CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Cellectar Biosciences, Inc. 認股權證將於 2019 年 8 月 20 日到期
US ˙ NASDAQ
該符號不再有效

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Cellectar Biosciences, Inc. Warrants expiring 8/20/2019內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2026-05-07 CARUSO JAMES V 8,680 2.8800 8,680 2.8800 24,998 0 3.3000 3,646 14.59
2026-05-07 Longcor Jarrod 8,680 2.8800 8,680 2.8800 24,998
2025-07-02 Kolean Chad J 5,000 4.9900 5,000 4.9900 24,950
2025-07-02 Longcor Jarrod 10,000 4.9900 10,000 4.9900 49,900
2025-07-02 CARUSO JAMES V 10,000 4.9900 10,000 4.9900 49,900
2025-01-10 Longcor Jarrod 30,000 0.2800 1,000 8.4000 8,400
2021-09-14 Swirsky Douglas J 25,000 1.0400 1,250 20.8000 26,000
2021-09-03 DRISCOLL FREDERICK W 19,417 1.0426 971 20.8520 20,244
2021-03-04 CARUSO JAMES V 5,100 1.6978 255 33.9560 8,659

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-12-12 NEIS JOHN 198 3.6969 198 3.6969 732 110 2.4900 -238 -32.56
2018-11-29 HILL STEPHEN A 53 2.2100 3 44.2000 117
2018-11-29 HILL STEPHEN A 939 2.2101 47 44.2020 2,075

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

CLRBW / Cellectar Biosciences, Inc. Warrants expiring 8/20/2019 Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-05-11 2026-05-07 4 Longcor Jarrod CLRB Common Stock P - Purchase D 2.8800 8,680 25 20,451
2026-05-11 2026-05-07 4 CARUSO JAMES V CLRB Common Stock P - Purchase D 2.8800 8,680 25 20,318
2025-12-16 2025-12-12 4 NEIS JOHN CLRB Common Stock S - Sale I 3.6969 -198 -1 10
2025-07-03 2025-07-02 4 CARUSO JAMES V CLRB Common Stock P - Purchase D 4.9900 10,000 50 11,638
2025-07-03 2025-07-02 4 Longcor Jarrod CLRB Common Stock P - Purchase D 4.9900 10,000 50 12,768
2025-07-03 2025-07-02 4 Kolean Chad J CLRB Common Stock P - Purchase D 4.9900 5,000 25 6,418
2025-03-12 2025-01-10 4 Longcor Jarrod CLRB Common Stock P - Purchase D 0.2800 30,000 8 83,141
2023-12-12 2023-12-08 4 Lea Darrell Shane CLRB Common Stock A - Award D 39,599 39,599
2023-12-12 2023-12-08 4 Kolean Chad J CLRB Common Stock A - Award D 42,554 42,578
2023-12-12 2023-12-08 4 Shustov Andrei CLRB Common Stock A - Award D 47,856 55,038
2023-12-12 2023-12-08 4 CARUSO JAMES V CLRB Common Stock A - Award D 40,596 49,236
2023-12-12 2023-12-08 4 Longcor Jarrod CLRB Common Stock A - Award D 42,927 53,141
2023-03-16 3 Shustov Andrei CLRB Common Stock D 7,182
2022-04-15 3/A Kolean Chad J CLRB Common Stock D 240
2022-02-24 2022-02-22 4 Kolean Chad J CLRB Stock option (right to buy) A - Award D 0.49 150,000 150,000
2022-01-27 2022-01-25 4 CARUSO JAMES V CLRB Stock option (right to buy) A - Award D 0.55 1,419,000 1,419,000
2022-01-27 2022-01-25 4 Elefant Dov CLRB Stock option (right to buy) A - Award D 0.55 422,000 422,000
2022-01-27 2022-01-25 4 Longcor Jarrod CLRB Stock option (right to buy) A - Award D 0.55 475,000 475,000
2021-09-14 2021-09-14 4 Swirsky Douglas J CLRB Common Stock P - Purchase D 1.0400 25,000 26 25,000
2021-09-07 2021-09-03 4 DRISCOLL FREDERICK W CLRB Common Stock P - Purchase D 1.0426 19,417 20 19,417
2021-07-02 2021-06-30 4 NEIS JOHN CLRB Stock option (right to buy) A - Award D 1.19 78,000 78,000
2021-07-02 2021-06-30 4 DRISCOLL FREDERICK W CLRB Stock option (right to buy) A - Award D 1.19 78,000 78,000
2021-07-02 2021-06-30 4 Swirsky Douglas J CLRB Stock option (right to buy) A - Award D 1.19 117,000 117,000
2021-07-02 2021-06-30 4 Loren Stefan CLRB Stock option (right to buy) A - Award D 1.19 78,000 78,000
2021-07-02 2021-06-30 4 Chanan-Khan Asher CLRB Stock option (right to buy) A - Award D 1.19 78,000 78,000
2021-03-19 2021-03-18 4 NEIS JOHN CLRB Series A Warrants S - Sale D 30.40 0.2522 -23,232 -6 0
2021-03-19 2021-03-17 4 NEIS JOHN CLRB Series A Warrants S - Sale D 30.40 0.2775 -58,640 -16 23,232
2021-03-16 2021-03-16 4 NEIS JOHN CLRB Series A Warrants S - Sale D 30.40 0.3091 -100,515 -31 81,872
2021-03-16 2021-03-15 4 NEIS JOHN CLRB Series A Warrants S - Sale D 30.40 0.2652 -11,200 -3 182,387
2021-03-16 2021-03-12 4 NEIS JOHN CLRB Series A Warrants S - Sale D 30.40 0.2668 -41,155 -11 193,587
2021-03-05 2021-03-04 4 Elefant Dov CLRB Stock option (right to buy) A - Award D 1.74 430,000 430,000
2021-03-05 2021-03-04 4 CARUSO JAMES V CLRB Series A Warrants S - Sale D 30.40 0.1857 46,948 9 0
2021-03-05 2021-03-04 4 CARUSO JAMES V CLRB Stock option (right to buy) A - Award D 1.74 1,600,000 1,600,000
2021-03-05 2021-03-04 4 CARUSO JAMES V CLRB Common Stock P - Purchase D 1.6978 5,100 9 86,401
2021-03-05 2021-03-04 4 Friend John E. II CLRB Stock option (right to buy) A - Award D 1.74 330,000 330,000
2021-03-05 2021-03-04 4 Longcor Jarrod CLRB Stock option (right to buy) A - Award D 1.74 450,000 450,000
2020-12-28 2020-12-28 4 Elefant Dov CLRB Common Stock P - Purchase D 1.3500 7,407 10 11,755
2020-12-28 2020-12-28 4 Longcor Jarrod CLRB Common Stock P - Purchase D 1.3500 29,630 40 102,148
2020-12-28 2020-12-28 4 CARUSO JAMES V CLRB Common Stock P - Purchase D 1.3500 37,037 50 81,301
2020-07-06 3 Friend John E. II CLRB Common Stock D 6,666
2020-07-06 3 Friend John E. II CLRB Common Stock D 6,666
2020-07-06 3 Friend John E. II CLRB Common Stock D 6,666
2020-07-06 2020-07-01 4 Friend John E. II CLRB Stock option (right to buy) A - Award D 1.34 100,000 100,000
2020-06-25 2020-06-24 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 1.28 50,000 50,000
2020-06-25 2020-06-24 4 NEIS JOHN CLRB Stock option (right to buy) A - Award D 1.28 50,000 50,000
2020-06-25 2020-06-24 4 Loren Stefan CLRB Stock option (right to buy) A - Award D 1.28 50,000 50,000
2020-06-25 2020-06-24 4 DRISCOLL FREDERICK W CLRB Stock option (right to buy) A - Award D 1.28 50,000 50,000
2020-06-25 2020-06-24 4 Swirsky Douglas J CLRB Stock option (right to buy) A - Award D 1.28 80,000 80,000
2020-06-08 2020-06-04 4 HILL STEPHEN A CLRB Common Stock P - Purchase D 1.0799 18,000 19 18,000
2020-06-08 2020-06-05 4 CARUSO JAMES V CLRB Series H Warrants P - Purchase D 1.21 0.0100 10,870 0 10,870
2020-06-08 2020-06-05 4 CARUSO JAMES V CLRB Common Stock P - Purchase D 1.1450 21,740 25 44,264
2020-06-08 2020-06-05 4 Longcor Jarrod CLRB Series H Warrants P - Purchase D 1.21 0.0100 32,609 0 32,609
2020-06-08 2020-06-05 4 Longcor Jarrod CLRB Common Stock P - Purchase D 1.1450 65,218 75 72,518
2020-06-08 2020-06-05 4 Elefant Dov CLRB Series H Warrants P - Purchase D 1.21 0.0100 2,174 0 2,174
2020-06-08 2020-06-05 4 Elefant Dov CLRB Common Stock P - Purchase D 1.1450 4,348 5 4,348
2020-03-05 2020-02-03 4/A CARUSO JAMES V CLRB Stock option (right to buy) A - Award D 2.71 100,000 100,000
2020-03-05 2020-02-03 4/A Longcor Jarrod CLRB Stock option (right to buy) A - Award D 2.71 40,000 40,000
2020-03-05 2020-02-03 4/A Elefant Dov CLRB Stock Option (right to buy) A - Award D 2.71 10,000 10,000
2020-02-04 2020-02-03 4 CARUSO JAMES V CLRB Common stock A - Award D 2.7100 100,000 271 100,000
2020-02-04 2020-02-03 4 Longcor Jarrod CLRB Common stock A - Award D 2.7100 40,000 108 40,000
2020-02-04 2020-02-03 4 Elefant Dov CLRB Common stock A - Award D 2.7100 10,000 27 10,000
2020-01-08 2020-01-06 4 Grachev Igor D CLRB Stock Option (right to buy) A - Award D 2.46 80,000 80,000
2019-09-11 2019-09-10 4 Elefant Dov CLRB Stock Option (right to buy) A - Award D 2.32 90,000 90,000
2019-06-14 2019-06-13 4 NEIS JOHN CLRB Stock option (right to buy) A - Award D 2.15 6,500 6,500
2019-06-14 2019-06-13 4 Swirsky Douglas J CLRB Stock option (right to buy) A - Award D 2.15 9,750 9,750
2019-06-14 2019-06-13 4 DRISCOLL FREDERICK W CLRB Stock option (right to buy) A - Award D 2.15 6,500 6,500
2019-06-14 2019-06-13 4 Loren Stefan CLRB Stock option (right to buy) A - Award D 2.15 6,500 6,500
2019-06-14 2019-06-13 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 2.15 6,500 6,500
2019-03-01 2019-02-28 4 Longcor Jarrod CLRB Common Stock P - Purchase D 2.0025 100 0 7,300
2019-01-18 2019-01-17 4 CARUSO JAMES V CLRB Stock option (right to buy) A - Award D 1.99 75,000 75,000
2019-01-18 2019-01-17 4 POSNER BRIAN M CLRB Stock option (right to buy) A - Award D 1.99 30,000 30,000
2019-01-18 2019-01-17 4 Longcor Jarrod CLRB Stock option (right to buy) A - Award D 1.99 30,000 30,000
2018-11-30 2018-11-30 4 CARUSO JAMES V CLRB Common Stock, par value $0.00001 per share P - Purchase D 2.2820 1,000 2 22,354
2018-11-30 2018-11-29 4 HILL STEPHEN A CLRB Warrants S - Sale D 468.00 0.0510 530 0 0
2018-11-30 2018-11-29 4 HILL STEPHEN A CLRB Series A Warrants S - Sale D 30.40 0.0977 9,390 1 0
2018-11-30 2018-11-29 4 HILL STEPHEN A CLRB Common Stock S - Sale D 2.2100 -53 -0 0
2018-11-30 2018-11-29 4 HILL STEPHEN A CLRB Common Stock S - Sale D 2.2101 -939 -2 53
2018-10-15 2018-10-12 4 DRISCOLL FREDERICK W CLRB Stock option (right to buy) A - Award D 2.61 13,000 13,000
2018-10-15 2018-10-12 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 2.61 13,000 13,000
2018-10-15 2018-10-12 4 Loren Stefan CLRB Stock option (right to buy) A - Award D 2.61 13,000 13,000
2018-10-15 2018-10-12 4 NEIS JOHN CLRB Stock option (right to buy) A - Award D 2.61 13,000 13,000
2018-10-15 2018-10-12 4 CARUSO JAMES V CLRB Stock option (right to buy) A - Award D 2.61 150,000 150,000
2018-10-15 2018-10-12 4 Longcor Jarrod CLRB Stock option (right to buy) A - Award D 2.61 63,000 63,000
2018-10-15 2018-10-12 4 Friend John E. II CLRB Stock option (right to buy) A - Award D 2.61 63,000 63,000
2018-10-15 2018-10-12 4 POSNER BRIAN M CLRB Stock option (right to buy) A - Award D 2.61 54,000 54,000
2018-10-15 2018-10-12 4 Swirsky Douglas J CLRB Stock option (right to buy) A - Award D 2.61 19,500 19,500
2018-08-17 2018-08-16 4 Longcor Jarrod CLRB Common Stock P - Purchase D 2.7100 500 1 7,200
2018-04-06 2018-04-06 4 POSNER BRIAN M CLRB Stock option (right to buy) A - Award D 1.17 80,000 80,000
2018-03-14 2018-03-12 4 CARUSO JAMES V CLRB Common Stock S - Sale D 1.1972 -34,000 -41 213,548
2018-03-14 2018-03-13 4 Longcor Jarrod CLRB Common Stock S - Sale D 1.1844 -13,000 -15 67,000
2017-11-16 2017-11-14 4 NEIS JOHN CLRB Common Stock, par value $0.00001 per share S - Sale I 1.4942 -5,214 -8 626,103
2017-09-25 2017-09-18 4 Longcor Jarrod CLRB Employee Stock Option (right to buy) A - Award D 1.83 25,000 25,000
2017-06-01 2017-05-31 4 Loren Stefan CLRB Stock option (right to buy) A - Award D 1.74 10,000 10,000
2017-06-01 2017-05-31 4 NEIS JOHN CLRB Stock option (right to buy) A - Award D 1.74 10,000 10,000
2017-06-01 2017-05-31 4 DRISCOLL FREDERICK W CLRB Stock option (right to buy) A - Award D 1.74 10,000 10,000
2017-06-01 2017-05-31 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 1.74 10,000 10,000
2017-06-01 2017-05-31 4 Swirsky Douglas J CLRB Stock option (right to buy) A - Award D 1.74 10,000 10,000
2017-04-20 2017-04-18 4 CARUSO JAMES V CLRB Common stock A - Award D 200,000 247,548
2017-04-20 2017-04-18 4 Longcor Jarrod CLRB Common stock A - Award D 80,000 80,000
2017-04-20 2017-04-18 4 Kolean Chad J CLRB Common stock A - Award D 80,000 80,000
2017-04-18 2017-04-17 4 Friend John E. II CLRB Common stock A - Award D 100,000 100,000
2016-11-30 2016-11-29 4 NEIS JOHN CLRB Series C Warrants (right to buy) P - Purchase I 1.50 0.0100 333,333 3 607,946
2016-11-30 2016-11-29 4 NEIS JOHN CLRB Common Stock, par value $0.00001 per share P - Purchase I 1.4900 333,333 497 631,317
2016-11-01 2016-10-31 4 Hertzberg Richard clrB Cellectar Biosciences, Inc. common stock (CLRB) S - Sale D 2.0290 -21,000 -43 280,000
2016-11-01 2016-08-09 4 Hertzberg Richard clrB Cellectar Biosciences Inc. Warrant (CLRBW) S - Sale D 46.80 1.7500 -40,916 -72 0
2016-08-12 2016-07-15 4 Longcor Jarrod CLRB Employee Stock Option (right to buy) A - Award D 2.93 75,000 75,000
2016-07-07 2016-07-05 4 Loren Stefan CLRB Stock option (right to buy) A - Award D 3.34 0.0100 22,500 0 23,500
2016-07-06 2016-07-05 4 NEIS JOHN CLRB Stock option (right to buy) A - Award D 3.34 0.0100 22,500 0 24,750
2016-07-06 2016-07-05 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 3.34 0.0100 22,500 0 25,434
2016-06-14 2015-12-28 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 0.7200 75,000 54 75,000
2016-06-14 2015-12-24 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 0.7900 50,000 40 50,000
2016-06-14 2015-12-22 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 0.9100 5,000 5 5,000
2016-06-14 2015-12-16 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 0.9100 19,592 18 19,592
2016-06-14 2015-12-11 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 0.9240 16,250 15 16,250
2016-06-14 2015-12-08 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 0.9225 10,000 9 10,000
2016-06-14 2014-10-03 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 2.2500 10,000 22 10,000
2016-06-14 2014-09-19 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 2.6700 20,000 53 20,000
2016-06-14 2014-08-20 5 Hertzberg Richard CLRB Cellectar Biosciences Inc. Warrant (CLRBW) P - Purchase D 4.68 0.0100 409,158 4 409,158
2016-06-14 2014-08-20 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 3.7500 409,158 1,534 409,158
2016-06-14 2011-12-11 5 Hertzberg Richard CLRB Cellectar Biosciences, Inc. Warrant 12/5/2011 P - Purchase D 12.00 0.0002 10,000 0 10,000
2016-06-14 2011-12-05 5 Hertzberg Richard CLRB Novelos Therapeutics, Inc. New (NVLT) P - Purchase D 12.0000 10,000 120 10,000
2016-06-14 2016-04-21 4 Hertzberg Richard CLRB Cellectar Biosciences, Inc. P - Purchase D 1.9000 3,758 7 301,000
2016-06-14 2016-04-15 4 Hertzberg Richard CLRB Cellectar Biosciences, Inc. Series A Warrant (CLRBZ) P - Purchase D 3.04 0.0100 234,742 2 41,915
2016-06-14 2016-04-15 4 Hertzberg Richard CLRB Cellectar Biosciences, Inc. (CLRB) Common Stock P - Purchase D 2.1200 234,742 498 297,242
2016-05-23 2016-05-12 4 CARUSO JAMES V CLRB Stock option (right to buy) A - Award D 1.48 0.0100 200,000 2 237,500
2016-05-23 2016-05-12 4 Kolean Chad J CLRB Stock option (right to buy) A - Award D 1.48 0.0100 50,000 0 52,000
2016-05-23 2016-05-12 4 Weichert Jamey P CLRB Stock option (right to buy) A - Award D 1.48 0.0100 40,000 0 42,895
2016-04-25 3 WISCONSIN ALUMNI RESEARCH FOUNDATION CLRB Common Stock D 938,968
2016-04-25 3 WISCONSIN ALUMNI RESEARCH FOUNDATION CLRB Common Stock D 938,968
2016-04-21 2016-04-20 4 CARUSO JAMES V CLRB Series A Warrants P - Purchase D 3.04 0.0100 46,948 0 46,948
2016-04-21 2016-04-20 4 CARUSO JAMES V CLRB Common Stock, par value $0.00001 per share P - Purchase D 2.1200 46,948 100 47,548
2016-04-21 2016-04-20 4 BERNS PAUL L CLRB Series A Warrants P - Purchase D 3.04 0.0100 117,371 1 117,371
2016-04-21 2016-04-20 4 BERNS PAUL L CLRB Common Stock, par value $0.00001 per share P - Purchase D 2.1200 117,371 249 117,371
2016-04-21 2016-04-20 4 NEIS JOHN CLRB Series A Warrants P - Purchase I 3.04 0.0100 234,742 2 274,613
2016-04-21 2016-04-20 4 NEIS JOHN CLRB Common Stock, par value $0.00001 per share P - Purchase I 2.1200 234,742 498 297,984
2016-04-21 2016-04-20 4 HILL STEPHEN A CLRB Series A Warrants P - Purchase D 3.04 0.0100 9,390 0 9,920
2016-04-21 2016-04-20 4 HILL STEPHEN A CLRB Common Stock, par value $0.00001 per share P - Purchase D 2.1200 9,390 20 9,920
2016-01-04 2015-12-31 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.6955 -35,253 -25 0
2016-01-04 2015-12-30 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.6873 -64,747 -45 35,253
2015-12-30 2015-12-29 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.6929 -82,847 -57 100,000
2015-12-29 2015-12-28 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.6903 -150,975 -104 182,847
2015-12-29 2015-12-24 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.7596 -216,991 -165 333,822
2015-12-23 2015-12-22 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.9046 -7,938 -7 550,813
2015-12-22 2015-12-21 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.9223 -20,621 -19 558,751
2015-12-22 2015-12-18 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.8988 -7,000 -6 579,372
2015-12-18 2015-12-17 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.8816 -18,240 -16 586,372
2015-12-18 2015-12-16 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.8644 -52,985 -46 604,612
2015-12-16 2015-12-15 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 0.8243 -44,965 -37 657,597
2015-12-08 2015-12-04 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.0619 -49,950 -53 702,562
2015-12-08 2015-12-04 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.1400 -1,000 -1 752,512
2015-12-03 2015-12-01 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.0405 -42,110 -44 753,512
2015-12-01 2015-11-25 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.2026 -4,378 -5 795,622
2015-11-25 2015-11-24 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.2747 -67,102 -86 800,000
2015-11-25 2015-11-23 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.2110 -106,700 -129 867,102
2015-11-25 2015-11-24 4 CARUSO JAMES V CLRB Common Stock, par value $0.00001 per share P - Purchase D 1.3020 1,000 1 6,000
2015-11-24 2015-11-20 4 CARUSO JAMES V CLRB Common Stock, par value $0.00001 per share P - Purchase D 1.1593 1,000 1 5,000
2015-11-23 2015-11-20 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.1518 -88,745 -102 973,802
2015-11-23 2015-11-19 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 1.3794 -8,061 -11 10,625,547
2015-11-19 2015-11-19 4 CARUSO JAMES V CLRB Common Stock, par value $0.00001 per share P - Purchase D 1.5000 2,000 3 4,000
2015-11-19 2015-11-18 4 CARUSO JAMES V CLRB Common Stock, par value $0.00001 per share P - Purchase D 1.3949 2,000 3 2,000
2015-10-29 2015-10-28 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0000 -99 -0 1,070,608
2015-10-26 2015-10-23 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0000 -2,000 -4 1,070,707
2015-10-26 2015-10-22 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0000 -6,866 -14 1,072,707
2015-10-08 2015-10-06 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0000 -2,554 -5 1,079,573
2015-10-06 2015-10-05 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.1082 -2,800 -6 1,082,127
2015-10-06 2015-10-02 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0000 -4,700 -9 1,084,927
2015-10-02 2015-10-01 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0599 -21,600 -44 1,089,627
2015-10-02 2015-09-30 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.0000 -6,340 -13 1,111,227
2015-09-30 2015-09-29 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.1500 -1,701 -4 1,117,567
2015-09-30 2015-09-28 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.6500 -10,000 -26 1,119,268
2015-09-30 2015-09-28 4 AWM Investment Company, Inc. By Limited Partnerships CLRB Common Stock S - Sale I 2.1699 -13,100 -28 1,129,268
2015-06-10 2015-06-09 4 BERNS PAUL L CLRB Stock Option (right to buy) A - Award D 2.64 5,000 5,000
2015-06-10 2015-06-09 4 NEIS JOHN CLRB Stock Option (right to buy) A - Award D 2.64 5,000 5,000
2015-06-10 2015-06-09 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 2.64 5,000 5,000
2015-03-04 2015-02-26 4 HILL STEPHEN A CLRB Stock option (right to buy) A - Award D 2.69 5,500 5,500
2015-03-04 2015-02-26 4 BERNS PAUL L CLRB Stock Option (right to buy) A - Award D 2.69 5,000 5,000
2015-03-04 2015-02-26 4 NEIS JOHN CLRB Stock Option (right to buy) A - Award D 2.69 5,000 5,000
2015-03-04 2015-02-26 4 Genn John Patrick CLRB Stock option (right to buy) A - Award D 2.69 10,000 10,000
2014-12-18 2014-11-24 4 Szakacs Cameron CLRB Employee Stock Option (right to buy) A - Award D 2.74 50,000 50,000
2014-09-10 2014-09-08 4 MARXE AUSTIN W & GREENHOUSE DAVID M By Limited Partnerships CLRB Common Stock P - Purchase I 3.0000 182 1 1,142,368
2014-09-09 2014-09-08 4 Genn John Patrick CLRB Stock purchase warrant (right to buy) P - Purchase D 4.68 0.0100 10,000 0 77,083
2014-09-09 2014-08-29 4 Genn John Patrick CLRB Stock purchase warrant (right to buy) P - Purchase D 4.68 0.0100 15,000 0 67,083
2014-09-09 2014-08-28 4 Genn John Patrick CLRB Stock purchase warrant (right to buy) P - Purchase D 4.68 0.0100 22,000 0 52,083
2014-09-09 2014-08-27 4 Genn John Patrick CLRB Stock purchase warrant (right to buy) P - Purchase D 4.68 0.0100 3,000 0 30,083
2014-09-08 3 MARXE AUSTIN W & GREENHOUSE DAVID M By Limited Partnerships CLRB Common Stock I 2,132,000
2014-09-08 3 MARXE AUSTIN W & GREENHOUSE DAVID M By Limited Partnerships CLRB Common Stock I 2,132,000
2014-09-08 2014-08-22 4 MARXE AUSTIN W & GREENHOUSE DAVID M By Limited Partnerships CLRB Common Stock P - Purchase I 3.0000 5,699 17 1,142,186
2014-09-08 2014-08-19 4 MARXE AUSTIN W & GREENHOUSE DAVID M By Limited Partnerships CLRB Common Stock P - Purchase I 3.0500 65,687 200 1,136,487
2014-09-08 2014-08-18 4 MARXE AUSTIN W & GREENHOUSE DAVID M By Limited Partnerships CLRB Common Stock P - Purchase I 3.0500 4,800 15 1,070,800
2014-09-05 3 Cormorant Global Healthcare Master Fund, LP CLRB Common Stock I 1,060,000
2014-09-05 3 Cormorant Global Healthcare Master Fund, LP CLRB Common Stock I 1,060,000
2014-09-05 3 Cormorant Global Healthcare Master Fund, LP CLRB Common Stock I 1,060,000
2014-09-05 3 Cormorant Global Healthcare Master Fund, LP CLRB Common Stock I 1,060,000
2014-09-05 3 Cormorant Global Healthcare Master Fund, LP CLRB Common Stock I 1,060,000
2014-08-22 3/A NEIS JOHN See Foonote CLRB Common Stock, par value $0.00001 per share I 363,715
2014-08-22 2014-08-20 4 HILL STEPHEN A CLRB Stock purchase warrant (right to buy) P - Purchase D 4.68 0.0100 5,300 0 21,351
2014-08-22 2014-08-20 4 HILL STEPHEN A CLRB Common Stock, par value $0.00001 per share P - Purchase D 3.7500 5,300 20 5,300
2014-08-22 2014-08-20 4 NEIS JOHN See Foonote CLRB Stock Purchase Warrant (right to buy) P - Purchase I 4.68 0.0100 138,711 1 268,711
2014-08-22 2014-08-20 4 NEIS JOHN See Foonote CLRB Convertible Debenture (right to buy) S - Sale I 10.00 3.7500 -50,000 -188 0
2014-08-22 2014-08-20 4 NEIS JOHN See Foonote CLRB Stock Purchase Warrant (right to buy) P - Purchase I 4.68 0.0100 130,000 1 130,000
2014-08-22 2014-08-20 4 NEIS JOHN See Foonote CLRB Common Stock, par value $0.00001 per share P - Purchase I 3.7500 138,711 520 632,426
2014-08-22 2014-08-20 4 NEIS JOHN See Foonote CLRB Common Stock, par value $0.00001 per share P - Purchase I 3.7500 130,000 488 493,715
2014-08-22 2014-08-20 4 Pedder Simon CLRB Stock purchase warrant (right to buy) P - Purchase D 4.68 0.0100 13,300 0 277,578
2014-08-22 2014-08-20 4 Pedder Simon CLRB Common Stock, par value $0.00001 per share P - Purchase D 3.7500 13,300 50 13,300
2014-08-18 3 Genn John Patrick CLRB Common Stock, par value $0.00001 per share D 7,064
2014-08-18 3 Genn John Patrick CLRB Common Stock, par value $0.00001 per share D 7,064
2014-08-18 3 Weichert Jamey P CLRB Common Stock, par value $0.00001 per share D 470,672
2014-08-18 3 Weichert Jamey P CLRB Common Stock, par value $0.00001 per share D 470,672
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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