基本數據
| LEI | 549300ZLBKR8VSU25153 |
| CIK | 1781335 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Otis Worldwide Corporation
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| May 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2026 (May 27, 2026) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| May 27, 2026 |
OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2025 Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2025 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2025, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| May 7, 2026 |
Exhibit 4.2 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 6 SUPPLEMENTAL INDENTURE No. 6, dated as of May 7, 2026 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company and the |
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| May 7, 2026 |
OTIS WORLDWIDE CORPORATION $700,000,000 4.488% NOTES DUE 2029 UNDERWRITING AGREEMENT Exhibit 1.1 Execution Version OTIS WORLDWIDE CORPORATION $700,000,000 4.488% NOTES DUE 2029 UNDERWRITING AGREEMENT May 4, 2026 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC SMBC Nikko Securities America, Inc. c/o J.P. Morgan Securities LLC 270 Park Ave New York, NY 10017 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 SMBC Nikko Securities America, Inc. 277 Park Avenue New Yo |
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| May 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2026 (May 4, 2026) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation |
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| May 6, 2026 |
Otis Worldwide Corporation $700,000,000 4.488% Notes Due 2029 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-293482 Prospectus Supplement (To Prospectus dated February 13, 2026) Otis Worldwide Corporation $700,000,000 4.488% Notes Due 2029 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 4.488% Notes due 2029 (the “Notes”) will bear interest at the rate of 4.488% per annum and matu |
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| May 6, 2026 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form 424(b)(2) (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 4. |
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| May 4, 2026 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED MAY 4, 2026 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| May 4, 2026 |
Final Term Sheet Otis Worldwide Corporation $700,000,000 4.488% Notes due 2029 Filed Pursuant to Rule 433 Registration Statement No. 333-293482 Final Term Sheet Otis Worldwide Corporation $700,000,000 4.488% Notes due 2029 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 4.488% Notes due 2029 (the “Notes”) Trade Date: May 4, 2026 Settlement Date*: May 7, 2026 (T+3) Expected Ratings (Moody’s / S&P)**: Baa1 / BBB Principal Amount: $700,00 |
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| April 23, 2026 |
AVENANT AU CONTRAT DE TRAVAIL A DUREE INDETERMINEE Exhibit 10.3 OTIS AVENANT AU CONTRAT DE TRAVAIL A DUREE INDETERMINEE ENTRE : OTIS, société en commandite simple au capital de 6.202.305€, ayant son siège social 1 place de Papeteries - 92000 Nanterre, immatriculée au Registre du Commerce et des Sociétés de Nanterre sous le numéro 542 107 800 03943, dûment représentée par Mme Gaëlle BABOUCHE en sa qualité de Directrice des Ressources Humaines, OTIS |
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| April 23, 2026 |
Exhibit 10.2 OTIS Siège Social Tour Défense Plazaa 23-27 rue Delarivière Lefoullon 92800 PUTEAUX CONTRAT DE TRAVAIL A DUREE INDETERMINEE ENTRE : OTIS, Société en commandite simple au capital de 6.202.305€, ayant son siège social 23-27, Rue Delarivière-Lefoullon - 92800 Puteaux, immatriculée au Registre du Commerce et des Sociétés de Nanterre sous le numéro 542 107 800 03943, dûment représentée par |
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| April 23, 2026 |
Exhibit 10.4 OTIS CORPORATE MANDATE LETTER MANAGING DIRECTOR OTIS SCS Dear Sir, In connection with your role as Managing Director of Otis SCS, we hereby inform you that the agreement dated 16 September 2024 is fully replaced by the current agreement. Your seniority within the Group will be recognized as of 17 March 2003, and during the term of your corporate mandate as Managing Director of Otis SC |
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| April 23, 2026 |
Exhibit 15 April 23, 2026 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 23, 2026 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-293482 and 333-293480 |
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| April 23, 2026 |
Exhibit 10.8 Internal Correspondence May 27, 2021 PERSONAL & CONFIDENTIAL Dear Nico: Congratulations on your International Assignment! We hope this global opportunity will be both a professionally and personally rewarding experience. This Letter of Assignment (“LOA” or “Agreement”), including Appendices, describes the general terms and conditions applicable to your Assignment, as summarized below: |
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| April 23, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 23, 2026 |
Exhibit 10.9 Internal Correspondence April 23, 2025 PERSONAL & CONFIDENTIAL Dear Nico: We are pleased to confirm the details of your International Assignment Extension. We hope this international experience continues to be both a professionally and personally rewarding experience. This Letter of Assignment Extension (“Agreement”) details the terms and general conditions applicable to your Assignme |
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| April 23, 2026 |
Exhibit 10.5 Private & Confidential Thibault Lefebure January 2026 Dear Thibault: I am pleased to offer you the position of President, Otis EMEA, effective January 16, 2026, reporting to me. In connection with this appointment, your total rewards package will include: •Membership in Otis’ Executive Leadership Group (ELG), comprised of our most senior leaders. •A base salary of EUR 565,000 per year |
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| April 23, 2026 |
Exhibit 10.7 Private & Confidential Nicolas Lopez January 2026 Dear Nico: I am pleased to offer you the position of President, Otis Asia Pacific, effective March 1, 2026, reporting to me. In connection with this appointment, your total rewards package will include: •Membership in Otis’ Executive Leadership Group (ELG), comprised of our most senior leaders. •A base salary of BRL 2,932,000 per year, |
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| April 23, 2026 |
EMPLOYMENT CONTRACT - PROBATIONARY PERIOD Exhibit 10.6 English Translation of Employment Contract between Elevadores Otis LTDA and Nicolas Lopez (originally executed in Portuguese) EMPLOYMENT CONTRACT - PROBATIONARY PERIOD ELEVADORES OTIS LTDA, having its registered office at R ELISHA OTIS. 2200 - COOPERATIVA - SÃO BERNARDO DO CAMPO - SP - CEP 09852-075, on the one hand, hereinafter referred to as Employer, and on the other hand, NICOLAS |
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| April 22, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2026 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 22, 2026 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2026 RESULTS Otis delivers net sales growth of 6%, driven by Service with growth in all lines of business, led by repair •Net sales up 6% and organic sales up 1%, driven by Service net sales up 11% with organic sales up 5% •Repair net sales up 16% with organic sales up approximately 10% •Modernization orders up 11% at constant currency, backlog up 32%, 30% at constant currency •New Equipment orders up 1% at constant currency, backlog up 6%, 3% at constant currency •Operating cash flow of $413 million; adjusted free cash flow of $272 million •Share repurchases of approximately $400 million FARMINGTON, Conn. |
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| April 17, 2026 |
Notice of Annual Meeting of Shareholders and Proxy Statement 2026WeareOtis Wearetheworld’sleadingcompanyforelevator andescalatormanufacturing,installation,serviceandmodernization. |
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| April 17, 2026 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 17, 2026 |
Otis Worldwide Corporation Annual Report 2025OTIS WORLDWIDE CORPORATION ANNUAL REPORT 2025 2025 marked five years since Otis returned to our roots as an independent, publicly traded company and our 172nd year since our founding – milestones of our enduring legacy and our relentless drive to shape the future of vertical mobility. |
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| February 13, 2026 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation Highland Holdings S. |
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| February 13, 2026 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation Highland Holdings S. |
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| February 13, 2026 |
As filed with the Securities and Exchange Commission on February 13, 2026 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 13, 2026 Registration No. |
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| February 13, 2026 |
As filed with the Securities and Exchange Commission on February 13, 2026 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 13, 2026 Registration No. |
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| February 13, 2026 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Fees Previously Paid Carry Forward Securities Carry Forward Securities Equity Common Stock, par value $0. |
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| February 13, 2026 |
As filed with the Securities and Exchange Commission on February 13, 2026 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 13, 2026 Registration No. |
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| February 13, 2026 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95 |
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| February 13, 2026 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95 |
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| February 13, 2026 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95 |
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| February 13, 2026 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95 |
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| February 5, 2026 |
OTIS WORLDWIDE CORPORATION Power of Attorney Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints CRISTINA MÉNDEZ, NORA E. |
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| February 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WORLDWIDE CORPORATIO |
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| February 5, 2026 |
List of Guarantor Subsidiaries Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2025, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2025, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 5, 2026 |
Exhibit 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Otis Worldwide Corporation (the “Company,” “Otis,” “we,” “us,” and “our”) has four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the |
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| February 5, 2026 |
Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2025 Entity Name Place of Incorporation 9G Elevator Pte. |
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| January 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2026 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| January 28, 2026 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2025 RESULTS Otis delivers solid fourth quarter and full year results; announces 2026 outlook based on Service strategy momentum Fourth quarter 2025 •Net sales up 3% and organic sales up 1%, driven by Service net sales up 8% with organic sales up 5% •Maintenance and repair sales up 7% with organic sales up 4% •Service operating profit margin up |
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| January 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2026 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| January 20, 2026 |
Exhibit 10.1 Private & Confidential Enrique Miñarro Viseras January 2026 Dear Enrique: I am pleased to offer you the position of Chief Operating Officer, effective January 16, 2026, reporting to me. In connection with this appointment, your total rewards package will include: • Continued membership in Otis’ Executive Leadership Group (ELG), comprised of our most senior leaders. • A base salary of |
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| October 30, 2025 |
Exhibit 15 October 30, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 30, 2025 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-27 |
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| October 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 30, 2025 |
EMPLOYMENT CONTRACT （FOREIGN NATIONAL OR HONG KONG, MACAO OR TAIWAN RESIDENT） Exhibit 10.6 EMPLOYMENT CONTRACT （FOREIGN NATIONAL OR HONG KONG, MACAO OR TAIWAN RESIDENT） 劳动合同 (外籍员工或港澳台员工适用) This Contract (“Contract”) is entered into by and between: 本合同 (“合同”)由以下双方签订： Otis Elevator Management (Shanghai) Co.,Ltd. (the“Company”), a company with its registered address at 402,Building 5, No. 3000, Longdong Avenue, China (Shanghai) Pilot Free Trade Zone, the current legal represen |
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| October 30, 2025 |
Exhibit 10.3 Kim Gosk July 2025 Dear Kim: I am pleased to offer you the position of Executive Vice President & Chief People Officer, Otis Worldwide Corporation (“Otis”), effective August 1, 2025, reporting to me. In connection with this appointment, your total rewards package will include: •Membership in Otis’ Executive Leadership Group (ELG), comprised of our most senior leaders. •A base salary o |
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| October 30, 2025 |
Exhibit 10.5 Internal Correspondence September 24, 2025 PERSONAL & CONFIDENTIAL Dear Sally: We are pleased to confirm the details of your International Assignment Extension. We hope this international experience continues to be both a professionally and personally rewarding experience. This Letter of Assignment Extension (“Agreement”) details the terms and general conditions applicable to your Ass |
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| October 30, 2025 |
Exhibit 10.2 Internal Correspondence December 22, 2022 PERSONAL & CONFIDENTIAL Dear Kim: Congratulations on your International Assignment! We hope this global opportunity will be both a professionally and personally rewarding experience. This Letter of Assignment (“LOA” or “Agreement”), including Appendices, describes the general terms and conditions applicable to your Assignment, as summarized be |
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| October 30, 2025 |
Exhibit 10.4 Internal Correspondence September 24, 2025 PERSONAL & CONFIDENTIAL Dear Stephane: We are pleased to confirm the details of your Local Plus Assignment Extension. We hope this international experience continues to be both a professionally and personally rewarding experience. This Letter of Assignment Extension (“Agreement”) details the terms and general conditions applicable to your Ass |
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| October 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 29, 2025 |
Exhibit 99 OTIS REPORTS THIRD QUARTER 2025 RESULTS Otis delivers 6% organic Service sales growth with strong Service operating profit margin expansion, and increases the midpoint of 2025 EPS outlook Third quarter 2025 •Net sales up 4% and organic sales up 2%, driven by Service net sales up 9% with organic sales up 6% •Service operating profit margin up 70 bps •GAAP EPS down 29% and adjusted EPS up |
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| September 4, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. |
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| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2025 (September 2, 2025) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of i |
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| September 4, 2025 |
Exhibit 4.2 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 5 SUPPLEMENTAL INDENTURE No. 5, dated as of September 4, 2025 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company an |
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| September 4, 2025 |
Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 Prospectus Supplement (To Prospectus dated March 24, 2023) Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 5.131% Notes due 2035 (the “Notes”) will bear interest at the rate of 5.131% per annum and mature |
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| September 4, 2025 |
OTIS WORLDWIDE CORPORATION $500,000,000 5.131% NOTES DUE 2035 UNDERWRITING AGREEMENT Exhibit 1.1 OTIS WORLDWIDE CORPORATION $500,000,000 5.131% NOTES DUE 2035 UNDERWRITING AGREEMENT September 2, 2025 BofA Securities, Inc. Citigroup Global Markets Inc. Goldman Sachs & Co. LLC c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 A |
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| September 2, 2025 |
Final Term Sheet Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 Filed Pursuant to Rule 433 Registration Statement No. 333-270834 Final Term Sheet Otis Worldwide Corporation $500,000,000 5.131% Notes due 2035 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 5.131% Notes due 2035 (the “Notes”) Trade Date: September 2, 2025 Settlement Date*: September 4, 2025 (T+2) Expected Ratings (Moody’s / S&P)**: Baa1 / BBB Principal Amo |
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| September 2, 2025 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED SEPTEMBER 2, 2025 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 (August 24, 2025) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incor |
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| August 8, 2025 |
Exhibit 10.01 EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of August 8, 2025, among OTIS WORLDWIDE CORPORATION, the SUBSIDIARY BORROWERS party hereto, the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., CITIBANK, N.A., HSBC SECURITIES (USA) INC. and SUMITOMO MITSUI BANKING CORPORATION, as Joint Lead Arrangers an |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| July 24, 2025 |
Offer Letter between Otis Worldwide Corporation and Jo Exhibit 10.1 Joseph Armas April 2025 Dear Joseph: I am pleased to offer you the position of President, Otis U.S. & Canada of Otis Worldwide Corporation (“Otis”), effective May 1, 2025, reporting to me. In connection with this appointment, your total rewards package will include: •Membership in Otis’ Executive Leadership Group (ELG), comprised of our most senior leaders. •A base salary of USD $650, |
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| July 24, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 24, 2025 |
Letter re: unaudited interim financial information.* Exhibit 15 July 24, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 24, 2025 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834) |
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| July 23, 2025 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2025 RESULTS Otis delivers mid-single digit organic Service sales growth and continued Service operating profit margin expansion and reconfirms 2025 EPS outlook Second quarter 2025 •Service net sales up 6% with organic sales up 4%… Service operating profit margin up 20 bps •GAAP EPS down 3% and adjusted EPS down 1% •Maintenance portfolio units up 4% •Moderniz |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| May 27, 2025 |
Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2024 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2024, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 (May 15, 2025) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| April 24, 2025 |
Letter re: unaudited interim financial information.* Exhibit 15 April 24, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 24, 2025 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834 |
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| April 24, 2025 |
Exhibit 10.1 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Performance Share Unit Award Schedule of Terms (February 4, 2025) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the |
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| April 24, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 24, 2025 |
Exhibit 10.2 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award Schedule of Terms (February 4, 2025) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the “ |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 23, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 23, 2025 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2025 RESULTS Otis delivers mid-single digit organic Service sales growth and strong Service operating profit margin expansion •Service net sales up 1% with organic sales up 4% •GAAP operating profit margin down 350 bps, adjusted operating profit margin up 40 bps •GAAP EPS down 29% and adjusted EPS up 5% •Maintenance portfolio units up 4% •Modernization orders up 12%, backlog up 13%, up 14% at constant currency •GAAP cash flow from operations of $190 million; adjusted free cash flow of $186 million •Share repurchases of approximately $250 million FARMINGTON, Conn. |
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| April 4, 2025 |
Otis Worldwide Corporation Annual Report 2024 104406Cover.indd 1 ɐ$ 0®® 104406Cover.indd 2 ɐ$ 0OTIS WORLDWIDE CORPORATION ANNUAL REPORT 2024 2024 marked a year of steady and important progress at Otis. Amid a dynamic global macro environment, we again demonstrated the strength of our Service-driven business, the resilience of our long-term strategy, and |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 4, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| March 24, 2025 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF OTIS WORLDWIDE CORPORATION Incorporated under the Laws of the State of Delaware These Amended and Restated Bylaws (the “Bylaws”) of Otis Worldwide Corporation, a Delaware corporation, are effective as of March 19, 2025. ARTICLE I STOCKHOLDERS SECTION 1.1. Annual Meeting. The annual meeting of the stockholders of Otis Worldwide Corporation (the “Corporatio |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WORLDWIDE CORPORATIO |
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| February 4, 2025 |
Insider trading policies and procedures. Corporate Policy Manual Exhibit 19 Section 30 Insider Trading A.Purpose B.Persons subject to the Policy C.Transactions subject to the Policy D.Individual Responsibility E.Administration of the Policy F.Statement of Policy G.Definition of Material Nonpublic Information H.Transactions by Family Members and Others I.Transactions by Entities that You Influence or Control J.Transactions under Company P |
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| February 4, 2025 |
Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2024, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2024, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 4, 2025 |
Exhibit 10.46 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award (Off-Cycle) Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1 |
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| February 4, 2025 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2024 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 4, 2025 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints CRISTINA MÉNDEZ, NORA E. |
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| February 4, 2025 |
Exhibit 4.9 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Otis Worldwide Corporation (the “Company,” “Otis,” “we,” “us,” and “our”) has four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “ |
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| January 29, 2025 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS Otis delivers solid fourth quarter and full year results; announces 2025 outlook with sustained earnings growth driven by continued Service momentum Fourth quarter 2024 •Net sales up 1. |
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| January 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| November 20, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 20, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The New York Stock Exchange certifies its approval for listing and registration of the 2.875% Notes due 2027 of HIGHLAND HOLDINGS |
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| November 19, 2024 |
Exhibit 4.5 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 2 SUPPLEMENTAL INDENTURE No. 2, dated as of November 19, 2024 (the “Supplemental Indenture”), among HIGHLAND HOLDINGS S.À R.L., a private limited liability company (société à responsabilité limitée) incorporated and existing under the laws of Grand Duchy of Luxembourg (“Luxembourg”), having its registered office at 6, rue Jean Monnet, L-2180 |
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| November 19, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commi |
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| November 19, 2024 |
Exhibit 4.2 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 4 SUPPLEMENTAL INDENTURE No. 4, dated as of November 19, 2024 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company an |
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| November 19, 2024 |
Exhibit 5.3 2, rue Jean Bertholet L - 1233 Luxembourg T +352 26 12 29 1 F +352 26 68 43 31 Highland Holdings S.à r.l. 6, rue Jean Monnet L-2180 Luxembourg Grand Duchy of Luxembourg (the “Addressee”) Luxembourg, 19 November 2024 Ladies and Gentlemen, Highland Holdings S.à r.l. –€850,000,000 2.875% Notes due 2027 issue We have acted as special legal counsel in Luxembourg to Highland Holdings S.à r.l |
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| November 19, 2024 |
8-A12B 1 ny20038264x98a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OTIS WORLDWIDE CORPORATION (Exact name of Registrant as specified in its charter) Delaware 83-3789412 (State or other jurisdiction of incorporation or o |
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| November 15, 2024 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 333-270834-01 Prospectus Supplement (To Prospectus dated March 24, 2023) Highland Holdings S.à r.l. €850,000,000 2.875% Notes due 2027 Fully and Unconditionally Guaranteed by Otis Worldwide Corporation Highland Holdings S.à r.l. (“Highland” or the “Issuer”), a private limited liability company (société à responsabilit |
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| November 15, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Otis Worldwide Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 2. |
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| November 14, 2024 |
OTIS WORLDWIDE CORPORATION $600,000,000 5.125% NOTES DUE 2031 UNDERWRITING AGREEMENT Exhibit 1.1 OTIS WORLDWIDE CORPORATION $600,000,000 5.125% NOTES DUE 2031 UNDERWRITING AGREEMENT November 12, 2024 HSBC Securities (USA) Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC SMBC Nikko Securities America, Inc. c/o HSBC Securities (USA) Inc. 66 Hudson Boulevard New York, New York 10001 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Morgan Stanley & Co. LL |
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| November 14, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Otis Worldwide Corp Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 5. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 (November 12, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of i |
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| November 14, 2024 |
Otis Worldwide Corporation $600,000,000 5.125% Notes due 2031 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 Prospectus Supplement (To Prospectus dated March 24, 2023) Otis Worldwide Corporation $600,000,000 5.125% Notes due 2031 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 5.125% Notes due 2031 (the “Notes”) will bear interest at the rate of 5.125% per annum and mature |
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| November 14, 2024 |
Exhibit 1.2 Execution Version HIGHLAND HOLDINGS S.À R.L. OTIS WORLDWIDE CORPORATION €850,000,000 2.875% NOTES DUE 2027 UNDERWRITING AGREEMENT November 13, 2024 HSBC Continental Europe J.P. Morgan Securities plc Morgan Stanley & Co. International plc SMBC Bank International plc BofA Securities Europe SA Citigroup Global Markets Limited Goldman Sachs & Co. LLC Banco Santander, S.A. Barclays Bank PLC |
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| November 13, 2024 |
Final Term Sheet November 13, 2024 Highland Holdings S.à r.l. €850,000,000 2.875% Notes due 2027 Filed Pursuant to Rule 433 Registration Statement No. 333-270834 Final Term Sheet November 13, 2024 Highland Holdings S.à r.l. €850,000,000 2.875% Notes due 2027 Issuer: Highland Holdings S.à r.l. Guarantor: Otis Worldwide Corporation Title of Securities: 2.875% Notes due 2027 (the “Notes”) Offering Format: SEC Registered Trade Date: November 13, 2024 Settlement Date*: November 19, 2024 (T+4) Rati |
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| November 13, 2024 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED NOVEMBER 13, 2024 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| November 12, 2024 |
Filed Pursuant to Rule 433 Registration Statement No. 333-270834 Final Term Sheet November 12, 2024 Otis Worldwide Corporation $600,000,000 5.125% Notes due 2031 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 5.125% Notes due 2031 (the “Notes”) Trade Date: November 12, 2024 Settlement Date*: November 19, 2024 (T+5) Expected Ratings (Moody’s / S&P)**: Baa1 / |
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| November 12, 2024 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED NOVEMBER 12, 2024 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| October 31, 2024 |
Letter re: unaudited interim financial information.* Exhibit 15 October 31, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 31, 2024 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-27 |
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| October 31, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 30, 2024 |
Exhibit 99 OTIS REPORTS THIRD QUARTER 2024 RESULTS Otis delivers continued strong Service performance with high single digit Service sales growth •GAAP EPS up 47. |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 10, 2024 |
SC 13G 1 OTISWORLDWIDECORPORATION.htm FILING OTIS WORLDWIDE CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OTIS WORLDWIDE CORPORATION (Name of Issuer) Common Stock ($0.01 par value) (Title of Class of Securities) 68902V107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Fil |
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| September 20, 2024 |
Letter of Assignment for Cristina Méndez, effective December 1, 2024. Exhibit 10.2 Internal Correspondence August 13, 2024 PERSONAL & CONFIDENTIAL Dear Cristina Mendez: Congratulations on your International Assignment! We hope this global opportunity will be both a professionally and personally rewarding experience. This Letter of Assignment (“LOA” or “Agreement”), including Appendices, describes the general terms and conditions applicable to your Assignment, as sum |
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| September 20, 2024 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT CONTRACT Between Otis International Sàrl Rue Bovy-Lysberg 2 1204 Genève hereafter referred to as Otis International and Méndez Cristina hereafter referred to as Executive Born on: **** GENERAL REMARKS TITLE: Executive Vice President, Chief Financial Officer of Otis Worldwide Corporation (“Otis”) GRADE: ELG ACTIVITY RATIO: Full time (100%) CONTRACT PERIO |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 (September 18, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of |
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| July 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 25, 2024 |
Exhibit 10.2 Otis Worldwide Corporation 2020 Long-Term Incentive Plan (As Amended and Restated as of January 1, 2024) Supplemental Restricted Stock Unit Award Schedule of Terms (July 2024) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan |
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| July 25, 2024 |
Letter re: unaudited interim financial information.* Exhibit 15 July 25, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 25, 2024 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834) |
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| July 25, 2024 |
Exhibit 10.1 Otis Worldwide Corporation 2020 Long-Term Incentive Plan (As Amended and Restated as of January 1, 2024) Supplemental Performance Share Unit Award Schedule of Terms (July 2024) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Pl |
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| July 24, 2024 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2024 RESULTS Otis delivers continued strong Service performance leading to mid-teens EPS growth •GAAP EPS up 13. |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| July 19, 2024 |
Exhibit 10.1 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 Cristina Méndez July 17, 2024 Dear Cristina: I am pleased to offer you the position of Executive Vice President & Chief Financial Officer of Otis Worldwide Corporation (“Otis”), effective August 23, 2024, reporting to me. This position is based in Farmington, Connecticut. In connection with this appointment, your total |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 (July 15, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorpora |
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| July 19, 2024 |
Exhibit 99.1 For Immediate Release Media Contact: Katy Padgett +1-860-674-3047 [email protected] Investor Relations Contact: Michael Rednor +1-860-676-6011 [email protected] Otis Appoints Cristina Méndez Executive Vice President & Chief Financial Officer She succeeds Anurag Maheshwari to lead financial activities at Otis FARMINGTON, Conn., July 19, 2024 - Otis Worldwide Corporatio |
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| May 30, 2024 |
Otis' 2023 Conflict Minerals Report Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2023 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2023, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| May 20, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 (May 16, 2024) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| April 25, 2024 |
Exhibit 10.5 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Stock Appreciation Right Award Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Stock Appreciation Right Award (the “SAR Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 |
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| April 25, 2024 |
Exhibit 10.1 Otis Worldwide Corporation 2020 Long-Term Incentive Plan (As Amended and Restated as of January 1, 2024) SECTION 1: Purpose; Definitions The purpose of this Plan is to enable the Corporation to implement a compensation program that correlates compensation opportunities with shareowner value, focuses management on long-term, sustainable performance, and provides the Corporation with a |
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| April 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 25, 2024 |
Exhibit 10.3 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Performance Share Unit Award Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Performance Share Unit Award (the “PSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the |
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| April 25, 2024 |
Letter re: unaudited interim financial information.* Exhibit 15 April 25, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 25, 2024 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834 |
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| April 25, 2024 |
Exhibit 10.2 OTIS WORLDWIDE CORPORATION SHORT-TERM INCENTIVE PLAN (AS AMENDED AND RESTATED AS OF JANUARY 1, 2024) 1.Purpose The purpose of the Otis Worldwide Corporation Short-Term Incentive Plan (the “Plan”) is to reinforce corporate, organizational and other goals; to promote the achievement of those goals; to ensure a strong linkage of pay to performance; and to attract, retain and motivate eli |
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| April 25, 2024 |
Exhibit 10.4 Otis Worldwide Corporation 2020 Long-Term Incentive Plan Restricted Stock Unit Award Schedule of Terms (February 6, 2024) This Schedule of Terms describes the material features of the Participant’s Restricted Stock Unit Award (the “RSU Award” or the “Award”) granted under the Otis Worldwide Corporation 2020 Long-Term Incentive Plan, as Amended and Restated as of January 1, 2024 (the “ |
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| April 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 24, 2024 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2024 RESULTS Otis continues to deliver mid-single digit organic Service growth and strong margin expansion •1Q Net sales up 2. |
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| April 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2024 |
Otis Worldwide Corporation Annual Report 2023 Otis Worldwide Corporation Annual Report 2023Colleagues Net Sales Maintenance Units Connected Units ~900,000 ~2. |
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| April 5, 2024 |
WeareOtis Wearetheworld’sleadingcompanyforelevator andescalatormanufacturing,installationandservice. |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| February 12, 2024 |
OTIS / Otis Worldwide Corporation / BlackRock Inc. Passive Investment us68902v1070021224.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) Otis Worldwide Corp - (Name of Issuer) Common Stock - (Title of Class of Securities) 68902V107 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 2, 2024 |
Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2023, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2023, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 2, 2024 |
Exhibit 10.38 EMPLOYMENT CONTRACT （FOREIGN NATIONAL OR HONG KONG, MACAO OR TAIWAN RESIDENT） 劳动合同 (外籍员工或港澳台员工适用) This Contract (“Contract”) is entered into by and between: 本合同 (“合同”)由以下双方签订： Otis Elevator Management (Shanghai) Co.,Ltd. (the“Company”), a company with its registered address at 402,Building 5, No. 3000, Longdong Avenue, China (Shanghai) Pilot Free Trade Zone, the current legal represe |
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| February 2, 2024 |
Exhibit 4.7 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the Annual Report on Form 10-K of which this exhibit is a part, Otis Worldwide Corporation (the “Company,” “Otis,” “we,” “us,” and “our”) has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the |
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| February 2, 2024 |
Erroneously Awarded Compensation Recovery Policy.* Exhibit 97 OTIS WORLDWIDE CORPORATION ERRONEOUSLY AWARDED COMPENSATION RECOVERY POLICY 1. |
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| February 2, 2024 |
Extension of Letter of Assignment for Stephane de Montlivault, effective October 1, 2023.* Exhibit 10.23 Internal Correspondence 1 October 2023 PERSONAL & CONFIDENTIAL Dear Stephane: We are pleased to confirm the details of your Local Plus Assignment Extension. We hope this international experience continues to be both professionally and personally rewarding. This Letter of Assignment (“LOA”) extension letter details the terms and general conditions applicable to your Assignment Extensi |
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| February 2, 2024 |
Letter of Assignment for Sally Loh, effective January 1, 2024.* Exhibit 10.39 Internal Correspondence 1 November 2023 PERSONAL & CONFIDENTIAL Dear Sally: Congratulations on the extension of your International Assignment! We hope this global opportunity will continue to be both a professionally and personally rewarding experience. This Letter of Assignment (“LOA” or “Agreement”), including Appendices, describes the general terms and conditions applicable to you |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WORLDWIDE CORPORATIO |
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| February 2, 2024 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2023 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 2, 2024 |
Service Agreement between Otis Mobility, S.A. and Enrique Minarro Viseras, dated October 26, 2023.* Exhibit 10.37 THE PARTIES I.On the one part, OTIS MOBILITY, S.A., a company, with registered office at calle Golfo de Salónica 73, 28033 Madrid, and tax identification number (NIF) A-28011153. It is registered with the Commercial Registry of Madrid, at tomo 251, Folio 70, Hoja 6896. This party is represented by Ms. Lorea Garcia Jauregui, with Spanish XXXXXX number XXXXXXXX, who is authorised to en |
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| February 2, 2024 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints ANURAG MAHESHWARI, NORA E. |
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| February 2, 2024 |
Exhibit 10.36 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 August 22, 2023 Dear Tracy: I am pleased to offer you the position of President, Otis Americas reporting to me. We will tentatively plan for your employment to begin on October 1, 2023. Tracy, we believe you will be an outstanding addition to Otis. As such, we have developed an attractive total rewards package for you: |
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| January 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| January 31, 2024 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS Delivers strong fourth quarter and full year results; announces 2024 outlook with solid sales and earnings growth with continued Service momentum •4Q Net sales up 5. |
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| January 10, 2024 |
OTIS / Otis Worldwide Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0001-otisworldwidecorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Otis Worldwide Corp Title of Class of Securities: Common Stock CUSIP Number: 68902V107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designa |
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| November 13, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 24, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 26, 2023 |
Letter re: unaudited interim financial information.* Exhibit 15 October 26, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 26, 2023 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-27 |
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| October 26, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 25, 2023 |
Exhibit 99 OTIS REPORTS THIRD QUARTER 2023 RESULTS Delivers organic sales and margin growth. |
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| October 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 (October 19, 2023) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of inc |
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| October 24, 2023 |
Exhibit 99 For Immediate Release Media Contact: Investor Relations Contact: Katy Padgett Michael Rednor +1 860-674-3047 +1 860-676-6011 Kathleen. |
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| August 16, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(2) (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. |
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| August 16, 2023 |
Exhibit 4.1 EXECUTION VERSION SUPPLEMENTAL INDENTURE NO. 3 SUPPLEMENTAL INDENTURE No. 3, dated as of August 16, 2023 (the “Supplemental Indenture”), between OTIS WORLDWIDE CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”). RECITALS: WHEREAS, the Company and |
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| August 16, 2023 |
$750,000,000 5.250% Notes due 2028 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-270834 Prospectus Supplement (To Prospectus dated March 24, 2023) $750,000,000 5.250% Notes due 2028 Otis Worldwide Corporation (“Otis” or the “Issuer”) is offering one series of fixed rate notes. The 5.250% Notes due 2028 (the “Notes”) will bear interest at the rate of 5.250% per annum and mature on August 16, 2028. Interes |
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| August 16, 2023 |
OTIS WORLDWIDE CORPORATION $750,000,000 5.250% NOTES DUE 2028 UNDERWRITING AGREEMENT Exhibit 1.1 EXECUTION VERSION OTIS WORLDWIDE CORPORATION $750,000,000 5.250% NOTES DUE 2028 UNDERWRITING AGREEMENT August 14, 2023 BofA Securities, Inc. Citigroup Global Markets Inc. Goldman Sachs & Co. LLC c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Goldman Sachs & Co. LLC 200 West Street New York, |
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| August 16, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 (August 14, 2023) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incor |
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| August 14, 2023 |
SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT, DATED AUGUST 14, 2023 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| August 14, 2023 |
Final Term Sheet Filed Pursuant to Rule 433 Registration Statement No. 333-270834 August 14, 2023 Otis Worldwide Corporation $750,000,000 5.250% Notes due 2028 Issuer: Otis Worldwide Corporation Offering Format: SEC Registered Title of Securities: 5.250% Notes due 2028 (the “Notes”) Trade Date: August 14, 2023 Settlement Date: August 16, 2023 (T+2) Expected Ratings (Moody’s / S&P)*: Baa1 / BBB Pri |
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| July 27, 2023 |
Letter re: unaudited interim financial information.* Exhibit 15 July 27, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 27, 2023 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834) |
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| July 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| July 26, 2023 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2023 RESULTS Delivers high-single digit organic sales growth in both segments and mid-single digit adjusted EPS growth •2Q Net sales up 6. |
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| May 22, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 (May 18, 2023) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 16, 2023 |
Otis' 2022 Conflict Minerals Report Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2022 1. Introduction Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2022, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings |
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| May 16, 2023 |
SD 1 formsdcm2023.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmin |
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| April 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 27, 2023 |
Letter re: unaudited interim financial information.* Exhibit 15 April 27, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 27, 2023 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-270830 and 333-270834 |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 26, 2023 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2023 RESULTS Delivers solid first quarter results driven by mid-single digit organic Service growth and strong New Equipment orders performance •1Q Net sales down 2. |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 6, 2023 |
Notice of Annual Meeting of Stockholders and Proxy Statement 2023WeareOtis Wearetheworld’sleadingcompanyforelevator andescalatormanufacturing,installationandservice. |
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| April 6, 2023 |
Otis Worldwide Corporation Annual Report 2022 resilience, excellence A year of an s ron Ǡ nancial performanceCelebrating projects around the globe AMERICAS Built as the centerpiece and inspiration for the 1962 Seattle World’s Fair, the Space Needle has since become part of the Seattle experience and the globally recognized icon for the city. |
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| April 6, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 S-3ASR 1 ny20008193x1s3asr.htm S-3ASR TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Otis Worldwide Corporation (Exact name of Registrant as specified in its charter) Delaware 83-3789412 (State o |
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| March 24, 2023 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (J |
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| March 24, 2023 |
Exhibit 3.4 AMENDED AND RESTATED ARTICLES AS OF 28 FEBRUARY 2023 PART I. CORPORATE FORM AND NAME, REGISTERED OFFICE, CORPORATE PURPOSE AND TERM OF EXISTENCE Capitalized terms not otherwise defined herein shall have the meaning indicated in Article 22 (Definitions). Article 1. Corporate form and name These are the articles of association for a private limited-liability company (société à responsabi |
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| March 24, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Highland Holdings S. |
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| March 24, 2023 |
As filed with the Securities and Exchange Commission on March 24, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 24, 2023 Registration No. |
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| March 24, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Otis Worldwide Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid Fees Previously Paid Carry Forward Securities Carry Forward Securities Equity Common Stock, par value $0. |
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| March 24, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (J |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| March 10, 2023 |
Exhibit 10.01 EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of March 10, 2023, among OTIS WORLDWIDE CORPORATION, the SUBSIDIARY BORROWERS party hereto, the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., CITIBANK, N.A., HSBC SECURITIES (USA) INC. and SUMITOMO MITSUI BANKING CORPORATION, as Joint Lead Arrangers an |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commi |
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| February 9, 2023 |
OTIS / Otis Worldwide Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01601-otisworldwidecorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Otis Worldwide Corp. Title of Class of Securities: Common Stock CUSIP Number: 68902V107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to desig |
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| February 3, 2023 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the “Corporation”), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints ANURAG MAHESHWARI, NORA E. |
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| February 3, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-39221 OTIS WO |
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| February 3, 2023 |
Exhibit 22 List of Guarantor Subsidiaries Highland Holdings S.à r.l. (“Highland”) is a wholly-owned, indirect consolidated subsidiary of Otis Worldwide Corporation (“OWC”) and, as of December 31, 2022, the issuer of certain registered debt securities which are guaranteed by OWC. As of December 31, 2022, the registered debt securities were as follows: Registered Debt Securities Guaranteed by OWC an |
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| February 3, 2023 |
Exhibit 10.30 EMPLOYMENT CONTRACT FOREIGN NATIONAL OR HONG KONG, MACAO OR TAIWAN RESIDENT） 劳动合同 (外籍员工或港澳台员工适用) This Contract (“Contract”) is entered into by and between: 本合同 (“合同”)由以下双方签订： Otis Elevator Management (Shanghai) Co., Ltd. (the “Company”), a company with its registered address at Room 402, Building 5, No. 3000, Longdong Avenue, China (Shanghai) Pilot Free Trade Zone, the current legal |
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| February 3, 2023 |
OTIS / Otis Worldwide Corp / BlackRock Inc. Passive Investment us68902v1070020323.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) Otis Worldwide Corp - (Name of Issuer) Common Stock - (Title of Class of Securities) 68902V107 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 3, 2023 |
Exhibit 10.29 Internal Correspondence December 6, 2022 PERSONAL & CONFIDENTIAL Dear Perry: We are pleased to confirm the extension of your International Assignment for an additional year, under the same terms & conditions that are outlined in your Letter of Assignment dated January 1, 2021. Home Country: United States Home Company: Otis Elevator International, Inc. Host Country: China Host Company |
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| February 3, 2023 |
Subsidiaries of the Registrant.* Exhibit 21 OTIS WORLDWIDE CORPORATION Subsidiary and Affiliate Listing December 31, 2022 Entity Name Place of Incorporation 9G Elevator Pte. |
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| February 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2023 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| February 1, 2023 |
Exhibit 99 OTIS REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS Delivers MSD fourth quarter organic growth and strong Service operating profit margin expansion; announces 2023 outlook supported by solid New Equipment backlog and 4. |
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| October 27, 2022 |
Letter re: unaudited interim financial information.* Exhibit 15 October 27, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated October 27, 2022 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-24 |
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| October 27, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 |
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| October 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 26, 2022 |
EX-99 2 a2022-09x308xkerexhibit99.htm EX-99 Exhibit 99 OTIS REPORTS THIRD QUARTER 2022 RESULTS Delivers solid third quarter results driven by mid-single digit organic Service growth •3Q Net sales down 7.6% and organic sales up 0.8%. GAAP EPS ~flat and adjusted EPS up 5.3% •3Q New Equipment orders down 0.8%, up 7.4% excluding China; NE backlog ~flat, adjusted backlog up 12% at constant currency •3Q |
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| October 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commis |
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| October 24, 2022 |
Nelda Connors Appointed to Otis Worldwide Board of Directors Exhibit 99.1 Nelda Connors Appointed to Otis Worldwide Board of Directors FARMINGTON, Conn., Oct. 24, 2022 ? Otis Worldwide (NYSE: OTIS), the world?s leading company for elevator and escalator manufacturing, installation and service, has appointed Nelda Connors to its Board of Directors, effective October 28, 2022. ?We are pleased to welcome Nelda to the Otis Worldwide Board of Directors,? said Ju |
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| July 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTIS |
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| July 28, 2022 |
Exhibit 10.2 Courtesy Translation. In case of discrepancy, the Spanish version shall prevail. CARTA DE RESOLUCION DEL CONTRATO SUSCRITO ENTRE LA ZARDOYA OTIS, S.A. Y EL PRESIDENTE TERMINATION LETTER OF THE SERVICES AGREEMENT BETWEEN ZARDOYA OTIS, S.A. AND THE CHAIRMAN Don Bernardo Calleja Calle Golfo de Sal?nica, 73 28033 Madrid Mr. Bernardo Calleja Calle Golfo de Sal?nica, 73 28033 Madrid 27 de m |
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| July 28, 2022 |
Letter re: unaudited interim financial information.* Exhibit 15 July 28, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated July 28, 2022 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-240269) |
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| July 27, 2022 |
Exhibit 99 OTIS REPORTS SECOND QUARTER 2022 RESULTS Delivers solid second quarter results with high teens New Equipment order growth, mid-single digit organic Service sales growth and low teens adjusted EPS growth ?2Q Net sales down 5. |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissio |
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| July 21, 2022 |
United States securities and exchange commission logo July 21, 2022 Rahul Ghai Chief Financial Officer Otis Worldwide Corp One Carrier Place Farmington, Connecticut 06032 Re: Otis Worldwide Corp Form 10-K for the Fiscal Year Ended December 31, 2021 Filed February 4, 2022 Form 10-Q for the Quarterly Period Ended March 31, 2022 Filed April 27, 2022 File No. |
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| July 19, 2022 |
CORRESP 1 filename1.htm Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 July 19, 2022 VIA EDGAR (Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C.20549 Attn: Claire Erlanger and Eiko Yaoita Pyles Re: Otis Worldwide Corporation Form 10-K for the Fiscal Year Ended December 31, 2021 Fil |
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| July 11, 2022 |
United States securities and exchange commission logo July 11, 2022 Rahul Ghai Chief Financial Officer Otis Worldwide Corp One Carrier Place Farmington, Connecticut 06032 Re: Otis Worldwide Corp Form 10-K for the Fiscal Year Ended December 31, 2021 Filed February 4, 2022 Form 10-Q for the Quarterly Period Ended March 31, 2022 Filed April 27, 2022 File No. |
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| July 1, 2022 |
Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 July 1, 2022 VIA EDGAR (Correspondence) U. |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| June 27, 2022 |
Exhibit 10.1 Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 Anurag Maheshwari Singapore June 23, 2022 Dear Anurag: I am pleased to offer you the position of Executive Vice President & Chief Financial Officer of Otis Worldwide Corporation, effective August 12, 2022, reporting to me. You can be based in Connecticut, Florida or another mutually acceptable location. In connection wi |
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| June 27, 2022 |
Exhibit 99.1 For Immediate Release Media Contact: Katy Padgett +1-860-674-3047 [email protected] Investor Relations Contact: Michael Rednor +1-860-676-6011 [email protected] Otis Appoints Anurag Maheshwari Executive Vice President & Chief Financial Officer He succeeds Rahul Ghai to lead financial activities at Otis FARMINGTON, Conn., June 27, 2022 - Otis Worldwide Corporation (NYS |
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| June 16, 2022 |
CORRESP 1 filename1.htm Otis Worldwide Corporation One Carrier Place Farmington, CT 06032 June 16, 2022 VIA EDGAR (Correspondence) U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C.20549 Attn: Claire Erlanger and Eiko Yaoita Pyles Re: Otis Worldwide Corp Form 10-K for the Fiscal Year Ended December 31, 2021 Filed Febr |
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| June 6, 2022 |
United States securities and exchange commission logo June 6, 2022 Rahul Ghai Chief Financial Officer Otis Worldwide Corp One Carrier Place Farmington, Connecticut 06032 Re: Otis Worldwide Corp Form 10-K for the Fiscal Year Ended December 31, 2021 Filed February 4, 2022 Form 10-Q for the Quarterly Period Ended March 31, 2022 Filed April 27, 2022 File No. |
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| May 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 (May 19, 2022) OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporati |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OTIS WORLDWIDE CORPORATION (Exact name of the registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) One Carrier Place Farmington, Connecticut 06032 ( |
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| May 19, 2022 |
Otis' 2021 Conflict Minerals Report Exhibit 1.01 OTIS WORLDWIDE CORPORATION Conflict Minerals Report For the Year Ended December 31, 2021 1. Introduction Otis Worldwide Corporation (?Otis?) has prepared this Conflict Minerals Report (the ?Report?) for the calendar year ended December 31, 2021, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). Terms used and not defined in this Report have the meanings |
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| April 27, 2022 |
Second Amendment dated as of April 20, 2022, to Revolving Credit Agreement, dated February 10, 2020 Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT dated as of April 20, 2022 (this ?Agreement?), to the Revolving Credit Agreement dated as of February 10, 2020 (as heretofore amended, the ?Existing Revolving Credit Agreement?), among OTIS WORLDWIDE CORPORATION, a Delaware corporation (the ?Company?), the SUBSIDIARY BORROWERS party thereto, the LENDERS party thereto and JPMORGAN CHASE BANK, N.A., as |
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| April 27, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39221 OTI |
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| April 27, 2022 |
Letter re: unaudited interim financial information.* Exhibit 15 April 27, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated April 27, 2022 on our review of interim financial information of Otis Worldwide Corporation, which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (Nos. 333-237550 and 333-240269 |
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| April 25, 2022 |
Exhibit 99 OTIS REPORTS FIRST QUARTER 2022 RESULTS Delivers strong first quarter results including mid-single digit organic Service sales growth and high-single digit adjusted EPS growth ?1Q Net sales up 0. |
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| April 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2022 OTIS WORLDWIDE CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39221 83-3789412 (State or other jurisdiction of incorporation) (Commissi |
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| April 8, 2022 | ||
| April 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 10, 2022 |
OTIS / Otis Worldwide Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Otis Worldwide Corp. Title of Class of Securities: Common Stock CUSIP Number: 68902V107 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 10, 2022 |
OTIS / Otis Worldwide Corp / STATE STREET CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 EXIT FILING OTIS WORLDWIDE CORP (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 68902V107 (CUSIP NUMBER) 12/31/2021 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED |
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| February 4, 2022 |
Exhibit 10.27 COMPENSATION AND BENEFITS FOR NON-EMPLOYEE DIRECTORS Annual Cash Retainer and Deferred Stock Unit Award: Non-employee members of the Board of Directors receive annual compensation comprised of a cash retainer and deferred stock units (?DSUs?) pursuant to the Board of Directors Deferred Stock Unit Plan (the ?Plan?), as amended. The compensation arrangements for non-employee Directors |
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| February 4, 2022 |
Exhibit 10.18 OTIS WORLDWIDE CORPORATION SAVINGS RESTORATION PLAN Amendment #2 The Otis Worldwide Corporation Savings Restoration Savings Plan, Amended and Restated as of March 11, 2020 (the ?Plan?) is hereby amended as follows: 1.Effective March 11, 2020, Article II(z) is hereby amended as follows: (z) ?Qualified Saving Plan means the United Technologies Corporation Employee Savings Plan until th |
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| February 4, 2022 |
Exhibit 10.17 OTIS WORLDWIDE CORPORATION DEFERRED COMPENSATION PLAN Amendment #1 The Otis Worldwide Corporation Deferred Compensation Plan, as of January 1, 2020 (the ?Plan?) is hereby amended as follows: 1.Effective January 1, 2021, Article II(b) is hereby amended as follows: ?(b) Benefit Restoration Contribution means a contribution by the Corporation to the Participant?s Plan Account to recogni |
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| February 4, 2022 |
Exhibit 10.32 BEEINDIGING IN ONDERLING AKKOORD EN DADINGSOVEREENKOMST TERMINATION BY MUTUAL CONSENT AND SETTLEMENT AGREEMENT TUSSEN: BETWEEN: Otis Elevator Worldwide BV, met maatschappelijke zetel te Stationsstraat 34, 1702 Dilbeek, ingeschreven in de Kruispuntbank der Ondernemingen onder het nummer 0652.780.207 die zichzelf hernoemde Otis Elevator SPRL; Vertegenwoordigd door de heer Christophe Gr |
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| February 4, 2022 |
Exhibit 10.34 EMPLOYMENT CONTRACT Between Otis International S?rl hereafter referred to as Otis International and Bernardo Calleja Fernandez hereafter referred to as Employee GENERAL REMARKS TITLE: President, Otis EMEA GRADE: Executive Leadership Group (ELG) of Otis Worldwide Corporation ACTIVITY RATIO: Full time (100%) CONTRACT PERIOD: Open-ended START DATE: November 15, 2021 TRANSPORT MODE: Comp |
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| February 4, 2022 |
Exhibit 24 OTIS WORLDWIDE CORPORATION Power of Attorney The undersigned, as a member of the Board of Directors, or as an officer of OTIS WORLDWIDE CORPORATION, a Delaware corporation (the ?Corporation?), or as a member of a committee of said Board, or in all of said capacities, hereby constitutes and appoints RAHUL GHAI, NORA E. |
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| February 4, 2022 |
Exhibit 10.20 OTIS WORLDWIDE CORPORATION LTIP PERFORMANCE SHARE UNIT DEFERRAL PLAN Amendment #1 The Otis Worldwide Corporation LTIP Performance Share Unit Deferral Plan (the ?Plan?) is hereby amended as follows: 1.Effective January 1, 2020, Article II(x) is hereby amended as follows: ?(x) Qualified Saving Plan means the United Technologies Corporation Employee Savings Plan until the Spin-off date |
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| February 4, 2022 |
Exhibit 10.24 Internal Correspondence 1 October 2021 PERSONAL & CONFIDENTIAL Dear Stephane: We are pleased to confirm the details of your Local Plus Assignment Extension. We hope this international experience continues to be both professionally and personally rewarding. This Letter of Assignment (?LOA?) extension letter details the terms and general conditions applicable to your Assignment Extensi |
