FWBI / First Wave BioPharma, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

第一波生物製藥公司
US ˙ NasdaqCM ˙ US33749P1012
該符號不再有效

內部人士股份846,080 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了First Wave BioPharma, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 FWBI / First Wave BioPharma, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2018-12-31 Ross Edmund Burke Jr. 23,848 1.1200 2,385 11.2000 26,710 128 28.943 42,291 158.34
2018-12-28 Shenouda Maged 20,000 1.3107 2,000 13.1070 26,214
2018-12-28 Ross Edmund Burke Jr. 29,575 1.1800 2,958 11.8000 34,898

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

FWBI / First Wave BioPharma, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 FWBI / First Wave BioPharma, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-01-06 Romano Sarah 727 0.6400 242 1.9200 465 114 0.3407 -383 -82.27
2024-10-09 Romano Sarah 476 0.4460 159 1.3380 212
2024-07-02 SAPIRSTEIN JAMES 1,289 1.0700 430 3.2100 1,379
2024-07-02 Romano Sarah 621 1.0700 207 3.2100 664
2024-04-01 Romano Sarah 75 4.2294 75 4.2294 317
2024-04-01 SAPIRSTEIN JAMES 174 4.2294 174 4.2294 736
2024-03-15 Romano Sarah 1,120 4.9600 1,120 4.9600 5,555
2024-03-15 SAPIRSTEIN JAMES 1,887 4.9600 1,887 4.9600 9,360
2024-01-12 SAPIRSTEIN JAMES 166 4.2000 166 4.2000 697

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

FWBI / First Wave BioPharma, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-06-03 2026-01-01 4 Syage Jack GRDX Common Stock A - Award D 40,000 40,000
2026-01-08 2026-01-01 4 BORKOWSKI EDWARD GRDX Common Stock A - Award D 40,000 60,248
2026-01-05 2026-01-01 4 Uppal Manpreet GRDX Common Stock A - Award D 40,000 40,000
2026-01-05 2026-01-01 4 Pursglove Geordan Garrett GRDX Common Stock A - Award D 40,000 40,000
2025-12-29 2025-12-22 4 Sawyer Jason David GRDX Common Stock A - Award D 40,000 40,000
2025-12-29 2025-12-22 4 Skowron Anna GRDX Common Stock A - Award D 65,000 65,000
2025-01-08 2025-01-06 4 Romano Sarah ENTO Common Stock S - Sale D 0.6400 -727 -0 17,287
2024-10-10 2024-10-09 4 Romano Sarah ENTO Common Stock S - Sale D 0.4460 -476 -0 18,014
2024-07-03 2024-07-02 4 Romano Sarah ENTO Common Stock S - Sale D 1.0700 -621 -1 18,490
2024-07-03 2024-07-02 4 SAPIRSTEIN JAMES ENTO Common Stock S - Sale D 1.0700 -1,289 -1 35,816
2024-06-12 2024-06-11 4 KHOSLA CHAITAN PHD ENTO Common Stock A - Award D 24,889 24,889
2024-04-03 2024-04-01 4 SAPIRSTEIN JAMES FWBI Common Stock S - Sale D 4.2294 -174 -1 37,105
2024-04-03 2024-04-01 4 Romano Sarah FWBI Common Stock S - Sale D 4.2294 -75 -0 19,111
2024-03-19 2024-03-15 4 SAPIRSTEIN JAMES FWBI Common Stock S - Sale D 4.9600 -1,887 -9 37,279
2024-03-19 2024-03-15 4 Romano Sarah FWBI Common Stock S - Sale D 4.9600 -1,120 -6 19,186
2024-03-15 2024-03-13 4 Syage Jack FWBI Common Stock, par value $0.0001 per share A - Award I 15,400 15,400
2024-03-15 2024-03-13 4 KHOSLA CHAITAN PHD FWBI Common Stock, par value $0.0001 per share A - Award I 440 440
2024-01-17 2024-01-12 4 Romano Sarah FWBI Common Stock S - Sale D 4.2000 -98 -0 20,306
2024-01-17 2024-01-12 4 SAPIRSTEIN JAMES FWBI Common Stock S - Sale D 4.2000 -166 -1 39,166
2024-01-04 2024-01-02 4 Coelho Mary Theresa FWBI Common Stock A - Award D 19,633 20,237
2024-01-04 2024-01-02 4 Riddell Alastair FWBI Common Stock A - Award D 19,633 20,240
2024-01-04 2024-01-02 4 CASAMENTO CHARLES J FWBI Common Stock A - Award D 19,633 19,937
2024-01-04 2024-01-02 4 BORKOWSKI EDWARD FWBI Common Stock A - Award D 19,633 20,248
2024-01-03 2024-01-02 4 SAPIRSTEIN JAMES FWBI Common Stock A - Award D 20,000 39,332
2024-01-03 2023-12-29 4 SAPIRSTEIN JAMES FWBI Common Stock A - Award D 17,660 19,332
2024-01-03 2024-01-02 4 Romano Sarah FWBI Common Stock A - Award D 7,000 20,404
2024-01-03 2023-12-29 4 Romano Sarah FWBI Common Stock A - Award D 12,614 13,404
2023-10-06 2023-10-04 4 Romano Sarah FWBI Common Stock S - Sale D 0.2900 -1,676 -0 15,800
2023-10-06 2023-10-04 4 SAPIRSTEIN JAMES FWBI Common Stock S - Sale D 0.2900 -2,764 -1 33,397
2023-09-18 2023-09-15 4 CASAMENTO CHARLES J FWBI Common Stock S - Sale D 0.4300 -10 -0 6,098
2023-09-05 2023-08-31 4 CASAMENTO CHARLES J FWBI Common Stock S - Sale D 0.3000 -6,053 -2 6,108
2023-07-05 2023-07-03 4 SAPIRSTEIN JAMES FWBI Common Stock S - Sale D 1.5400 -3,349 -5 36,161
2023-07-05 2023-07-03 4 Romano Sarah FWBI Common Stock S - Sale D 1.5400 -1,977 -3 17,476
2023-04-05 2023-04-03 4 Romano Sarah FWBI Common Stock S - Sale D 2.5000 -1,975 -5 19,453
2023-04-05 2023-04-03 4 SAPIRSTEIN JAMES FWBI Common Stock S - Sale D 2.5000 -3,347 -8 39,510
2023-01-05 2023-01-03 4 Riddell Alastair FWBI Common Stock A - Award D 84,745 85,185
2023-01-05 2023-01-03 4 Hoffman David Andrew FWBI Common Stock A - Award D 84,745 90,778
2023-01-05 2023-01-03 4 CASAMENTO CHARLES J FWBI Common Stock A - Award D 84,745 85,134
2023-01-05 2023-01-03 4 BORKOWSKI EDWARD FWBI Common Stock A - Award D 84,745 86,156
2023-01-05 2023-01-03 4 SAPIRSTEIN JAMES FWBI Common Stock A - Award D 300,000 300,000
2023-01-05 2023-01-03 4 Romano Sarah FWBI Common Stock A - Award D 150,000 150,000
2023-01-05 2023-01-03 4 Coelho Mary Theresa FWBI Common Stock A - Award D 84,745 84,745
2022-05-04 3 Hoffman David Andrew FWBI Common Stock D 181,000
2022-03-02 2022-03-01 4 Romano Sarah FWBI Stock option (right to buy) A - Award D 1.18 150,000 150,000
2022-01-03 2022-01-03 4 Oakes Gregory FWBI Stock option (right to buy) A - Award D 1.45 34,482 34,482
2022-01-03 2022-01-03 4 Schramm Vern Lee FWBI Stock option (right to buy) A - Award D 1.45 34,482 34,482
2022-01-03 2022-01-03 4 Schneiderman Daniel H FWBI Stock option (right to buy) A - Award D 1.45 10,000 10,000
2022-01-03 2022-01-03 4 SAPIRSTEIN JAMES FWBI Stock option (right to buy) A - Award D 1.45 150,000 150,000
2022-01-03 2022-01-03 4 Pennington James FWBI Stock option (right to buy) A - Award D 1.45 7,500 7,500
2022-01-03 2022-01-03 4 Riddell Alastair FWBI Stock option (right to buy) A - Award D 1.45 34,482 34,482
2022-01-03 2022-01-03 4 Coelho Mary Theresa FWBI Stock option (right to buy) A - Award D 1.45 34,482 34,482
2022-01-03 2022-01-03 4 BORKOWSKI EDWARD FWBI Stock option (right to buy) A - Award D 1.45 34,482 34,482
2022-01-03 2022-01-03 4 CASAMENTO CHARLES J FWBI Stock option (right to buy) A - Award D 1.45 34,482 34,482
2021-09-13 2021-09-09 4 Coelho Mary Theresa AZRX Stock option (right to buy) A - Award D 0.64 10,310 10,310
2021-07-09 2021-07-09 4 Pennington James AZRX Stock option (right to buy) A - Award D 0.75 100,000 100,000
2021-07-02 2021-06-30 4 SAPIRSTEIN JAMES AZRX Stock options (right to buy) A - Award D 0.85 900,000 900,000
2021-07-02 2021-06-30 4 SAPIRSTEIN JAMES AZRX Stock options (right to buy) J - Other D 0.85 -900,000 300,000
2021-07-02 2021-06-30 4 Schneiderman Daniel H AZRX Stock option (right to buy) A - Award D 0.85 250,000 250,000
2021-07-02 2021-06-30 4 Schneiderman Daniel H AZRX Stock option (right to buy) J - Other D 0.85 -250,000 0
2021-07-02 2021-06-30 4 Schneiderman Daniel H AZRX Stock option (right to buy) A - Award D 0.85 35,006 35,006
2021-07-02 2021-06-30 4 Schneiderman Daniel H AZRX Stock option (right to buy) J - Other D 0.85 -35,006 0
2021-01-06 2021-01-04 4 Oakes Gregory AZRX Options (right to buy) A - Award D 0.97 41,237 41,237
2021-01-06 2021-01-04 4 Schramm Vern Lee AZRX Options (right to buy) A - Award D 0.97 41,237 41,237
2021-01-06 2021-01-04 4 Riddell Alastair AZRX Options (right to buy) A - Award D 0.97 41,237 41,237
2021-01-06 2021-01-04 4 CASAMENTO CHARLES J AZRX Options (right to buy) A - Award D 0.97 41,237 41,237
2021-01-06 2021-01-04 4 BORKOWSKI EDWARD AZRX Options (right to buy) A - Award D 0.97 41,237 41,237
2020-07-20 2020-07-16 4 SAPIRSTEIN JAMES AZRX Series B Warrants A - Award D 0.85 64,935 64,935
2020-07-20 2020-07-16 4 SAPIRSTEIN JAMES AZRX Series B Convertible Preferred Stock A - Award D 0.77 13 13
2020-07-20 2020-07-16 4 SAPIRSTEIN JAMES AZRX Stock options (right to buy) A - Award D 0.85 1,200,000 1,200,000
2020-07-20 2020-07-16 4 Schneiderman Daniel H AZRX Stock option (right to buy) A - Award D 0.85 250,000 250,000
2020-07-20 2020-07-16 4 Schneiderman Daniel H AZRX Stock option (right to buy) A - Award D 0.85 35,006 35,006
2020-07-20 2020-07-16 4 Schneiderman Daniel H AZRX Stock option (right to buy) J - Other D 1.03 -35,006 300,000
2020-07-20 2020-07-16 4 BORKOWSKI EDWARD AZRX 9.0% Senior Convertible Promissory Note D - Sale to Issuer D 1.07 -100,000 0
2020-07-20 2020-07-16 4 BORKOWSKI EDWARD AZRX Exchange Warrants A - Award D 0.85 25,774 25,774
2020-07-20 2020-07-16 4 BORKOWSKI EDWARD AZRX Series B Warrants A - Award D 0.85 230,602 230,602
2020-07-20 2020-07-16 4 BORKOWSKI EDWARD AZRX Series B Convertible Preferred Stock A - Award D 0.77 46 46
2020-07-20 2019-06-13 4 Pennington James AZRX Stock option (right to buy) A - Award D 1.75 110,000 110,000
2020-07-20 2020-07-16 4 Pennington James AZRX Stock option (right to buy) A - Award D 0.85 300,000 300,000
2020-06-01 2020-06-01 4 BORKOWSKI EDWARD AZRX 9.0% Senior Convertible Promissory Note A - Award D 1.07 100,000.0000
2020-06-01 2020-06-01 4 BORKOWSKI EDWARD AZRX 9.0% Senior Convertible Promissory Note D - Sale to Issuer D 0.97 100,000.0000 0
2020-04-16 2020-04-13 4 Oakes Gregory AZRX Options A - Award D 0.97 60,000 60,000
2020-04-07 2020-04-06 4 Schramm Vern Lee AZRX Options A - Award D 0.97 80,000 80,000
2020-04-07 2020-04-06 4 CASAMENTO CHARLES J AZRX Options A - Award D 0.97 80,000 80,000
2020-04-07 2020-04-06 4 Spoor Johan M. AZRX Options A - Award D 0.97 80,000 80,000
2020-04-07 2020-04-06 4 Riddell Alastair AZRX Options A - Award D 0.97 80,000 80,000
2020-04-07 2020-04-06 4 BORKOWSKI EDWARD AZRX Options A - Award D 0.97 80,000 80,000
2020-03-23 2020-03-19 4 CASAMENTO CHARLES J La Jolla Lenox Trust AZRX Common Stock G - Gift I 9,000 116,998
2020-03-23 2020-03-19 4 CASAMENTO CHARLES J AZRX Common Stock G - Gift D -9,000 107,998
2020-03-13 2020-03-10 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 4.7400 6,330 30 409,773
2020-03-13 2020-03-10 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 4.7400 1,319 6 403,443
2020-03-13 2020-03-10 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 1.0400 8,414 9 402,124
2020-03-13 2020-03-10 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 0.6000 14,584 9 393,710
2020-03-13 2020-03-11 4 Schramm Vern Lee AZRX Common Stock A - Award D 1.0400 8,414 9 90,498
2020-03-13 2020-03-11 4 Schramm Vern Lee AZRX Common Stock A - Award D 0.6000 14,584 9 82,084
2020-03-13 2020-03-11 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 1.0400 8,414 9 116,998
2020-03-13 2020-03-11 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 0.6000 14,584 9 108,584
2020-03-13 2020-03-11 4 Riddell Alastair AZRX Common Stock A - Award D 1.0400 8,414 9 132,049
2020-03-13 2020-03-11 4 Riddell Alastair AZRX Common Stock A - Award D 0.6000 14,584 9 123,635
2020-03-13 2020-03-11 4 Riddell Alastair AZRX Common Stock A - Award D 3.6300 2,755 10 106,296
2020-03-13 2020-03-11 4 Riddell Alastair AZRX Common Stock A - Award D 3.9900 2,507 10 103,541
2020-03-13 2020-03-11 4 Riddell Alastair AZRX Common Stock A - Award D 4.7400 264 1 101,034
2020-03-13 2020-03-11 4 Riddell Alastair AZRX Common Stock A - Award D 4.7400 770 4 100,770
2020-01-29 2020-01-02 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX 10% Convertible Note Due 2019 J - Other I 2.50 1,000,000.0000 0
2020-01-29 2020-01-02 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX 10% Convertible Note Due 2020 J - Other I 2.50 1,000,000.0000 0
2020-01-09 2020-01-02 4 Schneiderman Daniel H AZRX Options A - Award D 1.03 335,006 335,006
2020-01-09 3 Schneiderman Daniel H AZRX Common Stock D 2,000
2020-01-09 3 Schneiderman Daniel H AZRX Common Stock D 2,000
2020-01-09 3 Schneiderman Daniel H AZRX Common Stock D 2,000
2020-01-03 2019-12-31 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 1.0400 7,500 8 379,126
2020-01-03 2019-12-20 4 BORKOWSKI EDWARD AZRX 9.0% Senior Convertible Promissory Note A - Award D 0.97 103,094
2020-01-03 2019-12-20 4 BORKOWSKI EDWARD AZRX Warrants A - Award D 1.07 51,547 103,094
2020-01-03 2019-12-31 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 1.0400 7,500 8 94,000
2020-01-03 2019-12-31 4 Riddell Alastair AZRX Common Stock A - Award D 1.0400 7,500 8 100,000
2020-01-03 2019-12-31 4 Schramm Vern Lee AZRX Common Stock A - Award D 1.0400 7,500 8 67,500
2019-10-10 2019-10-08 4 SAPIRSTEIN JAMES AZRX Options A - Award D 0.52 300,000 300,000
2019-10-10 2019-10-08 4 SAPIRSTEIN JAMES AZRX Common Stock A - Award D 200,000 200,000
2019-10-01 2019-09-30 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 0.6000 7,500 4 371,626
2019-10-01 2019-09-30 4 Schramm Vern Lee AZRX Common Stock A - Award D 0.6000 7,500 4 60,000
2019-10-01 2019-09-30 4 CASAMENTO CHARLES J AZRX Common A - Award D 0.6000 7,500 4 86,500
2019-10-01 2019-09-30 4 Riddell Alastair AZRX Common Stock A - Award D 0.6000 7,500 4 92,500
2019-07-02 2019-06-30 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 1.7000 7,500 13 364,126
2019-07-02 2019-06-30 4 Schramm Vern Lee AZRX Common Stock A - Award D 1.7000 7,500 13 52,500
2019-07-02 2019-06-30 4 CASAMENTO CHARLES J AZRX Common A - Award D 1.7000 7,500 13 79,000
2019-07-02 2019-06-30 4 Riddell Alastair AZRX Common Stock A - Award D 1.7000 7,500 13 85,000
2019-06-21 2019-06-13 4/A Schramm Vern Lee AZRX Options A - Award D 1.75 30,000 30,000
2019-06-21 2019-06-13 4/A Riddell Alastair AZRX Options A - Award D 1.75 30,000 30,000
2019-06-21 2019-06-13 4/A BORKOWSKI EDWARD AZRX Options A - Award D 1.75 30,000 30,000
2019-06-21 2019-06-13 4/A CASAMENTO CHARLES J AZRX Options A - Award D 1.75 30,000 30,000
2019-06-17 2019-06-13 4 Schramm Vern Lee AZRX Common Stock A - Award D 30,000 75,000
2019-06-17 2019-06-13 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 30,000 386,626
2019-06-17 2019-06-13 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 30,000 101,500
2019-06-17 2019-06-13 4 Riddell Alastair AZRX Common Stock A - Award D 30,000 107,500
2019-04-29 2019-03-31 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 2.4200 7,500 18 356,626
2019-04-29 2019-03-31 4 Schramm Vern Lee AZRX Common Stock A - Award D 2.4200 7,500 18 45,000
2019-04-29 2019-03-31 4 Riddell Alastair AZRX Common Stock A - Award D 2.4200 7,500 18 77,500
2019-04-29 2019-03-31 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 2.4200 7,500 18 71,500
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by CEDA Investments, LLC AZRX CEDA Warrants Expiring 2020 P - Purchase I 1.50 21,429 21,429
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by CEDA Investments, LLC AZRX CEDA Warrants Expiring 2020 H - Other I 5.50 -21,429 0
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by EBR Ventures, LLC AZRX EBR Warrants Expiring 2020 P - Purchase I 1.50 100,000 75,000
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by EBR Ventures, LLC AZRX EBR Warrants Expiring 2020 H - Other I 5.50 -100,000 0
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX ADEC Warrants Expiring 2021 P - Purchase I 1.50 371,143 371,143
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX ADEC Warrants Expiring 2021 H - Other I 5.50 -371,143 0
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX ADEC Warrants Expiring 2020 P - Purchase I 1.50 273,598 273,598
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX ADEC Warrants Expiring 2020 H - Other I 5.58 -273,598 0
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX 10% Convertible Note Due 2019 P - Purchase I 2.50 1,000,000.0000 1,000,000 1,000,000,000 1,000,000
2019-02-19 2019-02-14 4 Ross Edmund Burke Jr. owned by ADEC Private Equity Investments, LLC AZRX 10% Convertible Note Due 2020 P - Purchase I 2.50 1,000,000.0000 1,000,000 1,000,000,000 1,000,000
2019-01-07 2018-12-31 4 Ross Edmund Burke Jr. AZRX Common Stock P - Purchase I 1.1200 23,848 27 2,540,555
2019-01-07 2018-12-28 4 Ross Edmund Burke Jr. AZRX Common Stock P - Purchase I 1.1800 29,575 35 2,516,707
2019-01-07 2018-12-27 4 Ross Edmund Burke Jr. AZRX Common Stock P - Purchase I 1.1300 23,200 26 2,487,132
2019-01-07 2018-12-27 4 Ross Edmund Burke Jr. AZRX Common Stock P - Purchase I 1.1800 42,922 51 2,463,932
2019-01-07 2018-05-02 4 Ross Edmund Burke Jr. AZRX Common Stock P - Purchase I 2.5000 20,000 50 2,421,010
2019-01-02 2018-12-28 4 Spoor Johan M. AZRX Common Stock P - Purchase D 1.2951 38,583 50 338,617
2019-01-02 2018-12-28 4 Shenouda Maged AZRX Common Stock P - Purchase D 1.3107 20,000 26 62,500
2019-01-02 2018-12-28 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 1.2900 7,500 10 64,000
2019-01-02 2018-12-28 4 CASAMENTO CHARLES J AZRX Common Stock P - Purchase D 1.4100 9,000 13 56,500
2019-01-02 2018-12-28 4 Schramm Vern Lee AZRX Common Stock A - Award D 1.2900 7,500 10 37,500
2019-01-02 2018-12-28 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 1.2900 7,500 10 349,126
2019-01-02 2018-12-28 4 Riddell Alastair AZRX Common Stock A - Award D 1.2900 7,500 10 70,000
2018-10-01 2018-09-28 4 Schramm Vern Lee AZRX Common Stock A - Award D 2.5700 7,500 19 30,000
2018-10-01 2018-09-28 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 2.5700 7,500 19 341,626
2018-10-01 2018-09-28 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 2.5700 7,500 19 47,500
2018-10-01 2018-09-28 4 Riddell Alastair AZRX Common Stock A - Award D 2.5700 7,500 19 62,500
2018-07-26 2018-01-11 4/A BORKOWSKI EDWARD AZRX Warrants M - Exercise D 2.50 -8,640 28,474
2018-07-26 2018-01-11 4/A BORKOWSKI EDWARD AZRX Warrants M - Exercise D 2.50 -13,680 0
2018-07-26 2018-01-11 4/A BORKOWSKI EDWARD AZRX Warrants M - Exercise D 2.50 -13,680 0
2018-07-26 2018-01-11 4/A BORKOWSKI EDWARD AZRX Common Stock M - Exercise D 2.5000 13,680 34 319,126
2018-07-26 2018-01-11 4/A BORKOWSKI EDWARD AZRX Common Stock M - Exercise D 2.5000 13,680 34 305,446
2018-07-26 2018-01-11 4/A BORKOWSKI EDWARD AZRX Common Stock M - Exercise D 2.5000 8,640 22 291,766
2018-07-26 2018-06-29 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 7,500 334,126
2018-07-19 2018-07-12 4 Pennington James AZRX Options A - Award D 3.04 75,000 75,000
2018-07-18 2018-07-12 4 Dupret Daniel AZRX Options A - Award D 3.04 60,000 60,000
2018-07-18 2018-07-12 4 Dupret Daniel AZRX Common Stock A - Award D 15,000 15,000
2018-07-16 2018-07-12 4 Spoor Johan M. AZRX Common Stock A - Award D 200,000 300,034
2018-07-16 2018-06-30 4 Schramm Vern Lee AZRX Common Stock A - Award D 7,500 22,500
2018-07-16 2018-07-12 4 Shenouda Maged AZRX Options A - Award D 3.04 100,000 100,000
2018-07-16 2018-06-29 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 7,500 40,000
2018-07-16 2018-06-29 4 Riddell Alastair AZRX Common Stock A - Award D 7,500 55,000
2018-04-02 2018-03-29 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 3.1400 7,500 24 305,446
2018-04-02 2018-03-29 4 Riddell Alastair AZRX Common Stock A - Award D 3.1400 7,500 24 47,500
2018-04-02 2018-03-29 4 Schramm Vern Lee AZRX Common Stock A - Award D 3.1400 7,500 24 15,000
2018-04-02 2018-03-29 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 3.1400 7,500 24 32,500
2018-02-13 2017-12-20 5 Schramm Vern Lee AZRX Common Stock A - Award D 7,500 7,500
2018-02-13 2017-12-20 5 Riddell Alastair AZRX Common Stock A - Award D 7,500 40,000
2018-02-13 2017-12-20 5 BORKOWSKI EDWARD AZRX Common Stock A - Award D 7,500 305,446
2018-02-13 2017-12-20 5 CASAMENTO CHARLES J AZRX Common Stock A - Award D 7,500 25,000
2018-01-16 2018-01-11 4 BORKOWSKI EDWARD AZRX Warrants M - Exercise D 2.50 -8,640 28,474
2018-01-16 2018-01-11 4 BORKOWSKI EDWARD AZRX Warrants M - Exercise D 2.50 -13,680 0
2018-01-16 2018-01-11 4 BORKOWSKI EDWARD By Spouse AZRX Warrants M - Exercise I 2.50 -13,680 0
2018-01-16 2018-01-11 4 BORKOWSKI EDWARD By Spouse AZRX Common Stock M - Exercise I 2.5000 13,680 34 13,680
2018-01-16 2018-01-11 4 BORKOWSKI EDWARD AZRX Common Stock M - Exercise D 2.5000 13,680 34 13,680
2018-01-16 2018-01-11 4 BORKOWSKI EDWARD AZRX Common Stock M - Exercise D 2.5000 8,640 22 284,266
2017-11-14 2017-11-10 4 Spoor Johan M. AZRX Options X - Other D 1.00 -100,000 200,000
2017-11-14 2017-11-10 4 Spoor Johan M. AZRX Common Stock X - Other D 1.0000 100,000 100 100,034
2017-11-01 2017-10-19 4 BORKOWSKI EDWARD AZRX Common Stock A - Award D 22,500 275,626
2017-10-23 2017-10-19 4 Shenouda Maged AZRX Common Stock A - Award D 22,500 42,500
2017-10-23 2017-10-19 4 CASAMENTO CHARLES J AZRX Common Stock A - Award D 17,500 17,500
2017-10-23 2017-10-19 4 Riddell Alastair AZRX Common Stock A - Award D 22,500 32,500
2017-09-27 2017-09-25 4 Shenouda Maged AZRX Options A - Award D 4.39 100,000 100,000
2017-07-05 2017-06-30 4/A Pelican Partners LLC AZRX Common Stock S - Sale D 3.5000 -60,000 -210 1,627,796
2017-07-05 2017-06-30 4/A Pelican Partners LLC AZRX Common Stock S - Sale D 3.0000 -100,000 -300 1,687,796
2017-07-03 2017-06-30 4 Pelican Partners LLC AZRX Common Stock S - Sale D 3.5000 -60,000 -210 1,727,796
2017-07-03 2017-06-30 4 Pelican Partners LLC AZRX Common Stock S - Sale D 3.0000 -100,000 -300 1,787,796
2017-06-09 2017-06-05 4 Ross Edmund Burke Jr. AZRX Series A Warrants P - Purchase D 4.00 128,572 96,429
2017-06-09 2017-06-05 4 Ross Edmund Burke Jr. AZRX Series A-1 Warrants P - Purchase D 5.50 128,572 96,429
2017-06-09 2017-06-05 4 Ross Edmund Burke Jr. AZRX Common Stock P - Purchase I 3.5000 128,572 450 1,659,840
2017-02-07 2017-02-03 4 Riddell Alastair AZRX Options A - Award D 4.48 30,000 30,000
2017-02-07 2017-02-03 4 BORKOWSKI EDWARD AZRX Options A - Award D 4.48 30,000 30,000
2017-02-07 2017-02-03 4 Spoor Johan M. AZRX Options A - Award D 4.48 100,000 100,000
2017-02-07 2017-02-03 4 Shenouda Maged AZRX Options A - Award D 4.48 30,000 30,000
2016-10-18 2016-10-14 4 Ross Edmund Burke Jr. By ADEC Private Equity Investment, LLC AZRX Original Issuance Discount Convertible Notes C - Conversion I 4.65 0
2016-10-18 2016-10-14 4 Ross Edmund Burke Jr. By ADEC Private Equity Investment, LLC AZRX Warrants J - Other I 5.50 371,142 371,142
2016-10-18 2016-10-14 4 Ross Edmund Burke Jr. AZRX Common Stock C - Conversion I 4.6500 1,031,268 4,795 1,531,268
2016-10-14 2016-10-11 4 Pelican Partners LLC AZRX Common Stock G - Gift D -15,350 1,787,796
2016-10-11 3 BORKOWSKI EDWARD AZRX Common Stock D 300,000
2016-10-11 3 BORKOWSKI EDWARD AZRX Common Stock D 300,000
2016-10-11 3 Ross Edmund Burke Jr. By EBR Ventures, LLC AZRX Common Stock I 1,000,000
2016-10-11 3 Ross Edmund Burke Jr. By EBR Ventures, LLC AZRX Common Stock I 1,000,000
2016-10-11 3 Shenouda Maged AZRX Common Stock D 40,000
2016-10-11 3 Shenouda Maged AZRX Common Stock D 40,000
2016-10-11 3 BALK MATTHEW AZRX Common Stock D 3,606,292
2016-10-11 3 BALK MATTHEW AZRX Common Stock D 3,606,292
2016-10-11 3 BALK MATTHEW AZRX Common Stock D 3,606,292
2016-10-11 3 Spoor Johan M. Held by trust AZRX Common Stock I 79,736
2016-10-11 3 Spoor Johan M. AZRX Common Stock D 39,919
2016-10-11 3 Spoor Johan M. Held by trust AZRX Common Stock I 79,736
2016-10-11 3 Spoor Johan M. AZRX Common Stock D 39,919
2016-10-11 3 Riddell Alastair AZRX Common Stock D 20,000
2016-10-11 3 Riddell Alastair AZRX Common Stock D 20,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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