FNCX / Function(x) Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

函數(x)公司
US ˙ OTC
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內部人士股份58,345,223 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Function(x) Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 FNCX / Function(x) Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

FNCX / Function(x) Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 FNCX / Function(x) Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2015-06-10 Arrix Kevin 15,000 2.2700 15,000 2.2700 34,050 731
2015-06-09 Arrix Kevin 15,000 2.1200 15,000 2.1200 31,800
2015-06-05 Arrix Kevin 12,000 2.1800 12,000 2.1800 26,160
2015-06-03 Arrix Kevin 15,000 2.1200 15,000 2.1200 31,800
2015-05-27 Arrix Kevin 15,000 2.3000 15,000 2.3000 34,500
2015-05-15 Seitler Harriet 7,000 3.3400 7,000 3.3400 23,380

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

FNCX / Function(x) Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2017-12-21 2017-05-05 4 Sillerman Investment Co III, LLC FNCX Series G Convertible Stock A - Award D 1,050.0000 3,286 3,450 3,286
2017-05-09 2017-05-05 4 Sillerman Investment Co III, LLC FNCX Series G Convertible Preferred Stock A - Award D 1,050.0000 2,095 2,200 2,095
2017-05-09 2017-05-05 4 Sillerman Investment Co III, LLC FNCX Series G Preferred Stock A - Award D 1,050.0000 2,095 2,200 2,095
2017-03-02 2017-02-28 4/A Sillerman Investment Co III, LLC FNCX Series C Preferred Stock M - Exercise D 2.34 1,000.0000 -26,264 -26,264 0
2017-03-02 2017-02-28 4/A Sillerman Investment Co III, LLC FNCX Common Stock M - Exercise D 2.3400 12,655,117 29,613 14,195,680
2017-03-02 2017-02-28 4 Sillerman Investment Co VI LLC FNCX Series C Preferred Stock M - Exercise D 2.34 1,000.0000 -3,761 -3,761 0
2017-03-02 2017-02-28 4 Sillerman Investment Co VI LLC FNCX Common Stock M - Exercise D 2.3400 1,709,489 4,000 1,709,489
2017-03-02 2017-02-28 4 Sillerman Investment Co IV LLC FNCX Series C Preferred Stock M - Exercise D 2.34 1,000.0000 -3,150 -3,150 0
2017-03-02 2017-02-28 4 Sillerman Investment Co IV LLC FNCX Common Stock M - Exercise D 2.3400 1,431,883 3,351 1,869,383
2017-03-02 2017-02-28 4 Sillerman Investment Co III, LLC FNCX Series C Convertible Preferred Stock M - Exercise D 2.34 1,000.0000 26,264 26,264 0
2017-03-02 2017-02-28 4 Sillerman Investment Co III, LLC FNCX Common Stock M - Exercise D 2.3400 12,655,117 29,613 14,195,680
2017-01-27 2017-01-26 4 Rosin Brian J FNCX Restricted Stock Unit A - Award D 33,000 33,000
2016-08-29 2016-08-22 4 Sillerman Investment Co III, LLC FNCX Series C Preferred Stock A - Award D 23,264 7
2016-08-26 2016-08-22 4 SILLERMAN ROBERT F X 3 FNCX Series C Preferred Stock A - Award I 3,608 16
2016-08-26 2016-08-22 4 SILLERMAN ROBERT F X 2 FNCX Series C Preferred Stock A - Award I 4,050 16
2016-08-26 2016-08-22 4 SILLERMAN ROBERT F X FNCX Series C Preferred Stock A - Award D 13.0000 153 2 16
2016-08-26 2016-08-22 4 SILLERMAN ROBERT F X 1 FNCX Series C Preferred Stock A - Award I 12.0000 23,264 279 16
2016-06-16 2016-06-03 4 Sillerman Investment Co III, LLC FNCX Series C Convertible Preferred Stock M - Exercise D 0.31 1,000.0000 -7,000 -7,000 3,000
2016-06-16 2016-06-03 4 Sillerman Investment Co III, LLC FNCX Common Stock M - Exercise D 22,580,645 22,580,645
2016-06-15 2016-06-03 4 SILLERMAN ROBERT F X See Footnote (2) FNCX Series C Convertible Preferred Stock M - Exercise I -7,000 3,000
2016-06-15 2016-06-03 4 SILLERMAN ROBERT F X See Footnote (2) FNCX Common Stock M - Exercise I 22,580,645 30,811,268
2016-01-04 3 Brink Kyle VGGL Common Stock D 45,000
2016-01-04 3 Brink Kyle VGGL Common Stock D 45,000
2015-12-07 3 Sillerman Investment Co IV LLC VGGL Common Stock D 17,500,000
2015-12-07 3 Sillerman Investment Co IV LLC VGGL Common Stock D 17,500,000
2015-12-07 2015-12-03 4 SILLERMAN ROBERT F X VGGL Common Stock A - Award I 0.4700 8,750,000 4,112 8,750,000
2015-11-25 2015-11-23 4 Meyer Michael J VGGL Options (right to buy) A - Award D 0.46 63,333 63,333
2015-11-25 2015-11-23 4 Miller John VGGL Option (right to buy) A - Award D 0.46 62,000 62,000
2015-11-25 2015-11-23 4 Sock Birame VGGL Options (right to buy) A - Award D 0.46 54,000 54,000
2015-11-25 2015-11-23 4 HORAN PETER VGGL Options (right to buy) A - Award D 0.46 56,000 56,000
2015-10-30 3 Bashkatova Olga VGGL Common Stock D 10,500
2015-10-30 3 Bashkatova Olga VGGL Common Stock D 10,500
2015-09-17 2015-09-16 4 HORAN PETER VGGL Restricted Stock Unit M - Exercise D -29,371 0
2015-09-17 2015-09-16 4 HORAN PETER VGGL Restricted Stock Unit A - Award D 29,371 29,371
2015-09-17 2015-09-16 4 HORAN PETER VGGL Common Stock M - Exercise D 29,371 59,049
2015-09-17 2015-09-16 4 Meyer Michael J VGGL Restricted Stock Unit M - Exercise D -33,217 0
2015-09-17 2015-09-16 4 Meyer Michael J VGGL Restricted Stock Unit A - Award D 33,217 33,217
2015-09-17 2015-09-16 4 Meyer Michael J VGGL Common Stock M - Exercise D 33,217 33,627
2015-09-17 2015-09-16 4 Miller John VGGL Restricted Stock Unit M - Exercise D -32,517 0
2015-09-17 2015-09-16 4 Miller John VGGL Restricted Stock Unit A - Award D 32,517 32,517
2015-09-17 2015-09-16 4 Miller John VGGL Common Stock M - Exercise D 32,517 67,624
2015-09-17 2015-09-16 4 Sock Birame VGGL Restricted Stock Unit M - Exercise D -28,322 0
2015-09-17 2015-09-16 4 Sock Birame VGGL Restricted Stock Unit A - Award D 28,322 28,322
2015-09-17 2015-09-16 4 Sock Birame VGGL Common Stock M - Exercise D 28,322 31,586
2015-06-11 2015-06-10 4 Arrix Kevin VGGL Common Stock S - Sale D 2.2700 -15,000 -34 139,539
2015-06-11 2015-06-09 4 Arrix Kevin VGGL Common Stock S - Sale D 2.1200 -15,000 -32 154,539
2015-06-11 2015-06-05 4 Arrix Kevin VGGL Common Stock S - Sale D 2.1800 -12,000 -26 169,539
2015-06-05 2015-06-04 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D -20,000 0
2015-06-05 2015-06-04 4 Arrix Kevin VGGL Common Stock M - Exercise D 20,000 181,539
2015-06-05 2015-06-03 4 Arrix Kevin VGGL Common Stock S - Sale D 2.1200 -15,000 -32 181,539
2015-06-05 2015-06-04 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D -25,000 0
2015-06-05 2015-06-04 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D 25,000 331,539
2015-06-05 2015-06-04 4 Nelson Mitchell J VGGL Restricted Stock Units M - Exercise D 0 0
2015-06-05 2015-06-04 4 Nelson Mitchell J VGGL Restricted Stock Units M - Exercise D 7,500 32,442
2015-06-05 2015-06-04 4 Small John C VGGL Restricted Stock Units M - Exercise D 0 0
2015-06-05 2015-06-04 4 Small John C VGGL Restricted Stock Units M - Exercise D 20,000 128,268
2015-05-29 2015-05-27 4 Arrix Kevin VGGL Common Stock S - Sale D 2.3000 -15,000 -34 176,539
2015-05-19 2015-05-15 4 Seitler Harriet VGGL Common Stock S - Sale D 3.3400 7,000 23 15,368
2015-05-15 2015-05-15 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D -50,000 0
2015-05-15 2015-05-15 4 Arrix Kevin VGGL Common Stock M - Exercise D 50,000 191,539
2015-05-13 2015-05-11 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D -208 104
2015-05-13 2015-05-11 4 Consiglio Gregory VGGL Common Stock M - Exercise D 208 306,747
2015-05-11 2015-05-08 4 Small John C VGGL Restricted Stock Units M - Exercise D 17,250 108,268
2015-05-11 2015-05-01 4 Small John C VGGL Restricted Stock Units M - Exercise D -17,250 0
2015-05-11 2015-05-01 4 Small John C VGGL Restricted Stock Units A - Award D 17,250 17,250
2015-05-06 2015-05-05 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D -100,000 0
2015-05-06 2015-05-05 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D 100,000 306,539
2015-05-05 2015-05-01 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D -31,080 124,072
2015-05-05 2015-05-01 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D 31,080 141,539
2015-05-05 2015-05-01 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D -31,080 124,072
2015-05-05 2015-05-01 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D 31,080 206,539
2015-05-05 2015-05-01 4 Small John C VGGL Restricted Stock Units M - Exercise D -31,018 124,072
2015-05-05 2015-05-01 4 Small John C VGGL Restricted Stock Units M - Exercise D 31,018 91,018
2015-05-05 2015-05-01 4 SILLERMAN ROBERT F X VGGL Restricted Stock Unit M - Exercise D -31,018 124,072
2015-05-05 2015-05-01 4 SILLERMAN ROBERT F X VGGL Common Stock M - Exercise D 31,018 37,268
2015-04-30 2015-04-28 4 Sock Birame VGGL Option (right to buy) A - Award D 2.33 50,000 50,000
2015-04-30 2015-04-28 4 Meyer Michael J VGGL Option (right to buy) A - Award D 2.33 50,000 50,000
2015-04-30 2015-04-28 4 Miller John VGGL Option (right to buy) A - Award D 2.33 100,000 100,000
2015-04-30 2015-04-28 4 HORAN PETER VGGL Option (right to buy) A - Award D 2.33 100,000 100,000
2015-03-19 2015-03-16 4 SILLERMAN ROBERT F X VGGL Series C Convertible Preferred Stock A - Award I 4.00 1,000.0000 7,000 7,000 10,000
2015-03-19 2015-03-16 4 SILLERMAN ROBERT F X VGGL Warrants (right to buy) A - Award I 1.78 350,000 350,000
2015-03-19 2015-03-16 4 Sillerman Investment Co III, LLC VGGL Series C Convertible Preferred Stock A - Award D 4.00 1,000.0000 7,000 7,000 10,000
2015-03-19 2015-03-16 4 Sillerman Investment Co III, LLC VGGL Warrants (right to buy) A - Award D 1.78 350,000 350,000
2015-03-06 2015-03-05 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D 25,000 25,000
2015-03-06 2015-03-05 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D 25,000 175,000
2015-03-06 2015-03-05 4 Small John C VGGL Restricted Stock Units M - Exercise D 20,000 20,000
2015-03-06 2015-03-05 4 Small John C VGGL Restricted Stock Units M - Exercise D 20,000 60,000
2015-03-06 2015-03-05 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D 20,000 20,000
2015-03-06 2015-03-05 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D 20,000 110,000
2015-03-06 2015-03-05 4 Nelson Mitchell J VGGL Restricted Stock Units M - Exercise D 7,500 7,500
2015-03-06 2015-03-05 4 Nelson Mitchell J VGGL Restricted Stock Units M - Exercise D 7,500 23,021
2015-03-02 2015-02-26 4 SILLERMAN ROBERT F X VGGL Restricted Stock Units M - Exercise D 6,821 6,821
2015-03-02 2015-02-26 4 SILLERMAN ROBERT F X VGGL Common Stock M - Exercise D 6,821 6,821
2015-02-17 2015-02-15 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D -50,000 50,000
2015-02-17 2015-02-15 4 Arrix Kevin VGGL Common Stock M - Exercise D 50,000 90,000
2015-02-02 2015-01-29 4 Miller John VGGL Restricted Stock Unit M - Exercise D -9,607 0
2015-02-02 2015-01-29 4 Miller John VGGL Restricted Stock Unit A - Award D 9,607 9,607
2015-02-02 2015-01-29 4 Miller John VGGL Common Stock M - Exercise D 9,607 35,107
2015-02-02 2015-01-29 4 HORAN PETER VGGL Restricted Stock Unit M - Exercise D -8,678 0
2015-02-02 2015-01-29 4 HORAN PETER VGGL Restricted Stock Unit A - Award D 8,678 8,678
2015-02-02 2015-01-29 4 HORAN PETER VGGL Common Stock M - Exercise D 8,678 26,678
2015-02-02 2015-02-02 4 Meyer Michael J VGGL Restricted Stock Unit M - Exercise D -9,814 0
2015-02-02 2015-01-29 4 Meyer Michael J VGGL Restricted Stock Unit A - Award D 9,814 9,814
2015-02-02 2015-01-29 4 Meyer Michael J VGGL Common Stock M - Exercise D 9,814 27,814
2015-02-02 2015-01-29 4 Sock Birame VGGL Restricted Stock Unit M - Exercise D -8,264 0
2015-02-02 2015-01-29 4 Sock Birame VGGL Restricted Stock Unit A - Award D 8,264 8,264
2015-02-02 2015-01-29 4 Sock Birame VGGL Common Stock M - Exercise D 8,264 22,264
2015-02-02 2015-01-29 4 Seitler Harriet VGGL Restricted Stock Unit M - Exercise D -8,368 0
2015-02-02 2015-01-29 4 Seitler Harriet VGGL Restricted Stock Unit A - Award D 8,368 8,368
2015-02-02 2015-01-29 4 Seitler Harriet VGGL Common Stock M - Exercise D 8,368 22,368
2015-01-23 2015-01-22 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D 100,000 100,000
2015-01-23 2015-01-22 4 Consiglio Gregory VGGL Restricted Stock Units A - Award D 200,000 200,000
2015-01-23 2015-01-22 4 Consiglio Gregory VGGL Common Stock M - Exercise D 100,000 150,000
2015-01-23 2015-01-22 4 Arrix Kevin VGGL Restricted Stock Units A - Award D 100,000 100,000
2014-12-17 2014-12-15 4 SILLERMAN ROBERT F X VGGL Warrants (right to buy) A - Award I 3.63 775,000 775,000
2014-12-08 2014-12-04 4 Small John C VGGL Restricted Stock Units M - Exercise D -40,000 40,000
2014-12-08 2014-12-04 4 Small John C VGGL Common Stock M - Exercise D 40,000 40,000
2014-12-08 2014-12-04 4 Arrix Kevin VGGL Restricted Stock Units M - Exercise D -40,000 40,000
2014-12-08 2014-12-04 4 Arrix Kevin VGGL Common Stock M - Exercise D 40,000 40,000
2014-12-08 2014-12-04 4 Consiglio Gregory VGGL Restricted Stock Units M - Exercise D -50,000 50,000
2014-12-08 2014-12-04 4 Consiglio Gregory VGGL Common Stock M - Exercise D 50,000 50,000
2014-12-08 2014-12-04 4 Nelson Mitchell J VGGL Restricted Stock Units M - Exercise D -15,000 15,000
2014-12-08 2014-12-04 4 Nelson Mitchell J VGGL Common Stock M - Exercise D 15,000 17,442
2014-11-28 2014-11-25 4 Sillerman Investment Company, LLC VGGL Series C Convertible Preferred Stock A - Award D 4.00 1,000.0000 3,000 3,000 3,000
2014-11-28 2014-11-25 4 Sillerman Investment Company, LLC VGGL Warrants (right to buy) A - Award D 2.98 150,000 150,000
2014-10-31 3 Sillerman Investment Co III, LLC VGGL Common Stock D 16,461,044
2014-10-31 3 Sillerman Investment Co III, LLC VGGL Common Stock D 16,461,044
2014-10-30 2014-10-28 4 Seitler Harriet VGGL Restricted Stock Unit M - Exercise D -14,000 0
2014-10-30 2014-10-28 4 Seitler Harriet VGGL Common Stock M - Exercise D 14,000 14,000
2014-10-30 2014-10-28 4 Meyer Michael J VGGL Restricted Stock Unit M - Exercise D -16,000 0
2014-10-30 2014-10-28 4 Meyer Michael J VGGL Common Stock M - Exercise D 16,000 16,000
2014-10-30 2014-10-28 4 Sock Birame VGGL Restricted Stock Unit M - Exercise D -14,000 0
2014-10-30 2014-10-28 4 Sock Birame VGGL Common Stock M - Exercise D 14,000 14,000
2014-10-30 2014-10-28 4 HORAN PETER VGGL Restricted Stock Unit M - Exercise D -18,000 0
2014-10-30 2014-10-28 4 HORAN PETER VGGL Common Stock M - Exercise D 18,000 18,000
2014-10-30 2014-10-28 4 Miller John VGGL Restricted Stock Unit M - Exercise D -18,000 0
2014-10-30 2014-10-28 4 Miller John VGGL Common Stock M - Exercise D 18,000 25,500
2014-10-28 2014-10-24 4 SILLERMAN ROBERT F X VGGL Warrants (right to buy) A - Award I 3.51 225,000 225,000
2014-10-28 2014-10-24 4 SILLERMAN ROBERT F X VGGL Common Stock G - Gift I 8,230,622 8,230,622
2014-10-01 2014-09-29 4 SILLERMAN ROBERT F X VGGL Restricted Stock Units A - Award D 155,090 155,090
2014-10-01 2014-09-29 4 Consiglio Gregory VGGL Restricted Stock Units A - Award D 155,090 155,090
2014-10-01 2014-09-29 4 Consiglio Gregory VGGL Restricted Stock Units A - Award D 100,000 100,000
2014-10-01 2014-09-29 4 Small John C VGGL Restricted Stock Units A - Award D 155,090 155,090
2014-10-01 2014-09-29 4 Small John C VGGL Restricted Stock Units A - Award D 80,000 80,000
2014-10-01 2014-09-29 4 Seitler Harriet VGGL Restricted Stock Units A - Award D 14,000 14,000
2014-10-01 2014-09-29 4 Arrix Kevin VGGL Restricted Stock Units A - Award D 155,090 155,090
2014-10-01 2014-09-29 4 Arrix Kevin VGGL Restricted Stock Units A - Award D 80,000 80,000
2014-10-01 2014-09-29 4 HORAN PETER VGGL Restricted Stock Units A - Award D 18,000 18,000
2014-10-01 2014-09-29 4 Meyer Michael J VGGL Restricted Stock Units A - Award D 16,000 16,000
2014-10-01 2014-09-29 4 Nelson Mitchell J VGGL Restricted Stock Units A - Award D 30,000 30,000
2014-10-01 2014-09-29 4 Miller John VGGL Restricted Stock Units A - Award D 18,000 18,000
2014-10-01 2014-09-29 4 Sock Birame VGGL Restricted Stock Units A - Award D 14,000 14,000
2014-09-15 2014-09-11 4 Meyer Michael J VGGL Option (right to buy) P - Purchase D 4.46 43,880 43,880
2014-09-15 2014-09-11 4 HORAN PETER VGGL Option (right to buy) P - Purchase D 4.46 38,799 38,799
2014-09-15 2014-09-11 4 Seitler Harriet VGGL Option (right to buy) P - Purchase D 4.46 37,413 37,413
2014-09-15 2014-09-11 4 Sock Birame VGGL Option (right to buy) P - Purchase D 4.46 36,952 36,952
2014-09-15 2014-09-11 4 Miller John VGGL Option (right to buy) P - Purchase D 4.46 42,956 42,956
2014-06-06 2014-06-05 4 HORAN PETER VGGL Common Stock A - Award D 5.0400 1,000 5 6,931
2014-05-27 2014-05-22 4 HORAN PETER VGGL Common Stock A - Award D 4.9340 2,000 10 2,000
2014-05-02 2014-04-30 4 Sillerman Investment Company, LLC VGGL Series B Preferred Stock D - Sale to Issuer D -21,264 0
2014-05-02 2014-04-30 4 Sillerman Investment Company, LLC VGGL Series A Preferred Stock D - Sale to Issuer D -33,320 0
2014-05-02 2014-04-30 4 Sillerman Investment Company, LLC VGGL Common Stock A - Award D 251 6,919,174
2014-05-02 2014-04-30 4 Sillerman Investment Company, LLC VGGL Common Stock A - Award D 6,373,204 6,919,174
2014-05-02 2014-04-30 4 SILLERMAN ROBERT F X VGGL Series B Preferred Stock D - Sale to Issuer D -1,281 0
2014-05-02 2014-04-30 4 SILLERMAN ROBERT F X VGGL Series A Preferred Stock D - Sale to Issuer D -2,784 0
2014-05-02 2014-04-30 4 SILLERMAN ROBERT F X VGGL Common Stock A - Award D 16 652,699
2014-05-02 2014-04-30 4 SILLERMAN ROBERT F X VGGL Common Stock A - Award D 581,052 652,699
2014-04-28 2014-04-25 4 Sillerman Investment Co II, LLC VGGL Common Stock A - Award D 8.0000 625,000 5,000 5,625,000
2013-11-26 2013-11-25 4 Sillerman Investment Company, LLC VGGL Warrants (right to buy) A - Award D 1.00 1.0000 1,045,000 1,045 19,045,000
2013-11-12 2013-11-07 4 Meyer Michael J VGGL Option (right to buy) A - Award D 0.65 0.6500 36,538 24 36,538
2013-11-12 2013-11-07 4 Sock Birame VGGL Option (right to buy) A - Award D 0.65 0.6500 30,769 20 30,769
2013-11-12 2013-11-07 4 Miller John VGGL Option (right to buy) A - Award D 0.65 0.6500 33,846 22 33,846
2013-11-12 2013-11-07 4 HORAN PETER VGGL Option (right to buy) A - Award D 0.65 0.6500 32,308 21 32,308
2013-11-12 2013-11-07 4 Seitler Harriet VGGL Option (right to buy) A - Award D 0.65 0.6500 31,154 20 31,154
2013-10-29 2013-10-25 4 Sillerman Investment Co II, LLC VGGL Warrants (right to buy) A - Award D 1.00 1.0000 2,000,000 2,000 16,000,000
2013-09-26 2013-09-25 4 Sillerman Investment Co II, LLC VGGL Warrants (right to buy) A - Award D 1.00 1.0000 2,000,000 2,000 2,000,000
2013-09-18 2013-09-16 4 Sillerman Investment Company, LLC VGGL Series B Preferred Stock A - Award D 1.15 19,983 19,983
2013-09-18 2013-09-16 4 Sillerman Investment Company, LLC VGGL Series A Preferred Stock A - Award D 1.15 30,536 30,536
2013-09-18 2013-09-16 4 Sillerman Investment Company, LLC VGGL Warrants (right to buy) D - Sale to Issuer D 8.00 -2,064,000 0
2013-09-18 2013-09-16 4 Sillerman Investment Company, LLC VGGL Common Stock D - Sale to Issuer D -2,064,000 43,657,545
2013-09-18 2013-09-16 4 Sillerman Investment Company, LLC VGGL Common Stock D - Sale to Issuer D -8,312,699 43,657,545
2013-09-18 2013-09-16 4 Sillerman Investment Co II, LLC VGGL Warrants (right to buy) A - Award D 0.69 5,000,000 14,000,000
2013-09-18 2013-09-16 4 Sillerman Investment Co II, LLC VGGL Common Stock D - Sale to Issuer D -5,000,000 5,000,000
2013-09-18 2013-09-16 4 SILLERMAN ROBERT F X VGGL Series B Preferred Stock A - Award D 1.15 1,281 1,281
2013-09-18 2013-09-16 4 SILLERMAN ROBERT F X VGGL Series A Preferred Stock A - Award D 1.15 2,784 2,784
2013-09-18 2013-09-16 4 SILLERMAN ROBERT F X VGGL Warrants (right to buy) D - Sale to Issuer D 1.25 -545,455 0
2013-09-18 2013-09-16 4 SILLERMAN ROBERT F X VGGL Common Stock D - Sale to Issuer D -545,455 5,730,455
2013-09-16 2013-09-13 4 Chen Benjamin Frank VGGL Option (right to buy) P - Purchase D 0.61 0.6100 10,929 7 10,929
2013-09-16 2013-09-13 4 Rascoff Joseph F. VGGL Option (right to buy) P - Purchase D 0.61 0.6100 25,956 16 25,956
2013-09-16 2013-09-13 4 Miller John VGGL Option (right to buy) P - Purchase D 0.61 0.6100 38,115 23 38,115
2013-09-16 2013-09-13 4 Sock Birame VGGL Option (right to buy) P - Purchase D 0.61 0.6100 32,787 20 32,787
2013-09-16 2013-09-13 4 Seitler Harriet VGGL Option (right to buy) P - Purchase D 0.61 0.6100 33,197 20 33,197
2013-09-16 2013-09-13 4 HORAN PETER VGGL Option (right to buy) P - Purchase D 0.61 0.6100 34,426 21 34,426
2013-09-09 2013-09-06 4 Sillerman Investment Co II, LLC VGGL Warrants (right to buy) P - Purchase D 1.00 1.0000 2,000,000 2,000 2,000,000
2013-07-12 2013-07-11 4 Sillerman Investment Co II, LLC VGGL Warrants (right to buy) P - Purchase D 1.00 1.0000 3,000,000 3,000 3,000,000
2013-05-23 2013-05-21 4 Sillerman Investment Company, LLC VGGL Warrants (right to buy) P - Purchase D 1.00 1.0000 4,000,000 4,000 4,000,000
2013-05-10 2013-05-08 4 HORAN PETER VGGL Option (right to buy) A - Award D 0.75 0.7500 31,000 23 31,000
2013-05-10 2013-05-08 4 Rascoff Joseph F. VGGL Option (right to buy) A - Award D 0.75 0.7500 34,667 26 34,667
2013-05-10 2013-05-08 4 Seitler Harriet VGGL Option (right to buy) A - Award D 0.75 0.7500 30,000 22 30,000
2013-05-10 2013-05-08 4 Chen Benjamin Frank VGGL Option (right to buy) A - Award D 0.75 0.7500 26,667 20 26,667
2013-05-10 2013-05-08 4 Sock Birame VGGL Option (right to buy) A - Award D 0.75 0.7500 29,667 22 29,667
2013-05-10 2013-05-08 4 Miller John VGGL Option (right to buy) A - Award D 0.75 0.7500 34,000 26 34,000
2013-04-08 2013-04-04 4 SILLERMAN ROBERT F X VGGL Options (right to buy) A - Award D 1.00 1.0000 2,500,000 2,500 2,500,000
2013-03-13 2013-03-11 4 Sillerman Investment Co II, LLC VGGL Warrants (right to buy) A - Award D 10,000,000 10,000,000
2013-03-13 2013-03-11 4 Sillerman Investment Company, LLC VGGL Notes convertible into common shares A - Award D 1.25 16,625,397 16,625,397
2013-03-13 2013-03-11 4 Sillerman Investment Company, LLC VGGL Common Stock A - Award D 8,312,699 8,312,699
2013-03-13 2013-03-11 4 SILLERMAN ROBERT F X See Footnote 2 VGGL Warrants (right to buy) A - Award I 1.00 10,000,000 10,000,000
2013-03-13 2013-03-11 4 SILLERMAN ROBERT F X See Footnote 4 VGGL Notes convertible into common shares A - Award I 1.25 16,625,397 16,625,397
2013-03-13 2013-03-11 4 SILLERMAN ROBERT F X See Footnote 4 VGGL Common Stock A - Award I 8,312,699 8,312,699
2013-02-15 2013-02-12 4 Sock Birame VGGL Option (right to buy) P - Purchase D 1.23 1.2300 50,000 62 50,000
2013-02-14 2013-02-12 4 Sillerman Investment Co II, LLC VGGL Common Stock A - Award D 5,000,000 5,000,000
2013-02-14 2013-02-12 4 SILLERMAN ROBERT F X See Footnote 2 VGGL Common Stock A - Award I 5,000,000 5,000,000
2013-02-13 2013-02-08 4 Miller John VGGL Option (right to buy) P - Purchase D 1.93 1.9300 24,870 48 24,870
2013-02-13 2013-02-08 4 Miller John VGGL Option (right to buy) P - Purchase D 1.25 1.2500 38,700 48 38,700
2013-02-13 2013-02-08 4 Miller John VGGL Option (right to buy) P - Purchase D 1.23 1.2300 50,000 62 50,000
2013-02-13 2013-02-08 4 HORAN PETER VGGL Option (right to buy) P - Purchase D 1.93 1.9300 22,539 44 22,539
2013-02-13 2013-02-08 4 HORAN PETER VGGL Option (right to buy) P - Purchase D 1.25 1.2500 33,600 42 33,600
2013-02-13 2013-02-08 4 HORAN PETER VGGL Option (right to buy) P - Purchase D 1.23 1.2300 50,000 62 50,000
2013-02-13 2013-02-08 4 Chen Benjamin Frank VGGL Option (right to buy) P - Purchase D 1.93 1.9300 7,686 15 7,686
2013-02-13 2013-02-08 4 Chen Benjamin Frank VGGL Option (right to buy) P - Purchase D 1.25 1.2500 32,000 40 32,000
2013-02-13 2013-02-08 4 Chen Benjamin Frank VGGL Option (right to buy) P - Purchase D 1.23 1.2300 50,000 62 50,000
2013-02-13 2013-02-08 4 Rascoff Joseph F. VGGL Option (right to buy) P - Purchase D 1.93 1.9300 25,389 49 25,389
2013-02-13 2013-02-08 4 Rascoff Joseph F. VGGL Option (right to buy) P - Purchase D 1.25 1.2500 50,000 62 39,500
2013-02-13 2013-02-08 4 Rascoff Joseph F. VGGL Option (right to buy) P - Purchase D 1.23 1.2300 50,000 62 50,000
2013-02-13 2013-02-08 4 Seitler Harriet VGGL Option (right to buy) P - Purchase D 1.93 1.9300 21,762 42 21,762
2013-02-13 2013-02-08 4 Seitler Harriet VGGL Option (right to buy) P - Purchase D 1.25 1.2500 32,400 40 32,400
2013-02-13 2013-02-08 4 Seitler Harriet VGGL Option (right to buy) P - Purchase D 1.23 1.2300 50,000 62 50,000
2012-12-26 2012-11-01 4/A Consiglio Gregory VGGL Option (right to buy) P - Purchase D 2.30 2.3000 100,000 230 100,000
2012-11-07 3 Consiglio Gregory VGGL Restricted Stock Units D 125,000
2012-11-07 2012-11-01 4 Consiglio Gregory VGGL Option (right to buy) P - Purchase D 2.30 2.3000 100,000 230 100,000
2012-10-02 2012-09-28 4 SILLERMAN ROBERT F X VGGL Common Stock P - Purchase I 1.1900 -2,700,000 -3,213 48,967,000
2012-10-02 2012-09-28 4 SILLERMAN ROBERT F X VGGL Common Stock P - Purchase D 1.1900 2,700,000 3,213 5,730,455
2012-09-13 2012-09-11 4 Chen Benjamin Frank VGGL Option (right to buy) A - Award D 0.80 0.8000 300,000 240 300,000
2012-09-13 2012-09-11 4 Chen Benjamin Frank VGGL Option (right to buy) A - Award D 0.80 0.8000 300,000 240 300,000
2012-09-10 2012-09-06 4 Arrix Kevin VGGL Option (right to buy) P - Purchase D 0.84 0.8400 812,500 682 812,500
2012-09-10 2012-09-06 4 Nelson Mitchell J VGGL Option (right to buy) P - Purchase D 0.84 0.8400 300,000 252 300,000
2012-09-10 2012-09-06 4 HORAN PETER VGGL Option (right to buy) P - Purchase D 1.25 1.2500 16,800 21 16,800
2012-09-10 2012-09-06 4 Small John C VGGL Option (right to buy) P - Purchase D 0.84 0.8400 1,250,000 1,050 1,250,000
2012-09-10 2012-09-06 4 Miller John VGGL Option (right to buy) P - Purchase D 1.25 1.2500 18,600 23 18,600
2012-09-10 2012-09-06 4 Manning William B. VGGL Option (right to buy) P - Purchase D 0.84 0.8400 312,500 262 312,500
2012-09-10 2012-09-06 4 Stephenson Christopher Richard VGGL Common Stock P - Purchase D 0.84 0.8400 862,500 724 862,500
2012-09-10 2012-09-06 4 Seitler Harriet VGGL Option (right to buy) P - Purchase D 1.25 1.2500 16,200 20 16,200
2012-09-10 2012-09-06 4 Chen Benjamin Frank VGGL Option (right to buy) P - Purchase D 1.25 1.2500 16,000 20 16,000
2012-09-10 2012-09-06 4 Rascoff Joseph F. VGGL Option (right to buy) P - Purchase D 1.25 1.2500 19,000 24 19,000
2012-07-31 3 Nelson Mitchell J VGGL Restricted Stock Unit D 100,000
2012-07-31 3 Nelson Mitchell J VGGL Common Stock D 162,000
2012-07-31 3 Miller John VGGL Common Stock D 400,000
2012-07-31 3 Miller John VGGL Common Stock D 200,000
2012-07-31 3 Arrix Kevin VGGL Restricted Stock Units D 125,000
2012-07-31 3 Sillerman Investment Company, LLC VGGL Common Stock D 46,267,000
2012-07-31 3 ADAGE CAPITAL PARTNERS GP, L.L.C. VGGL Common Stock D 7,161,753
2012-07-31 3 Manning William B. VGGL Restricted Stock Units D 75,000
2012-07-31 3 Manning William B. VGGL Common Stock D 54,000
2012-07-31 3 Stephenson Christopher Richard VGGL Restricted Stock Unit D 216,667
2012-07-31 3 SILLERMAN ROBERT F X Owned through trust for the benefit of Mr. Sillerman's descendants VGGL Common Stock I 2,700,000
2012-07-31 3 SILLERMAN ROBERT F X Owned through Sillerman Investment Company, LLC VGGL Common Stock I 46,267,000
2012-07-31 3 SILLERMAN ROBERT F X Owned through Laura Baudo Sillerman, Mr. Sillerman's spouse VGGL Common Stock I 2,700,000
2012-07-31 3 SILLERMAN ROBERT F X VGGL Common Stock D 3,030,455
2012-07-31 3 SILLERMAN ROBERT F X VGGL Restricted Stock Unit D 2,000,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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