NEOV / NeoVolta Inc. - SEC申報文件，年度報告，委任書

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2026 NeoVolta, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2026 NeoVolta, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati

NeoVolta Announces Proposed Public Offering of Common Stock

Exhibit 99.1 NeoVolta Announces Proposed Public Offering of Common Stock SAN DIEGO, May 27, 2026 - NeoVolta Inc. (NASDAQ: NEOV) (“NeoVolta” or the “Company”), a U.S.-based energy technology company delivering scalable energy storage solutions, today announced that it is commencing an underwritten public offering of shares of its common stock, or in lieu of shares of common stock, pre-funded warran

12,195,122 Shares of Common Stock and Pre-Funded Warrants to Purchase up to 0 Shares of Common Stock of NEOVOLTA, INC. UNDERWRITING AGREEMENT

Exhibit 1.1 12,195,122 Shares of Common Stock and Pre-Funded Warrants to Purchase up to 0 Shares of Common Stock of NEOVOLTA, INC. UNDERWRITING AGREEMENT May 27, 2026 Lake Street Capital Markets, LLC As Representative of the several Underwriters 121 South 8th Street, Suite 1000 Minneapolis, Minnesota 55402 Ladies and Gentlemen: 1. Introductory. NeoVolta, Inc., a Nevada corporation (the “Company”),

NeoVolta Announces Pricing of Public Offering of Common Stock

Exhibit 99.2 NeoVolta Announces Pricing of Public Offering of Common Stock San Diego, CA – May 28, 2026 – NeoVolta Inc. (NASDAQ: NEOV) (“NeoVolta” or the “Company”), a U.S.-based energy technology company delivering scalable energy storage solutions, today announced the pricing of a public offering of 12,195,122 shares of its common stock. The shares of common stock are being sold to the public at

12,195,122 Shares of Common Stock

Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280400 PROSPECTUS SUPPLEMENT (To Prospectus dated June 28, 2024) 12,195,122 Shares of Common Stock We are offering 12,195,122 shares of our common stock, par value $0.001 per share (the “common stock”), pursuant to this prospectus supplement and the accompanying prospectus at a public offering price per share of $2.05 in a fir

Shares of Common Stock Pre-Funded Warrants to Purchase up to Shares of Common Stock Shares of Common Stock Underlying the Pre-funded Warrants

Table of Contents The information in this prospectus is not complete and may be changed.

CONSULTING SERVICES AGREEMENT

Exhibit 10.14 CONSULTING SERVICES AGREEMENT THIS CONSULTING SERVICES AGREEMENT (this “Agreement”) is made and entered into effective as of May 12, 2026 (“Effective Date”), by and between NeoVolta, Inc., a Nevada corporation (“Company”), and Infinite Grid Capital, LP, a Delaware limited partnership (“Consultant”) (“Consultant” and “Company” are sometimes collectively referred to hereinafter as “Par

TECHNICAL SERVICES AGREEMENT by and between NEOVOLTA POWER, LLC, CAN CURRENT CORPORATION Dated as of March 20, 2026

Exhibit 10.4 TECHNICAL SERVICES AGREEMENT by and between NEOVOLTA POWER, LLC, and CAN CURRENT CORPORATION Dated as of March 20, 2026 1 TABLE OF CONTENTS 1 DEFINITIONS 3 2 SCOPE OF SERVICES 7 3 PAYMENT 9 4 TERM 9 5 COMPANY OBLIGATIONS AND RESPONSIBILITIES 9 6 WARRANTIES 10 7 OWNERSHIP OF DOCUMENTATION 11 8 INSURANCE 11 9 DEFAULT; TERMINATION FOR DEFAULT 12 10 INDEMNIFICATION; LIMITATION OF LIABILIT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2026 ☐ Transition Report pursuant to Sectio

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2026 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVolta

Letter Agreement May 12, 2026

Exhibit 10.15 Letter Agreement May 12, 2026 For good and valuable consideration, the receipt of which is hereby acknowledged, Infinite Grid Capital, LP, a Delaware limited partnership (together with its affiliates, the “Investor”) and NeoVolta, Inc., a Nevada corporation (the “Company”) hereby agree as set forth in this letter agreement (this “Letter Agreement”). The parties hereto agree as follow

SEVERANCE AGREEMENT AND GENERAL RELEASE

Exhibit 10.13 SEVERANCE AGREEMENT AND GENERAL RELEASE This SEVERANCE AGREEMENT AND GENERAL RELEASE (“Agreement”) is made and entered into by and between Neovolta Inc. (“Company”) and Michael Mendik (“Employee”) (sometimes referred to herein as the “parties” or individually as a “party”) on the terms and conditions set forth below subject to any state-specific modifications that may apply under App

EMPLOYMENT AGREEMENT

Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as March 26, 2026, by and between NeoVolta, Inc., a Nevada corporation (the “Company”) having its principal place of business at 12195 Dearborn Place, Poway, CA 92064, and Jing Nealis, who resides at [***] (“Executive”, and the Company and the Executive collectively referred to herein as the “Parties”). W

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2026 NeoVolta, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2026 NeoVolta, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati

NeoVolta Appoints Jing Nealis as Chief Financial Officer

Exhibit 99.2 NeoVolta Appoints Jing Nealis as Chief Financial Officer Seasoned finance veteran with extensive experience scaling technology with manufacturing joins NeoVolta to drive the next phase of growth San Diego, CA – May 14, 2026 – NeoVolta Inc. (NASDAQ: NEOV) (“NeoVolta” or the “Company”), a U.S.-based energy technology company delivering scalable energy storage solutions, today announced

INDEMNITY AGREEMENT

Exhibit 10.2 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [●], by and between NeoVolta, Inc., a Nevada corporation (the “Company”), and [●] (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided with adequate protection through i

NeoVolta Reports Third Quarter Fiscal 2026 Financial Results and Provides Strategic Update on Execution of Integrated Energy Solutions Platform

Exhibit 99.1 NeoVolta Reports Third Quarter Fiscal 2026 Financial Results and Provides Strategic Update on Execution of Integrated Energy Solutions Platform Strong Execution Across All Pillars: First C&I Purchase Order, Georgia Manufacturing Facility on Track, and Multiple Strategic Milestones Validate Integrated Platform Strategy San Diego, CA – May 14, 2026 – NeoVolta Inc. (NASDAQ: NEOV) (“NeoVo

FIRST AMENDMENT TO CONTRIBUTION AGREEMENT

Exhibit 10.2 FIRST AMENDMENT TO CONTRIBUTION AGREEMENT THIS FIRST AMENDMENT TO CONTRIBUTION AGREEMENT (the “Amendment”) is made and entered into as of April 15th, 2026 (the “Effective Date”), by and among NeoVolta Power, LLC, a Delaware limited liability company (the “Company”), NeoVolta Inc. (“NeoVolta”), NPJV Manager LLC (“NMC”) and Can Current Corporation (“CCC”). For purposes of this Agreement

ASSET PURCHASE AGREEMENT by and between CAN CURRENT CORPORATION and NEOVOLTA POWER, LLC dated as of April 15th , 2026 TABLE OF CONTENTS

Exhibit 10.3 ASSET PURCHASE AGREEMENT by and between CAN CURRENT CORPORATION and NEOVOLTA POWER, LLC dated as of April 15th , 2026 TABLE OF CONTENTS Page ARTICLE I Purchase and Sale 4 Section 1.01 Purchase and Sale of Assets 4 Section 1.02 Excluded Assets 4 Section 1.03 Liabilities 4 Section 1.04 Purchase Price 4 Section 1.05 Delayed Payments 5 Section 1.06 Non-Assignable Assets 5 ARTICLE II Closi

MANAGEMENT SERVICES AGREEMENT

Exhibit 10.4 MANAGEMENT SERVICES AGREEMENT This MANAGEMENT SERVICES AGREEMENT (this “Agreement”) is made and entered into as of April 15th , 2026 (the “Effective Date”), by and between POTISEDGE TECHNOLOGY PTE LTD., a Singapore Private Limited (“PT”), and NeoVolta Inc., a Nevada corporation (the “Company”). PT and the Company are referred to herein individually as a “Party” and collectively as the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 NeoVolta, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 NeoVolta, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora

AMENDED & RESTATED OPERATING AGREEMENT NEOVOLTA POWER, LLC THE MEMBERS NAMED HEREIN dated as of April 15th, 2026

Exhibit 10.1 AMENDED & RESTATED OPERATING AGREEMENT among NEOVOLTA POWER, LLC and THE MEMBERS NAMED HEREIN dated as of April 15th, 2026 THE SECURITIES (MEMBERSHIP INTERESTS) REPRESENTED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR REGISTERED OR QUALIFIED UNDER ANY SECURITIES OR BLUE SKY LAWS OF ANY STATE OR JURISDICTION. THEREFORE, THE SECURITIES MAY NOT BE SOLD,

Up to $30.0 million Common Stock

Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280400 PROSPECTUS SUPPLEMENT (To Prospectus dated June 28, 2024) Up to $30.0 million Common Stock We have entered into a sales agreement with Needham & Company, LLC (“Needham”), acting in its capacity as the sales agent, relating to the offer and sale of shares of our common stock, from time to time, having an aggregate offeri

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT

Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (this “Amendment”) is entered into as of March 25, 2026, by and between NeoVolta Inc., a Nevada corporation (the “Company”), and Steve Bond (“Executive”). RECITALS WHEREAS, the Company and Executive are parties to that certain Employment Agreement, dated as of February 4, 2025 (the “Employment Agreeme

NeoVolta, Inc. Shares of Common Stock SALES AGREEMENT

Exhibit 1.1 NeoVolta, Inc. Shares of Common Stock SALES AGREEMENT March 27, 2026 Needham & Company, LLC 250 Park Avenue New York, New York 10177 Ladies and Gentlemen: NeoVolta, Inc., a Nevada corporation (the “Company”), confirms as follows its agreements with Needham & Company, LLC (the “Sales Agent”). 1.Issuance and Sale of Shares. (a)On the basis of the representations, warranties and agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2026 NeoVolta, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2026 NeoVolta, Inc. (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2026 NeoVolta, Inc (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2026 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo

February 23, 2026

Exhibit 10.1 February 23, 2026 Re: RSU Cancellation Agreement Dear : In consideration of your continuing role with NeoVolta, Inc. (the “Company”) and in exchange for the receipt of option grants as described in Section 2 below, the undersigned (“Grantee”) and the Company are entering into this letter agreement (this “Agreement”) pursuant to which the Grantee and the Company hereby mutually agree t

SUBSCRIPTION AGREEMENT

Exhibit 10.3 THE SECURITIES TO BE ISSUED PURSUANT TO THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR ANY OTHER APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE OFFERED OR SOLD UNLESS REGISTERED THEREUNDER OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE. SUBSCRIPTION AGREEMENT NeoVolta, Inc. 12195 Dearborn Place Poway, CA 92064 L

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2025 ☐ Transition Report pursuant to Sec

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2025 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 202

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Em

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 NeoVolta, Inc (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2026 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2026 NeoVolta, Inc (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2026 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor

2,100,841 Shares Common Stock

NeoVolta Form S-3 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 22, 2026 (the “Effective Date”), is by and among NeoVolta, Inc., a Delaware corporation (the “Company”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). RECITALS WHEREAS, subjec

NeoVolta Announces $10 Million Equity Offering

Exhibit 99.1 NeoVolta Announces $10 Million Equity Offering San Diego, CA — January 23, 2026 — NeoVolta Inc. (Nasdaq: NEOV), a U.S.-based energy technology company delivering scalable storage, today announced that it has entered into a definitive agreement for the purchase and sale of an aggregate of 2,100,841 shares of common stock at a purchase price of $ 4.76 per share in a registered direct of

CONTRIBUTION AGREEMENT

Exhibit 10.2 CONTRIBUTION AGREEMENT This Contribution Agreement (this “Agreement”), is entered into as of January 13, 2026 (the “Effective Date”), by and among NeoVolta Power, LLC, a Delaware limited liability company (the “Company”), NeoVolta Inc., a Nevada corporation (“NeoVolta”), NPJV MANAGER LLC, a Delaware limited liability company (“NMC”), and Can Current Corporation, a Delaware corporation

OPERATING AGREEMENT NEOVOLTA POWER, LLC THE MEMBERS NAMED HEREIN dated as of January 13, 2026 OPERATING AGREEMENT

Exhibit 10.1 OPERATING AGREEMENT among NEOVOLTA POWER, LLC and THE MEMBERS NAMED HEREIN dated as of January 13, 2026 OPERATING AGREEMENT This Operating Agreement (“Agreement”) of NeoVolta Power, LLC, a Delaware limited liability company (the “Company”), is entered into as of January 13, 2026, by and among the Company, NeoVolta Inc., a Nevada corporation (“NeoVolta”), NPJV MANAGER LLC, a Delaware l

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2026 NeoVolta, Inc (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2026 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2025 NeoVolta, Inc (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2025 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2025 NeoVolta, Inc (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2025 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2025 ☐ Transition Report pursuant to Se

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2025 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoV

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

ANNUAL REPORT TO SECURITY HOLDERS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2025 OR † TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41447 NeoVolta, Inc. (Exact name of registrant as specified in its charter) N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2025 NeoVolta, Inc (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2025 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor

NeoVolta Expects Q1 FY2026 Revenue to Surpass $6.5 Million, Over 1,000% Growth Year-Over-Year

Exhibit 99.1 NeoVolta Expects Q1 FY2026 Revenue to Surpass $6.5 Million, Over 1,000% Growth Year-Over-Year Company Expands Distribution Channels and Advances U.S. Energy Storage Presence San Diego, CA — October 23, 2025 — NeoVolta Inc. (Nasdaq: NEOV), a U.S.-based energy technology company delivering scalable storage, today announced preliminary unaudited results for its first quarter of fiscal 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2025 NeoVolta, Inc (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2025 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora

EMPLOYMENT AGREEMENT

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is made and entered into as of October 1, 2025, by and between Amany Ibrahim (the "Executive") residing at [*] and NEOVOLTA, INC., a Nevada Corporation (the "Company"). WHEREAS, the Company desires to employ the Executive on the terms and conditions set forth herein; and WHEREAS, the Executive desires to be employed by t

This Employment Agreement (the "Agreement") is made and entered into as of October 1, 2025, by and between Thomas Enzendorfer (the "Executive") residing at [*] and NEOVOLTA, INC., a Nevada Corporation (the "Company").

Exhibit 10.2 This Employment Agreement (the "Agreement") is made and entered into as of October 1, 2025, by and between Thomas Enzendorfer (the "Executive") residing at [*] and NEOVOLTA, INC., a Nevada Corporation (the "Company"). WHEREAS, the Company desires to employ the Executive on the terms and conditions set forth herein; and WHEREAS, the Executive desires to be employed by the Company on su

ASSET PURCHASE AGREEMENT by and among NEOVOLTA, INC. (a Nevada corporation), NEUBAU ENERGY INC. (a Delaware Corporation). Dated as of October 1, 2025

Exhibit 2.1 ASSET PURCHASE AGREEMENT by and among NEOVOLTA, INC. (a Nevada corporation), [*] and NEUBAU ENERGY INC. (a Delaware Corporation). Dated as of October 1, 2025 1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (“this Agreement”) is entered into, and shall be effective, as of October 1, 2025 (the “Execution Date”), by and between NeoVolta, Inc., a Nevada corporation (“NeoVolta”), N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2025 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41447 NeoVolta, Inc. (Exact name of registrant as specifi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2025 ☐ Transition Report pursuant to Sectio

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2025 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVolta

As filed with the Securities and Exchange Commission on March 7, 2025

NeoVolta, Inc. Form S-8 As filed with the Securities and Exchange Commission on March 7, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeoVolta, Inc. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 82-5299

Filing fee table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) NeoVolta, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.001 par val

Amended and Restated Employment Agreement between NeoVolta, Inc. and Steve Bond dated February 4, 2025

Exhibit 10.2 Amended and Restated Employment Agreement This Amended and Restated Employment Agreement (the “Agreement”) is made and entered into as of February 4, 2025, by and between Steve Bond (the “Executive”) residing at [***] and NEOVOLTA, INC., a Nevada Corporation (the “Company”). WHEREAS, the Executive previously served as the Company’s Chief Financial Officer (“CFO”) pursuant to that cert

Consulting Agreement between NeoVolta, Inc. and Brent Willson effective March 1, 2025

Exhibit 10.3 Canmore International Brent Willson [***] February 4th, 2025 Dear Brent, This letter agreement (this "Agreement") sets forth the terms and conditions whereby you agree to provide certain services (as described on Schedule 1) to NeoVolta Inc., a Nevada corporation, with a corporate address of 12195 Dearborn Place, Poway, California 92064 (the "Company"). 1. SERVICES. 1.1 The Company he

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2024 ☐ Transition Report pursuant to Sec

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2024 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVo

Form of Subscription Agreement in February 2025 private offering

Exhibit 10.1 THE SECURITIES TO BE ISSUED PURSUANT TO THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“SECURITIES ACT”), OR ANY OTHER APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE OFFERED OR SOLD UNLESS REGISTERED THEREUNDER OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE. SUBSCRIPTION AGREEMENT NeoVolta, Inc. 13651 Danielson St, Suite A Poway, CA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 NeoVolta, Inc (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo

Employment Agreement between the Company and Michael Mendik, dated January 1, 2025

Exhibit 10.1 Employment Agreement This Employment Agreement (the "Agreement") is made and entered into as of 1 January, 2025, by and between Michael Mendik (the "Executive") residing at “(Confidential Information)” and NEOVOLTA, INC., a Nevada Corporation (the "Company"). WHEREAS, the Company desires to employ the Executive on the terms and conditions set forth herein; and WHEREAS, the Executive d

NeoVolta, Inc. 2019 Stock Plan

Exhibit 10.1 NEOVOLTA, INC. 2019 STOCK PLAN (Amended and restated as of December 10, 2024) Section 1. Establishment and Purpose. 1.1 The Board of Directors of NeoVolta, Inc. (the “Company”) previously established the NeoVolta, Inc. 2019 Stock Plan (as amended and restated, the “Plan”) effective as of February 21, 2019. On October 29, 2024 the Board of Directors of the Company adopted an amendment

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2024 ☐ Transition Report pursuant to Se

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2024 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoV

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Insider Trading Policy

Exhibit 19.1 NeoVolta, Inc. INSIDER TRADING POLICY (adopted September 15, 2022) Purpose This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in NeoVolta, Inc. (the “Company”) securities and the handling of confidential information about the Company and the companies with which the Company does business. The Company’s board of directors has adopted this Policy

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41447 NeoVolta, Inc. (Exact name of registrant as specifi

NeoVolta, Inc. Restatement Recoupment Policy

Exhibit 97.1 NeoVolta, Inc. Dodd-Frank Restatement Recoupment Policy 1. Introduction The Board of Directors (the “Board”) of NeoVolta, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt a policy providing for the recoupment by the Company of certain Incentive-Based Compensation paid to Executives Officers in the case of a Restatement (as defined below) (th

NeoVolta Secures $5 Million Line of Credit, Strengthens Financial Position

Exhibit 99.1 FOR IMMEDIATE RELEASE Wednesday, September 4, 2024 Contact: [email protected] NeoVolta Secures $5 Million Line of Credit, Strengthens Financial Position San Diego, CA — NeoVolta Inc. (Nasdaq: NEOV), a leader in solar energy storage solutions, is pleased to announce the successful securing of a $5 million Line of Credit (LOC) from National Energy Modelers, Inc. This strategic financial a

Line of Credit Agreement between NeoVolta, Inc. and National Energy Modelers, Inc., dated September 3, 2024

Exhibit 10.1 LINE OF CREDIT AGREEMENT THIS LINE OF CREDIT AGREEMENT (the “Agreement”) is made and entered into as of September 3, 2024 (“Effective Date”), by and between NeoVolta, Inc., a Nevada corporation (“Borrower”), and National Energy Modelers, Inc. (“Lender”). RECITALS: A. Borrower has requested Lender to provide the Loan to Borrower, subject to the compliance by Borrower with all the terms

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2024 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo

NeoVolta, Inc. 13651 Danielson Street, Suite A Poway, CA 92064 June 26, 2024

NeoVolta, Inc. 13651 Danielson Street, Suite A Poway, CA 92064 June 26, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Attention: Patrick Fullem Re: NeoVolta, Inc. Registration Statement on Form S-3 Registration No. 333-280400 Ladies and Gentlemen: Pursuant to Rule 461 of the Securities Act of 1933, as amended, NeoVolta, Inc., a Nevada cor

LETTER

United States securities and exchange commission logo June 26, 2024 Ardes Johnson Chief Executive Officer NeoVolta, Inc.

As filed with the Securities and Exchange Commission on June 21, 2024

Table of Contents As filed with the Securities and Exchange Commission on June 21, 2024 Registration No.

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) NeoVolta, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Carry Forward For

As filed with the Securities and Exchange Commission on June 21, 2024.

Table of Contents As filed with the Securities and Exchange Commission on June 21, 2024.

Form of Subordinated Indenture

Exhibit 4.2 NEOVOLTA, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 8 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 9 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND COMPANY 10 SECTION

Form of Unsubordinated Indenture

Exhibit 4.1 NEOVOLTA, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 7 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 8 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND COMPANY 10 SECTION 1.6 NO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2024 ☐ Transition Report pursuant to Sectio

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2024 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVolta

Amendment to Employment Agreement between NeoVolta, Inc. and Brent Willson dated April 22, 2022

Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT (“Amendment”) is entered into effective as of April 24, 2024 and serves to amend the Employment Agreement entered into by and between NeoVolta, Inc., a Nevada corporation (“Company”), and Brent Willson (“Executive”), as of April 1, 2022 (the “Agreement”). All capitalized terms not defined herein shall have the meaning set forth in the A

Employment Agreement between NeoVolta, Inc. and Ardes Johnson dated April 19, 2024

Exhibit 10.1 Employment Agreement This Employment Agreement (the “Agreement”) is made and entered into as of April 19th 2024, by and between ARDES JOHNSON (the “Executive”) residing at [*] and NEOVOLTA, INC., a Nevada Corporation (the “Company”). WHEREAS, the Company desires to employ the Executive on the terms and conditions set forth herein; and WHEREAS, the Executive desires to be employed by t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 NeoVolta, Inc (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2023 ☐ Transition Report pursuant to Sec

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2023 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVo

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2023 ☐ Transition Report pursuant to Se

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2023 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoV

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41447 NeoVolta, Inc. (Exact name of registrant as specifi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2023 ☐ Transition Report pursuant to Sectio

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2023 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVolta

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2022 ☐ Transition Report pursuant to Sec

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended December 31, 2022 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoVo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2022 ☐ Transition Report pursuant to Se

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended September 30, 2022 or ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-41447 NeoV

Form of Amendment to Independent Director Agreement, dated November 4, 2022, by and between NeoVolta, Inc. and each of James Amos, John Hass and Susan Snow

Exhibit 10.13 AMENDMENT TO INDEPENDENT DIRECTOR AGREEMENT This amendment (“Amendment”), dated as of the date set forth below, is to that certain Independent Director Agreement (the “Agreement”) dated November 4, 2022 by and between [] (the “Director”) and NeoVolta, Inc. (the “Company”). Capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Ag

Independent Director Agreement, dated July 1, 2022, by and between NeoVolta, Inc. and James Amos

Exhibit 10.12 INDEPENDENT DIRECTOR AGREEMENT THIS AGREEMENT (the “Agreement”) is made effective upon NeoVolta’s Common Stock becoming listed on the Nasdaq Stock Market, and is by and between NeoVolta, Inc. a Nevada corporation (hereinafter referred to as the “Company”), and General James F. Amos (hereinafter referred to as the “Director”). BACKGROUND The Board of Directors of the Company desires t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2022 o TRANSITION REPORT PURSUAN

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41447 NeoVolta, Inc. (Exact name of r

Filing fee table

EX-FILING FEES 5 neovoltaex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) NeoVolta, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee

As filed with the Securities and Exchange Commission on October 11, 2022

As filed with the Securities and Exchange Commission on October 11, 2022 Registration No.

2019 Stock Plan of NeoVolta, Inc., and forms of award agreements thereunder

Exhibit 99.1 NEOVOLTA, INC. 2019 STOCK PLAN (Adopted as of February 21, 2019) Section 1. Establishment and Purpose. 1.1 The Board of Directors of NeoVolta, Inc. (the ?Company?) hereby establishes the NeoVolta, Inc. 2019 Stock Plan (the ?Plan?) effective as of February 21, 2019, subject to approval by the Company?s stockholders within one year of the date hereof. 1.2 The purpose of the Plan is to a

Description of the Company’s Securities

Exhibit 4.6 DESCRIPTION OF THE COMPANY?S SECURITIES The following summary is a description of the material terms of our capital stock. This summary is not complete, and is qualified by reference to our amended and restated articles of incorporation, and our amended and restated bylaws, which are filed as exhibits to this Annual Report on Form 10-K and are incorporated by reference herein. We encou

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2022 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C., 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-41447 NeoVolta, Inc. (Exact name of registrant as specifi

NeoVolta Announces Closing of Underwriters’ Option to Purchase Additional Shares of Common Stock in Connection with its Underwritten Public Offering

Exhibit 99.1 NeoVolta Announces Closing of Underwriters’ Option to Purchase Additional Shares of Common Stock in Connection with its Underwritten Public Offering SAN DIEGO, CA, Aug. 05, 2022 (GLOBE NEWSWIRE) - NeoVolta, Inc. (“NeoVolta” or the “Company”) (NASDAQ: NEOV, NEOVW), manufacturer of Smart Energy Storage Solutions, announced today the closing of the sale of an additional 146,250 shares of

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2022 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporat

NeoVolta Announces Pricing of $3.9 Million Public Offering Priced at a Premium to Market and Uplisting to Nasdaq

Exhibit 99.1 NeoVolta Announces Pricing of $3.9 Million Public Offering Priced at a Premium to Market and Uplisting to Nasdaq SAN DIEGO, CA, July 27, 2022 ? NeoVolta, Inc. (?NeoVolta? or the ?Company?) (NASDAQ: NEOV, NEOVW), manufacturer of Smart Energy Storage Solutions, today announced the pricing of its underwritten public offering of 975,000 units at a price to the public of $4.00 per unit. Ea

NeoVolta Announces Closing of $3.9 Million Public Offering Priced at a Premium to Market and Uplisting to Nasdaq

Exhibit 99.2 NeoVolta Announces Closing of $3.9 Million Public Offering Priced at a Premium to Market and Uplisting to Nasdaq SAN DIEGO, CA, August 1, 2022 – NeoVolta, Inc. (“NeoVolta” or the “Company”) (NASDAQ: NEOV, NEOVW), manufacturer of Smart Energy Storage Solutions, today announced the closing of its previously announced underwritten public offering of 975,000 units at a price to the public

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 NeoVolta, Inc (Exact name of registrant as specified in its charter) Nevada 001-41447 82-5299263 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporati

975,000 Units Each Unit Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(4) Registration No. 333-264275 PROSPECTUS 975,000 Units Each Unit Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock This is an initial public offering of units of our securities at a public offering price of $4.00 per unit. Each ?Unit? consists of one share of our common stock and one warrant (each, a ?Warrant? and collectiv

CERT

July 25, 2022

CORRESP 1 filename1.htm July 25, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: NeoVolta, Inc. Registration Statement on Form S-1, as amended Filed April 13, 2022 File No. 333-264275 Ladies and Gentlemen: As the underwriter of the proposed offering of NeoVolta, Inc. (the “Company”), we hereby join the Company’s r

NEOVOLTA, INC. 13651 Danielson Street, Suite A Poway, CA 92064 July 25, 2022

NEOVOLTA, INC. 13651 Danielson Street, Suite A Poway, CA 92064 July 25, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Attention: Thomas Jones Re: NeoVolta, Inc. Registration Statement on Form S-1 Registration No. 333-264275 Ladies and Gentlemen: Pursuant to Rule 461 of the Securities Act of 1933, as amended, NeoVolta, Inc., a Nevada corpo

Form 8-A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 82-5299263 (State of incorporation or organization) (I.R.S. Employer Identification No.) 13651 Danielson Street, Suite

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 8) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on July 11, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 8) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Ind

Calculation of Filing Fee Tables FORM S-1 (Form Type) NEOVOLTA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Regist

EX-FILING FEES 5 neovex107.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables FORM S-1 (Form Type) NEOVOLTA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate

NEOVOLTA, INC. CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS Warrant Agent Warrant Agency Agreement Dated as of [__], 2022

NEOVOLTA, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS Warrant Agent Warrant Agency Agreement Dated as of [], 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of [], 2022 (?Agreement?), between NeoVolta, Inc., a corporation organized under the laws of the State of Nevada (the ?Company?), and Continental Stock Transfer & Trust Company (the ?Warrant Agent?). W I T N E S S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 7) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on July 6, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 7) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Indu

June 27, 2022

June 27, 2022 ArentFox Schiff LLP 901 K Street NW Suite 700 Washington, DC 20006 202.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 6) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on June 27, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 6) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Ind

NEOVOLTA, INC. CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS Warrant Agent Warrant Agency Agreement Dated as of [__], 2022

NEOVOLTA, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, AS Warrant Agent Warrant Agency Agreement Dated as of [], 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of [], 2022 (?Agreement?), between NeoVolta, Inc., a corporation organized under the laws of the State of Nevada (the ?Company?), and Continental Stock Transfer & Trust Company (the ?Warrant Agent?). W I T N E S S

LETTER

United States securities and exchange commission logo June 27, 2022 Brent Willson Chief Executive Officer NeoVolta, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 5) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on June 23, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 5) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Ind

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 4) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on June 23, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 4) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Ind

* * *

CORRESP 1 filename1.htm June 13, 2022 ArentFox Schiff LLP 901 K Street NW Suite 700 Washington, DC 20006 202.857.6000 MAIN 202.857.6395 FAX afslaw.com By EDGAR Submission Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Thomas Jones Re: NeoVolta Inc. Amendment No. 3 to Registration Statement on Form S-1 Filed June 3, 2022 File

LETTER

United States securities and exchange commission logo June 10, 2022 Brent Willson Chief Executive Officer NeoVolta, Inc.

Calculation of Filing Fee Tables FORM S-1 (Form Type) NEOVOLTA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Regist

EX-FILING FEES 4 neovex1071.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables FORM S-1 (Form Type) NEOVOLTA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 3) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on June 3, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 3) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Indu

Form of Warrant Agent Agreement dated July 27, 2022

NEOVOLTA, INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of [], 2022 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of [], 2022 (?Agreement?), between NeoVolta, Inc., a corporation organized under the laws of the State of Nevada (the ?Company?), and Continental Stock Transfer & Trust Company (the ?Warrant Agent?). W I T N E S S

NEOVOLTA, INC. CODE OF ETHICS

EX-14.1 8 neovex141.htm CODE OF ETHICS NEOVOLTA, INC. CODE OF ETHICS Introduction NeoVolta, Inc. and each of its subsidiaries, if any, (collectively, the “Company”) are committed to the highest standards of ethics and business conduct. The Company conducts its business as a good corporate citizen and complies with all laws, rules and regulations applicable to it or the conduct of its business. Thi

May 20, 2022

CORRESP 1 filename1.htm May 20, 2022 ArentFox Schiff LLP 901 K Street NW Suite 700 Washington, DC 20006 202.857.6000 MAIN 202.857.6395 FAX afslaw.com BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Thomas Jones Re: NeoVolta Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed May 4, 2022 File No

Form of Underwriting Agreement

SHARES OF COMMON STOCK AND WARRANTS TO PURCHASE SHARES OF COMMON STOCK OF NEOVOLTA, INC.

Form of Underwriter’s Warrant issued in July 2022 offering

EX-4.5 6 neovex45.htm FORM OF UNDERWRITER'S WARRANT REPRESENTATIVE’S PURCHASE WARRANT NEOVOLTA, INC. Warrant Shares: [] Original Issuance Date: [] Initial Exercise Date: [] This REPRESENTATIVE’S PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Maxim Partners LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditio

Second Amended and Restated Bylaws of NeoVolta, Inc.

NEOVOLTA, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I-OFFICES Section 1.01Registered Office. The corporation shall maintain in the State of Nevada a registered office and a registered agent whose business office is identical with such registered office. Section 1.02Locations of Offices. The corporation may also have offices at such other places both within and without the state of Nevada as

Form of Common Stock Purchase Warrant issued in July 2022 offering

EX-4.3 4 neovex43.htm FORM OF COMMON STOCK PURCHASE WARRANT COMMON STOCK PURCHASE WARRANT NEOVOLTA, INC. Warrant Shares: [ ] Initial Exercise Date: [ ], 2022 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any ti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

As filed with the Securities and Exchange Commission on May 20, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Indu

LETTER

United States securities and exchange commission logo May 17, 2022 Brent Willson Chief Executive Officer NeoVolta, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (S

S-1/A 1 neovs1a.htm AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on May 4, 2022. Registration No. 333-264275 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jur

May 4, 2022

May 4, 2022 ArentFox Schiff LLP 901 K Street NW Suite 700 Washington, DC 20006 202.

LETTER

United States securities and exchange commission logo April 28, 2022 Brent Willson Chief Executive Officer NeoVolta, Inc.

NEOVOLTA, INC. 6% UNSECURED CONVERTIBLE PROMISSORY NOTE $_________ _____________, 2021

THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?) SHALL HAVE BECOME EFFECTIVE WITH RESPECT THERETO OR (ii) RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY TO THE EFFECT THAT REGISTRATION UNDER THE ACT IS NOT REQUIRED IN CONNECTION WITH SUCH PROPOSED TRANSFER NOR IS IN VIOLATION OF ANY APPLICABLE STATE SECURITIES LAWS.

Independent Director Agreement, dated April 11, 2022, by and between NeoVolta, Inc. and Susan Snow

THIS AGREEMENT (the ?Agreement?) is made effective upon NeoVolta?s Common Stock becoming listed on the Nasdaq Stock Market, and is by and between NeoVolta, Inc.

CONSENT OF JOHN HASS

EX-99.2 10 neovex992.htm CONSENT OF JOHN HASS CONSENT OF JOHN HASS In connection with the filing by NeoVolta, Inc. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors for NeoVolta,

Independent Director Agreement, dated April 7, 2022, by and between NeoVolta, Inc. and John Hass

THIS AGREEMENT (the ?Agreement?) is made effective upon NeoVolta?s Common Stock becoming listed on the Nasdaq Stock Market, and is by and between NeoVolta, Inc.

CONSENT OF SUSAN SNOW

CONSENT OF SUSAN SNOW In connection with the filing by NeoVolta, Inc. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors for NeoVolta, Inc. in the Registration Statement and any an

Exclusive Supply Agreement, effective as of August 30, 2021, by and between NeoVolta, Inc. and NingBo Deye Inverter Technology Co, Ltd.

Certain identified information has been excluded from this exhibit because it is both not material and is the type that the registrant treats as private or confidential.

Distribution Agreement, dated as of October 7, 2019, between NeoVolta, Inc. and PMP Energy, LLC

Certain identified information has been excluded from this exhibit because it is both not material and is the type that the registrant treats as private or confidential.

Consent to Sublease dated August 16, 2021 between NeoVolta, Inc. and ConnectPV, Inc.

EX-10.9 5 neovex109.htm CONSENT TO SUBLEASE DATED AUGUST 16, 2021 BETWEEN NEOVOLTA, INC. AND CONNECTPV, INC. CONSENT TO SUBLEASE This Consent to Sublease (“Consent”) is dated for reference purposes the 16th day of August 2021 and is entered into by and among ConnectPV, Inc. (“Tenant”), NeoVolta Inc. (“Subtenant”) and The Realty Associates Fund XI Portfolio, L.P. (“Landlord”), with reference to the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other juri

As filed with the Securities and Exchange Commission on April 13, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employe

Calculation of Filing Fee Tables FORM S-1 (Form Type) NEOVOLTA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Regist

EX-FILING FEES 11 neovex1071.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables FORM S-1 (Form Type) NEOVOLTA, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Ra

NEOVOLTA, INC. 6% UNSECURED CONVERTIBLE PROMISSORY NOTE $_________ _____________, 2021

THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) SHALL HAVE BECOME EFFECTIVE WITH RESPECT THERETO OR (ii) RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY TO THE EFFECT THAT REGISTRATION UNDER THE ACT IS NOT REQUIRED IN CONNECTION WITH SUCH PROPOSED TRANSFER NOR IS IN VIOLATION OF ANY APPLICABLE STATE SECURITIES LAWS.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA ☒ Semi-annual Report Pursuant to Regulation A ☐ Special Financial Report Pursuant to Regulation A For the fiscal semi-annual period ended December 31, 2021 NEOVOLTA, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA ☒ Semi-annual Report Pursuant to Regulation A Or ☐ Special Financial Report Pursuant to Regulation A For the fiscal semi-annual period ended December 31, 2021 NEOVOLTA, INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identifica

Employment Agreement between NeoVolta, Inc. and Steve Bond dated February 23, 2022

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of March 1, 2022 (the “Effective Date”), by and between NeoVolta Inc.

EMPLOYMENT AGREEMENT

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of April 1, 2022 (the “Effective Date”), by and between NeoVolta Inc.

NEOVOLTA, INC. 6% UNSECURED CONVERTIBLE PROMISSORY NOTE $_________ _____________, 2021

EX-4.6 2 filename2.htm THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) SHALL HAVE BECOME EFFECTIVE WITH RESPECT THERETO OR (ii) RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY TO THE EFFECT THAT REGISTRATION UNDER THE ACT IS NOT REQU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA, INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other juri

DRS/A 1 filename1.htm As confidentially submitted to the Securities and Exchange Commission pursuant to Section 106(a) of the Jumpstart Our Business Startups Act of 2012 on March 17, 2022. This Amendment No. 1 to the draft registration statement has not been publicly filed with the SEC and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCH

EXCLUSIVE SUPPLY AGREEMENT

Certain identified information has been excluded from this exhibit because it is both not material and is the type that the registrant treats as private or confidential.

CONSENT TO SUBLEASE

EX-10.9 7 filename7.htm CONSENT TO SUBLEASE This Consent to Sublease (“Consent”) is dated for reference purposes the 16th day of August 2021 and is entered into by and among ConnectPV, Inc. (“Tenant”), NeoVolta Inc. (“Subtenant”) and The Realty Associates Fund XI Portfolio, L.P. (“Landlord”), with reference to the following recitals: RECITALS A. Landlord and Tenant are the parties to that certain

EMPLOYMENT AGREEMENT

EX-10.6 4 filename4.htm EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of March 1, 2022 (the “Effective Date”), by and between NeoVolta Inc., a Nevada corporation (the “Company”), with its principal place of business located at 13651 Danielson Street, Suite A, Poway CA 92064 and Steve Bond (“Executive”), and the Company and the Executive collectively referred t

Distribution Agreement

EX-10.7 5 filename5.htm Certain identified information has been excluded from this exhibit because it is both not material and is the type that the registrant treats as private or confidential. Information that was omitted has been noted in this document with a placeholder identified by the mark “[***]”. Distribution Agreement This Distribution Agreement (this “Agreement”) (Reference Number NVI001

EMPLOYMENT AGREEMENT

EX-10.5 3 filename3.htm EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of April 1, 2022 (the “Effective Date”), by and between NeoVolta Inc., a Nevada corporation (the “Company”), with its principal place of business located at 13651 Danielson Street, Suite A, Poway CA 92064 and Brent Willson (“Executive”), and the Company and the Executive collectively referre

March 17, 2022

DRSLTR 1 filename1.htm March 17, 2022 ArentFox Schiff LLP 901 K Street NW Suite 700 Washington, DC 20006 202.857.6000 MAIN 202.857.6395 FAX afslaw.com BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Thomas Jones Re: NeoVolta Inc. Draft Registration Statement on Form S-1 Submitted January 21, 2022 CIK No. 00

LETTER

United States securities and exchange commission logo February 15, 2022 Brent Willson Chief Executive Officer NeoVolta Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NEOVOLTA INC. (Exact name of registrant as specified in its charter) Nevada 3690 82-5299263 (State or other juris

DRS 1 filename1.htm As confidentially submitted to the Securities and Exchange Commission pursuant to Section 106(a) of the Jumpstart Our Business Startups Act of 2012 on January 21, 2022. This draft registration statement has not been publicly filed with the SEC and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K ANNUAL REPORT PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933 For the fiscal year ended June 30, 2021 NEOVOLTA INC. (Exact Name of Registrant as specified in its

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K ANNUAL REPORT PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933 For the fiscal year ended June 30, 2021 NEOVOLTA INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identification Number) 13651 Danielson Street, Suite A, Poway,

- SEMI-ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA [X] Semi-annual Report Pursuant to Regulation A Or [ ] Special Financial Report Pursuant to Regulation A For the fiscal semi-annual period ended December 31, 2020 NEOVOLTA, INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identi

Amended and Restated Independent Contractor Agreement between NeoVolta, Inc. and Steve Bond dated October 4, 2021

AMENDED AND RESTATED INDEPENDENT CONTRACTOR AGREEMENT This second Amended and Restated Independent Contractor Agreement (this “Agreement”) is effective as of June 1, 2020 (the “Effective Date” ) between Neo Volta Inc.

Amended and Restated Independent Contractor Agreement between NeoVolta, Inc. and Canmore International Inc. dated January 1, 2020

AMENDED AND RESTATED INDEPENDENT CONTRACTOR AGREEMENT This second Amended and Restated Independent Contractor Agreement (this “Agreement”) is effective as of June I, 2020 (the “Effective Date”) between NeoVolta Inc.

- ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K ANNUAL REPORT PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933 For the fiscal year ended June 30, 2020 NEOVOLTA INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identification Number) 13370 Kirkham Way Poway, CA 92064 (Addr

NEOV / NeoVolta Inc 1-SA - - SEMI-ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA [X] Semi-annual Report Pursuant to Regulation A Or [ ] Special Financial Report Pursuant to Regulation A For the fiscal semi-annual period ended December 31, 2019 NEOVOLTA, INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identi

AMENDMENT TO PROMISSORY NOTE

AMENDMENT TO PROMISSORY NOTE This amendment (“Amendment”), dated as of the date set forth below, is to that certain 12% Convertible Note dated [, 2018] (the “Note”), by and among NeoVolta, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K ANNUAL REPORT PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933 For the fiscal year ended June 30, 2019 NEOVOLTA INC. (Exact Name of Registrant as specified in its

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K ANNUAL REPORT PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933 For the fiscal year ended June 30, 2019 NEOVOLTA INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identification Number) 13370 Kirkham Way Poway, CA 92064 (Addr

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA [ ] Semi-annual Report Pursuant to Regulation A [X] Special Financial Report Pursuant to Regulation A For the fiscal semi-annual period ended December 31, 2018 NEOVOLTA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA [ ] Semi-annual Report Pursuant to Regulation A Or [X] Special Financial Report Pursuant to Regulation A For the fiscal semi-annual period ended December 31, 2018 NEOVOLTA, INC. (Exact Name of Registrant as specified in its charter) Nevada 82-5299263 (State or other jurisdiction of incorporation) (IRS Employer Identi

NeoVolta, Inc. Up to 3,500,000 shares

Offering Circular Filed pursuant to Rule 253(g)(2) File no. 024-10942 NeoVolta, Inc. Up to 3,500,000 shares We are offering up to 3,500,000 shares of common stock at a purchase price of $1.00 per share on a ?best efforts? basis. There is no minimum offering. We expect to commence the offer and sale of the shares as of the date on which the offering statement of which this Offering Circular is a pa

NeoVolta, Inc. 7660-H Fay Avenue, #359 La Jolla, California 92037

NeoVolta, Inc. 7660-H Fay Avenue, #359 La Jolla, California 92037 March 22, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: NeoVolta Inc. Offering Statement on Form 1-A (?Offering Statement?) File No.: 024-10942 Ladies and Gentlemen: Pursuant to Rule 252(e) of the Securities Act of 1933, as amended (the ?Act?), NeoVolta, Inc., a Nevada c

March 21, 2019

100 N. 18TH STREET SUITE 300 PHILADELPHIA, PA 19103 t 202.778.6400 f 202.778.6460 Cavas S. Pavri 202.724.6847 [email protected] www.schiffhardin.com March 21, 2019 BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.E. Washington, D.C. 20549 Attention: Caleb French Re: NeoVolta Inc. Amendment No. 2 to Offe

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Preliminary Offering Circular constituting a part of this Offering Statement on Form 1-A (Amendment No.

Preliminary Offering Circular Subject to Completion. Dated March 21, 2019 NeoVolta, Inc. Up to 3,500,000 shares

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

March 18, 2019

March 18, 2019 NeoVolta, Inc. 7660-H Fay Avenue, #359 La Jolla, California 92037 Re: NeoVolta, Inc., Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as special counsel to NeoVolta, Inc., a Nevada corporation (the ?Company?), in connection with the filing of the above referenced Offering Statement (as amended from time to time, the ?Offering Statement?) under Regulation A of the

LETTER

March 15, 2019 Brent Willson President and Chief Executive Officer NeoVolta Inc. 7660-H Fay Avenue #359 La Jolla, CA 92037 Re: NeoVolta Inc. Amendment No. 2 to Offering Statement on Form 1-A Filed March 11, 2019 File No. 024-10942 Dear Mr. Willson: We have reviewed your amended offering statement and have the following comment. In our comment, we may ask you to provide us with information so we ma

ESCROW AGREEMENT

ESCROW AGREEMENT This ESCROW AGREEMENT (this ?Agreement?) made as of , 2019, by and among NeoVolta, Inc.

Preliminary Offering Circular Subject to Completion. Dated March 11, 2019 NeoVolta, Inc. Up to 3,500,000 shares

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

March 11, 2019

March 11, 2019 NeoVolta, Inc. 7660-H Fay Avenue, #359 La Jolla, California 92037 Re: NeoVolta, Inc., Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as special counsel to NeoVolta, Inc., a Nevada corporation (the ?Company?), in connection with the filing of the above referenced Offering Statement (as amended from time to time, the ?Offering Statement?) under Regulation A of the

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Preliminary Offering Circular constituting a part of this Offering Statement on Form 1-A (Amendment No.

February 22, 2019

100 N. 18TH STREET SUITE 300 PHILADELPHIA, PA 19103 t 202.778.6400 f 202.778.6460 Cavas S. Pavri 202.724.6847 [email protected] www.schiffhardin.com February 22, 2019 BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.E. Washington, D.C. 20549 Attention: Caleb French Re: NeoVolta Inc. Offering Statement o

Amended and Restated Bylaws of NeoVolta, Inc.

NEOVOLTA, INC. AMENDED AND RESTATED BYLAWS ARTICLE I-OFFICES Section 1.01 Registered Office. The corporation shall maintain in the State of Nevada a registered office and a registered agent whose business office is identical with such registered office. Section 1.02 Locations of Offices. The corporation may also have offices at such other places both within and without the state of Nevada as the b

TESTING THE WATERS MATERIAL

NeoVolta, Inc. 2019 Stock Plan (incorporated by reference to exhibit 6.4 of the Company’s Form 1-A

NEOVOLTA, INC. 2019 STOCK PLAN (Adopted as of February 21, 2019) Section 1. Establishment and Purpose. 1.1 The Board of Directors of NeoVolta, Inc. (the ?Company?) hereby establishes the NeoVolta, Inc. 2019 Stock Plan (the ?Plan?) effective as of February 21, 2019, subject to approval by the Company?s stockholders within one year of the date hereof. 1.2 The purpose of the Plan is to attract and re

Amended and Restated Articles of Incorporation of NeoVolta, Inc.

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF NEOVOLTA, INC. Pursuant to NRS 78.403 under Nevada General Corporation Law (Title 7, Chapter 78 of the Nevada Revised Statutes), NeoVolta, Inc., a Nevada corporation (the ?Corporation?), hereby amends and restates its Articles of Incorporation as follows: ARTICLE I NAME The name of the corporation shall be NeoVolta, Inc. (the ?Corporation?). ARTICL

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Preliminary Offering Circular constituting a part of this Offering Statement on Form 1-A (Amendment No.

SUBSCRIPTION AGREEMENT

SUBSCRIPTION AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT THE MARKET FOR SUCH INVESTMENT MAY BE LIMITED AND SPORADIC AND IS EXPECTED TO CONTINUE TO BE LIMITED AND SPORADIC FOR AN IND

Preliminary Offering Circular Subject to Completion. Dated February 22, 2019 NeoVolta, Inc. Up to 3,500,000 shares

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

LETTER

February 12, 2019 Brent Willson President and Chief Executive Officer NeoVolta Inc.

AMENDED AND RESTATED INDEPENDENT CONTRACTOR AGREEMENT

AMENDED AND RESTATED INDEPENDENT CONTRACTOR AGREEMENT This Amended and Restated Independent Contractor Agreement (this “Agreement”) is effective as of January 1, 2019 (the “Effective Date”) between NeoVolta Inc.

AMENDED AND RESTATED INDEPENDENT CONTRACTOR AGREEMENT

AMENDED AND RESTATED INDEPENDENT CONTRACTOR AGREEMENT This Amended and Restated Independent Contractor Agreement (this “Agreement”) is effective as of January 1, 2019 (the “Effective Date”) between NeoVolta Inc.

SUBSCRIPTION AGREEMENT

SUBSCRIPTION AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT THE MARKET FOR SUCH INVESTMENT MAY BE LIMITED AND SPORADIC AND IS EXPECTED TO CONTINUE TO BE LIMITED AND SPORADIC FOR AN IND

January 29, 2019

100 N. 18TH STREET SUITE 300 PHILADELPHIA, PA 19103 t 202.778.6400 f 202.778.6460 Cavas S. Pavri 202.724.6847 [email protected] www.schiffhardin.com January 29, 2019 BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.E. Washington, D.C. 20549 Attention: Caleb French Re: NeoVolta Inc. Amendment No. 1 to Dr

Preliminary Offering Circular Subject to Completion. Dated January 29, 2019 NeoVolta, Inc. Up to 3,000,000 shares

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

Employment Agreement between NeoVolta, Inc. and Brent Willson dated January 1, 2019

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into as of January 1, 2019 (the ?Effective Date?), by and between NeoVolta Inc.

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December 7, 2018 BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Preliminary Offering Circular constituting a part of this Offering Statement on Form 1-A (Amendment No.

LETTER

December 18, 2018 Brent Willson President and Chief Executive Officer NeoVolta Inc.

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December 7, 2018 BY EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Preliminary Offering Circular constituting a part of this Offering Statement on Form 1-A (Amendment No. 1) of our report dated October 10, 2018 with respect to the audited financial statements of NeoVolta, Inc. for the period from March 5, 2018 (inception) to June 30, 2018. Our report contains

Preliminary Offering Circular Subject to Completion. Dated _____, 2018 NeoVolta, Inc. Minimum offering of ______ shares / Maximum offering of ______ shares

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

LETTER

November 6, 2018 Brent Willson President and Chief Executive Officer NeoVolta Inc.

INDEPENDENT CONTRACTOR AGREEMENT

Exhibit 6.1 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (this "Agreement") is effective as of May 1,2018 (the "Effective Date") between NeoVolta Inc., a Nevada corporation, with its principal place of business located at 7660-H Fay Avenue #359, La Jolla, CA 92037, and any and all of its successors, assigns, affiliates, and subsidiaries, (the "Company") and Canmore Intern

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Registration Statement on Form 1-A of our report dated October 10, 2018 with respect to the audited balance sheet of NeoVolta Inc. as of June 30, 2018 and the related statements of operations, stockholders’ deficit and cash flows for the period from March 5, 2018 (inception) to June 30, 2018.

INDEPENDENT CONTRACTOR AGREEMENT

Exhibit 6.2 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (this "Agreement") is effective as of May 1,2018 (the "Effective Date") between NeoVolta Inc., a Nevada corporation, with its principal place of business located at 7660-H Fay Avenue #359, La Jolla, CA 92037, and any and all of its successors, assigns, affiliates, and subsidiaries, (the "Company") and Steve Bond, an

Preliminary Offering Circular Subject to Completion. Dated _____, 2018 NeoVolta, Inc. Minimum offering of ______ shares / Maximum offering of ______ shares

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission.

FORM OF CONVERTIBLE PROMISSORY NOTE

Exhibit 3.1 NeoVolta, Inc. $ FORM OF CONVERTIBLE PROMISSORY NOTE (Holder) THIS NOTE (the "Note") is a duly authorized Convertible Note of NeoVolta, Inc., a Nevada corporation (the "Company"). THIS NOTE arises from the conversion of certain debts in the amount of $ (USD) owed to (Holder) (the “Holder”) and accrued on the Company’s books and records. FOR VALUE RECEIVED, the Company therefore promise