GQM Insider Trading - Golden Queen Mining Co. Ltd.

內部人士股份

56,080,156 shares

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Golden Queen Mining Co. Ltd.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 GQM / Golden Queen Mining Co. Ltd. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數
2018-02-07	Le Bel Guy Roger	80,000	0.1470	80,000	0.1470	11,760	92
2018-02-06	Blythe Paul M	300,000	0.0100	300,000	0.0100	3,000
2017-12-04	Blythe Paul M	50,000	0.1730	50,000	0.1730	8,650
2017-12-04	Blythe Paul M	150,000	0.1650	150,000	0.1650	24,750
2017-12-04	Blythe Paul M	48,500	0.1810	48,500	0.1810	8,778
2017-12-01	Blythe Paul M	200,000	0.1650	200,000	0.1650	33,000
2017-12-01	Blythe Paul M	201,500	0.1570	201,500	0.1570	31,636
2017-11-30	Blythe Paul M	150,000	0.1550	150,000	0.1550	23,250
2017-11-29	Blythe Paul M	100,000	0.1560	100,000	0.1560	15,600

經調整價格已按拆股調整。經調整股數已按拆股調整。

GQM / Golden Queen Mining Co. Ltd. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 GQM / Golden Queen Mining Co. Ltd. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數
2013-04-23	Clay Thomas Moragne	6,886,509	0.9945	6,886,509	0.9945	6,848,633	730
2013-03-21	Clay Thomas Moragne	3,362,241	2.0500	3,362,241	2.0500	6,892,594
2013-03-21	Clay Thomas Moragne	1,557,617	2.0500	1,557,617	2.0500	3,193,115
2013-03-21	CLAY LANDON T	3,362,241	2.0500	3,362,241	2.0500	6,892,594
2013-03-21	CLAY LANDON T	1,557,617	2.0500	1,557,617	2.0500	3,193,115
2012-09-18	KLINGMANN H LUTZ	5,000	3.0700	5,000	3.0700	15,350
2012-09-18	KLINGMANN H LUTZ	5,000	3.0600	5,000	3.0600	15,300
2012-06-19	KLINGMANN H LUTZ	1,500	2.3500	1,500	2.3500	3,525
2012-06-06	KLINGMANN H LUTZ	3,500	2.3200	3,500	2.3200	8,120

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2019-06-05	2019-05-22	4	Estate of Landon Thomas Clay	GQM	Common Stock	J - Other	D			-108,499,796			0
2019-06-05	2019-05-22	4	Clay Thomas Moragne	GQM	Stock Options	J - Other	D	0.29		-250,000		0
2019-06-05	2019-05-22	4	Clay Thomas Moragne	GQM	Stock Options	J - Other	D	0.66		-100,000		0
2019-06-05	2019-05-22	4	Clay Thomas Moragne	GQM	Stock Options	J - Other	D	0.58		-107,500		0
2019-06-05	2019-05-22	4	Clay Thomas Moragne By Trust	GQM	Common Stock	J - Other	I			-807,250			0
2019-06-05	2019-05-22	4	Clay Thomas Moragne By Trust	GQM	Common Stock	J - Other	I			-7,031,755			0
2019-06-05	2019-05-22	4	Clay Thomas Moragne	GQM	Common Stock	J - Other	D			-6,658,116			0
2018-07-25	2018-07-23	4	Estate of Landon Thomas Clay	GQM	Common Stock	W - Other	D			-10,163,295			108,499,796
2018-06-07	2018-06-05	4	Estate of Landon Thomas Clay By corporation	GQM	Common Stock	J - Other	I			-248,082			0
2018-06-07	2018-06-05	4	Estate of Landon Thomas Clay	GQM	Common Stock	J - Other	D			248,082			118,663,091
2018-06-07	2018-05-15	4	Estate of Landon Thomas Clay	GQM	Common Stock	W - Other	D			-4,663			118,415,009
2018-06-06	2018-06-05	4	Clay Thomas Moragne By Corporation	GQM	Common Stock	J - Other	I			-248,082			0
2018-04-30	2018-02-22	4	Clay Jonathan C.	GQM	Subscription Rights	X - Other	I	0.13		-50,000		0
2018-04-30	2018-02-22	4	Clay Jonathan C. By family investment vehicle	GQM	Subscription Rights	X - Other	I	0.13		-7,258,330		0
2018-04-30	2018-02-22	4	Clay Jonathan C.	GQM	Subscription Rights	X - Other	D	0.13		-1,081,686		0
2018-04-30	2018-02-22	4	Clay Jonathan C.	GQM	Common Stock	X - Other	I		0.1325	135,000	18		185,000
2018-04-30	2018-02-22	4	Clay Jonathan C. By family investment vehicle	GQM	Common Stock	X - Other	I		0.1325	19,597,491	2,597		26,855,821
2018-04-30	2018-02-22	4	Clay Jonathan C.	GQM	Common Stock	X - Other	D		0.1325	2,601,727	345		3,683,413
2018-04-30	2018-02-22	4	EHT, LLC	GQM	Subscription Rights	X - Other	D	0.13		-7,258,330		0
2018-04-30	2018-02-22	4	EHT, LLC	GQM	Common Stock	X - Other	D		0.1325	19,597,491	2,597		26,855,821
2018-02-27	2018-02-19	4	Blythe Paul M	GQM	Subscription Rights (right to buy)	X - Other	D	0.13		-300,000		0
2018-02-27	2018-02-19	4	Blythe Paul M	GQM	Subscription Rights (right to buy)	X - Other	D	0.13		-100,000		0
2018-02-27	2018-02-19	4	Blythe Paul M	GQM	Common Shares	X - Other	D		0.1325	510,000	68		1,580,000
2018-02-27	2018-02-19	4	Blythe Paul M	GQM	Common Shares	X - Other	D		0.1325	170,000	23		1,070,000
2018-02-26	2018-02-22	4	James Brian Charles By trust	GQM	Subscription Rights	X - Other	I	0.13		-1,344,269		0
2018-02-26	2018-02-22	4	James Brian Charles By trust	GQM	Common Stock	X - Other	I		0.1325	5,687,486	754		7,031,755
2018-02-26	2018-02-22	4	Clay Thomas Moragne By trust	GQM	Subscription Rights	X - Other	I	0.13		-1,344,269		0
2018-02-26	2018-02-22	4	Clay Thomas Moragne By corporation	GQM	Subscription Rights	X - Other	I	0.13		-26,114		0
2018-02-26	2018-02-22	4	Clay Thomas Moragne	GQM	Subscription Rights	X - Other	D	0.13		-1,806,400		0
2018-02-26	2018-02-22	4	Clay Thomas Moragne By trust	GQM	Common Stock	X - Other	I		0.1325	5,687,486	754		7,031,755
2018-02-26	2018-02-22	4	Clay Thomas Moragne By corporation	GQM	Common Stock	X - Other	I		0.1325	221,968	29		248,082
2018-02-26	2018-02-22	4	Clay Thomas Moragne	GQM	Common Stock	X - Other	D		0.1325	4,851,116	643		6,557,516
2018-02-26	2018-02-22	4	Estate of Landon Thomas Clay By corporation	GQM	Subscription Rights	X - Other	I	0.13		-26,114		0
2018-02-26	2018-02-22	4	Estate of Landon Thomas Clay	GQM	Subscription Rights	X - Other	D	0.13		-17,052,402		0
2018-02-26	2018-02-22	4	Estate of Landon Thomas Clay By corporation	GQM	Common Stock	X - Other	I		0.1325	221,968	29		248,082
2018-02-26	2018-02-22	4	Estate of Landon Thomas Clay	GQM	Common Stock	X - Other	D		0.1325	101,367,270	13,431		118,419,672
2018-02-09	2017-12-04	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1810	48,500	9		900,000
2018-02-09	2017-12-04	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1730	50,000	9		851,500
2018-02-09	2017-12-04	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1650	150,000	25		801,500
2018-02-09	2017-12-01	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1650	200,000	33		651,500
2018-02-09	2017-12-01	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1570	201,500	32		451,500
2018-02-09	2017-11-30	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1550	150,000	23		250,000
2018-02-09	2017-11-29	4	Blythe Paul M	GQM	Common Shares	P - Purchase	D		0.1560	100,000	16		100,000
2018-02-09	2017-10-20	4	Blythe Paul M	GQM	Director Stock Option (Right to Buy)	A - Award	D	0.23		150,000		150,000
2018-02-09	2018-02-06	4	Blythe Paul M	GQM	Subscription Rights	P - Purchase	D	0.13	0.0100	300,000	3	300,000
2018-02-08	2018-02-07	4	Le Bel Guy Roger	GQM	Common Shares	P - Purchase	D		0.1470	80,000	12		80,000
2018-01-29		3	Estate of Landon Thomas Clay	GQM	Common Stock		D						34,130,918
2018-01-29		3	Estate of Landon Thomas Clay By corporation	GQM	Common Stock		I						17,104,630
2018-01-29		3	Estate of Landon Thomas Clay	GQM	Common Stock		D						34,130,918
2018-01-29		3	Estate of Landon Thomas Clay By corporation	GQM	Common Stock		I						17,104,630
2018-01-29	2018-01-25	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	J - Other	I		0.1686	-10,163,295	-1,714		0
2017-11-22	2017-11-21	4	Clay Thomas Moragne By corporation	GQM	Common Stock	J - Other	I			26,114			26,114
2017-10-25	2017-10-20	4	Clay Thomas Moragne	GQM	Stock Options	A - Award	D	0.29		250,000		250,000
2017-05-02		3	EHT, LLC	GQMNF	Common Stock		D						14,516,660
2017-05-02		3	EHT, LLC	GQMNF	Common Stock		D						14,516,660
2017-03-22	2017-03-20	4	Le Bel Guy Roger	GQM	Employee Stock Option (Right to Buy)	A - Award	D	0.65		400,002		400,002
2017-01-26	2017-01-24	4	CLAY LANDON T	GQM	Common Stock	J - Other	D		0.7915	6,884,444	5,449		6,889,107
2017-01-26	2017-01-24	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	J - Other	I		0.7915	-6,884,444	-5,449		10,163,295
2017-01-26	2017-01-24	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	J - Other	I		0.7915	-6,884,444	-5,449		10,163,295
2017-01-26	2017-01-24	4	Landon T. Clay 2016-2 Annuity Trust	GQM	Common Stock	J - Other	D		0.7915	-6,884,444	-5,449		10,163,295
2017-01-12	2017-01-05	4	Clay Jonathan C. By family investment vehicle	GQMNF	Warrant	G - Gift	I	0.95		1,667,000		1,667,000
2017-01-12	2016-11-21	4	Clay Jonathan C. By family investment vehicle	GQMNF	Warrant	J - Other	I	0.85		2,000,000		2,000,000
2016-12-02	2016-11-30	4	Clay Thomas Moragne	GQMNF	Stock Options	A - Award	D	0.66		100,000		100,000
2016-11-30		3	Clay Richard T By trust	GQMNF	Common Stock		I						3,120,178
2016-11-30		3	Clay Richard T	GQMNF	Common Stock		D						3,818,606
2016-11-30		3	Clay Richard T By trust	GQMNF	Common Stock		I						3,120,178
2016-11-30		3	Clay Richard T	GQMNF	Common Stock		D						3,818,606
2016-11-29		3	James Brian Charles By trust	GQMNF	Common Stock		I						2,958,769
2016-11-29		3	James Brian Charles By trust	GQMNF	Common Stock		I						3,495,788
2016-11-29		3	James Brian Charles By trust	GQMNF	Common Stock		I						2,958,769
2016-11-29		3	James Brian Charles By trust	GQMNF	Common Stock		I						3,495,788
2016-11-23	2016-11-21	4	CLAY LANDON T By trust	GQMNF	Warrant	J - Other	I	0.85		1,226,400		1,226,400
2016-11-23	2016-11-21	4	CLAY LANDON T By trust	GQMNF	Warrant	J - Other	I	0.85		4,773,600		4,773,600
2016-11-23	2016-11-21	4	Clay Thomas Moragne By trust	GQMNF	Warrant	J - Other	I	0.85		1,226,400		1,226,400
2016-11-23	2016-11-21	4	Clay Thomas Moragne By trust	GQMNF	Warrant	J - Other	I	0.85		4,773,600		4,773,600
2016-01-20		3	Landon T. Clay 2016-2 Annuity Trust	GQM	Common Stock		D						34,095,478
2016-01-20		3	Landon T. Clay 2016-2 Annuity Trust	GQM	Common Stock		D						34,095,478
2016-01-19	2016-01-14	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			17,047,739			17,047,739
2016-01-19	2016-01-14	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			17,047,739			17,047,739
2016-01-19	2016-01-14	4	CLAY LANDON T	GQM	Common Stock	G - Gift	D			-17,047,739			4,663
2015-12-14	2015-12-08	4	Clay Thomas Moragne	GQMNF	Common Stock	J - Other	D		3.1800	720	2		1,806,400
2015-12-14	2015-12-08	4	Clay Thomas Moragne By partnership	GQMNF	Common Stock	J - Other	I		3.1800	-10,000	-32		0
2015-12-14	2015-12-08	4	CLAY LANDON T	GQMNF	Common Stock	J - Other	D		3.1800	720	2		17,052,402
2015-12-14	2015-12-08	4	CLAY LANDON T By partnership	GQMNF	Common Stock	J - Other	I		3.1800	-10,000	-32		0
2015-11-25	2015-11-24	4	Clay Thomas Moragne By trust	GQMNF	Common Stock	J - Other	I		0.5500	-98,000	-54		0
2015-11-25	2015-11-24	4	Clay Thomas Moragne By trust	GQMNF	Common Stock	J - Other	I		0.5500	-1,009,000	-555		1,344,269
2015-11-25	2015-11-24	4	CLAY LANDON T By trust	GQMNF	Common Stock	J - Other	I		0.5500	-98,000	-54		0
2015-11-25	2015-11-24	4	CLAY LANDON T By Trust	GQMNF	Common Stock	J - Other	I		0.5500	-1,009,000	-555		1,344,269
2015-09-18	2015-09-08	4	Clay Thomas Moragne	GQMNF	Stock Options	A - Award	D	0.58		107,500		107,500
2015-08-14	2015-06-08	4	Clay Thomas Moragne By Trust	GQMNF	Warrant	J - Other	I	0.95		1,533,000		1,533,000
2015-08-14	2015-06-08	4	Clay Thomas Moragne By Trust	GQMNF	Warrant	J - Other	I	0.95		5,967,000		5,967,000
2015-08-14	2015-06-08	4	CLAY LANDON T By Trust	GQMNF	Warrant	J - Other	I	0.95		1,533,000		1,533,000
2015-08-14	2015-06-08	4	CLAY LANDON T By Trust	GQMNF	Warrant	J - Other	I	0.95		5,967,000		5,967,000
2015-08-10	2015-06-08	4	Clay Jonathan C. By family investment vehicle	GQM	Warrant	J - Other	I	0.95		1		1
2015-07-28	2015-07-24	4	Clay Thomas Moragne By Trust	GQMNF	Convertible Debenture	J - Other	I	1.03	5,767,602.0000	-5,767,602	-33,265,232,830	0
2015-07-28	2015-07-26	4	Clay Jonathan C.	GQM	Convertible Debenture	J - Other	D		2,500,000.0000	-1	-2,500	0
2015-07-28	2015-07-24	4	CLAY LANDON T By Trust	GQMNF	Convertible Debenture	J - Other	I	1.03	5,767,602.0000	5,767,602	33,265,232,830	0
2015-07-28	2015-07-24	4	CLAY LANDON T	GQMNF	Convertible Debenture	J - Other	D	1.03	1,732,398.0000	-1,732,398	-3,001,202,830	0
2015-04-09	2015-03-27	4	KLINGMANN H LUTZ	GQM	Common Stock	A - Award	D			150,000			150,000
2015-01-23	2015-01-21	4	Clay Jonathan C. By family investment vehicle	GQM	COMMON STOCK	J - Other	I			7,258,330			7,258,330
2015-01-23	2015-01-21	4	CLAY HARRIS	GQM	COMMON STOCK	J - Other	D			-7,258,330			0
2014-07-25	2014-07-25	4	CLAY LANDON T	GQM	Convertible Debenture	J - Other	D	1.03		1,732,398		1,681,940
2014-07-25	2014-07-25	4	CLAY LANDON T By Trust	GQM	Convertible Debenture	J - Other	I	1.03		-1,732,398		5,599,613
2014-07-25	2014-07-25	4	Clay Thomas Moragne By Trust	GQM	Convertible Debenture	J - Other	I	1.03		-1,732,398		5,599,613
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		I						2,778,186
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		I						2,002,936
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		D						3,052,622
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		I						2,020,936
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		I						2,778,186
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		I						2,002,936
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		D						3,052,622
2014-06-18		3	Clay Jonathan C.	GQM	Common Stock		I						2,020,936
2014-04-04	2014-03-26	4	CLAY HARRIS As trustee of family trusts	GQM	COMMON STOCK	J - Other	I			-10,160,510			2,451,269
2014-03-27	2014-03-26	4	CLAY LANDON T	GQM	Common Stock	J - Other	D		1.6400	10,160,510	16,663		17,047,019
2014-03-27	2014-03-26	4	CLAY LANDON T	GQM	Common Stock	J - Other	D		1.6400	6,886,509	11,294		6,886,509
2014-03-27	2014-03-26	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	J - Other	I		1.6400	-6,886,509	-11,294		0
2014-03-27	2014-03-26	4	Clay Thomas Moragne By trust	GQM	Common Stock	J - Other	I		1.6400	-10,160,510	-16,663		0
2014-03-27	2014-03-26	4	Clay Thomas Moragne By Grantor Retained Annuity Trust	GQM	Common Stock	J - Other	I		1.6400	-6,886,509	-11,294		0
2014-03-27	2014-03-26	4	Landon T. Clay 2009 Irrevocable Trust u/a/d March 6, 2009	GQM	Common Stock	J - Other	D		1.6400	-10,160,510	-16,663		0
2013-12-10	2013-12-09	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			6,886,509			6,886,509
2013-12-10	2013-12-09	4	CLAY LANDON T	GQM	Common Stock	G - Gift	D			-6,886,509			0
2013-12-10	2013-12-09	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			6,886,509			6,886,509
2013-12-04	2013-12-02	4	CLAY LANDON T	GQM	Common Stock	J - Other	D		0.7866	6,886,509	5,417		6,886,509
2013-12-04	2013-12-02	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	J - Other	I		0.7866	-6,886,509	-5,417		0
2013-12-04	2013-12-04	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	J - Other	I		0.7866	-6,886,509	-5,417		0
2013-11-22	2013-11-22	4	Guarnera Bernard John	GQM	Common Shares	P - Purchase	D		0.8700	15,000	13		25,000
2013-11-22	2013-11-21	4	Guarnera Bernard John	GQM	Common Shares	P - Purchase	D		0.8700	10,000	9		10,000
2013-10-30	2013-10-28	4	Clay Thomas Moragne By Trust	GQM	Stock Options	M - Exercise	I	0.26		-300,000		7,281,553
2013-10-30	2013-10-28	4	Clay Thomas Moragne	GQM	Common Stock	M - Exercise	D		0.2600	300,000	78		1,805,680
2013-09-16	2013-09-04	4	Guarnera Bernard John	GQM	Stock Options	A - Award	D	1.59		50,000		50,000
2013-09-12	2013-09-04	4	Coates Bryan Anthony	GQM	Stock Options	A - Award	D	1.59		50,000		50,000
2013-09-11	2013-09-04	4	Le Bel Guy Roger	GQM	Stock options	A - Award	D	1.59		50,000		50,000
2013-08-27		3	CLAY HARRIS As trustee of family trusts	GQM	COMMON STOCK		I						12,334,906
2013-08-27		3	CLAY HARRIS By family corporation	GQM	COMMON STOCK		I						807,250
2013-08-27		3	CLAY HARRIS By family corporation	GQM	COMMON STOCK		I						7,258,330
2013-08-27	2013-07-26	4	CLAY HARRIS	GQM	COMMON STOCK	J - Other	D			7,258,330			7,258,330
2013-08-27	2013-07-26	4	CLAY HARRIS By family corporation	GQM	COMMON STOCK	J - Other	I			-7,258,330			0
2013-08-27	2013-02-15	4	CLAY HARRIS As trustee of family trusts	GQM	COMMON STOCK	G - Gift	I			-2,545,825			12,611,779
2013-08-27	2012-04-24	4	CLAY HARRIS As trustee of family trusts	GQM	COMMON STOCK	G - Gift	I			2,822,698			15,157,604
2013-07-29	2013-07-26	4	CLAY LANDON T By trust	GQM	Convertible Debenture	P - Purchase	I	1.03	7,500,000.0000			7,281,553
2013-07-29	2013-07-26	4	Clay Thomas Moragne By Trust	GQM	Convertible Debenture	P - Purchase	I	1.03	7,500,000.0000			7,581,553
2013-05-01	2013-04-30	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			6,886,509			6,886,509
2013-05-01	2013-04-30	4	CLAY LANDON T	GQM	Common Stock	G - Gift	D			-6,886,509			0
2013-05-01	2013-04-30	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			6,886,509			6,886,509
2013-04-23	2013-04-23	4	CLAY LANDON T	GQM	Common Stock	P - Purchase	D		0.9945	6,886,509	6,849		6,886,509
2013-04-23	2013-04-23	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	S - Sale	I		0.9945	-6,886,509	-6,849		0
2013-04-23	2013-04-23	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	S - Sale	I		0.9945	-6,886,509	-6,849		0
2013-03-27	2013-03-26	4	CLAY LANDON T	GQM	Common Stock	G - Gift	D			-6,886,509			0
2013-03-27	2013-03-26	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	G - Gift	I			6,886,509			6,886,509
2013-03-25	2013-03-21	4	CLAY LANDON T	GQM	Common Stock	P - Purchase	D		2.0500	3,362,241	6,893		6,886,509
2013-03-25	2013-03-21	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	S - Sale	I		2.0500	-3,362,241	-6,893		0
2013-03-25	2013-03-21	4	CLAY LANDON T	GQM	Common Stock	P - Purchase	D		2.0500	1,557,617	3,193		3,524,268
2013-03-25	2013-03-21	4	CLAY LANDON T By grantor retained annuity trust	GQM	Common Stock	S - Sale	I		2.0500	-1,557,617	-3,193		0
2013-03-25	2013-03-21	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	S - Sale	I		2.0500	-3,362,241	-6,893		0
2013-03-25	2013-03-21	4	Clay Thomas Moragne By grantor retained annuity trust	GQM	Common Stock	S - Sale	I		2.0500	-1,557,617	-3,193		0
2013-02-25	2013-02-22	4	Clay Thomas Moragne	GQM	Common Stock	G - Gift	D			493,582			1,505,680
2013-02-19	2013-02-15	4	CLAY LANDON T By trusts	GQM	Common Stock	G - Gift	I			-2,545,825			2,433,269
2013-02-19	2013-02-15	4	Clay Thomas Moragne By trust	GQM	Common Stock	G - Gift	I			-2,545,825			2,433,269
2013-02-19	2013-02-15	4	Clay Thomas Moragne	GQM	Common Stock	G - Gift	D			142,875			1,012,098
2012-09-19	2012-09-18	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		3.0700	-5,000	-15		329,100
2012-09-19	2012-09-18	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		3.0600	-5,000	-15		334,100
2012-06-20	2012-06-19	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.3500	-1,500	-4		339,100
2012-06-08	2012-06-06	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.3200	-3,500	-8		340,600
2012-06-04	2012-06-01	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.3100	-800	-2		344,100
2012-06-01	2012-05-31	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.3200	-1,700	-4		344,900
2012-06-01	2012-05-29	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.4400	-2,500	-6		346,600
2012-05-29	2012-05-25	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.3900	-2,500	-6		349,100
2012-05-04	2012-05-03	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.4300	-1,200	-3		351,600
2012-05-04	2012-05-02	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.4600	-3,100	-8		352,800
2012-04-25		3	Landon T. Clay 2009 Irrevocable Trust u/a/d March 6, 2009	GQM	Common Stock		D						10,160,510
2012-02-27	2012-02-24	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.7100	-7,500	-20		355,900
2012-02-06	2012-02-03	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.9600	-600	-2		363,400
2012-01-12	2012-01-11	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.9300	-1,000	-3		364,000
2012-01-03	2011-12-09	4	KLINGMANN H LUTZ	GQM	Common shares	S - Sale	D		2.9300	-1,000	-3		365,000

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

GQM / Golden Queen Mining Co. Ltd. - Insider Trading and Ownership Report - SEC Form 3, 4, 5