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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to High Income Securities Fund
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| November 3, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| December 16, 2024 |
1271 Avenue of the Americas |New York, NY 10020 1271 Avenue of the Americas |New York, NY 10020 blankrome.com December 16, 2024 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Jaea Hahn Re: High Income Securities Fund Proxy Statement on Schedule 14A Dear Ms. Hahn: On behalf of the High Income Securities Fund (the “Fund”), this letter is in |
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| December 16, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 27, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 8, 2024 |
As filed with the U.S. Securities and Exchange Commission on November 8, 2024 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HIGH INCOME SECURITIES FUND (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Shares of Beneficial Interest, Without Par Value (Titl |
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| November 8, 2024 |
HIGH INCOME SECURITIES FUND 615 East Michigan Street Milwaukee, Wisconsin 53202 Exhibit 99.(a)(1)(v) HIGH INCOME SECURITIES FUND 615 East Michigan Street Milwaukee, Wisconsin 53202 DEAR SHAREHOLDER: The Board of Trustees of High Income Securities Fund (the “Fund”) has authorized a tender offer for common shares of beneficial interest of the Fund. Accordingly, the Fund is hereby commencing an offer to purchase up to 10,675,000 of the Fund’s outstanding common shares of benefic |
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| November 8, 2024 |
High Income Securities Fund Announces Results of Special Meeting and Commencement of Tender Offer High Income Securities Fund Announces Results of Special Meeting and Commencement of Tender Offer November 8, 2024 - High Income Securities Fund (the “Fund”) (NYSE: PCF) announced that at special meeting of shareholders today, shareholders approved all proposals except a proposal to amend the Fund’s Declaration of Trust to eliminate the requirement that a proposal to convert the Fund to an open-end mutual fund be submitted to shareholders under certain circumstances. |
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| November 8, 2024 |
Exhibit 99.(a)(1)(i) OFFER TO PURCHASE FOR CASH (THE “OFFER”) BY HIGH INCOME SECURITIES FUND (THE “FUND”) 615 East Michigan Street Milwaukee, Wisconsin 53202 (800) 236-6954 UP TO 10,675,000 OF ITS ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST, WITHOUT PAR VALUE (THE “SHARES”) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 9, 2024, UNLESS THE |
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| November 8, 2024 |
Exhibit 99.(a)(1)(iii) OFFER BY HIGH INCOME SECURITIES FUND TO PURCHASE FOR CASH UP TO 10,675,000 OF THE FUND’S ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 9, 2024 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF |
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| November 8, 2024 |
EX - FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) HIGH INCOME SECURITIES FUND (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $ 74,618,250 (a) 0. |
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| November 8, 2024 |
Exhibit 99.(a)(1)(iv) OFFER BY HIGH INCOME SECURITIES FUND TO PURCHASE FOR CASH UP TO 10,675,000 OF THE FUND’S ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 9, 2024 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF |
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| November 8, 2024 |
Exhibit 99.(a)(1)(ii) Letter of Transmittal to Tender Common Shares of Beneficial Interest of HIGH INCOME SECURITIES FUND Pursuant to the Offer to Purchase dated November 8, 2024 The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) listed below. You are hereby authorized and instructed to deliver to the address indicated below (unless other |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 *) High Income Securities Fund (PCF) (Name of Issuer) Common Stock (Title of Class of Securities) 42968F108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| October 2, 2024 |
PCF / High Income Securities Fund / Thomas J. Herzfeld Advisors, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 High Income Securities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 42968F108 (CUSIP Number(s)) 9/25/2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| September 13, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| September 13, 2024 |
1271 Avenue of the Americas |New York, NY 10020 1271 Avenue of the Americas |New York, NY 10020 blankrome.com September 13, 2024 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Seamus O’Brien Re: High Income Securities Fund Proxy Statement on Schedule 14A Dear Mr. O’Brien: On behalf of the High Income Securities Fund (the “Fund”), this lett |
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| August 28, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| July 11, 2024 |
High Income Securities Fund 17,530,463 Rights for 17,530,463 Shares of Beneficial Interest High Income Securities Fund 17,530,463 Rights for 17,530,463 Shares of Beneficial Interest High Income Securities Fund (the “Fund”) is issuing non-transferable rights (“Rights”) to its holders of record of shares of beneficial interest (“Shares”) (such holders hereinafter referred to as “Shareholders”), which Rights will allow Shareholders to subscribe for new Shares (the “Offering”). |
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| November 17, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| November 17, 2023 |
1271 Avenue of the Americas |New York, NY 10020 blankrome.com November 17, 2023 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Timothy Worthington Re: High Income Securities Fund Proxy Statement on Schedule 14A Dear Mr. Worthington: On behalf of the High Income Securities Fund (the “Fund”), t |
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| November 3, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| September 21, 2023 |
SC 13G 1 hisf-sc13g.htm STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* (Name of Issuer) TG Venture Acquisition Corp. (Title of Class of Securities) Common Stock (CUSIP Number) 87251T109 (Date of Event Which Requires Filing of this Statement) 8/17/2023 C |
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| June 7, 2023 |
Stockholders Of First Trust Dynamic Europe Equity Income Fund File Lawsuit To Enforce Voting Results For Election of Trustees Saddle Brook, NJ – May 11, 2023 – Bulldog Investors LLP, Special Opportunities Fund, Inc. |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2023 HIGH INCOME SECURITIES FUND (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-05133 04-6562068 (State or Other Jurisdiction (Commission (IRS Employ |
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| February 2, 2023 |
Statement of Assets & Liabilities Location High Income Securities Fund Portfolio of Investments November 30, 2022 (Unaudited) Shares Value INVESTMENT COMPANIES - 61. |
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| October 28, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| July 27, 2022 |
High Income Securities Fund Portfolio of Investments May 31, 2022 (Unaudited) Shares Value INVESTMENT COMPANIES - 56. |
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| June 1, 2022 |
CDR / Cedar Realty Trust Inc / Putnam High Income Securities Fund Activist Investment SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 5/31/2022 1. NAME OF REPORTING PERSON High Income Securities Fund. 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION MA 7. SOLE VOTING POWER Less than 5% 8. SHARED |
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| February 10, 2022 |
PCF / Putnam High Income Securities Fund / SIT INVESTMENT ASSOCIATES INC Passive Investment SC 13G 1 13GInitial-PCF2-10-22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Putnam High Income Securities Fund (PCF) - (Name of Issuer) Common Stock - (Title of Class of Securities) 42968F108 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| January 31, 2022 |
High Income Securities Fund 615 East Michigan Street Milwaukee, WI 53202 High Income Securities Fund 615 East Michigan Street Milwaukee, WI 53202 January 31, 2022 VIA EDGAR TRANSMISSION Christina Fettig United States Securities and Exchange Commission Division of Investment Management 100 F Street N. |
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| January 28, 2022 |
Statement of Assets & Liabilities Location High Income Securities Fund Portfolio of Investments November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 39. |
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| November 2, 2021 |
1271 Avenue of the Americas |New York, NY 10020 CORRESP 1 filename1.htm 1271 Avenue of the Americas |New York, NY 10020 blankrome.com November 2, 2021 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Jaea F. Hahn Re: High Income Securities Fund Proxy Statement on Schedule 14A Dear Ms. Hahn: On behalf of the High Income Securities Fund (the “ |
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| November 2, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| October 26, 2021 | ||
| October 21, 2021 |
PRE 14A 1 hiscpre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commis |
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| September 9, 2021 | ||
| August 26, 2021 |
1271 Avenue of the Americas |New York, NY 10020 1271 Avenue of the Americas |New York, NY 10020 blankrome.com August 26, 2021 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Jaea F. Hahn Re: High Income Securities Fund Registration Statement on Form N-2 File No. 333-257397/ 811-05133 Dear Ms. Hahn: On behalf of High Income Securities Fund ( |
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| July 29, 2021 |
Statement of Assets & Liabilities Location High Income Securities Fund Portfolio of Investments May 31, 2021 (Unaudited) Shares Value INVESTMENT COMPANIES - 55. |
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| July 28, 2021 |
July 27, 2021 By Email Thomas R. Westle, Esq. Blank Rome 1271 Avenue of the Americas New York, NY 10020 Re: High Income Securities Fund Registration Statement on Form N-2 Filing Nos. 333-257397 Dear Mr. Westle: The staff has reviewed the above-referenced initial registration statement, which the Commission received on June 25, 2021. Based on our review, we have the following comments on the regist |
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| January 28, 2021 |
Statement of Assets & Liabilities Location High Income Securities Fund Portfolio of Investments November 30, 2020 (Unaudited) Shares Value INVESTMENT COMPANIES - 63. |
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| December 11, 2020 |
High Income Securities Fund December 11, 2020 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U. |
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| October 13, 2020 |
September 30, 2020 Thomas R. Westle, Esq. Blank Rome 1271 Avenue of the Americas New York, NY 10020 Re: High Income Securities Fund Registration Statement on Form N-2 Filing Nos. 333-248590 Dear Mr. Westle: The staff has reviewed the above-referenced initial registration statement, which the Commission received on August 31, 2020. Based on our review, we have the following comments on the registra |
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| October 13, 2020 |
September 30, 2020 Thomas R. Westle, Esq. Blank Rome 1271 Avenue of the Americas New York, NY 10020 Re: High Income Securities Fund Registration Statement on Form N-2 Filing Nos. 333-248590 Dear Mr. Westle: The staff has reviewed the above-referenced initial registration statement, which the Commission received on August 31, 2020. Based on our review, we have the following comments on the registra |
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| September 21, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| July 29, 2020 |
High Income Securities Fund Portfolio of Investments May 31, 2020 (Unaudited) Shares Value INVESTMENT COMPANIES - 77. |
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| February 13, 2020 |
SC 13G/A 1 sc13ga020720.htm SCHEDULE 13G/A (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* High Income Securities Fund (Name of Issuer) Common (Title of Class of Securities) 42968F108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the a |
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| January 28, 2020 |
I, Andrew Dakos, certify that: CERTIFICATION I, Andrew Dakos, certify that: 1. I have reviewed this report on Form N-Q of High Income Securities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| January 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05133 High Income Securities Fund (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Andrew Dakos |
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| December 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* High Income Securities Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 42968F108 - (CUSIP NUMBER) November 30, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant |
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| August 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* High Income Securities Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 42968F108 - (CUSIP NUMBER) July 31, 2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to whi |
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| July 29, 2019 |
Phone: (212) 885-5442 Fax: (212) 885-5001 Email: [email protected] July 29, 2019 FILED VIA EDGAR CORRESPONDENCE Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attn: Ms. Jaea Hahn Re: High Income Securities Fund Proxy Statement on Schedule 14A Dear Ms. Hahn: On behalf of the High Income Securities Fund (the “Fund”), this le |
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| July 29, 2019 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| July 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05133 High Income Securities Fund (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Andrew Dakos |
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| July 22, 2019 |
I, Andrew Dakos, certify that: CERTIFICATION I, Andrew Dakos, certify that: 1. I have reviewed this report on Form N-Q of High Income Securities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| July 12, 2019 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| July 12, 2019 |
1271 Avenue of the Americas |New York, NY 10020 blankrome.com Phone: (212) 885-5442 Fax: (212) 885-5001 Email: [email protected] July 12, 2019 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: High Income Securities Fund Preliminary Proxy Statement on Schedule 14A Notice of Filing To Whom it May Concern |
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| April 10, 2019 |
PCF / Putnam High Income Securities Fund / Karpus Management, Inc. Passive Investment SC 13G/A 1 PCFG1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 1) * High Income Securities Fund (PCF) (Name of Issuer) Common Stock (Title of Class of Securities) 42968F108 (CUSIP Number) March 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate t |
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| March 19, 2019 |
PCF / Putnam High Income Securities Fund AMENDED-ISSUER TENDER OFFER STATEMENT As filed with the U.S. Securities and Exchange Commission on March 19, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) HIGH INCOME SECURITIES FUND (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Shares of Beneficial Interest, Without |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* High Income Securities Fund (Name of Issuer) Common (Title of Class of Securities) 42968F108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2019 |
PCF / Putnam High Income Securities Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. ) * High Income Securities Fund (PCF) (Name of Issuer) Common Stock (Title of Class of Securities) 42968F108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to |
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| February 8, 2019 |
Exhibit 99.(a)(1)(iii) OFFER BY HIGH INCOME SECURITIES FUND TO PURCHASE FOR CASH UP TO 55% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 15, 2019 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUB |
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| February 8, 2019 |
Exhibit 99.(a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of HIGH INCOME SECURITIES FUND Pursuant to the Offer to Purchase dated February 8, 2019 The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) listed below. You are hereby authorized and instructed to deliver to the address indicated below (unless otherwise instructe |
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| February 8, 2019 |
Exhibit 99.(a)(1)(iv) OFFER BY HIGH INCOME SECURITIES FUND TO PURCHASE FOR CASH UP TO 55% OF THE FUND’S OUTSTANDING SHARES OF COMMON STOCK THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 15, 2019 OR SUCH LATER DATE TO WHICH THE OFFER IS EXTENDED (THE “TERMINATION DATE”). THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJ |
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| February 8, 2019 |
Exhibit 99.(a)(1)(i) OFFER TO PURCHASE FOR CASH (THE “OFFER”) BY HIGH INCOME SECURITIES FUND (THE “FUND”) 615 East Michigan Street Milwaukee, Wisconsin 53202 (888) 898-4107 UP TO 55% OF ITS ISSUED AND OUTSTANDING COMMON SHARES OF BENEFICIAL INTEREST, WITHOUT PAR VALUE (THE “SHARES”) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 15, 2019, UNLESS THE OFFER IS |
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| February 8, 2019 |
HIGH INCOME SECURITIES FUND 615 East Michigan Street Milwaukee, Wisconsin 53202 Exhibit 99.(a)(1)(v) HIGH INCOME SECURITIES FUND 615 East Michigan Street Milwaukee, Wisconsin 53202 DEAR STOCKHOLDER: At a meeting held on December 5, 2018, the Board of Trustees of High Income Securities Fund (the “Fund”) voted to conduct a tender offer for shares of the Fund’s common stock. Accordingly, the Fund is hereby commencing an offer to purchase up to 7,111,696 of the Fund’s outstanding |
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| February 8, 2019 |
PCF / Putnam High Income Securities Fund ISSUER TENDER OFFER STATEMENT SC TO-I 1 highinc-secsctoi.htm ISSUER TENDER OFFER STATEMENT As filed with the U.S. Securities and Exchange Commission on February 8, 2019 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HIGH INCOME SECURITIES FUND (Name of Subject Company (Issuer) and Filing Person (Offeror)) |
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| January 24, 2019 |
I, Andrew Dakos, certify that: CERTIFICATION I, Andrew Dakos, certify that: 1. I have reviewed this report on Form N-Q of High Income Securities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| January 24, 2019 |
N-Q 1 high-incnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05133 High Income Securities Fund (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Addr |
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| January 11, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 11, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 42968F108 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| December 13, 2018 |
PCF / Putnam High Income Securities Fund DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) High Income Securities Fund (Name of Registrant as Specified In Its Charter) (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: High Income Securities Fund |
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| December 4, 2018 |
PCF / Putnam High Income Securities Fund AMENDED-PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) High Income Securities Fund (Name of Registrant as Specified In Its Charter) (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: High Income Securities Fund |
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| October 15, 2018 |
PCF / Putnam High Income Securities Fund PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) High Income Securities Fund (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): (1) Title of each class of securities to which transaction applies: (2) Aggregate number o |
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| August 6, 2018 |
SC 13G/A 1 pcf13gamend2.txt SCHEDULE 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) - Putnam High Income Securities Fund (PCF) - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) July 31, 2018 - (Date of Event Which Requires Filing of this Sta |
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| July 19, 2018 |
N-Q 1 ahighincomesecurities.htm PUTNAM HIGH INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive off |
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| July 19, 2018 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| June 29, 2018 |
* * * (The remainder of this page is intentionally left blank.) AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 26th day of June, 2018, by and among Putnam High Income Securities Fund (the “Fund”), Putnam Investment Management, LLC (“Putnam Management” and together with the Fund, the “Fund Parties”), Bulldog Investors, LLC (“Bulldog Investors”), the funds set forth on Appendix A to this Agreement for which an affiliate of Bulldog Investors serves as general partner (the “Bulldog Private Funds”), including Full Value Partners, L. |
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| June 29, 2018 |
PCF / Putnam High Income Securities Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 6/28/18 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,114,066 8. SHARED VOTING |
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| June 25, 2018 |
SC 13G/A 1 pcf13gamend1.txt SCHEDULE 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) - Putnam High Income Securities Fund (PCF) - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) June 22, 2018 - (Date of Event Which Requires Filing of this Sta |
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| April 27, 2018 |
Putnam High Income Securities Fund, February 28, 2018, semiannual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 17, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefr14a.htm The Putnam Funds April 2018 Dear Shareholder: Your investment in Putnam High Income Securities Fund is threatened and needs prompt action from you. Your fund is the target of a takeover attempt by a well-known dissident firm named Bulldog Investors, LLC (Bulldog). This takeover attempt is expected during the April 27, 2018 annual meeting of shareholders. Bulldog intends to elect al |
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| April 9, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND DEFA14A 1 ahisdefa14a.htm PUTNAM HIGH INCOME SECURITIES FUND April 2018 Dear Shareholder: We need your vote. We are writing to request your prompt attention to an urgent matter affecting your investment in Putnam High Income Securities Fund. As we described in previous communications, your fund is the target of a takeover attempt by a well-known dissident firm named Bulldog Investors, LLC (“Bulldo |
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| April 9, 2018 |
PCF / Putnam High Income Securities Fund DFAN14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [ ] Filed by a Party other than the Registrant [x] Bulldog Investors, LLC Attn: Phillip Goldstein 250 Pehle Avenue, Suite 708 Saddle Brook, NJ 07663 Phone: 201 881-7100 Fax: 201 556-0097 Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials [x] Soliciting Material Pursuant to ss. |
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| April 2, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefa14a.htm April 2018 Dear Shareholder: We are writing to request your prompt attention to an urgent matter affecting Putnam High Income Securities Fund. Your fund is the target of a takeover attempt by a well-known dissident firm named Bulldog Investors, LLC (“Bulldog”). This attempt is expected to take place at the April 27, 2018 annual meeting ofshareholders. Bulldog intends to elect alter |
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| March 26, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefa14a.htm - The Putnam Funds March 2018 Dear Shareholder: We urge you, as a shareholder of Putnam High Income Securities Fund, to vote today in favor of retaining the current Putnam Investments Board of Trustees. Voting for the Board of Trustees protects your investment from the threat of takeover Your fund is the target of a takeover attempt by a well-known dissident firm named Bulldog Inve |
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| March 22, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefa14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimin |
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| March 12, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND March 13, 2018 Dear Shareholder: We are writing to you on behalf of the Board of Trustees because a well-known dissident firm named Bulldog Investors, LLC (“Bulldog”) is seeking to take over the Board of Putnam HighIncome Securities Fund, a fund in which you hold shares. |
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| March 12, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefr14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimin |
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| March 5, 2018 |
PCF / Putnam High Income Securities Fund DEFC14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 1, 2018 |
PCF / Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdef14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimina |
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| March 1, 2018 |
PCF / Putnam High Income Securities Fund CORRESP bhisdef14altr.htm March 1, 2018 Yana Dobkin Guss T +1 617 951 7109 [email protected] Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Jaea Hahn Re: Comments on Preliminary Proxy Statement on Schedule 14A (File No. 811-05133), filed with the Securities and Exchange Commission (the “Commission”) on February 16, 2018 (the “Proxy Statement”), of Putnam High Income S |
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| February 16, 2018 |
bhispre14altr.htm Putnam Investments One Post Office Square Boston, MA 02109 February 16, 2018 BY EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Preliminary Proxy Statement on Schedule 14A for Putnam High Income Securities Fund Dear Ladies and Gentleman: On behalf of the closed-end registered investment company Putnam High Income Securities Fund (the |
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| February 16, 2018 |
ahispre14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / X / Prelimi |
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| February 8, 2018 |
PCF / Putnam High Income Securities Fund 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 7, 2018 |
PCF / Putnam High Income Securities Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/06/18 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,114,054 8. SHARED VOTING P |
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| February 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Putnam High Income Securities Fund (PCF) - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| January 26, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 26, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2018 |
b061certifications.htm Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| January 25, 2018 |
Putnam High Income Securities Fund - PUTNAM HIGH INCOME SECURITIES FUND N-Q 1 ahighincomesecurities.htm PUTNAM HIGH INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive off |
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| January 18, 2018 |
PCF / Putnam High Income Securities Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/17/18 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 1,059,542 8. SHARED VOTING P |
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| October 27, 2017 |
PCF / Putnam High Income Securities Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 10/26/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 853,212 8. SHARED VOTING PO |
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| July 28, 2017 |
b061certifications.htm Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| July 28, 2017 |
Putnam High Income Securities Fund - PUTNAM HIGH INCOME SECURITIES FUND ahighincomesecurities.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Mas |
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| April 27, 2017 |
PUTNAM FUNDS SUB-MANAGEMENT CONTRACT This Sub-Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the Manager) and PUTNAM INVESTMENTS LIMITED, a company organized under the laws of England and Wales (the Sub- Manager). |
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| April 27, 2017 |
Putnam High Income Securities Fund, February 28, 2017, semiannual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 24, 2017 |
Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefa14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimin |
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| April 19, 2017 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 11, 2017 |
Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. |
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| April 10, 2017 |
Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefa14a.htm April 10, 2017 Dear Shareholder: We are writing to you on behalf of the Putnam Investments Board of Trustees because a well-known dissident firm named Bulldog Investors, LLC (?Bulldog?) is seeking to take over the Board of Putnam High Income Securities Fund, a fund in which you hold shares. Bulldog?s self-serving agenda could harm the interests of long-term shareholders like you fo |
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| April 3, 2017 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 27, 2017 |
Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdefa14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimin |
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| March 23, 2017 |
Putnam High Income Securities Fund ESP acefsorresp.htm March 23, 2017 Jeffrey R. Katz T + 617 951-7072 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Jaea Hahn, Senior Counsel Re: Preliminary Proxy Statements of Bulldog Investors, LLC for Putnam High Income Securities Fund (File No. 811-05133), Putnam Municipal Opportunities Trust (File No. 811- 07626), and Putnam Man |
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| March 22, 2017 |
Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahisdef14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimina |
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| March 20, 2017 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 8, 2017 |
Putnam High Income Securities Fund PUTNAM HIGH INCOME SECURITIES FUND ahispre14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / X / Prelimi |
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| February 27, 2017 |
PCF / Putnam High Income Securities Fund / Bulldog Investors, LLC Activist Investment SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/24/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 795,971 8. SHARED VOTING POW |
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| February 3, 2017 |
PCF / Putnam High Income Securities Fund / Bulldog Investors, LLC Activist Investment SC 13D 1 third.txt SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/24/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POWER 746,594 8. |
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| January 26, 2017 |
b061certifications.htm Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| January 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| January 23, 2017 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the ap |
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| January 23, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| July 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| July 28, 2016 |
b061certifications.htm Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| June 30, 2016 |
June 30, 2016 By EDGAR U.S. Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, DC 20549 Attention: Jeff Long Re: Annual Reports for the Putnam Funds (the ?Funds?) Dear Mr. Long: This letter responds to the comments that you provided telephonically to me and my colleagues Janet Smith, Venice Monagan and Caitlin Robinson on behalf of the Staff of |
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| April 27, 2016 |
PUTNAM FUNDS SUB-MANAGEMENT CONTRACT This Sub-Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the Manager) and PUTNAM INVESTMENTS LIMITED, a company organized under the laws of England and Wales (the Sub- Manager). |
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| April 27, 2016 |
Putnam High Income Securities Fund, February 29, 2016, semiannual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| March 3, 2016 |
Putnam High Income Securities Fund PUTNAM CLOSED END FUNDS PROXY acefproxydef14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prel |
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| February 18, 2016 |
Putnam High Income Securities Fund PUTNAM CLOSED END FUNDS acefpre14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / X / Prelimi |
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| January 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| January 27, 2016 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| January 20, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 20, 2016 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| July 29, 2015 |
ahighincomesec.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachuse |
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| July 29, 2015 |
b061certifications.htm Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| April 28, 2015 |
Putnam High Income Securities Fund, February 28, 2015 semi annual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 28, 2015 |
PUTNAM FUNDS SUB-MANAGEMENT CONTRACT This Sub-Management Contract is dated as of February 27, 2014 between PUTNAM INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the Manager) and PUTNAM INVESTMENTS LIMITED, a company organized under the laws of England and Wales (the Sub- Manager). |
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| April 28, 2015 |
AMENDED AND RESTATED BYLAWS OF PUTNAM HIGH INCOME SECURITIES FUND, PUTNAM MASTER INTERMEDIATE INCOME TRUST, AND PUTNAM PREMIER INCOME TRUST (Dated as of October 17, 2014) ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1. |
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| February 24, 2015 |
PCF / Putnam High Income Securities Fund CORRESP - - acefcorresp.htm Putnam Investments One Post Office Square Boston, MA 02109 February 24, 2015 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Alberto Zapata Re: Preliminary Proxy Statement on Schedule 14A filed by the Putnam closed-end funds (each, a “Fund” and collectively, the “Funds”) Dear Mr. Zapata: This letter responds to the comments that you provided telephoni |
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| February 24, 2015 |
PCF / Putnam High Income Securities Fund DEF 14A - - CLOSED END PROXY acefdef14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimina |
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| February 24, 2015 |
PCF / Putnam High Income Securities Fund DEF 14A - - CLOSED END PROXY acefdef14a.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prelimina |
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| February 2, 2015 |
PCF / Putnam High Income Securities Fund COVER - - bcefletter.htm Putnam Investments One Post Office Square Boston, MA 02109 February 2, 2015 BY EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Preliminary Proxy Statement on Schedule 14A for Putnam High Income Securities Fund; Putnam Managed Municipal Income Trust; Putnam Master Intermediate Income Trust; Putnam Municipal Opportunities Trust; and Putna |
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| February 2, 2015 |
PCF / Putnam High Income Securities Fund PRE 14A - - PUTNAM CLOSED-END FUNDS acefpreproxy.htm PUTNAM CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / X / Preli |
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| February 2, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 2, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 28, 2015 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| January 28, 2015 |
Putnam High Income Securities Fund - PUTNAM HIGH INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| October 10, 2014 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| October 10, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) September 30, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| July 28, 2014 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| July 28, 2014 |
ahighincsecurity.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachu |
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| June 19, 2014 |
- PUTNAM CLOSED-END DEFA-14A PROXY 6-19-14 acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| June 18, 2014 |
- PUTNAM CLOSED-END DEFA-14A 6-18-14 acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| May 20, 2014 |
- PUTNAM CLOSED-END DEFA-14A PROXY 5-20-14 acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| April 28, 2014 |
Putnam High Income Securities Fund, February 28, 2014 semi annual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 28, 2014 |
Shareholder Meeting Results (Unaudited) February 27, 2014 special meeting A proposal to approve a new management contract between the fund and Putnam Management was approved as follows: Votes Votes Abstentions Broker for against non-votes 7,400,519 573,306 317,543 0 All tabulations are rounded to the nearest whole number. |
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| April 24, 2014 |
- PUTNAM CLOSED-END DEFA-14A PROXY acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| April 1, 2014 |
- PUTNAM CLOSED-END DEFA-14A PROXY acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| March 25, 2014 |
acefcover.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / C |
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| March 25, 2014 |
acefcorresp.htm Putnam Investments One Post Office Square Boston, MA 02109 March 25, 2014 BY EDGAR CORRESPONDENCE Monique S. Botkin U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review Office 100 F Street, NE Washington, DC 20549 Re: Preliminary Proxy Statement on Schedule 14A filed by the Putnam closed-end funds (each, a “Fund” and collectively, the “Funds”) |
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| February 21, 2014 |
- PUTNAM CLOSED-END PRE14A PROXY acefproxyprea.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / X / Preliminary Proxy Statement. |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Putnam High Income Securities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 746779107 (CUSIP Number) December 31, 2013** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 13, 2014 |
acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| February 3, 2014 |
DEFA14A 1 acefdefa14a.htm COMPLEXWIDE PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prel |
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| January 28, 2014 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| January 28, 2014 |
Quarterly Schedule of Portfolio Holdings - PUTNAM HIGH INCOME SECURITIES FUND N-Q 1 ahighincomesecurities.htm PUTNAM HIGH INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive off |
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| January 27, 2014 |
acefdefa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. |
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| January 15, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 15, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 9, 2014 |
DEFA14A 1 acefdefa14a.htm COMPLEXWIDE PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Prel |
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| December 30, 2013 |
acefdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / |
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| December 23, 2013 |
ascript.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. / / Con |
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| December 20, 2013 |
CORRESP 1 filename1.htm Putnam Investments One Post Office Square Boston, MA 02109 December 20, 2013 BY EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Monique Botkin Re: Preliminary Proxy Statement on Schedule 14A filed by The Putnam Funds (each a “Fund” and collectively the “Funds”) Dear Ms. Botkin: This letter responds to the comments that you |
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| December 20, 2013 |
acwproxydef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. |
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| November 27, 2013 |
aproxypre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / X / Preliminary Proxy Statement. |
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| November 27, 2013 |
Putnam Investments One Post Office Square Boston, MA 02109 November 27, 2013 BY EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 ATTN: Houghton Hallock, Esq. |
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| July 26, 2013 |
Quarterly Schedule of Portfolio Holdings - PUTNAM HIGH INCOME SECURITIES FUND ahighincomesecurities.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Mas |
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| July 26, 2013 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 29, 2013 |
77L New accounting pronouncement In December 2011, the FASB issued ASU No. 2011 11 Disclosures about Offsetting Assets and Liabilities. The update creates new disclosure requirements requiring entities to disclose both gross and net information for derivatives and other financial instruments that are either offset in the Statement of assets and liabilities or subject to an enforceable master netti |
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| April 29, 2013 |
EX-99 4 shrhldrmtg061.txt Shareholder Meeting Results (Unaudited) January 31, 2013 annual meeting At the meeting, each of the nominees for Trustees was elected, as follows: Votes for Votes withheld Liaquat Ahamed 15,245,674 492,964 Ravi Akhoury 15,286,987 451,651 Barbara M. Baumann 15,324,496 414,142 Jameson A. Baxter 15,325,307 413,331 Charles B. Curtis 15,296,334 442,304 Robert J. Darretta 15,32 |
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| April 29, 2013 |
Putnam High Income Securities Fund, February 28, 2013, semiannual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| February 15, 2013 |
February 15, 2013 By EDGAR U.S. Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, DC 20549 Attention: Kathy Cherko Re: Annual Reports for the Putnam Funds (the “Funds”) Dear Ms. Cherko: This letter responds to the comments that you provided telephonically to me and my colleague Janet Smith on behalf of the Staff of the U.S. Securities and Excha |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Putnam High Income Securities Fund (Name of Issuer) Common Stock (Title of Class of Securities) 746779107 (CUSIP Number) December 31, 2012** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 28, 2013 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| January 28, 2013 |
Quarterly Schedule of Portfolio Holdings - PUTNAM HIGH INCOME SECURITIES FUND ahighincsecurities.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massac |
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| January 25, 2013 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 25, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 6, 2012 |
- PUTNAM HIGH INCOME SECURITIES FUND, MASTER INTERMEDIATE INCOME TRUST, PREMIER INCOME TRUST SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 30, 2012 |
- PUTNAM HIGH INCOME SECURITIES FUND, MASTER INTERMEDIATE INCOME TRUST, PREMIER INCOME TRUST ahismiitpitdef14a.htm SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) - Filed by the Registrant / X / - - Filed by a party other than the Registrant / / - Check the appropriate box: - / / Preliminary Proxy Statement - - / / Confidential, for Use of the Commission Only (as - permitted by Rule 14a-6(e)(2)) - / X / Definitive |
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| July 27, 2012 |
Quarterly Schedule of Portfolio Holdings - PUTNAM HIGH INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| July 27, 2012 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 24, 2012 |
Shareholder meeting results (Unaudited) January 26, 2012 annual meeting At the meeting, each of the nominees for Trustees was elected, as follows: Votes for Votes withheld Ravi Akhoury 15,330,587 506,229 Barbara M. |
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| April 24, 2012 |
Putnam High Income Securities Fund, February 29, 2012, semi annual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 24, 2012 |
77L New accounting pronouncement In May 2011, the Financial Accounting Standards Board FASB issued Accounting Standards Update ASU 2011 04 Fair Value Measurements and Disclosures Topic 820 Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U. |
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| February 6, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Putnam High Income Securities Fund - (Name of Issuer) Common - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 6, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 3, 2012 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| January 27, 2012 |
Quarterly Schedule of Portfolio Holdings - PUTNAM HIGH INCOME SECURITIES FUND ahighincsec.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts |
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| January 27, 2012 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| January 6, 2012 |
DEF 14A 1 ahismiitpitdef14a.htm PUTNAM HISF/ MIIT/ PIT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate bo |
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| July 28, 2011 |
PUTNAM HIGH INCOME SECURITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| July 28, 2011 |
Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 28, 2011 |
Putnam High Income Securities Fund, February 28, 2011, semi annual report 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 28, 2011 |
Shareholder meeting results (Unaudited) January 28, 2011 annual meeting At the meeting, each of the nominees for Trustees was elected, as follows: Votes for Votes withheld Ravi Akhoury 13,753,188 369,777 Barbara M. |
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| January 28, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| January 27, 2011 |
I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify EX-99.CERT 2 bhighincseccert.htm EX-99.CERT Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the sta |
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| January 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| January 11, 2011 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 11, 2011 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Putnam High Income Securities Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / X / Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) / X / Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Pursuant to Sec. |
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| September 10, 2010 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 10, 2010 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Putnam High Income Securities Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) August 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| July 29, 2010 |
EX-99.CERT 2 bhighincseccerts.htm EX-99.CERT Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the st |
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| July 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811- 05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| July 15, 2010 |
CORRESP 1 filename1.htm July 15, 2010 BY EDGAR U.S. Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, DC 20549 Attention: Laura Hatch Re: Annual Reports for the Putnam Funds (the “Funds”) Dear Ms. Hatch: This letter responds to the comments that you provided telephonically to me and my colleague Kenneth Vaughn on behalf of the Staff of the U.S. |
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| April 28, 2010 |
Putnam High Income Securities Fund, as of February 28, 2010, semiannual shareholder report Shareholder meeting results (Unaudited) January 28, 2010 annual meeting At the meeting, each of the nominees for Trustees was elected, as follows: Votes for Votes withheld Ravi Akhoury 14,347,188 398,364 Jameson A. |
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| April 28, 2010 |
Putnam High Income Securities Fund, as of February 28, 2010, semiannual shareholder report Item 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| January 28, 2010 |
Item 1. Schedule of Investments: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| January 28, 2010 |
bhighincomeseccert.htm Certifications I, Jonathan S. Horwitz, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| January 26, 2010 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Putnam High Income Securites Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2009 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 25, 2010 |
- OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response. |
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| January 4, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / X / Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) / X / Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Pursuant to Sec. |
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| July 29, 2009 |
Item 1. Schedule of Investments: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811-05133) Exact name of registrant as specified in charter: Putnam High Income Securities Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and addre |
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| July 29, 2009 |
bhighincseccert061.htm Certifications I, Charles E. Porter, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| April 29, 2009 |
Putnam High Income Securities Fund, as of February 28, 2009, semiannual shareholder report In March 2008, Statement of Financial Accounting Standards No. |
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| April 29, 2009 |
Putnam High Income Securities Fund, as of February 28, 2009, semiannual shareholder report 74P On September 26, 2008, the fund entered into an Agreement with another registered investment company (the Seller) managed by Putnam Management. |
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| April 29, 2009 |
Putnam High Income Securities Fund, as of February 28, 2009, semiannual shareholder report Shareholder meeting results (unaudited) January 29, 2009 annual meeting At the meeting, each of the nominees for Trustees was elected, as follows: Votes for Votes withheld Jameson A. |
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| February 12, 2009 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Putnam High Income Securities Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2008 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 28, 2009 |
Item 1. Schedule of Investments: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811- 05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| January 28, 2009 |
bhighincomeseccert.htm Certifications I, Charles E. Porter, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| December 23, 2008 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / X / Filed by a party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) / X / Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Pursuant to Sec. |
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| December 11, 2008 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / X / Filed by a party other than the Registrant / / Check the appropriate box: / X / Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) / / Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Pursuant to Sec. |
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| November 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(2.)* Putnam High Income Securities (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 746779107 (CUSIP Number) 10/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| July 29, 2008 |
Item 1. Schedule of Investments: ahighincomesec.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811- 05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachus |
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| July 29, 2008 |
bhighincomesecert.htm Certifications I, Charles E. Porter, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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| April 28, 2008 |
Putnam High Income Securities Fund, as of February 29, 2008 semiannual shareholder report 77c Shareholder meeting results (unaudited) January 31, 2008 annual meeting At the meeting, each of the nominees for Trustees was elected, as follows: Votes for Votes withheld Jameson A. |
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| April 28, 2008 |
Putnam High Income Securities Fund, as of February 29, 2008 semiannual shareholder report Item 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. |
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| April 28, 2008 |
Putnam High Income Securities Fund, as of February 29, 2008 semiannual shareholder report 77l New accounting pronouncements In June 2006, the Financial Accounting Standards Board (FASB) issued Interpretation No. |
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| April 28, 2008 |
Putnam High Income Securities Fund, as of February 29, 2008 semiannual shareholder report 77Q2 During the funds fiscal year, Linwood E. Bradford, Jr. became a reporting person of the fund within the meaning of Item 405 of Regulation SK. However, a report on Form 3 disclosing Mr. Bradfords status as a reporting person was not filed until September 20, 2007 and was therefore untimely. |
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| February 12, 2008 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Putnam High Income Securities Fund, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 746779107 - (CUSIP Number) December 31, 2007 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 1, 2008 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Putnam High Income Securities (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 746779107 (CUSIP Number) 12/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 28, 2008 |
bcert.htm Certifications I, Charles E. Porter, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| January 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811- 05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| January 2, 2008 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant / X / Filed by a Party other than the Registrant / / Check the appropriate box: / / Preliminary Proxy Statement. |
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| July 26, 2007 |
Attachment A NQ Period (s) ended May 31, 2007 e061cert.htm Certifications I, Charles E. Porter, the Principal Executive Officer of the funds listed on Attachment A, certify that: 1. I have reviewed each report on Form N-Q of the funds listed on Attachment A: 2. Based on my knowledge, each report does not contain any untrue statements of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| July 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: (811- 05133) Exact name of registrant as specified in charter: Putnam High Income Securities Fund Address of principal executive offices: One Post Office Square, Boston, Massachusetts 02109 Name and |
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| July 17, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 AMENDMENT NO. 2 PUTNAM HIGH INCOME SECURITIES FUND (Name Of Subject Company (Issuer)) PUTNAM HIGH INCOME SECURITIES FUND (Name of Filing Persons (Offeror)) Common Shares of Beneficial Interest Without Par Value |
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| July 11, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 AMENDMENT NO. 1 PUTNAM HIGH INCOME SECURITIES FUND (Name Of Subject Company (Issuer)) PUTNAM HIGH INCOME SECURITIES FUND (Name of Filing Persons (Offeror)) Common Shares of Beneficial Interest Without Par Value |
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| June 4, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 PUTNAM HIGH INCOME SECURITIES FUND (Name Of Subject Company (Issuer)) PUTNAM HIGH INCOME SECURITIES FUND (Name of Filing Persons (Offeror)) Common Shares of Beneficial Interest Without Par Value (Title of Class |
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| June 4, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 PUTNAM HIGH INCOME SECURITIES FUND (Name Of Subject Company (Issuer)) PUTNAM HIGH INCOME SECURITIES FUND (Name of Filing Persons (Offeror)) Common Shares of Beneficial Interest Without Par Value (Title of Class |
