| 已發行股份 | 71,402,472 shares |
| 內部人士股份 | 37,782,002 shares |
| 內部持股 | 52.91 % |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內部人士買入淨數（排名）
N/A
內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。
內部人士買入佔流通股比例（排名）
N/A
內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。
內幕交易圖表
以下圖表顯示了Opus Genetics, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 OCUP / Opus Genetics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 OCUP / Opus Genetics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-20 | 2026-05-18 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 4.3500 | -1,700,000 | -7,395 | 3,792,171 | ||||
| 2026-04-27 | 2026-04-23 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 5.2371 | -7,470 | -39 | 711,535 | ||||
| 2026-04-27 | 2026-04-23 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 5.2202 | -4,697 | -25 | 296,084 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Magrath George | IRD | Common Stock | D | 5.2200 | -9,511 | -50 | 1,741,344 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 5.2040 | -1,641 | -9 | 188,671 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 5.1846 | -7,842 | -41 | 592,158 | ||||
| 2026-04-27 | 2026-04-23 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 5.1917 | -7,542 | -39 | 509,233 | ||||
| 2026-04-22 | 2026-04-20 | 4 | Rodgers Richard J | IRD | Common Stock | D | 24,367 | 343,022 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 24,367 | 317,318 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Benton Susan | IRD | Common Stock | D | 24,367 | 243,894 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Gallagher Cam | IRD | Common Stock | D | 24,367 | 2,015,797 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Graves Adrienne L | IRD | Common Stock | D | 24,367 | 127,514 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Bennett Jean | IRD | Common Stock | D | 24,367 | 259,019 | ||||||
| 2026-04-22 | 2026-04-20 | 4 | Ainsworth Sean | IRD | Common Stock | D | 24,367 | 321,692 | ||||||
| 2026-03-18 | 2026-03-16 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 5.2501 | -3,719 | -20 | 300,781 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 5.2450 | -2,816 | -15 | 190,312 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Magrath George | IRD | Common Stock | D | 5.2102 | -24,438 | -127 | 1,750,855 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 5.1213 | -3,719 | -19 | 516,775 | ||||
| 2026-02-17 | 2026-02-12 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 3.3900 | -5,313 | -18 | 520,494 | ||||
| 2026-01-26 | 2026-01-22 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 400,000 | 719,005 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 250,000 | 304,500 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 86,500 | 193,128 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Magrath George | IRD | Common Stock | D | 483,639 | 1,775,293 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 400,000 | 525,807 | ||||||
| 2026-01-26 | 2026-01-22 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 400,000 | 600,000 | ||||||
| 2026-01-21 | 2026-01-18 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 2.1000 | -3,390 | -7 | 106,628 | ||||
| 2026-01-13 | 2026-01-10 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.9300 | -3,950 | -8 | 110,018 | ||||
| 2026-01-08 | 2026-01-06 | 4 | Gallagher Cam | IRD | Common Stock | D | 67,000 | 1,991,430 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 31,188 | 292,951 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Graves Adrienne L | IRD | Common Stock | D | 23,643 | 103,147 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Bennett Jean | IRD | Common Stock | D | 21,127 | 234,652 | ||||||
| 2026-01-05 | 2026-01-01 | 4 | Ainsworth Sean | IRD | Common Stock | D | 42,507 | 297,325 | ||||||
| 2025-12-31 | 2025-12-31 | 4 | Gallagher Cam | IRD | Common Stock | D | 33,000 | 1,924,430 | ||||||
| 2025-12-31 | 2025-12-29 | 4 | Gallagher Cam By Garret Gallagher - Custodian UTMA/UGMA | IRD | Common Stock | I | 1.9689 | 83,000 | 163 | 83,000 | ||||
| 2025-12-31 | 2025-12-29 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.9787 | 81,000 | 160 | 1,891,430 | ||||
| 2025-12-11 | 2025-12-09 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2.1500 | -4,000,000 | -8,600 | 5,492,171 | ||||
| 2025-11-05 | 2025-11-01 | 4/A | Magrath George | IRD | Common Stock | D | 2.3000 | -30,350 | -70 | 1,291,654 | ||||
| 2025-11-04 | 2025-11-01 | 4 | Magrath George | IRD | Common Stock | D | 2.3000 | -30,350 | -70 | 1,291,654 | ||||
| 2025-10-24 | 2025-10-22 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 1.9500 | -23,795 | -46 | 319,005 | ||||
| 2025-09-11 | 2025-09-10 | 4 | Gagnon Robert E. | IRD | Common Stock | D | 200,000 | 200,000 | ||||||
| 2025-08-27 | 2025-08-25 | 4 | Gallagher Cam | IRD | Common Stock | D | 1.1500 | 869,565 | 1,000 | 1,810,430 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Ainsworth Sean | IRD | Common Stock | D | 1.1500 | 86,956 | 100 | 254,818 | ||||
| 2025-05-06 | 2025-05-05 | 4 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 6,927,419 | 9,492,171 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Rodgers Richard J | IRD | Common Stock | D | 79,504 | 318,655 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 79,504 | 261,763 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Graves Adrienne L | IRD | Common Stock | D | 79,504 | 79,504 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Gallagher Cam | IRD | Common Stock | D | 79,504 | 940,865 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Benton Susan | IRD | Common Stock | D | 79,504 | 219,527 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Bennett Jean | IRD | Common Stock | D | 79,504 | 213,525 | ||||||
| 2025-05-02 | 2025-04-30 | 4 | Ainsworth Sean | IRD | Common Stock | D | 79,504 | 167,862 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Gallagher Cam | IRD | Common Stock | D | 784,314 | 861,361 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Magrath George | IRD | Common Stock | D | 392,157 | 1,322,004 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | SCHACHLE JOSEPH K | IRD | Common Stock | D | 52,500 | 54,500 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 39,500 | 113,968 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Magrath George | IRD | Common Stock | D | 330,697 | 929,847 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 52,500 | 194,293 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 52,500 | 125,807 | ||||||
| 2025-03-17 | 2025-03-13 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 29,500 | 185,446 | ||||||
| 2025-02-18 | 2025-02-13 | 4 | Jayagopal Ashwath | IRD | Common Stock | D | 1.1500 | -5,193 | -6 | 73,307 | ||||
| 2025-02-18 | 2025-02-13 | 4 | Jhaveri Nirav S. | IRD | Common Stock | D | 1.1500 | -8,207 | -9 | 141,793 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Zaremba Rabourn Amy | IRD | Common Stock | D | 1.1400 | -8,190 | -9 | 74,468 | ||||
| 2025-02-06 | 2025-02-04 | 4 | Hoffmann Bernhard | IRD | Common Stock | D | 1.1400 | -6,751 | -8 | 155,946 | ||||
| 2025-01-06 | 2025-01-02 | 4 | MANUSO JAMES S J | IRD | Common Stock | D | 50,222 | 182,259 | ||||||
| 2025-01-06 | 2025-01-02 | 4 | Bennett Jean | IRD | Common Stock | D | 34,021 | 134,021 | ||||||
| 2024-12-30 | 2024-12-26 | 4 | Magrath George | IRD | Common Stock | D | 0.9760 | 100,000 | 98 | 599,150 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Magrath George | IRD | Common Stock | D | 6,200 | 499,150 | ||||||
| 2024-11-25 | 2024-11-21 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 0.9834 | 10,000 | 10 | 342,800 | ||||
| 2024-11-19 | 2024-11-18 | 4 | Magrath George | IRD | Common Stock | D | 1.0244 | 9,706 | 10 | 492,950 | ||||
| 2024-11-19 | 2024-11-15 | 4 | Magrath George | IRD | Common Stock | D | 1.0102 | 90,294 | 91 | 483,244 | ||||
| 2024-11-12 | 2024-11-07 | 4 | YERXA BENJAMIN R | IRD | Common Stock | D | 332,800 | 332,800 | ||||||
| 2024-11-05 | 2024-11-01 | 4 | Magrath George | IRD | Common Stock | D | 1.1800 | -37,050 | -44 | 392,950 | ||||
| 2024-10-29 | 3 | Foundation Fighting Blindness Retinal Degeneration Fund | IRD | Common Stock | D | 2,564,752 | ||||||||
| 2024-10-24 | 2024-10-22 | 4 | Bennett Jean | IRD | Common Stock | D | 100,000 | 100,000 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 41,143 | 239,151 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 41,143 | 180,458 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Gallagher Cam | OCUP | Common Stock | D | 41,143 | 77,047 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 41,143 | 132,037 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Benton Susan | OCUP | Common Stock | D | 41,143 | 140,023 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 41,143 | 88,358 | ||||||
| 2024-05-24 | 2024-05-22 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 1.7650 | 3,500 | 6 | 78,500 | ||||
| 2024-05-21 | 2024-05-17 | 4 | Magrath George | OCUP | Common Stock | D | 1.7545 | 5,000 | 9 | 430,000 | ||||
| 2024-04-15 | 2024-04-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 32,000 | 139,315 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | SCHACHLE JOSEPH K | OCUP | Common Stock | D | 2.0500 | 2,000 | 4 | 2,000 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 2.1000 | 10,000 | 21 | 150,000 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Magrath George | OCUP | Common Stock | D | 1.9620 | 25,000 | 49 | 425,000 | ||||
| 2024-02-14 | 2024-02-12 | 4 | Jhaveri Nirav S. | OCUP | Common Stock | D | 140,000 | 140,000 | ||||||
| 2024-02-14 | 2024-02-12 | 4 | Jayagopal Ashwath | OCUP | Common Stock | D | 75,000 | 75,000 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 20,000 | 162,697 | ||||||
| 2024-01-22 | 2024-01-18 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 40,000 | 82,658 | ||||||
| 2024-01-12 | 2024-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 3.2650 | -4,031 | -13 | 142,697 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 3.2650 | -3,950 | -13 | 42,658 | ||||
| 2024-01-12 | 2024-01-10 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 3.2650 | -1,282 | -4 | 90,714 | ||||
| 2024-01-03 | 2024-01-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 14,964 | 107,315 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 22,090 | 90,894 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 24,762 | 198,008 | ||||||
| 2024-01-03 | 2024-01-01 | 4 | Benton Susan | OCUP | Common Stock | D | 19,418 | 98,880 | ||||||
| 2023-12-05 | 2023-12-01 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 49,692 | 91,996 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 35,000 | 92,351 | ||||||
| 2023-11-13 | 2023-11-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 35,000 | 173,246 | ||||||
| 2023-11-03 | 2023-11-01 | 4 | Magrath George | OCUP | Common Stock | D | 400,000 | 400,000 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Benton Susan | OCUP | Common Stock | D | 10,976 | 79,462 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,976 | 68,804 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 10,976 | 47,215 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Gallagher Cam | OCUP | Common Stock | D | 10,976 | 35,904 | ||||||
| 2023-06-08 | 2023-06-06 | 4 | Pepose Jay | OCUP | Common Stock | D | 10,976 | 57,351 | ||||||
| 2023-04-26 | 2023-04-24 | 4 | Patel Ronil A. | OCUP | Common Stock | D | 20,000 | 42,304 | ||||||
| 2023-04-26 | 3 | Patel Ronil A. | OCUP | Common Stock | D | 22,304 | ||||||||
| 2023-04-21 | 2023-04-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 50,000 | 138,246 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Benton Susan | OCUP | Common Stock | D | 1,053 | 68,486 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | Pepose Jay | OCUP | Common Stock | D | 468 | 46,375 | ||||||
| 2023-04-21 | 2023-04-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 2,819 | 57,828 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina Held by Daughter | OCUP | Common Stock | I | 50,000 | 50,000 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Sooch Mina | OCUP | Common Stock | D | -100,000 | 296,045 | ||||||
| 2023-02-14 | 2022-12-23 | 5 | Sooch Mina | OCUP | Common Stock | D | -30,000 | 396,045 | ||||||
| 2023-02-14 | 2022-12-27 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 36,239 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Sooch Mina | OCUP | Common Stock | D | 134,456 | 430,501 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 18,544 | 55,009 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 46,608 | 146,728 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 20,822 | 88,246 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Pepose Jay | OCUP | Common Stock | D | 13,013 | 45,907 | ||||||
| 2023-01-12 | 2023-01-10 | 4 | Zaremba Rabourn Amy | OCUP | Common Stock | D | 46,608 | 46,608 | ||||||
| 2023-01-12 | 2023-01-11 | 4 | Benton Susan | OCUP | Common Stock | D | 16,267 | 67,433 | ||||||
| 2023-01-06 | 2023-01-04 | 4 | Gallagher Cam | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 24,928 | ||||
| 2022-10-20 | 2022-10-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 0.0001 | 1,574 | 0 | 41,239 | ||||
| 2022-10-12 | 2022-10-11 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 0.0001 | 787 | 0 | 36,465 | ||||
| 2022-10-04 | 2022-10-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 0.0001 | 3,148 | 0 | 67,424 | ||||
| 2022-09-08 | 2022-09-06 | 4 | Sooch Mina | OCUP | Common Stock | D | 0.0001 | 1,023 | 0 | 426,045 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 12,376 | 51,166 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 6,335 | 38,790 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 15,841 | 64,276 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 7,812 | 48,435 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 14,108 | 35,678 | ||||||
| 2022-07-06 | 2022-07-01 | 4 | Pepose Jay | OCUP | Common Stock | D | 9,900 | 32,894 | ||||||
| 2022-05-24 | 2022-05-20 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 1.9900 | 5,000 | 10 | 21,570 | ||||
| 2022-05-23 | 2022-05-20 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0240 | 12,500 | 25 | 425,022 | ||||
| 2022-05-23 | 2022-05-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 2.0703 | 12,500 | 26 | 412,522 | ||||
| 2022-04-13 | 2022-04-08 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-04-05 | 2022-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 3,395 | 32,455 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,629 | 40,623 | ||||||
| 2022-02-14 | 2021-12-23 | 5 | Ainsworth Sean | OCUP | Common Stock | D | -5,000 | 39,665 | ||||||
| 2022-02-01 | 2022-01-28 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 42,500 | 42,500 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 200,000 | 200,000 | |||||
| 2022-02-01 | 2022-01-28 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 2.90 | 50,000 | 50,000 | |||||
| 2022-01-05 | 2022-01-03 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 4,021 | 35,994 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Benton Susan | OCUP | Common Stock | D | 2,949 | 29,060 | ||||||
| 2021-12-14 | 2021-12-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 3.6500 | 8,250 | 30 | 22,994 | ||||
| 2021-11-22 | 2021-11-18 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 3.5000 | 2,000 | 7 | 16,570 | ||||
| 2021-10-04 | 2021-10-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,912 | 31,973 | ||||||
| 2021-10-04 | 2021-10-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,135 | 26,111 | ||||||
| 2021-09-15 | 2021-09-13 | 4 | Pepose Jay | OCUP | Common Stock | D | 4.7500 | 12,631 | 60 | 14,744 | ||||
| 2021-09-03 | 2021-09-02 | 4 | Benton Susan | OCUP | Common Stock | D | 4.5700 | 20,000 | 91 | 23,976 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,840 | 29,061 | ||||||
| 2021-07-02 | 2021-07-01 | 4 | Benton Susan | OCUP | Common Stock | D | 2,083 | 3,976 | ||||||
| 2021-06-09 | 2021-06-07 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Pepose Jay | OCUP | Stock Option (right to buy) | D | 5.74 | 40,000 | 40,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 5.74 | 20,000 | 20,000 | |||||
| 2021-06-09 | 3 | Pepose Jay | OCUP | Common Stock | D | 2,113 | ||||||||
| 2021-04-05 | 2021-04-01 | 4 | Benton Susan | OCUP | Common Stock | D | 1,893 | 1,893 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 2,581 | 26,221 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 3,148 | 3,148 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 26,789 | 26,789 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 17,730 | 23,640 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Gallagher Cam | OCUP | Common Stock | D | 8,865 | 23,354 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series B Warrant (right to buy) | D | 0.00 | 787 | 787 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Series A Warrant (right to buy) | D | 4.48 | 6,697 | 6,697 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 4,434 | 14,570 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series B Warrant (right to buy) | D | 0.00 | 315 | 315 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Series A Warrant (right to buy) | D | 4.48 | 2,679 | 2,679 | |||||
| 2020-11-25 | 2020-11-19 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 1,771 | 487,029 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series B Warrant (right to buy) | D | 0.00 | 2,046 | 2,046 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Series A Warrant (right to buy) | D | 4.48 | 17,413 | 17,413 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Sooch Mina | OCUP | Common Stock | D | 11,524 | 800,044 | ||||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series B Warrant (right to buy) | D | 0.00 | 1,574 | 1,574 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Series A Warrant (right to buy) | D | 4.48 | 13,394 | 13,394 | |||||
| 2020-11-25 | 2020-11-19 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 8,865 | 44,665 | ||||||
| 2020-11-16 | 2020-11-11 | 4 | Zaremba Rabourn Amy | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 75,000 | 75,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 130,000 | 130,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Benton Susan | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Rodgers Richard J | OCUP | Stock Option (right to buy) | D | 4.05 | 50,000 | 50,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 4.05 | 5,000 | 5,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 4.05 | 20,000 | 20,000 | |||||
| 2020-11-13 | 2020-11-11 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 4.05 | 7,500 | 7,500 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 1.21 | 31,695 | 31,695 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MEYER ALAN R | OCUP | Common Stock | D | 485,258 | 485,258 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | MANUSO JAMES S J | OCUP | Common Stock | D | 10,136 | 10,136 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Gallagher Cam | OCUP | Common Stock | D | 14,489 | 14,489 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 1.21 | 52,825 | 52,825 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Stock Option (right to buy) | D | 0.90 | 35,663 | 35,663 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Ainsworth Sean | OCUP | Common Stock | D | 35,800 | 35,800 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.65 | 4,226 | 4,226 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 30,110 | 30,110 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 42,867 | 42,867 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Hoffmann Bernhard | OCUP | Common Stock | D | 100,120 | 100,120 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 1.21 | 158,475 | 158,475 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Employee Stock Option (right to buy) | D | 0.90 | 178,284 | 178,284 | |||||
| 2020-11-09 | 2020-11-05 | 4 | Sooch Mina | OCUP | Common Stock | D | 788,520 | 788,520 | ||||||
| 2020-11-09 | 2020-11-05 | 4 | Rodgers Richard J | OCUP | Common Stock | D | 5,910 | 5,910 | ||||||
| 2019-06-07 | 2019-06-06 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-06-07 | 2019-06-06 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 5.23 | 3,537 | 3,537 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | -1,625 | 3,250 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 23,250 | ||||||
| 2019-03-01 | 2019-02-27 | 4 | Sullivan Lara | RNN | Stock Option (right to buy) | D | 0.53 | 84,968 | 84,968 | |||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | -2,375 | 4,750 | ||||||
| 2019-03-01 | 2019-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 4,750 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | Beever Charles | RNN | Common Stock | D | 0.6380 | 10,000 | 6 | 11,000 | ||||
| 2019-01-31 | 2019-01-29 | 4 | Price Ben Gil | RNN | Common Stock | D | 0.6094 | 15,000 | 9 | 15,000 | ||||
| 2019-01-31 | 2019-01-30 | 4 | Nolan Lisa | RNN | Common Stock | D | 0.6480 | 20,000 | 13 | 21,625 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Swirsky Douglas J | RNN | Common Stock | D | 0.6344 | 50,000 | 32 | 50,000 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.62 | 100,000 | 100,000 | |||||
| 2019-01-25 | 2019-01-25 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.62 | 130,000 | 130,000 | |||||
| 2018-12-03 | 2018-11-29 | 4 | Price Ben Gil | RNN | Stock Option (right to buy) | D | 1.10 | 112,878 | 112,878 | |||||
| 2018-11-16 | 2018-11-14 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 1.09 | 500,000 | 500,000 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-06-29 | 2018-06-28 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 1.46 | 39,742 | 39,742 | |||||
| 2018-03-09 | 2018-03-07 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 1.78 | 200,000 | 200,000 | |||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 1,625 | 4,875 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Nolan Lisa | RNN | Common Stock | D | 1,625 | 1,625 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 6,250 | 18,750 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Suzdak Peter David | RNN | Common Stock | D | 6,250 | 22,250 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 2,375 | 7,125 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Benaim Ely | RNN | Common Stock | D | 2,375 | 2,375 | ||||||
| 2018-01-30 | 2018-01-26 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 2.29 | 42,101 | 42,101 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 2.29 | 112,271 | 112,271 | |||||
| 2018-01-30 | 2018-01-26 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 2.29 | 45,443 | 45,443 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Swirsky Douglas J | RNN | Stock Option (right to buy) | D | 2.10 | 250,000 | 250,000 | |||||
| 2017-08-16 | 2017-08-16 | 4 | Suzdak Peter David | RNN | Common Stock | D | 1.9872 | 10,000 | 20 | 16,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | -250,000 | 0 | |||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.7015 | -250,000 | -175 | 6,010,000 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.3100 | 250,000 | 78 | 6,260,000 | ||||
| 2017-04-12 | 2017-04-11 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-04-12 | 2017-04-11 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.62 | 110,000 | 110,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Restricted Stock Units | D | 250,000 | 250,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.18 | 1,175,000 | 1,175,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Restricted Stock Units | D | 70,000 | 70,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.18 | 330,000 | 330,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Restricted Stock Units | D | 63,000 | 63,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.18 | 300,000 | 300,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Restricted Stock Units | D | 95,000 | 95,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.18 | 450,000 | 450,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2017-01-24 | 2017-01-20 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.18 | 315,000 | 315,000 | |||||
| 2016-07-08 | 2016-07-06 | 4 | Nolan Lisa | RNN | Stock Option (right to buy) | D | 0.26 | 1,200,000 | 1,200,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-06-10 | 2016-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.28 | 225,000 | 225,000 | |||||
| 2016-03-21 | 2016-03-18 | 4 | Suzdak Peter David | RNN | Common Stock | D | 0.3231 | 60,000 | 19 | 60,000 | ||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 500,000 | 500,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.35 | 98,734 | 98,734 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 100,000 | 100,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Jeong Tae Heum | RNN | Stock Option (right to buy) | D | 0.35 | 98,853 | 98,853 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 1,000,000 | 1,000,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Suzdak Peter David | RNN | Stock Option (right to buy) | D | 0.35 | 411,689 | 411,689 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 200,000 | 200,000 | |||||
| 2016-02-01 | 2016-01-28 | 4 | Ahn Chang Ho | RNN | Stock Option (right to buy) | D | 0.35 | 214,461 | 214,461 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-09-18 | 2015-09-16 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.54 | 90,000 | 90,000 | |||||
| 2015-02-04 | 2015-02-02 | 4 | Benaim Ely | RNN | Stock Option (right to buy) | D | 0.71 | 1,200,000 | 1,200,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.71 | 1,100,000 | 1,100,000 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-27 | 2015-01-23 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.71 | 333,332 | 333,332 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -48,444 | 549,151 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9137 | -48,444 | -44 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 48,444 | 39 | 6,058,444 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -186,212 | 597,595 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9155 | -186,212 | -170 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 186,212 | 149 | 6,196,212 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -80,000 | 783,807 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9004 | -80,000 | -72 | 6,010,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 80,000 | 64 | 6,090,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -49,800 | 182,728 | |||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9135 | -49,800 | -45 | 505,000 | ||||
| 2015-01-12 | 2015-01-12 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 49,800 | 40 | 554,800 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -188,690 | 232,528 | |||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9153 | -188,690 | -173 | 505,000 | ||||
| 2015-01-12 | 2015-01-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 188,690 | 151 | 693,690 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.80 | -78,782 | 421,218 | |||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.9004 | -78,782 | -71 | 505,000 | ||||
| 2015-01-12 | 2015-01-08 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.8000 | 78,782 | 63 | 583,782 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Ahn Chang Ho | RNN | Common Stock | D | -803,924 | 6,010,000 | ||||||
| 2014-12-03 | 2014-12-02 | 4 | Rodgers Richard J | RNN | Stock Option (right to buy) | D | 0.68 | 30,000 | 30,000 | |||||
| 2014-09-05 | 2014-09-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.83 | 1,000,000 | 1,000,000 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.80 | -136,193 | 863,807 | |||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.9871 | -136,193 | -134 | 6,813,924 | ||||
| 2014-06-16 | 2014-06-12 | 4 | Ahn Chang Ho | RNN | Common Stock | D | 0.8000 | 136,193 | 109 | 6,950,117 | ||||
| 2014-06-11 | 2014-06-09 | 4 | CARTHY MARK | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | McIntosh David M | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Cheong Kwang Soo | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Beever Charles | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Brandt Peter C. | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-06-11 | 2014-06-09 | 4 | Hwang Si Moon | RNN | Stock Option (right to buy) | D | 0.90 | 60,000 | 60,000 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.80 | 125,000 | 0 | |||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 1.0100 | -99,010 | -100 | 25,990 | ||||
| 2014-04-16 | 2014-04-14 | 4 | McIntosh David M | RNN | Common Stock | D | 0.8000 | 125,000 | 100 | 125,000 | ||||
| 2014-03-03 | 2014-02-27 | 4 | CARTHY MARK | RNN | Stock Options (right to buy) | D | 1.35 | 20,000 | 20,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 1.14 | 350,000 | 350,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 1.14 | 125,000 | 125,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 1.14 | 175,000 | 175,000 | |||||
| 2014-01-14 | 2014-01-12 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 1.14 | 85,000 | 85,000 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.24 | -150,000 | 0 | |||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -71,139 | -32 | 505,000 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.4565 | -78,861 | -36 | 576,139 | ||||
| 2013-09-11 | 2013-09-09 | 4 | Jeong Tae Heum | RNN | Common Stock | D | 0.2400 | 150,000 | 36 | 655,000 | ||||
| 2013-06-13 | 2013-06-11 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-06-13 | 2013-06-11 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.50 | 60,000 | 60,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Ahn Chang Ho | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Jeong Tae Heum | RNN | Stock Option (right to purchase) | D | 0.31 | 250,000 | 250,000 | |||||
| 2013-03-05 | 2013-03-01 | 4 | Soni Rakesh | RNN | Stock Option (right to purchase) | D | 0.31 | 50,000 | 50,000 | |||||
| 2013-02-06 | 2013-02-04 | 4 | Suzdak Peter David | RNN | Stock Option (right to purchase) | D | 0.37 | 1,200,000 | 1,200,000 | |||||
| 2012-06-26 | 2012-06-18 | 4 | Hwang Si Moon | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-26 | 3 | Hwang Si Moon By son | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon By daughter | RNN | Common Stock | I | 7,000 | ||||||||
| 2012-06-26 | 3 | Hwang Si Moon | RNN | Common Stock | D | 341,198 | ||||||||
| 2012-06-20 | 2012-06-18 | 4 | McIntosh David M | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Cheong Kwang Soo | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Beever Charles | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Brandt Peter C. | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-06-20 | 2012-06-18 | 4 | Kivel Richard | RNN | Stock Options (right-to-buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,813,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,838,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,863,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,888,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,913,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,938,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,963,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 6,988,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,013,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,038,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,063,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,088,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,113,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,138,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,163,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,188,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,213,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,238,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,263,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,288,924 | ||||||
| 2012-02-03 | 2011-12-20 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -25,000 | 7,313,924 | ||||||
| 2012-02-03 | 2011-05-31 | 5 | Ahn Chang Ho | RNN | Common Stock | D | -4,000,000 | 7,338,924 | ||||||
| 2010-10-19 | 3 | Kivel Richard | RNN | Common Stock | D | 0 | ||||||||
| 2008-07-18 | 3 | Soni Rakesh | RNN | Common Stock | D | 2,700 | ||||||||
| 2007-06-13 | 3 | Hoffman Freddie Ann | RXHN | No securities beneficially owned. | D | 0 | ||||||||
| 2005-05-17 | 3 | Kwon Suk Hyung | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Rhee Jang Han | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | McIntosh David M | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Steinfels George F | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Park Young Soon Held through Korean Rexahn Investors Voting Trust | RXHN | Common Stock | I | 166,000 | ||||||||
| 2005-05-17 | 3 | Park Young Soon | RXHN | Common Stock | D | 2,909,000 | ||||||||
| 2005-05-17 | 3 | HOLADAY JOHN W DR | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Korean Rexahn Investors Voting Trust | RXHN | No securities are beneficially owned | D | 0 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho | RXHN | Common Stock | D | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Chang Ho Held by wife, Inok Ahn | RXHN | Common Stock | I | 500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok Held by husband, Chang H. Ahn | RXHN | Common Stock | I | 13,500,000 | ||||||||
| 2005-05-17 | 3 | Ahn Inok | RXHN | Common Stock | D | 500,000 | ||||||||
| 2005-05-17 | 3 | Rexgene Biotech Co., Ltd. | RXHN | Common Stock | D | 4,791,670 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
