基本數據
| LEI | 549300YJH1GYGXCCQ467 |
| CIK | 1270131 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to LMP Capital and Income Fund Inc.
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| April 23, 2026 |
Principal Occupation(s) During Past 5 Years 424B3 Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-284227 LMP CAPITAL AND INCOME FUND INC. SUPPLEMENT DATED APRIL 23, 2026 TO THE PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION DATED MARCH 14, 2025 Portfolio Manager Updates Effective May 1, 2026 Effective as of May 1, 2026, the following supplements and, to the extent inconsistent with, supersedes the section entitled “Manag |
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| March 9, 2026 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| February 13, 2026 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-284227 LMP CAPITAL AND INCOME FUND INC. SUPPLEMENT DATED FEBRUARY 13, 2026 TO THE PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION DATED MARCH 14, 2025 Effective as of the date of this supplement, the following supplements and, to the extent inconsistent with, supersedes such information in the Fund’s Prospectus and Statement of Additional In |
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| June 12, 2025 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-284227 PROSPECTUS SUPPLEMENT (To Prospectus dated March 14, 2025) LMP CAPITAL AND INCOME FUND INC. Rights for 5,714,415 Shares of Common Stock Subscription Rights to Acquire Shares of Common Stock LMP Capital and Income Fund Inc., a Maryland corporation (the “Fund”, “we”, “us” or “our”), is issuing subscription rights (the “Rights”) t |
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| June 12, 2025 |
THE SUBSCRIPTION RIGHT IS TRANSFERABLE LMP CAPITAL AND INCOME FUND INC. SUBSCRIPTION RIGHTS OFFERING THIS SUBSCRIPTION RIGHTS OFFERING EXPIRES AT 5:00 P.M., EASTERN TIME, ON JULY 11, 2025, UNLESS THE EXERCISE PERIOD IS EXTENDED (SUCH DATE AND TIME, AS IT MAY BE EXTENDED, THE “EXPIRATION DATE”). LMP Capital and Income Fund Inc. (the “Company”) is distributing tradable subscription rights (the “Subscription Rights”) to stockholders holdi |
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| June 12, 2025 |
Opinion and Consent with respect to legality of Common Shares and Rights 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com June 12, 2025 LMP Capital and Income Fund Inc. 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Registration Statement on Form N-2: 1933 Act File No. 333-284227 1940 Act File No. 811-21467 Ladies and Gentlemen: We have se |
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| June 12, 2025 |
Form of Subscription Agent Agreement between the Fund Subscription Agent Agreement Between LMP Capital and Income Fund Inc. |
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| June 12, 2025 |
As filed with the Securities and Exchange Commission on June 12, 2025 As filed with the Securities and Exchange Commission on June 12, 2025 Securities Act Registration No. |
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| June 12, 2025 |
Georgeson LLC 51 West 52nd Street, 6th Floor New York, NY 10019 www.georgeson.com May 20, 2025 LMP Capital and Income Fund Inc. c/o Franklin Templeton 620 Eighth Avenue, 47th Floor NEW YORK, NY 10018 Re: Information Agent This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“George |
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| June 12, 2025 |
Form of Notice of Guaranteed Delivery Notice of Guaranteed Delivery For Shares of Common Stock of LMP Capital and Income Fund Inc. |
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| May 30, 2025 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 31, 2025 |
SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403 SUB-PLACEMENT AGENT AGREEMENT Franklin Distributors, LLC One Franklin Parkway San Mateo, CA 94403 March 31, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by LMP Capital and Income Fund Inc. |
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| March 31, 2025 |
LMP Capital and Income Fund Inc. Up to $150,000,000 of Shares of Common Stock Filed Pursuant to Rule 424(b)(5) File No. 333-284227 PROSPECTUS SUPPLEMENT (to Prospectus dated March 14, 2025) LMP Capital and Income Fund Inc. Up to $150,000,000 of Shares of Common Stock The Fund. LMP Capital and Income Fund Inc., a Maryland corporation (the “Fund”, “we”, “us” or “our”), is a non-diversified, closed-end management investment company. Investment Objective. The Fund’s primary inv |
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| March 31, 2025 |
As filed with the Securities and Exchange Commission on March 31, 2025 LMP Capital and Income Fund Inc. As filed with the Securities and Exchange Commission on March 31, 2025 Securities Act Registration No. 333-284227 Investment Company Registration No. 811-21467 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 1 ☒ and/o |
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| March 31, 2025 |
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of March 31, 2025 by and between LMP Capital and Income Fund Inc. |
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| March 31, 2025 |
EX-99.(l) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com March 31, 2025 LMP Capital and Income Fund Inc. 620 Eighth Avenue, 47th Floor New York, New York 10018 Re: Registration Statement on Form N-2: 1933 Act File No.: 333-284227 1940 Act File No.: 811-21467 Ladies and Gentlemen: We have served as Maryland counsel to LMP Capital and Income Fund I |
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| March 7, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporation) |
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| November 20, 2024 |
FOURTH AMENDED AND RESTATED BYLAWS LMP CAPITAL AND INCOME FUND INC. A Maryland Corporation ARTICLE I FOURTH AMENDED AND RESTATED BYLAWS OF LMP CAPITAL AND INCOME FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. LMP Capital and Income Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices also at such other places within and without the S |
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| April 5, 2024 |
900 G STREET, NW WASHINGTON, D.C. 20001 Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] April 5, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attention: Chief Counsel’s Office, Division of Investment Mana |
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| March 6, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2024 |
SCD / LMP Capital and Income Fund Inc. / RAYMOND JAMES & ASSOCIATES - SCD Passive Investment SC 13G/A 1 SCD.txt SCD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2023 (Date of Event which Requires Filing of this Statement) |
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| January 12, 2024 |
SCD / LMP Capital and Income Fund Inc. / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 12, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| March 7, 2023 |
LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ Definitive Proxy Statement ☐ Defi |
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| February 9, 2023 |
SC 13G/A 1 SCD.txt 13G/A HOLDINGS REPORT 12-31-2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2022 (Date of Event which Requi |
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| January 23, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 23, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| October 28, 2022 |
See Notes to Schedule of Investments. LMP Capital and Income Fund Inc. 2022 Quarterly Report 1 NPORT-EX 2 LMP0101LM103122.htm LMP CAPITAL AND INCOME FUND INC. Schedule of investments (unaudited) August 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 69.6% COMMUNICATION SERVICES - 2.7% Diversified Telecommunication Services - 1.3% Verizon Communications Inc. 78,590 $ 3,285,848 Entertainment - 1.4% Activision Blizzard Inc. 44,500 3,492,805 TOTAL COM |
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| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 27, 2022 |
See Notes to Schedule of Investments. LMP Capital and Income Fund Inc. 2022 Quarterly Report 1 LMP CAPITAL AND INCOME FUND INC. Schedule of investments (unaudited) February 28, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 68.5% COMMUNICATION SERVICES - 2.9% Diversified Telecommunication Services - 1.6% Verizon Communications Inc. 83,190 $ 4,464,807 Entertainment - 1.3% Activision Blizzard Inc. 44,500 3,626,750 TOTAL COMMUNICATION SERVICES 8,091,557 |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporation) (Com |
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| March 1, 2022 |
DEF 14A 1 d154088ddef14a.htm LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ Defi |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2021 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2021 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| January 20, 2022 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 20, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| October 27, 2021 |
See Notes to Schedule of Investments. LMP Capital and Income Fund Inc. 2021 Quarterly Report 1 HTML LMP CAPITAL AND INCOME FUND INC. Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 63.2% COMMUNICATION SERVICES - 0.4% Diversified Telecommunication Services - 0.4% Verizon Communications Inc. 22,190 $ 1,220,450 CONSUMER STAPLES - 3.0% Beverages - 1.2% Coca-Cola Co. 60,410 3,401,687 Household Products - 1.8% |
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| April 23, 2021 |
See Notes to Schedule of Investments. LMP Capital and Income Fund Inc. 2021 Quarterly Report 1 HTML LMP CAPITAL AND INCOME FUND INC. Schedule of investments (unaudited) February 28, 2021 SECURITY SHARES VALUE COMMON STOCKS - 57.2% COMMUNICATION SERVICES - 0.1% Diversified Telecommunication Services - 0.1% Verizon Communications Inc. 5,240 $ 289,772 CONSUMER STAPLES - 2.7% Beverages - 0.8% Coca-Cola Co. 41,720 2,043,863 Household Products - 1.9% Kimberly-Clark Corp. 16,420 2,107,178 (a) Proc |
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| March 1, 2021 |
- LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
13G HOLDINGS REPORT 12-31-2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2020 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| February 12, 2021 |
13G/A HOLDINGS REPORT 12-31-2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2020 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| January 21, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 21, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| October 27, 2020 |
See Notes to Schedule of Investments. LMP Capital and Income Fund Inc. 2020 Quarterly Report 1 FOR VALIDATION PURPOSES ONLY - [48124.TX] LMP CAPITAL AND INCOME FUND INC. Schedule of investments (unaudited) August 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 69.3% COMMUNICATION SERVICES - 2.0% Diversified Telecommunication Services - 2.0% AT&T Inc. 104,300 $ 3,109,183 (a) Verizon Communications Inc. 23,460 1,390,474 (a) TOTAL COMMUNICATION SERVICES 4,499,657 CONSUMER DISCRETIONARY - 1.8% I |
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| August 18, 2020 |
THIRD AMENDED AND RESTATED BYLAWS LMP CAPITAL AND INCOME FUND INC. A Maryland Corporation ARTICLE I EX-99.1 Exhibit 99.1 THIRD AMENDED AND RESTATED BYLAWS OF LMP CAPITAL AND INCOME FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. LMP Capital and Income Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices also at such other places with |
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| August 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporation |
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| June 26, 2020 |
- LEGG MASON CLOSED-END FUNDS - PROXY STATEMENTS VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 19, 2020 |
- CLEARBRIDGE MLP AND MIDSTREAM FUND INC. (CEM) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 8, 2020 |
- LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| June 8, 2020 |
- LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| June 8, 2020 |
- LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 22, 2020 |
- LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| May 22, 2020 |
- LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 20, 2020 |
- LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 28, 2020 |
- LMP CAPITAL AND INCOME FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 24, 2020 |
See Notes to Schedule of Investments. LMP Capital and Income Fund Inc. Schedule of investments (unaudited) February 29, 2020 SECURITY SHARES VALUE Common Stocks - 76.6% Communication Services - 5.1% Diversified Telecommunication Services - 5.1% AT&T Inc. 244,960 $ 8,627,491 (a) Verizon Communications Inc. 77,950 4,221,772 (a) TOTAL COMMUNICATION SERVICES 12,849,263 Consumer Staples - 4.4% Beverages - 1.6% Coca-Cola Co. 34,500 1,845,40 |
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| April 21, 2020 |
SCD / LMP Capital & Income Fund, Inc. DEFA14A - - LMP CAPITAL AND INCOME FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEFA14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 17, 2020 |
SCD / LMP Capital & Income Fund, Inc. DEFA14A - - LMP CAPITAL AND INCOME FUND INC (SCD) SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 16, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEF 14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 9, 2020 |
SEC Response Letter Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| April 9, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. PRER14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 7, 2020 |
SCD / LMP Capital & Income Fund, Inc. PREC14A - - SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 3, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 ClearBridge MLP and Midstream Total Return Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22693 45-4960969 (State or other jurisdictio |
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| April 3, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
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| April 2, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
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| April 2, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporation) |
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| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 20, 2020 |
SCD / LMP Capital & Income Fund, Inc. DEFA14A - - LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| February 10, 2020 |
SCD / LMP Capital & Income Fund, Inc. DEF 14A - - LMP CAPITAL & INCOME FUND INC. LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Defin |
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| January 31, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 31, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * LMP Capital & Income (Name of Issuer) Common Shares (Title of Class of Securities) 50208A102 (CUSIP Number) 12/31/2019 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| November 5, 2019 |
AMENDED AND RESTATED BYLAWS LMP CAPITAL AND INCOME FUND INC. A Maryland Corporation ARTICLE I EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF LMP CAPITAL AND INCOME FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. LMP Capital and Income Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices also at such other places within and |
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| November 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporatio |
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| October 25, 2019 |
SCD / LMP Capital & Income Fund, Inc. NPORT-EX - - HTML LMP CAPITAL AND INCOME FUND INC. Schedule of investments (unaudited) August 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 71.9% COMMUNICATION SERVICES - 5.6% Diversified Telecommunication Services - 5.6% AT&T Inc. 229,000 $ 8,074,540 (a) Verizon Communications Inc. 122,000 7,095,520 (a) TOTAL COMMUNICATION SERVICES 15,170,060 CONSUMER DISCRETIONARY - 0.6% Automobiles - 0.6% General Motors Co |
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| April 22, 2019 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| April 22, 2019 |
LMP CAPITAL & INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal ex |
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| March 5, 2019 |
SCD / LMP Capital & Income Fund, Inc. LMP CAPITAL & INCOME FUND INC. DEF 14A 1 d657403ddef14a.htm LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ Defi |
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| February 13, 2019 |
SCD / LMP Capital & Income Fund, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* LMP CAPITAL & INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2018 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 22, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 22, 2019 |
SCD / LMP Capital & Income Fund, Inc. / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 3, 2019 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") LMP CAPITAL AND INCOME FUND INC. ("SCD") NEW YORK POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Robert Frenkel, Thomas Mandia, R. Jay Gerken, Richard W |
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| January 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-21467 (Commis |
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| January 2, 2019 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND RETIREMENTS New York – (Business Wire) – January 2, 2019 ClearBridge MLP and Midstream Fund Inc. (NYSE: CEM), ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO), ClearBridge MLP and Midstream Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Globa |
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| October 26, 2018 |
LMP Capital and Income Fund Inc. (SCD) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of prin |
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| October 26, 2018 |
EX-99.CERT 2 d617162dex99cert.htm CERTIFICATION CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| April 23, 2018 |
N-Q 1 d510902dnq.htm LMP CAPITAL & INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Ad |
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| April 23, 2018 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| March 7, 2018 |
SCD / LMP Capital & Income Fund, Inc. LMP CAPITAL & INCOME FUND INC. LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ Definitive Proxy Statement ☐ Defi |
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| February 13, 2018 |
SCD / LMP Capital & Income Fund, Inc. / MORGAN STANLEY - MS AMENDMENT Passive Investment SC 13G/A 1 LMP.txt MS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* LMP CAPITAL & INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 29, 2017 - (Date Of Event which Requires Filing of this Statement) Check the appropriate bo |
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| January 10, 2018 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal |
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| October 25, 2017 |
Lmp Capital & Income Fund Inc. - LMP CAPITAL AND INCOME FUND INC. (SCD) LMP Capital and Income Fund Inc. (SCD) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of prin |
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| October 25, 2017 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| August 16, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorpor |
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| August 16, 2017 |
EX-16.1 Exhibit 16.1 (Firm Letterhead) August 16, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for LMP Capital And Income Fund Inc. (the ?Fund?) and, under the date of January 19, 2017, we reported on the financial statements of the Fund as of and for the year ended November 30, 2016. On August 14, 2017 we resigned at |
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| July 26, 2017 |
SUB-ITEM 77C Results of Annual Meeting of Shareholders The Annual Meeting of Shareholders of LMP Capital and Income Fund Inc. |
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| June 2, 2017 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that the person whose signature appears below hereby makes, constitutes and appoints each of Robert Frenkel, |
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| May 16, 2017 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal Hedge |
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| April 24, 2017 |
Lmp Capital & Income Fund Inc. - LMP CAPITAL AND INCOME FUND INC. N-Q 1 d354559dnq.htm LMP CAPITAL AND INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 ( |
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| April 24, 2017 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| March 8, 2017 |
LMP Capital & Income Fund LMP CAPITAL & INCOME FUND INC. DEF 14A 1 d340865ddef14a.htm LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ Defi |
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| February 13, 2017 |
SCD / LMP Capital & Income Fund, Inc. / MORGAN STANLEY - MSSB 13G Passive Investment /// UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* LMP CAPITAL & INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| October 21, 2016 |
LMP Capital and Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal e |
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| October 21, 2016 |
EX-99.CERT 2 d243862dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| July 28, 2016 |
SUB-ITEM 77C Results of Annual Meeting of Shareholders The Annual Meeting of Shareholders of LMP Capital and Income Fund Inc. |
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| April 20, 2016 |
EX-99.CERT 2 d146282dex99cert.htm CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| April 20, 2016 |
N-Q 1 d146282dnq.htm LMP CAPITAL AND INCOME FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (A |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, consti |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, consti |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC.("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC.("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitut |
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| March 29, 2016 |
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM") CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO") CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR") CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. ("CBA") LMP CAPITAL AND INCOME FUND INC. ("SCD") LMP REAL ESTATE INCOME FUND INC. ("RIT") POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, consti |
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| February 29, 2016 |
LMP Capital & Income Fund LMP CAPITAL & INCOME FUND INC. LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Defin |
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| February 11, 2016 |
SCD / LMP Capital & Income Fund, Inc. / MORGAN STANLEY - MSSB EXIT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* LMP CAPITAL & INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* LMP Capital & Income Fund Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 50208A102 - (CUSIP NUMBER) December 31, 2015 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursua |
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| November 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* LMP Capital & Income Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 50208A102 - (CUSIP NUMBER) October 31, 2015 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursua |
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| October 21, 2015 |
LMP Capital and Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal |
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| October 21, 2015 |
Certifications CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| July 28, 2015 |
SUB-ITEM 77C Results of Annual Meeting of Shareholders The Annual Meeting of Shareholders of LMP Capital and Income Fund Inc. |
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| July 22, 2015 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFICER New York ? July 22, 2015 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW |
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| July 22, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporat |
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| April 24, 2015 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), LMP Corporate Loan Fund Inc. (NYSE: TLI), LMP Real Estate Income Fund I |
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| April 15, 2015 |
CERTIFICATION CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| April 15, 2015 |
LMP Capital and Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal |
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| February 20, 2015 |
SCD / LMP Capital & Income Fund, Inc. DEF 14A - - LMP CAPITAL & INCOME FUND INC. LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defin |
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| February 17, 2015 |
SCD / LMP Capital & Income Fund, Inc. / MORGAN STANLEY - ST MSSB INITIAL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* LMP CAPITAL & INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2014 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* LMP Capital & Income Fund, Inc. - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 50208A102 - (CUSIP NUMBER) December 31, 2014 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuan |
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| January 13, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 13, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 23, 2014 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – December 23, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Leg |
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| December 23, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2014 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorp |
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| November 10, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) October 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 10, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| October 24, 2014 |
Lmp Capital & Income Fund Inc. - LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal |
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| October 24, 2014 |
CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| October 16, 2014 |
LMP Capital and Income Fund Inc. Announces Investment Policy Change Press release, dated October 16, 2014. Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Investment Policy Change New York, NY, October 16, 2014 LMP Capital and Income Fund Inc. (NYSE: SCD) today announced a change to its investment policy guidelines. At a recent meeting, the Board of Directors of the Fund approved management’s recommendation to permit the Fund to invest without limit in bot |
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| October 16, 2014 |
LMP Capital and Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 16, 2014 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811- 21467 47-0936930 (State or other |
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| May 29, 2014 |
LMP Capital & Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 21, 2014 LMP Capital and Income Fund Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 811-21467 47-0936930 (State or Other Juris |
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| May 29, 2014 |
PRESS RELEASE Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE RETIREMENT OF DIRECTOR AND APPOINTMENT OF NEW LEAD INDEPENDENT DIRECTOR New York – (Business Wire) – May 29, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA) ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy |
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| April 25, 2014 |
CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| April 25, 2014 |
Quarterly Schedule of Portfolio Holdings - LMP CAPITAL AND INCOME FUND INC. LMP Capital and Income Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal |
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| February 25, 2014 |
- LMP CAPITAL & INCOME FUND INC. LMP CAPITAL & INCOME FUND INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defin |
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| February 3, 2014 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| February 3, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 8, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 8, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) October 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| October 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Rob |
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| October 25, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| June 14, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFFICER New York — (Business Wire) — May 21, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2013 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporation) (Commi |
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| April 26, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Rob |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 29, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 29, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 28, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – January 25, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LM |
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| January 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2013 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-21467 47-0936930 (State or other jurisdiction of incorporation) (C |
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| December 10, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 10, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) November 30, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| October 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a12-2101610nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal execu |
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| October 26, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| July 10, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| July 10, 2012 |
SCD / LMP Capital & Income Fund, Inc. / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LMP Capital and Income Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 50208A102 - (CUSIP Number) June 30, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| April 26, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Rob |
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| April 5, 2012 |
LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer EX-99.1 2 d330511dex991.htm PRESS RELEASE Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer New York, NY, April 5, 2012 – LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) announced today that, in accordance with its tender offer for up to 946,492 of its issued and outstanding shares of common stock which expired on March 29, 2012, the Fund has accepted |
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| April 5, 2012 |
Schedule TO As filed with the Securities and Exchange Commission on April 5, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 30, 2012 |
LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer PRESS RELEASE DATED MARCH 30, 2012 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer New York, NY, March 30, 2012 – LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) announced today that the Fund’s tender offer for up to 946,492 shares of its issued and outstanding shares of common stock, representing approximately 5% of the Fund’s outstanding shar |
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| March 30, 2012 |
Schedule TO As filed with the Securities and Exchange Commission on March 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 29, 2012 |
EX-99.(A)(1)(V) 6 d294072dex99a1v.htm FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES EXHIBIT (a)(1)(v) Offer By LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 29, 2012 OR SUCH LA |
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| February 29, 2012 |
Schedule TO As filed with the Securities and Exchange Commission on February 29, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2012 |
EX-99.(A)(1)(I) 2 d294072dex99a1i.htm OFFER TO PURCHASE, DATED FEBRUARY 29, 2012 Table of Contents EXHIBIT (a)(1)(i) OFFER TO PURCHASE FOR CASH BY LMP CAPITAL AND INCOME FUND INC. (THE “FUND”) UP TO 946,492 OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (THE “SHARES”), AT 98% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NE |
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| February 29, 2012 |
LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 FORM OF LETTER TO STOCKHOLDERS EXHIBIT (a)(1)(vi) LMP CAPITAL AND INCOME FUND INC. |
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| February 29, 2012 |
NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. Form of Notice of Guraranteed Delivery EXHIBIT (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. |
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| February 29, 2012 |
Form of Letter of Transmittal EXHIBIT (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock or Order Tender of Uncertificated Shares of LMP CAPITAL AND INCOME FUND INC. |
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| February 29, 2012 |
EX-99.(A)(1)(IV) 5 d294072dex99a1iv.htm FORM OF LETTER TO BROKERS, DEALERS,COMMERCIAL BANKS, TRUST COMPANIES EXHIBIT (a)(1)(iv) Offer by LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 29, 2012 (“TERMINATION DATE” |
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| February 21, 2012 |
LMP Capital and Income Fund Inc. Announces Commencement of Tender Offer on February 29, 2012 Press Release Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Commencement of Tender Offer on February 29, 2012 NEW YORK, February 21, 2012 — LMP Capital and Income Fund Inc. (NYSE: SCD) (“the Fund”) announced today that the Fund will offer to purchase up to 5% of the Fund’s common stock, equivalent to up to 946,492 shares of its issued and outstanding shares of common stock, at a price eq |
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| February 21, 2012 |
SC TO-C 1 d304629dsctoc.htm SCHEDULE TO As filed with the Securities and Exchange Commission on February 21, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LMP Capital and Income Fund Inc. (Name of Subject Company (issuer)) LMP Capital and Income Fund Inc. (Nam |
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| February 14, 2012 |
SCD / LMP Capital & Income Fund, Inc. / Relative Value Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * LMP CAPITAL AND INCOME FUND, INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 50208A102 (CUSIP Number) (Holdings as of December 31, 2011) Check the appropriate box to |
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| February 10, 2012 |
SCD / LMP Capital & Income Fund, Inc. / MORGAN STANLEY - ST MSSB EXIT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* LMP CAPITAL & INCOME FUND INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 50208A102 - (CUSIP Number) December 31, 2011 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 4, 2012 |
Schedule TO-C As filed with the Securities and Exchange Commission on January 4, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 4, 2012 |
LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer Press Release Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer New York, NY, January 4, 2012 – LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) today announced that, in accordance with its tender offer for up to 996,307 of its issued and outstanding shares of common stock which expired on December 28, 2011, the Fund has accepted that number of shares t |
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| December 29, 2011 |
LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer Press Release issued on December 29, 2011 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer New York, NY, December 29, 2011 — LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) today announced that the Fund’s tender offer for up to 996,307 shares of its issued and outstanding shares of common stock, representing approximately 5% of the Fund’s outsta |
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| December 29, 2011 |
Schedule TO As filed with the Securities and Exchange Commission on December 29, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 2, 2011 |
CLEARBRIDGE ENERGY MLP FUND INC. (“CEM”) CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. (“EMO”) LMP CAPITAL AND INCOME FUND INC. (“SCD”) LMP CORPORATE LOAN FUND INC. (“TLI”) LMP REAL ESTATE INCOME FUND INC. (“RIT”) WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (“ESD”) WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (“EMD”) WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. (“GDO”) WESTERN |
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| November 30, 2011 |
Offer to Purchase Table of Contents EXHIBIT (a)(1)(i) OFFER TO PURCHASE FOR CASH BY LMP CAPITAL AND INCOME FUND INC. |
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| November 30, 2011 |
Form of Letter to Brokers, Dealers,Commercial Banks, Trust Companies EXHIBIT (a)(1)(iv) Offer by LMP CAPITAL AND INCOME FUND INC. |
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| November 30, 2011 |
As filed with the Securities and Exchange Commission on November 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 30, 2011 |
LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 EXHIBIT (a)(1)(vi) LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 DEAR STOCKHOLDER: The Board of Directors of LMP Capital and Income Fund Inc. (the ?Fund?) has approved a tender offer for shares of the Fund?s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 5% of the Fund?s outstanding shares of common stock. The offer is for cash at a |
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| November 30, 2011 |
Form of Letter of Transmittal EXHIBIT (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock or Order Tender of Uncertificated Shares of LMP CAPITAL AND INCOME FUND INC. |
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| November 30, 2011 |
EXHIBIT (a)(1)(v) Offer By LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 28, 2011 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (?TERMINATION DATE?) THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF |
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| November 30, 2011 |
NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. Notice of Guaranteed Delivery EXHIBIT (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. |
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| November 23, 2011 |
Schedule TO As filed with the Securities and Exchange Commission on November 23, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 23, 2011 |
LMP Capital and Income Fund Inc. Announces November 30, 2011 Commencement of Tender Offer Exhibit 99.1 LMP Capital and Income Fund Inc. Announces November 30, 2011 Commencement of Tender Offer NEW YORK, November 21, 2011 ? LMP Capital and Income Fund Inc. (NYSE: SCD) (?the Fund?) announced today that the Fund will offer to purchase up to 5% of the Fund?s common stock, equivalent to up to 996,307 shares of its issued and outstanding shares of common stock, at a price equal to 98% of the |
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| November 22, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| November 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eight Avenue, New York NY 10018 (Address of principal executive offices) (Zip code) Robert I. Frenkel |
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| October 6, 2011 |
LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer Press Release issued on October 6, 2011 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer New York, NY, October 6, 2011 — LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) today announced that, in accordance with its tender offer for up to 1,048,744 of its issued and outstanding shares of common stock which expired on September 30, 2011, the Fund has acc |
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| October 6, 2011 |
Schedule TO As filed with the Securities and Exchange Commission on October 6, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 3, 2011 |
As filed with the Securities and Exchange Commission on October 3, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 3, 2011 |
LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer Press release issued on October 3, 2011 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer New York, NY, October 3, 2011 — LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) today announced that the Fund’s tender offer for up to 1,048,744 shares of its issued and outstanding shares of common stock, representing approximately 5% of the Fund’s outstand |
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| September 1, 2011 |
EXHIBIT (a)(1)(v) Offer By LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 30, 2011 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (?TERMINATION DATE?) THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF |
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| September 1, 2011 |
LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 EXHIBIT (a)(1)(vi) LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 DEAR STOCKHOLDER: The Board of Directors of LMP Capital and Income Fund Inc. (the ?Fund?) has approved a tender offer for shares of the Fund?s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 5% of the Fund?s outstanding shares of common stock. The offer is for cash at a |
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| September 1, 2011 |
EXHIBIT (a)(1)(iv) Offer by LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 30, 2011 (?TERMINATION DATE?) THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER C |
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| September 1, 2011 |
NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. EXHIBIT (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. |
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| September 1, 2011 |
Table of Contents EXHIBIT (a)(1)(i) OFFER TO PURCHASE FOR CASH BY LMP CAPITAL AND INCOME FUND INC. |
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| September 1, 2011 |
EXHIBIT (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock or Order Tender of Uncertificated Shares of LMP CAPITAL AND INCOME FUND INC. |
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| September 1, 2011 |
As filed with the Securities and Exchange Commission on September 1, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 6)1 LMP Capital and Income Fund Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 50208A102 (CUSIP Number) STEVEN WOLOSKY |
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| August 23, 2011 |
LMP Capital and Income Fund Inc. Announces September 1, 2011 Commencement of Tender Offer PRESS RELEASE DATED AUGUST 22, 2011 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces September 1, 2011 Commencement of Tender Offer NEW YORK, August 22, 2011 – LMP Capital and Income Fund Inc. (NYSE: SCD) (“the Fund”) announced today that the Fund will offer to purchase up to 5% of the Fund’s common stock, equivalent to up to 1,048,744 shares of its issued and outstanding shares of common s |
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| August 23, 2011 |
SC TO-C 1 dsctoc.htm SCHEDULE TO As filed with the Securities and Exchange Commission on August 23, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LMP Capital and Income Fund Inc. (Name of Subject Company (issuer)) LMP Capital and Income Fund Inc. (Name of Fili |
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| August 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2011 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811- 21467 47-0936930 (State or other jurisdiction of incorporation) (C |
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| August 12, 2011 |
LMP Capital and Income Fund Inc. Announces Investment Policy Change Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Investment Policy Change New York, NY, August 12, 2011 – LMP Capital and Income Fund Inc. (NYSE: SCD) today announced a change to its investment policy guidelines. The Fund also announced that it will apply to the Internal Revenue Service for permission to change its fiscal year end to November 30th of each year. At its recent meeting, the Bo |
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| July 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 5)1 LMP Capital and Income Fund Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 50208A102 (CUSIP Number) STEVEN WOLOSKY |
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| July 8, 2011 |
As filed with the Securities and Exchange Commission on July 8, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 8, 2011 |
LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer Press Release issued on July 7, 2011 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Final Results of Tender Offer New York, NY, July 7, 2011 — LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) announced today that, in accordance with its tender offer for up to 8,989,232 of its issued and outstanding shares of common stock, which expired on June 30, 2011, the Fund has accepted that |
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| July 1, 2011 |
As filed with the Securities and Exchange Commission on July 1, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 1, 2011 |
LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer Press release issued on July 1, 2011 Exhibit 99.1 LMP Capital and Income Fund Inc. Announces Preliminary Results of Tender Offer New York, NY, July 1, 2011 — LMP Capital and Income Fund Inc. (NYSE: SCD) (the “Fund”) today announced that the Fund’s tender offer for up to 8,989,232 shares of its issued and outstanding shares of common stock, representing approximately 30% of the Fund’s outstanding s |
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| June 1, 2011 |
LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 EX-99.(A)(1)(VI) 7 dex99a1vi.htm FORM OF LETTER TO STOCKHOLDERS EXHIBIT (a)(1)(vi) LMP CAPITAL AND INCOME FUND INC. 55 WATER STREET NEW YORK, NEW YORK 10041 DEAR STOCKHOLDER: The Board of Directors of LMP Capital and Income Fund Inc. (the “Fund”) has approved a tender offer for shares of the Fund’s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 30% of the Fund’ |
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| June 1, 2011 |
EXHIBIT (a)(1)(v) Offer By LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 30% of the Fund?s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON June 30, 2011 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (?TERMINATION DATE?) THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHA |
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| June 1, 2011 |
As filed with the Securities and Exchange Commission on June 1, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 1, 2011 |
LMP Capital and Income Fund Inc. Announces Commencement of Tender Offer Press Release issued on June 1, 2011 EXHIBIT (a)(5) LMP Capital and Income Fund Inc. |
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| June 1, 2011 |
EXHIBIT (a)(1)(iv) Offer by LMP CAPITAL AND INCOME FUND INC. To Purchase for Cash up to 30% of the Fund?s Outstanding Shares of Common Stock at 98% of Net Asset Value Per Share THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON June 30, 2011 (?TERMINATION DATE?) THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDI |
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| June 1, 2011 |
EX-99.(A)(1)(I) 2 dex99a1i.htm OFFER TO PURCHASE, DATED JUNE 1, 2011 EXHIBIT (a)(1)(i) OFFER TO PURCHASE FOR CASH BY LMP CAPITAL AND INCOME FUND INC. (THE “FUND”) UP TO 8,989,232 OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE (THE “SHARES”), AT 98% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME ON JUNE 30, |
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| June 1, 2011 |
NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. EXHIBIT (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF LMP CAPITAL AND INCOME FUND INC. |
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| June 1, 2011 |
EXHIBIT (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Shares of Common Stock or Order Tender of Uncertificated Shares of LMP CAPITAL AND INCOME FUND INC. |
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| May 25, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of LMP Capital and Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| May 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21467 LMP Capital and Income Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive offices) (Zip code) Robert I. Frenk |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 10, 2011 |
[signatures appear on next page] EX-99.1 2 ex991to13da406290051030811.htm SETTLEMENT AGREEMENT Exhibit 99.1 AGREEMENT This Agreement is entered into as of March 8, 2011 (including the exhibit hereto, the “Agreement”), by and among Arthur D. Lipson, Robert Ferguson, Scott Franzblau, Western Investment LLC, Western Investment Hedged Partners L.P., Western Investment Activism Partners LLC, Western Investment Total Return Partners L. |
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| March 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 4)1 LMP Capital and Income Fund Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 50208A102 (CUSIP Number) STEVEN WOLOSKY |
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| March 9, 2011 |
[signatures appear on next page] Exhibit 99.1 AGREEMENT This Agreement is entered into as of March 8, 2011 (including the exhibit hereto, the ?Agreement?), by and among Arthur D. Lipson, Robert Ferguson, Scott Franzblau, Western Investment LLC, Western Investment Hedged Partners L.P., Western Investment Activism Partners LLC, Western Investment Total Return Partners L.P., Western Investment Total Return Fund Ltd., Benchmark Plus |
