05-03 2012-05-01 4 Pfau Michael E. HEOP Common Stock A - Award D 5.0000 1,800 9 1,800
2012-05-03 2012-02-01 4 Yarbenet William M. HEOP Common Stock A - Award D 3.9500 16,668 66 16,668
2012-05-03 2012-05-01 4 Simas Alexander HEOP Common Stock A - Award D 5.0000 1,800 9 38,990
2012-05-03 2012-05-01 4 LYNCH JAMES J HEOP Common Stock A - Award D 5.0000 1,800 9 1,800
2012-04-12 2012-04-11 4 Oliveira Ronald E HEOP Common Stock M - Exercise D 3.10 -12,677 0
2012-04-12 2012-04-11 4 Oliveira Ronald E HEOP Common Stock D - Sale to Issuer D 4.8855 -12,677 -62 0
2012-04-12 2012-04-11 4 Oliveira Ronald E HEOP Common stock M - Exercise D 3.1000 12,677 39 12,677
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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