基本數據
| LEI | 549300OISXORNCZINQ77 |
| CIK | 1338561 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| January 29, 2026 |
Filed by Nuveen S&P 500 Dynamic Overwrite Fund Filed by Nuveen S&P 500 Dynamic Overwrite Fund (Commission File No. 333-290975) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Dow 30SM Dynamic Overwrite Fund (Commission File No. 811-22970) Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) Nuveen S&P 500 Buy-Write |
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| January 29, 2026 |
Filed by Nuveen S&P 500 Dynamic Overwrite Fund Filed by Nuveen S&P 500 Dynamic Overwrite Fund (Commission File No. 333-290975) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen S&P 500 Buy-Write Income Fund (Commission File No. 811-21619) Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) Nuveen S&P 500 Buy-Write In |
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| January 13, 2026 |
PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen S&P 500 Dynamic Overwrite Fund (Commission File No. |
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| January 13, 2026 |
PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen S&P 500 Dynamic Overwrite Fund (Commission File No. |
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| December 29, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-290975 IMPORTANT NOTICE TO SHAREHOLDERS OF NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (DIAX) NUVEEN S&P 500 BUY-WRITE INCOME FUND (BXMX) AND NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (SPXX) (EACH, A “FUND” AND TOGETHER, THE “FUNDS”) DECEMBER 23, 2025 Although we recommend that you read the complete Joint Proxy Statement/Prospectus, for your convenience |
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| December 22, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C/A Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Nuveen S&P 500 Dynamic Overwrite Fund of our report dated February 27, 2025, relating to the financial statements and financial highlights which appears in Nuveen Dow 30 Dynamic Overwrite Fund, Nuveen S&P 500 Buy-Write Income Fund and Nuveen S&P 500 Dynamic Overwrite Fund’s Certified Shareholder Report on Form N-CSR for the year ended December 31, 2024. |
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| December 22, 2025 |
As filed with the Securities and Exchange Commission on December 22, 2025 As filed with the Securities and Exchange Commission on December 22, 2025 File No. |
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| December 22, 2025 |
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C/A NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C/A Exhibit (11) December 19, 2025 Nuveen S&P 500 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen S&P 500 Dynamic Overwrite Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen S&P 500 Dynamic Overwrite Fund, a Massachusetts business trust (the “Acquiring Fund”), in connection with the pre-effective amendment to the Acquiring Fund’s Registration Statement on Form N-14 to be filed with the Securities and Exchange Commission (the “Commission”) on or about December 19, 2025 (the “Registration Statement”), with respect to the Acquiring Fund’s common shares of beneficial interest, $. |
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| December 22, 2025 |
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C/A Exhibit (18) Calculation of Filing Fee Tables Form N-14 (Form Type) ………………………………………… Nuveen S&P 500 Dynamic Overwrite Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0. |
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| October 20, 2025 |
Nuveen S&P 500 Dynamic Overwrite Fund POWER OF ATTORNEY NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C Exhibit (16) Nuveen S&P 500 Dynamic Overwrite Fund POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK J. |
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| October 20, 2025 |
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C Exhibit (18) Calculation of Filing Fee Tables Form N-14 (Form Type) Nuveen S&P 500 Dynamic Overwrite Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0. |
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| October 20, 2025 |
As filed with the Securities and Exchange Commission on October 20, 2025 As filed with the Securities and Exchange Commission on October 20, 2025 File No. 333-[] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Drive C |
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| October 20, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM NUVEEN S&P 500 DYNAMIC OVERWRITE FUND N-14 8C Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Nuveen S&P 500 Dynamic Overwrite Fund of our report dated February 27, 2025, relating to the financial statements and financial highlights which appears in Nuveen Dow 30 Dynamic Overwrite Fund, Nuveen S&P 500 Buy-Write Income Fund and Nuveen S&P 500 Dynamic Overwrite Fund’s Certified Shareholder Report on Form N-CSR for the year ended December 31, 2024. |
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| May 30, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-281040 Nuveen S&P 500 Dynamic Overwrite Fund (NYSE: SPXX) (the “Fund”) Supplement Dated May 30, 2025 to the Fund’s Currently Effective Prospectus and Statement of Additional Information (“SAI”) Nazar Suschko has been named a portfolio manager of the Fund, effective May 30, 2025. Accordingly, the following disclosure is hereby added under the he |
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| March 25, 2025 |
4,235,232 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen S&P 500 Dynamic Overwrite Fund Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-281040 PROSPECTUS SUPPLEMENT (To Prospectus dated March 25, 2025) 4,235,232 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen S&P 500 Dynamic Overwrite Fund Nuveen S&P 500 Dynamic Overwrite Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to 4,235,232 of its common shares, $0.01 par value per sha |
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| March 18, 2025 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 13, 2025 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| July 25, 2024 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| July 25, 2024 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| June 18, 2024 |
Nuveen S&P 500 Dynamic Overwrite Fund (NASDAQ: SPXX) (the “Fund”) Supplement Dated June 18, 2024 to the Fund’s Currently Effective Prospectus Effective June 18, 2024, Lei Liao has retired and is no longer a portfolio manager of the Fund. |
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| May 20, 2024 |
Nuveen S&P 500 Dynamic Overwrite Fund (nyse: SPXX) (the “Fund”) Supplement Dated May 20, 2024 to the Fund’s Currently Effective Prospectus Effective May 1, 2024, the information appearing under the heading “Management of the Fund – Investment Management and Sub-Advisory Agreements – Complex-Level Fee” of the Prospectus is hereby deleted and replaced with the following: Complex-Level Fee. |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21809 20-3622755 (State or other juris |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 2, 2024 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A “FUND”) SUPPLEMENT DATED JANUARY 2, 2024 TO EACH FUND’S ST |
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| October 13, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254472 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21809 20-3622755 (State or other jur |
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| May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. Miller United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SOX Review for Nuveen Fund Advisors, LLC (File numbers listed in Exhibit A) Dear Ms. Miller: This letter responds to comments provided by the staff of the Securities and Exchange Commission (the “Staff”) via telephon |
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| March 30, 2023 |
Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 10, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 10, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 23, 2022 |
NPORT-EX 2 tiaaSPXX.htm 1 Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments September 30, 2022 (Unaudited) SPXX Shares Description (1) Value LONG-TERM INVESTMENTS - 99.9% X 247,044,206 COMMON STOCKS - 98.1% X 247,044,206 Aerospace & Defense - 1.7% 5,621 Boeing Co/The (2) $ 680,591 1,033 BWX Technologies Inc 52,032 716 Curtiss-Wright Corp 99,639 793 HEICO Corp 114,176 3,921 Lockheed Ma |
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| September 30, 2022 |
424B3 1 d392624d424b3.htm NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Filed Pursuant to Rule 424(b)(3) File No. 333-255685 File No. 333-237421 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A “FUND”) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO EACH FUND’S STATEMENT OF ADDITIONAL INFORMATION (“SAI”) Nuveen Nasdaq 100 Dynamic Overwrite Fund SAI |
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| May 27, 2022 |
1 Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments March 31, 2022 (Unaudited) SPXX Shares Description (1) Value LONG-TERM INVESTMENTS - 101. |
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| March 8, 2022 |
Nuveen S&P 500 Dynamic Overwrite Fund Filed Pursuant to Rule 424(b)(3) File No. 333-237421 NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (THE “FUND”) SUPPLEMENT DATED MARCH 8, 2022 TO THE FUND’S PROSPECTUS DATED JULY 28, 2021 Effective immediately, the following language is added to the end of the section titled “Special Risk Considerations – General Risks – Global Economic Risk” in the Fund’ |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d35610d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21809 20-3 |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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| February 24, 2022 |
DEF 14A 1 d282147ddef14a.htm NUVEEN S&P 500 DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for U |
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| January 21, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 21, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 24, 2021 |
Nuveen S&P 500 Dynamic Overwrite Fund SPXX Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments September 30, 2021 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 99. |
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| August 6, 2021 |
Nuveen S&P 500 Dynamic Overwrite Fund Filed Pursuant to Rule 424(b)(3) File No. 333-237421 NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (THE “FUND”) SUPPLEMENT DATED AUGUST 6, 2021 TO THE FUND’S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (“SAI”) DATED JULY 28, 2021 Effective August 6, 2021, the Fund’s Board of Trustees has eliminated the following investment policy with respect to th |
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| July 28, 2021 |
4,993,317 Common Shares Nuveen S&P 500 Dynamic Overwrite Fund Table of Contents Filed Pursuant to Rule 424(b)(2) File No. 333-237421 PROSPECTUS 4,993,317 Common Shares Nuveen S&P 500 Dynamic Overwrite Fund Nuveen S&P 500 Dynamic Overwrite Fund (the ?Fund?) is a diversified, closed-end management investment company. The Fund?s investment objective is to seek attractive total return with less volatility than the S&P 500 Index. The Fund cannot assure you that i |
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| July 14, 2021 |
Kathleen M. Macpeak +1.202.373.6149 [email protected] July 13, 2021 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen S&P 500 Dynamic Overwrite Fund (the ?Fund?) File Nos. 333-237421 and 811-21809 Dear Ms. Bentzinger: The purpose of this letter and attached exhibit is to respond to comments |
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| July 13, 2021 |
Kathleen M. Macpeak +1.202.373.6149 [email protected] July 13, 2021 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen S&P 500 Dynamic Overwrite Fund (the ?Fund?) File Nos. 333-237421 and 811-21809 Dear Ms. Bentzinger: The purpose of this letter and attached exhibit is to respond to comments |
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| May 27, 2021 |
Nuveen S&P 500 Dynamic Overwrite Fund NPORT-EX 2 SPXX.htm SPXX Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments March 31, 2021 (Unaudited) Shares Description , (1) Value LONG-TERM INVESTMENTS – 101.1% COMMON STOCKS – 98.6% Aerospace & Defense – 1.8% 7,744 Boeing Co, (2) $1,972,552 3,921 Lockheed Martin Corp 1,448,809 23,937 Raytheon Technologies Corp 1,849,612 Total Aerospace & Defense 5,270,973 Air Freight & Logistics |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 4, 2021 |
- NUVEEN S&P 500 DYNAMIC OVERWRITE FUND DEF 14A 1 d75749ddef14a.htm NUVEEN S&P 500 DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Us |
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| January 19, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 19, 2021 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 27, 2020 |
Nuveen S&P 500 Dynamic Overwrite Fund SPXX Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments September 30, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100. |
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| October 26, 2020 |
Kathleen M. Macpeak +1.202.373.6149 [email protected] October 26, 2020 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen S&P 500 Dynamic Overwrite Fund (the ?Fund?) File Nos. 333-237421 and 811-21809 Dear Ms. Bentzinger: The purpose of this letter and attached exhibit is to respond to commen |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21809 20-3622755 (State or other j |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| May 29, 2020 |
Nuveen S&P 500 Dynamic Overwrite Fund SPXX Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments March 31, 2020 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 103. |
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| April 2, 2020 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund DEFA14A - - NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund DEF 14A - - NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 22, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 22, 2020 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 29, 2019 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund NPORT-EX - - SPXX Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments September 30, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100. |
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| May 30, 2019 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund NPORT-EX - - NPORT-EX 1 SPXX.htm SPXX Nuveen S&P 500 Dynamic Overwrite Fund Portfolio of Investments March 31, 2019 (Unaudited) Shares Description (1) Value LONG-TERM INVESTMENTS – 100.6% COMMON STOCKS – 100.3% Aerospace & Defense – 2.9% 8,767 Boeing Company $ 3,343,909 4,453 Lockheed Martin Corporation 1,336,612 6,295 Raytheon Company 1,146,194 12,030 United Technologies Corporation, (2) 1,550,547 Total Aeros |
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| April 30, 2019 |
Code of Ethics and Reporting Requirements Nuveen Compliance | 1 July 2018 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| April 30, 2019 |
Consent of Morgan, Lewis & Bockius LLP April 30, 2019 Nuveen S&P 500 Dynamic Overwrite Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) (File No. |
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| April 30, 2019 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 3 d722480dex99n.htm CONSENT OF PRICEWATERHOUSECOOPERS LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of Nuveen S&P 500 Dynamic Overwrite Fund of our report dated February 28, 2019, relating to the financial statements and financial highlights, which appears in Nuveen S&P 500 Dynamic |
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| April 30, 2019 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund 486BPOS NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund As filed with the U.S. Securities and Exchange Commission on April 30, 2019 1933 Act File No. 333-224036 1940 Act File No. 811-21809 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 1 ☒ and |
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| April 30, 2019 |
Nuveen Funds Code of Ethics for the Independent Trustees Code of Ethics for the Independent Trustees of Nuveen Funds Nuveen Funds Code of Ethics for the Independent Trustees I. |
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| April 30, 2019 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY EX-99.S 6 d722480dex99s.htm POWERS OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in her capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFO |
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| February 26, 2019 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 16, 2019 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 16, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 29, 2018 |
Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| November 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 9, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) October 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 9, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| June 12, 2018 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund CORRESP Nuveen S&P 500 Dynamic Overwrite Fund Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312. |
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| May 30, 2018 |
Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 30, 2018 |
EX-99.CERT 2 d544043dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
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| May 16, 2018 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund CORRESP Nuveen S&P 500 Dynamic Overwrite Fund Kathleen M. Macpeak +1.202.373.6149 [email protected] May 16, 2018 Elisabeth Bentzinger Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Nuveen S&P 500 Dynamic Overwrite Fund (the “Registrant” or the “Fund”) File Nos. 333-224036 and 811-21809 Dear Ms. Bentzinger: The |
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| February 23, 2018 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 18, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 18, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 29, 2017 |
Nuveen S&p 500 Dynamic Overwrite Fund - NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 30, 2017 |
Nuveen S&p 500 Dynamic Overwrite Fund - NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| May 30, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| April 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a mark |
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| February 24, 2017 |
Nuveen S&P 500 Dynamic Overwrite Fund NUVEEN S&P 500 DYNAMIC OVERWRITE FUND DEF 14A 1 d314578ddef14a.htm NUVEEN S&P 500 DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for U |
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| February 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* (Name of Issuer) Nuveen S&P 500 Dynamic Overwrite Fund Common Stock (Title of Class of Securities) 6706EW100 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| January 17, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 17, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| November 29, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| September 9, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 9, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) August 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| May 27, 2016 |
EX-99.CERT 2 d173852dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| May 27, 2016 |
N-Q 1 d173852dnq.htm NUVEEN S&P 500 DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60 |
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| March 10, 2016 |
Nuveen S&P 500 Dynamic Overwrite Fund NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 1, 2016 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Nuveen S&P 500 Dynamic Overwrite Fund (Name of Issuer) Mutual Fund, Closed-End (Title of Class of Securities) 6706EW100 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| January 28, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 28, 2016 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| November 27, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 27, 2015 |
N-Q 1 d69331dnq.htm NUVEEN S&P DYNAMIC OVERWRITE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 ( |
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| July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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| May 29, 2015 |
Nuveen S&P 500 Dynamic Overwrite Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen S&P 500 Dynamic Overwrite Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 29, 2015 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen S&P 500 Dynamic Overwrite Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| February 17, 2015 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund DEF 14A - - NUVEEN S&P 500 DYNAMIC OVERWRITE FUND Nuveen S&P 500 Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 11, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen S&P 500 Dynamic Overwrite Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 6706EW100 (CUSIP N |
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| February 11, 2015 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd. |
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| January 27, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Nuveen S&P 500 Dynamic Overwrite Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 27, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 28, 2014 |
EX-99.CERT 2 a14-2314210ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| November 28, 2014 |
Nuveen S&p 500 Dynamic Overwrite Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 3, 2014 |
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 16, 2014 |
- NUVEEN EQUITY PREMIUM & GROWTH FUND Nuveen Equity Premium & Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 16, 2014 |
- NUVEEN EQUITY PREMIUM AND GROWTH FUND Nuveen Equity Premium and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 30, 2014 |
- NUVEEN EQUITY PREMIUM & GROWTH FUND Nuveen Equity Premium & Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2014 |
EX-99.CERT 2 a14-861610ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| May 1, 2014 |
- NUVEEN EQUITY PREMIUM & GROWTH FUND Nuveen Equity Premium & Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| May 1, 2014 |
- NUVEEN EQUITY PREMIUM & GROWTH FUND Nuveen Equity Premium & Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 5, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuveen Equity Premium and Growth Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 5, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 27, 2013 |
EX-99.CERT 2 a13-2242910ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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| February 28, 2013 |
- NUVEEN EQUITY PREMIUM AND GROWTH FUND Nuveen Equity Premium and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 4, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Nuveen Equity Premium and Growth Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 4, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 29, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 1, 2012 |
DEF 14A 1 d295041ddef14a.htm FINAL PROXY DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commissi |
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| February 17, 2012 |
February 17, 2012 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| February 2, 2012 |
- NUVEEN EQUITY PREMIUM AND GROWTH FUND Nuveen Equity Premium and Growth Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 12, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 12, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Nuveen Equity Premium and Growth Fund - (Name of Issuer) Common - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 29, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 27, 2011 |
EX-99.CERT 2 a11-122564ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| March 30, 2011 |
DEF 14A 1 c63379odef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p |
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| January 25, 2011 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2011 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Equity Premium and Growth Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 29, 2010 |
EX-99.CERT 2 a10-187314ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| July 9, 2010 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Nuveen Equity Premium and Growth Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 6706EW100 - (CUSIP Number) June 30, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| July 9, 2010 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 28, 2010 |
EX-99.CERT 2 a10-95714ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| April 22, 2010 |
SEC Response Letter April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the res |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). þ Def |
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| February 5, 2010 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Equity Premium and Growth Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 6706EW100 - (CUSIP Number) December 31, 2009 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 25, 2010 |
- OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response. . . 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Nuveen Equity Premium & Growth Fund - - (NAME OF ISSUER) Common Stock - - (TITLE OF CLASS OF SECURITIES) 6706EW100 ============ |
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| November 27, 2009 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| November 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 29, 2009 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| April 2, 2009 |
DEF 14A 1 d49698ndef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Co |
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| March 23, 2009 |
PRER14A 1 n49698nprer14a.htm PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as |
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| March 2, 2009 |
PRE 14A 1 c49698npre14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the C |
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| February 10, 2009 |
NUVEEN EQUITY PREMIUM & GROWTH FUND - OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response. . . . . . . . 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Equity Premium & Growth Fund - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 6706EW100 - |
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| November 28, 2008 |
EX-99.CERT 2 c47048exv99wcert.htm EX-99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 28, 2008 |
N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2008 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2008 |
EX-99.CERT 2 c25530exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| May 16, 2008 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 16, 2008 |
JENNIFER M. GOODMAN 312-609-7732 [email protected] May 16, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Jim O’Connor Re: Nuveen New York Dividend Advantage Municipal Fund, Nuveen New York Dividend Advantage Municipal Fund 2, Nuveen New York Investment Quality Municipal Fund, Inc., Nuveen New York Municipal Value Fund, Inc., Nuveen New York Performa |
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| May 16, 2008 |
[VEDDER PRICE LOGO] VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 Jennifer M. Goodman CHICAGO - NEW YORK CITY 312-609-7732 WASHINGTON, D.C. - ROSELAND, N.J. [email protected] May 16, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Definitive Proxy Materials and File Nos for: - Nuveen New York Dividend |
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| April 25, 2008 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 25, 2008 |
VEDDER PRICE (LOGO) VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 JENNIFER M. GOODMAN FAX: 312-609-5005 312-609-7732 [email protected] CHICAGO - NEW YORK CITY - WASHINGTON, DC - ROSELAND, NJ April 25, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for: Nuveen New York Dividend Advantage Muni |
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| January 31, 2008 |
NUVEEN EQUITY PREMIUM & GROWTH FUND - OMB APPROVAL - OMB Number: 3235-0145 - Expires: December 31, 2005 - Estimated average burden hours per response. . . . . . . . . 11 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Nuveen Equity Premium & Growth Fund - - (Name of Issuer) Common Stock - - (Title of Class of Securities) |
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| December 28, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q/A QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 28, 2007 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 29, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 29, 2007 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| October 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| September 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| August 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| August 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| May 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 30, 2007 |
EX-99.CERT 2 c15125exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| May 4, 2007 |
NUVEEN EQUITY PREMIUM & GROWTH FUND - OMB APPROVAL - OMB Number: 3235-0145 - Expires: February 28, 2009 - Estimated average burden hours per response. . . . . . . . . 10.4 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Equity Premium and Growth Fund - - (Name of Issuer) Common Stock - - (Title of Class of |
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| March 2, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) |
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| November 28, 2006 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| November 28, 2006 |
EX-99.CERT 2 c08941exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| May 30, 2006 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21809 Nuveen Equity Premium and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| May 30, 2006 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Equity Premium and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| December 9, 2005 |
Nuveen Equity Premium and Growth Fund (a Massachusetts business trust) [ ] Common Shares of Beneficial Interest (Par Value $0. |
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| December 9, 2005 |
NUVEEN EQUITY PREMIUM AND GROWTH FUND As filed with the Securities and Exchange Commission on December 9, 2005 ================================================================================ 1933 Act File No. |
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| December 9, 2005 |
Exhibit n Consent of Independent Registered Public Accounting Firm We hereby consent to the use in this Registration Statement under the Securities Act of 1933 and in this Amendment No. |
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| December 9, 2005 |
EX-99.L.3 11 dex99l3.txt CONSENT OF BELL, BOYD & LLOYD LLC Exhibit 1.3 Bell, Boyd & Lloyd LLC 70 West Madison Street, Suite 3100 . Chicago, Illinois 60602-4207 312.372.1121 . Fax 312.827.8000 December 9, 2005 As counsel for Nuveen Equity Premium and Growth Fund (the "Registrant"), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment No. 1 to the Registran |
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| December 9, 2005 |
Revised October 29, 1990 MASTER AGREEMENT AMONG UNDERWRITERS April 15, 1985 MERRILL LYNCH & CO. |
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| December 9, 2005 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT - This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a "Fund" and collectively as the "Funds") listed on Appendix A hereto (hereinafter "Appendix A" as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the "Custodian"). |
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| December 9, 2005 |
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND NUVEEN EQUITY PREMIUM INCOME FUND 2 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints JESSICA R. |
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| December 9, 2005 |
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of November 2005 by and between Nuveen Asset Management, a Delaware corporation and a federally registered investment adviser ("Manager"), and Gateway Investment Advisers, L. |
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| December 9, 2005 |
EXHIBIT h.5 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2005 Stephen P. McAuley Managing Director Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 Dear Mr. McAuley: Reference is made to Nuveen Equity Premium Advantage Fund (the "Fund"). The Fund currently is making an initial public offering of its common shares of beneficial interest (the "Shares") through se |
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| December 9, 2005 |
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND NUVEEN EQUITY PREMIUM INCOME FUND 2 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints JESSICA R. |
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| December 9, 2005 |
EX-99.H.2 5 dex99h2.txt FORM OF MERRILL LYNCH & CO. STANDARD DEALER AGREEMENT Revised July 16, 2001 [GRAPHIC APPEARS HERE] Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters 4 World Financial Center New York, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings of securities underwritten by us, or by a group of und |
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| December 9, 2005 |
EX-99.E 2 dex99e.txt TERMS AND CONDITIONS OF THE AUTOMATIC DIVIDEND REINVESTMENT PLAN NUVEEN EQUITY-BASED EXCHANGE-TRADED CLOSED-END FUNDS (Opt-Out w/ Discount-Premium Feature) Terms and Conditions of the Automatic Dividend Reinvestment Plan This Dividend Reinvestment Plan ("Plan") for the Nuveen Equity-Based Exchange-Traded Closed-End Funds set forth on Exhibit A attached hereto (each, a "Fund") |
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| December 9, 2005 |
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of November 2005 by and between Nuveen Asset Management, a Delaware corporation and a federally registered investment adviser ("Manager"), and Gateway Investment Advisers, L. |
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| December 9, 2005 |
NUVEEN EQUITY PREMIUM AND GROWTH FUND As filed with the Securities and Exchange Commission on December 9, 2005 ================================================================================ 1933 Act File No. |
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| December 9, 2005 |
AMENDMENT No. 3 TO LICENSE AGREEMENT - This Amendment No. 3 to the License Agreement dated October 26, 2004 (the "License Agreement"), is made by and between STANDARD & POOR'S, a division of The McGraw-Hill Companies, Inc. ("S&P"), a New York corporation, having an office at 55 Water Street, New York, NY 10041, and Nuveen Asset Management ("Licensee"), a Delaware Corporation, having an office at 3 |
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| December 9, 2005 |
Revised October 29, 1990 MASTER AGREEMENT AMONG UNDERWRITERS April 15, 1985 MERRILL LYNCH & CO. |
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| December 9, 2005 |
EXHIBIT h.3 Form of: NUVEEN EXCHANGE-TRADED FUNDS - MASTER SELECTED DEALER AGREEMENT - [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities ("Securities") of registered investment companies sponsored by Nuveen Investments ("Nuveen") which are underwritten by a group of underwriters ("Underwriters") which are represented by Nuveen alone or in conjunction with other f |
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| December 9, 2005 |
NUVEEN EQUITY-BASED EXCHANGE-TRADED CLOSED-END FUNDS (Opt-Out w/ Discount-Premium Feature) Terms and Conditions of the Automatic Dividend Reinvestment Plan This Dividend Reinvestment Plan ("Plan") for the Nuveen Equity-Based Exchange-Traded Closed-End Funds set forth on Exhibit A attached hereto (each, a "Fund") provides for reinvestment of Fund distributions to shareholders, consisting of income |
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| December 9, 2005 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT - This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a "Fund" and collectively as the "Funds") listed on Appendix A hereto (hereinafter "Appendix A" as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the "Custodian"). |
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| December 9, 2005 |
Exhibit l.4 Bingham McCutchen LLP 150 Federal Street Boston, Massachusetts 02110-1726 617.951-8000 617.951-8736 December 9, 2005 As special Massachusetts counsel for Nuveen Equity Premium and Growth Fund (the "Registrant"), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment No. 1 to the Registrant's Registration Statement on Form N-2 on October 25, 2005 |
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| December 9, 2005 |
AMENDMENT No. 3 TO LICENSE AGREEMENT - This Amendment No. 3 to the License Agreement dated October 26, 2004 (the "License Agreement"), is made by and between STANDARD & POOR'S, a division of The McGraw-Hill Companies, Inc. ("S&P"), a New York corporation, having an office at 55 Water Street, New York, NY 10041, and Nuveen Asset Management ("Licensee"), a Delaware Corporation, having an office at 3 |
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| December 9, 2005 |
EX-99.L.3 11 dex99l3.txt CONSENT OF BELL, BOYD & LLOYD LLC Exhibit 1.3 Bell, Boyd & Lloyd LLC 70 West Madison Street, Suite 3100 . Chicago, Illinois 60602-4207 312.372.1121 . Fax 312.827.8000 December 9, 2005 As counsel for Nuveen Equity Premium and Growth Fund (the "Registrant"), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment No. 1 to the Registran |
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| December 9, 2005 |
Exhibit l.4 Bingham McCutchen LLP 150 Federal Street Boston, Massachusetts 02110-1726 617.951-8000 617.951-8736 December 9, 2005 As special Massachusetts counsel for Nuveen Equity Premium and Growth Fund (the "Registrant"), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment No. 1 to the Registrant's Registration Statement on Form N-2 on October 25, 2005 |
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| December 9, 2005 |
EXHIBIT h.3 Form of: NUVEEN EXCHANGE-TRADED FUNDS - MASTER SELECTED DEALER AGREEMENT - [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities ("Securities") of registered investment companies sponsored by Nuveen Investments ("Nuveen") which are underwritten by a group of underwriters ("Underwriters") which are represented by Nuveen alone or in conjunction with other f |
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| December 9, 2005 |
EX-99.H.1 4 dex99h1.txt FORM OF PURCHASE AGREEMENT Nuveen Equity Premium and Growth Fund (a Massachusetts business trust) [ ] Common Shares of Beneficial Interest (Par Value $0.01 per Share) PURCHASE AGREEMENT November 22, 2005 Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Nuveen Investments, LLC Citigroup Global Markets Inc. UBS Securities LLC A.G. Edwards & Sons, Inc. Wa |
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| December 9, 2005 |
Exhibit n Consent of Independent Registered Public Accounting Firm We hereby consent to the use in this Registration Statement under the Securities Act of 1933 and in this Amendment No. |
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| December 9, 2005 |
EX-99.H.2 5 dex99h2.txt FORM OF MERRILL LYNCH & CO. STANDARD DEALER AGREEMENT Revised July 16, 2001 [GRAPHIC APPEARS HERE] Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters 4 World Financial Center New York, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings of securities underwritten by us, or by a group of und |
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| December 9, 2005 |
EXHIBIT h.5 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2005 Stephen P. McAuley Managing Director Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 Dear Mr. McAuley: Reference is made to Nuveen Equity Premium Advantage Fund (the "Fund"). The Fund currently is making an initial public offering of its common shares of beneficial interest (the "Shares") through se |
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| November 23, 2005 |
AMENDMENT No. 3 TO LICENSE AGREEMENT - This Amendment No. 3 to the License Agreement dated October 26, 2004 (the "License Agreement"), is made by and between STANDARD & POOR'S, a division of The McGraw-Hill Companies, Inc. ("S&P"), a New York corporation, having an office at 55 Water Street, New York, NY 10041, and Nuveen Asset Management ("Licensee"), a Delaware Corporation, having an office at 3 |
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| November 23, 2005 |
Exhibit n Consent of Independent Registered Public Accounting Firm We hereby consent to the use in this Registration Statement under the Securities Act of 1933 and in this Amendment No. |
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| November 23, 2005 |
Revised October 29, 1990 MASTER AGREEMENT AMONG UNDERWRITERS April 15, 1985 MERRILL LYNCH & CO. |
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| November 23, 2005 |
EXHIBIT h.5 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2005 Stephen P. McAuley Managing Director Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 Dear Mr. McAuley: Reference is made to Nuveen Equity Premium Advantage Fund (the "Fund"). The Fund currently is making an initial public offering of its common shares of beneficial interest (the "Shares") through se |
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| November 23, 2005 |
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND NUVEEN EQUITY PREMIUM INCOME FUND 2 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints JESSICA R. |
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| November 23, 2005 |
Nuveen Equity Premium and Growth Fund (a Massachusetts business trust) [ ] Common Shares of Beneficial Interest (Par Value $0. |
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| November 23, 2005 |
EX-99.L.4 11 dex99l4.txt CONSENT OF BINGHAM MCCUTHCHEN LLP Exhibit l.4 Bingham McCutchen LLP 150 Federal Street Boston, Massachusetts 02110-1726 617.951-8000 617.951-8736 November 23, 2005 As special Massachusetts counsel for Nuveen Equity Premium and Growth Fund (the "Registrant"), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment No. 1 to the Registr |
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| November 23, 2005 |
EXHIBIT h.3 Form of: NUVEEN EXCHANGE-TRADED FUNDS - MASTER SELECTED DEALER AGREEMENT - [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities ("Securities") of registered investment companies sponsored by Nuveen Investments ("Nuveen") which are underwritten by a group of underwriters ("Underwriters") which are represented by Nuveen alone or in conjunction with other f |
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| November 23, 2005 |
EX-99.G.2 2 dex99g2.txt FORM OF INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of November 2005 by and between Nuveen Asset Management, a Delaware corporation and a federally registered investment adviser ("Manager"), and Gateway Investment Advisers, L.P., a Delaware limited partnership and a federally registered investment adviser ("Sub-Advi |
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| November 23, 2005 |
Revised July 16, 2001 [GRAPHIC APPEARS HERE] Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters 4 World Financial Center New York, N.Y. 10800 STANDARD DEALER AGREEMENT Dear Sirs: In connection with public offerings of securities underwritten by us, or by a group of underwriters (the "Underwriters") represented by us, you may be offered the oppor |
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| November 23, 2005 |
EX-99.J 8 dex99j.txt FORM OF AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT - This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a "Fund" and collectively as the "Funds") listed on Appendix A hereto ( |
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| November 23, 2005 |
Exhibit 1.3 BELL, BOYD & LLOYD LLC 70 West Madison Street, Suite 3100 . Chicago, Illinois 60602-4207 312.372.1121 . Fax 312.827.8000 November 23, 2005 As counsel for Nuveen Equity Premium and Growth Fund (the "Registrant"), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment No. 1 to the Registrant's Registration Statement on Form N-2 (File No. 333-12854 |
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| November 23, 2005 |
NUVEEN EQUITY PREMIUM AND GROWTH FUND As filed with the Securities and Exchange Commission on November 23, 2005 ================================================================================ 1933 Act File No. |
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| October 14, 2005 |
NUVEEN EQUITY PREMIUM AND GROWTH FUND ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 23, 2005 |
NUVEEN EQUITY PREMIUM AND GROWTH FUND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
