DCA Insider Trading - Virtus Total Return Fund

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

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查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Virtus Total Return Fund內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	平均收益（%）	持股數量	分拆調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 DCA / Virtus Total Return Fund 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數
2016-09-14	Full Value Special Situations Fund LP	31,477	4.5147	31,477	4.5147	142,109	201
2016-09-14	Bulldog Investors, LLC	32,453	4.5147	32,453	4.5147	146,516
2016-09-14	Opportunity Income Plus LP	976	4.5147	976	4.5147	4,406
2016-09-13	Full Value Special Situations Fund LP	40,693	4.5399	40,693	4.5399	184,742
2016-09-13	Bulldog Investors, LLC	41,954	4.5399	41,954	4.5399	190,467
2016-09-13	Opportunity Income Plus LP	1,261	4.5399	1,261	4.5399	5,725
2016-09-09	Opportunity Income Plus LP	1,093	4.5949	1,093	4.5949	5,022
2016-09-09	Full Value Special Situations Fund LP	35,276	4.5949	35,276	4.5949	162,090
2016-09-09	Bulldog Investors, LLC	36,369	4.5949	36,369	4.5949	167,112

經調整價格已按拆股調整。經調整股數已按拆股調整。

DCA / Virtus Total Return Fund Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 DCA / Virtus Total Return Fund 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2017-03-22	Bulldog Investors General Partnership	2,636,634	4.8707	2,636,634	4.8707	12,842,253	12
2016-06-09	Mann Thomas F.	3,310	4.5100	3,310	4.5100	14,928

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	單位價格	股數變化	價值變化 (1K)	剩餘股份
2017-03-27	2017-03-22	4	Bulldog Investors General Partnership	DCA	Common Stock	S - Sale	D	4.8707	-2,636,634	-12,842	1,553,860
2017-03-23	2017-03-22	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	S - Sale	I	4.8707	-2,636,634	-12,842	1,553,860
2016-09-15	2016-09-14	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5147	32,453	147	4,190,476
2016-09-15	2016-09-13	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5399	41,954	190	4,158,023
2016-09-15	2016-09-14	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5147	976	4	149,130
2016-09-15	2016-09-13	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5399	1,261	6	148,154
2016-09-15	2016-09-14	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5147	31,477	142	654,246
2016-09-15	2016-09-13	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5399	40,693	185	622,769
2016-09-12	2016-09-09	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5949	36,369	167	4,116,069
2016-09-12	2016-09-08	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.6573	101,268	472	4,079,069
2016-09-12	2016-09-09	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5949	1,093	5	146,893
2016-09-12	2016-09-08	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.6573	3,045	14	145,800
2016-09-12	2016-09-09	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5949	35,276	162	582,076
2016-09-12	2016-09-08	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.6573	98,223	457	546,800
2016-09-08	2016-09-06	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.6735	56,478	264	3,978,432
2016-09-08	2016-09-06	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.6735	1,698	8	142,755
2016-09-08	2016-09-06	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.6735	54,780	256	448,577
2016-08-16	2016-08-15	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.6126	18,200	84	3,921,954
2016-08-16	2016-08-12	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.6087	15,061	69	3,903,754
2016-08-16	2016-08-15	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.6126	547	3	141,057
2016-08-16	2016-08-12	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.6087	453	2	140,510
2016-08-16	2016-08-15	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.6126	17,653	81	393,797
2016-08-16	2016-08-12	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.6087	14,608	67	376,144
2016-08-12	2016-08-11	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5976	4,216	19	3,888,693
2016-08-12	2016-08-10	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5712	12,600	58	3,884,477
2016-08-12	2016-08-11	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5976	127	1	140,057
2016-08-12	2016-08-10	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5712	380	2	139,930
2016-08-12	2016-08-11	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5976	4,089	19	361,536
2016-08-12	2016-08-10	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5712	12,220	56	357,447
2016-08-10	2016-08-09	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5683	32,369	148	3,871,877
2016-08-10	2016-08-08	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5566	31,565	144	3,893,508
2016-08-10	2016-08-09	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5683	975	4	139,550
2016-08-10	2016-08-08	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5566	951	4	138,575
2016-08-10	2016-08-09	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5683	31,394	143	345,227
2016-08-10	2016-08-08	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5566	30,614	139	313,833
2016-08-08	2016-08-05	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5537	43,200	197	3,807,943
2016-08-08	2016-08-04	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5700	32,300	148	3,764,743
2016-08-08	2016-08-05	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5537	1,301	6	137,624
2016-08-08	2016-08-04	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5700	973	4	136,323
2016-08-08	2016-08-05	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5537	41,899	191	283,219
2016-08-08	2016-08-04	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5700	31,327	143	241,320
2016-08-03	2016-08-01	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5954	17,636	81	3,732,443
2016-08-03	2016-08-01	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5954	531	2	135,350
2016-08-03	2016-08-01	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5954	17,105	79	209,993
2016-07-22	2016-07-20	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.6043	17,600	81	3,714,807
2016-07-22	2016-07-20	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.6043	530	2	134,819
2016-07-22	2016-07-20	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.6043	17,070	79	192,888
2016-07-19	2016-07-15	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5600	18,448	84	3,697,207
2016-07-19	2016-07-15	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5600	627	3	134,289
2016-07-19	2016-07-15	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5600	17,821	81	175,818
2016-07-15	2016-07-14	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5603	19,600	89	3,678,759
2016-07-15	2016-07-13	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5520	35,100	160	3,659,159
2016-07-15	2016-07-14	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5603	667	3	133,662
2016-07-15	2016-07-13	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5520	1,194	5	132,995
2016-07-15	2016-07-14	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5603	18,933	86	157,997
2016-07-15	2016-07-13	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5520	33,906	154	139,064
2016-07-13	2016-07-12	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5600	19,194	88	3,624,059
2016-07-13	2016-07-11	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.5431	38,358	174	3,604,865
2016-07-13	2016-07-12	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5600	653	3	131,801
2016-07-13	2016-07-11	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.5431	1,305	6	131,148
2016-07-13	2016-07-12	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5600	18,541	85	105,158
2016-07-13	2016-07-11	4	Full Value Special Situations Fund LP	DCA	Common Stock	P - Purchase	D	4.5431	37,053	168	86,617
2016-06-10	2016-06-09	4	Mann Thomas F. By Spouse	DCA	Common Stock	S - Sale	I	4.5100	-3,310	-15	2,710
2016-05-27	2016-05-25	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2800	100	0	3,566,507
2016-05-27	2016-05-25	4	Opportunity Income Plus LP	DCA	Common Stock	P - Purchase	D	4.2800	100	0	129,843
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				568,344
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				568,344
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				727,263
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				568,344
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				727,263
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				458,797
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				458,797
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				727,263
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				568,344
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				458,797
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				727,263
2016-05-23		3	GOLDSTEIN PHILLIP	DCA	Common Stock		D				458,797
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,915,228
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,427,641
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,209,600
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,948,206
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,706,196
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,495,922
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,177,170
2016-05-23		3	OPPORTUNITY PARTNERS LP	DCA	Common Stock		D				3,268,491
2016-05-23	2016-05-20	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2525	17,000	72	3,566,407
2016-05-23	2016-05-19	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2328	34,500	146	3,549,407
2016-05-18	2016-05-17	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2919	81,097	348	3,514,907
2016-05-18	2016-05-16	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2990	57,799	248	3,433,810
2016-05-16	2016-05-13	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2840	10,700	46	3,376,011
2016-05-16	2016-05-12	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.3068	83,267	359	3,365,311
2016-05-11	2016-05-10	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2955	18,267	78	3,282,044
2016-05-11	2016-05-09	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2600	6,200	26	3,263,777
2016-05-06	2016-05-05	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2771	23,191	99	3,257,577
2016-05-06	2016-05-04	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2629	21,561	92	3,234,386
2016-05-04	2016-05-03	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2771	49,889	213	3,212,825
2016-05-04	2016-05-02	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2828	17,103	73	3,162,936
2016-04-29	2016-04-28	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2710	25,033	107	3,145,833
2016-04-29	2016-04-27	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2485	38,197	162	3,120,800
2016-04-27	2016-04-26	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2314	4,900	21	3,082,603
2016-04-27	2016-04-25	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2080	5,702	24	3,077,703
2016-04-21	2016-04-20	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2826	29,990	128	3,073,001
2016-04-21	2016-04-19	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2727	7,150	31	3,043,011
2016-04-19	2016-04-15	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1854	1,200	5	3,035,861
2016-04-15	2016-04-14	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1600	898	4	3,034,661
2016-04-15	2016-04-13	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1514	19,100	79	3,033,763
2016-04-12	2016-04-11	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1289	45,848	189	3,014,663
2016-04-12	2016-04-08	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1014	7,800	32	2,968,815
2016-04-08	2016-04-07	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0751	7,200	29	2,961,015
2016-04-08	2016-04-06	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1819	14,000	59	2,953,815
2016-04-06	2016-04-05	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1649	21,000	87	2,939,815
2016-04-06	2016-04-04	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1973	78,757	331	2,918,815
2016-04-04	2016-04-01	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1872	39,300	165	2,840,058
2016-04-04	2016-03-31	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.2239	20,286	86	2,800,758
2016-03-30	2016-03-29	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1265	20,000	83	2,780,472
2016-03-30	2016-03-28	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0843	100,000	408	2,760,472
2016-03-25	2016-03-24	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1000	55,700	228	2,660,472
2016-03-25	2016-03-23	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1057	32,600	134	2,604,772
2016-03-23	2016-03-22	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1090	84,500	347	2,572,172
2016-03-23	2016-03-21	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0989	23,146	95	2,487,672
2016-03-21	2016-03-18	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1223	100,000	412	2,464,526
2016-03-21	2016-03-17	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.1135	89,128	367	2,364,526
2016-03-17	2016-03-16	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0429	67,000	271	2,275,398
2016-03-17	2016-03-15	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0322	52,474	212	2,208,398
2016-03-15	2016-03-14	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0388	43,655	176	2,155,924
2016-03-15	2016-03-11	4	Bulldog Investors, LLC By Clients	DCA	Common Stock	P - Purchase	I	4.0453	10,316	42	2,112,269
2016-03-11		3	Samuels Steven By Clients	DCA	Common Stock		I				4,203,906
2016-03-11		3	Samuels Steven By Clients	DCA	Common Stock		I				4,203,906
2016-03-11		3	Samuels Steven By Clients	DCA	Common Stock		I				4,203,906
2016-03-11		3	Samuels Steven By Clients	DCA	Common Stock		I				4,203,906
2016-03-11		3	Samuels Steven By Clients	DCA	Common Stock		I				4,203,906
2014-04-17	2014-04-17	4	Renahan William J 403(b)	DCA	Common Stock	P - Purchase	I	4.3400	10,000	43	10,000
2013-11-05	2013-11-05	4	Luecke Connie M	DCA	Common Stock	P - Purchase	D	4.0860	7,500	31	12,900
2013-05-31	2013-05-30	4	AYLWARD GEORGE R	DCA	Common Stock	P - Purchase	D	4.1550	5,000	21	5,000
2013-05-15		3	OATES JAMES M	DCA	Common Stock		D				10,249
2013-04-01	2013-04-01	4	Moyer Willliam R	DCA	Common Stock	P - Purchase	D	4.1760	5,000	21	5,000
2012-09-27	2012-09-26	4	Mann Thomas F.	DCA	Common Stock	P - Purchase	D	3.9200	5,000	20	5,000
2012-06-04	2012-06-01	4	McLoughlin Philip R	DCA	Common Stock	P - Purchase	D	3.5900	1,177	4	6,000
2012-06-04	2012-06-01	4	McLoughlin Philip R	DCA	Common Stock	P - Purchase	D	3.5800	2,454	9	4,823
2012-06-04	2012-06-01	4	McLoughlin Philip R	DCA	Common Stock	P - Purchase	D	3.5700	2,369	8	2,369
2012-05-25	2012-05-24	4	BRADLEY WILLIAM PATRICK III By Spouse	DCA	Common Stock	P - Purchase	I	3.6200	695	3	695
2012-03-30	2012-03-29	4	Luecke Connie M	DCA	Common Stock	P - Purchase	D	3.7190	5,400	20	5,400
2012-01-30	2012-01-26	4	OATES JAMES M	DCA	Common Stock	P - Purchase	D	3.4500	4,900	17	10,000
2012-01-30	2012-01-26	4	OATES JAMES M	DCA	Common Stock	P - Purchase	D	3.4490	3,600	12	5,100
2012-01-30	2012-01-26	4	OATES JAMES M	DCA	Common Stock	P - Purchase	D	3.4500	1,400	5	1,500
2012-01-30	2012-01-26	4	OATES JAMES M	DCA	Common Stock	P - Purchase	D	3.4490	100	0	100

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

DCA / Virtus Total Return Fund - Insider Trading and Ownership Report - SEC Form 3, 4, 5