INNI / Innovaro, Inc. - SEC申報文件，年度報告，委任書

INNOVARO, INC. August 30, 2024 Filed on the EDGAR System

INNOVARO, INC. August 30, 2024 Filed on the EDGAR System Dorrie Yale Office of Real Estate and Construction Division of Corporation Finance U.S. Securities and Exchange Commission Washington, DC 20549 Re: Innovaro, Inc. Registration Statement on Form 10 File No. 000-56675 Application for Withdrawal of Entire Registration Statement Dear Ms. Yale: The undersigned respectfully requests to withdraw th

AMENDED AND RESTATED BY-LAWS UTEK CORPORATION (As amended and restated by the Board of Directors on February 26, 2009) ARTICLE I

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF UTEK CORPORATION (As amended and restated by the Board of Directors on February 26, 2009) ARTICLE I OFFICES 1. The location of the registered office of the Corporation in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, and the name of its registered agent at such address is Corporati

State of .Delaware Secretary of State Division of Corporations .Delivered 02:54 PM 07/12/2010 FILED 02:52 PM 07/12/2010 SRV 100733655 - 3068837 FILE CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF UTEK CORPORATION UTEK CORPORATION, a corp

Exhibit 3.1 State of .Delaware Secretary of State Division of Corporations .Delivered 02:54 PM 07/12/2010 FILED 02:52 PM 07/12/2010 SRV 100733655 - 3068837 FILE CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF UTEK CORPORATION UTEK CORPORATION, a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the "Corporation"), does hereb

ADVISORY AGREEMENT THIS ADVISORY AGREEMENT (this "Agreement") is made as of April Pt, 2024, by and among Innovaro, Inc., a limited liability company incorporated under the laws of Delaware with address at 624 Tyvola Rd Suite l 03 # 186 Charlotte, NC

Exhibit 10.1 ADVISORY AGREEMENT THIS ADVISORY AGREEMENT (this "Agreement") is made as of April Pt, 2024, by and among Innovaro, Inc., a limited liability company incorporated under the laws of Delaware with address at 624 Tyvola Rd Suite l 03 # 186 Charlotte, NC 28217 (the "Company"); Kenneth Bland & Ezzat Jallad collectively (the "Advisors"). WHEREAS, the Company requires expertise in the areas o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Under Section 12(b) or (g) of The Securities Exchange Act of 1934 INNOVARO, INC. (Exact name of registrant in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Under Section 12(b) or (g) of The Securities Exchange Act of 1934 INNOVARO, INC. (Exact name of registrant in its charter) Delaware 93-2109296 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Suite 389, 74 East Glenwood Avenu

Innovaro CERTIFICATION AND TERMINATION OF REGISTRATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-15941 INNOVARO INC. (Exact name of registrant as specified in its charte

INNI / Innovaro Inc. / KCG AMERICAS LLC - SC 13G/A INNI 3 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 3) Innovaro Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45777T102 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

INNI / Innovaro Inc. / KCG AMERICAS LLC - SC 13G/A INNI 2 Passive Investment

SC 13G/A 1 kcg2015033113ga.htm SC 13G/A INNI 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 2) Innovaro Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45777T102 (CUSIP Number) July 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

INNI / Innovaro Inc. / KCG AMERICAS LLC - SC 13G/A INNI Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 1) Innovaro Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45777T102 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

INNI / Innovaro Inc. / KCG AMERICAS LLC - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Initial Filing) Under the Securities Exchange Act of 1934 Innovaro, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 45777T102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

- FORM NT 10-K

inni20140331nt10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 COMMISSION FILE NUMBER: 001-15941 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2013 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K

LETTER

March 18, 2014 Via E-Mail Asa Lanum Chief Executive Officer Innovaro, Inc. 2109 Palm Avenue Tampa, FL 33605 Re: Innovaro, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 15, 2013 File No. 001-15941 Dear Mr. Lanum: We have completed our review of your filings. We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission

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CORRESP 1 filename1.htm Securities and Exchange Commission February 11, 2014 Page 1 March 6, 2014 VIA EDGAR AND FACSIMILE U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-0404 Attn: Mr. Daniel L. Gordon Mr. Jorge Bonilla Re: Innovaro, Inc. Form 10-K for the year ended December 31, 2012 and Form 10-Q for the quarter ended September 30,

Annual Report - FORM 10-K/A

inni2014030610ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 2) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 001-15941 INNOVARO, INC. Delaw

LETTER

March 5, 2014 Via E-Mail Asa Lanum Chief Executive Officer Innovaro, Inc. 2109 Palm Avenue Tampa, FL 33605 Re: Innovaro, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 15, 2013 File No. 001-15941 Dear Mr. Lanum: We issued comments to you on the above captioned filing on February 11, 2014. As of the date of this letter, these comments remain outstanding and unresolved. We ex

LETTER

February 11, 2014 Via E-Mail Asa Lanum Chief Executive Officer Innovaro, Inc. 2109 Palm Avenue Tampa, FL 33605 Re: Innovaro, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 15, 2013 File No. 001-15941 Dear Mr. Lanum: We have reviewed your filing and have the following comments. In some of our comments, we may ask you to provide us with information so we may better understand

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inni20140117corresp.htm Securities and Exchange Commission January 6, 2014 Page 1 January 17, 2014 VIA EDGAR AND FACSIMILE U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-0404 Attn: Mr. Daniel L. Gordon Mr. Jorge Bonilla Re: Innovaro, Inc. Form 10-K for the year ended December 31, 2012 and Form 10-Q for the quarter ended September 30,

Annual Report - FORM 10-K/A

10-K/A 1 inni2014011610ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 001-1

LETTER

January 6, 2014 Via Facsimile Asa Lanum Chief Executive Officer Innovaro, Inc. 2109 Palm Avenue Tampa, FL 33605 Re: Innovaro, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 15, 2013 File No. 001-15941 Dear Mr. Lanum: We have reviewed your filing and have the following comments. In some of our comments, we may ask you to provide us with information so we may better understan

INNI / Innovaro Inc. / ASHER ENTERPRISES INC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INNOVARO, INC. (Name of issuer) Common Stock, $0.01 value per share (Title of class of securities) 45777t102 (CUSIP number) December 13, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

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inni20131203corresp.htm Securities and Exchange Commission November 25, 2013 Page 1 December 3, 2013 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-0404 Attn: Mr. Daniel L. Gordon Mr. Jorge Bonilla Re: Innovaro, Inc. Form 10-K for the year ended December 31, 2012 and Form 10-Q for the quarter ended September 30, 2013 File N

LETTER

November 20, 2013 Via Facsimile Asa Lanum Chief Executive Officer Innovaro, Inc. 2109 Palm Avenue Tampa, FL 33605 Re: Innovaro, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 15, 2013 File No. 001-15941 Dear Mr. Lanum: We have reviewed your filing and have the following comments. In some of our comments, we may ask you to provide us with information so we may better underst

Quarterly Report - FORM 10-Q

inni2013093010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-15941 INNOVARO, INC. (Exact n

REVOLVING PROMISSORY NOTE

ex10-4.htm Exhibit 10.4 REVOLVING PROMISSORY NOTE $400,000.00 Tampa, Florida August 21, 2013 FOR VALUE RECEIVED, the undersigned, INNOVARO, INC. (the "Maker"), hereby promises to pay to the order of JJJ FAMILY LLLP, a Florida limited liability limited partnership ("Lender"), at the office of the Lender at P.O. Box 447, Odessa, Florida 33556, or such other place as the holder may designate in writi

Revolving Credit and Security Agreement Innovaro, Inc. JJJ Family LLLP Dated: August 21, 2013 TABLE OF CONTENTS

ex10-3.htm Exhibit 10.3 Revolving Credit and Security Agreement between Innovaro, Inc. "Borrower" and JJJ Family LLLP "Lender" Dated: August 21, 2013 TABLE OF CONTENTS Page 1. Definitions 1 2. The Revolving Loan. 1 2.1. Revolving Loan Credit Facility 1 2.2. Revolving Note 1 2.3. Advances. 1 2.4. Repayment of Loan. 2 2.5. Overdue Amounts 3 2.6. Calculation of Interest 3 2.7. Documentary Stamp Tax;

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 inni201308268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2013 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of i

To Purchase 400,000 Shares of Common Stock of INNOVARO, INC.

EX-10 6 ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 WARRANT August 21, 2013 To Purchase 400,000 Shares of Common Stock of INNOVARO, INC. Innovaro, Inc., a Delaware corporation (the “Company”), certifies that JJJ Family LLLP (“Holder”) is entitled, on the terms and subject to the conditions and adjustments set forth in this Warrant (the “Warrant”), to acquire from the Company, in whole or in part, from ti

CONVERTIBLE PROMISSORY NOTE

EX-10 3 ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFEC

SECURITIES PURCHASE AGREEMENT

EX-10 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 30, 2013, by and between INNOVARO, INC., a Delaware corporation, with headquarters located at 2109 Palm Avenue, Tampa FL 33605 (the “Company”), and ASHER ENTERPRISES, INC., a Delaware corporation, with its address at 1 Linden Place, Suite 207, Great Neck

Innovaro FORM 10-Q (Quarterly Report)

inni2013072310q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-15941 INNOVARO, INC. (Exact name o

Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2013 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission Fi

AMENDMENT TO ASSET PURCHASE AGREEMENT INNOVARO CORPORATION and INNOVARO EUROPE, LTD IP TECHNOLOGY EXCHANGE, INC

Amendment to Asset Purchase Agreement Exhibit 10.1 AMENDMENT TO ASSET PURCHASE AGREEMENT BETWEEN INNOVARO CORPORATION and INNOVARO EUROPE, LTD AND IP TECHNOLOGY EXCHANGE, INC THIS AMENDMENT, made as the 24th day of May, 2013, by and between INNOVARO CORPORATION and INNOVARO EUROPE, LTD TECHNOLOGY EXCHANGE, INC. WHEREAS, the parties had entered into a Asset Purchase Agreement (the “Agreement”) with

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 d549511d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2013 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorpor

Innovaro FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

List of Subsidiaries of Innovaro, Inc.

Subsidiaries Exhibit 21.1 List of Subsidiaries of Innovaro, Inc. Innovaro Europe, Ltd. (formerly UTEK Europe, Ltd.) UTEK Real Estate Holdings, Inc. Ybor City Group, Inc. 22nd Street of Ybor City, Inc. ABM of Tampa Bay, Inc. Cortez 114, LLC

Innovaro FORM 10-K (Annual Report)

Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER: 001-15941 INNOVARO, INC.

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 COMMISSION FILE NUMBER: 001-15941 NOTIFICATION OF LATE FILING (Check One) x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report o

NYSE MKT LLC DETERMINATION AND NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Attachment to Form 25 April 1, 2013

EX-99.25 2 invform2504012013.htm NYSE MKT LLC DETERMINATION AND NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Attachment to Form 25 April 1, 2013 Pursuant to Section 12(d) of the Securities Exchange Act of 1934 and Rule 12d2-2(b) promulgated thereunder, NYSE MKT LLC (“NYSE MKT” or the “Exchange”), has determined to strike from l

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2013 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission F

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2013 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission

January 10, 2013

Change of Accountants Letter Exhibit 16.1 January 10, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred January 1, 2013, to be filed by our client, Innovaro, Inc. We do not disagree with the statements made in response to that item insofar as they r

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commissio

Innovaro, Inc. Receives Delisting Notification from the NYSE MKT

Press Release Exhibit 99.1 Innovaro, Inc. Receives Delisting Notification from the NYSE MKT Tampa, FL — (Business Wire) – December 5, 2012 – Innovaro, Inc. (NYSE MKT: INV) has received notice, dated December 4, 2012, that the NYSE MKT LLC intends to proceed with an application to the United States Securities and Exchange Commission to remove the Company’s common stock from listing on the NYSE MKT.

WARRANT AGREEMENT No. As of October 22, 2012 To Purchase 300,000 Shares of Common Stock of INNOVARO, INC.

EX-10.2 3 d446335dex102.htm WARRANT AGREEMENT Exhibit 10.2 THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS SUCH SECURITIES ARE REGISTERED UNDER THE 1933 ACT AND APPLICAB

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commissio

FIRST AMENDMENT NOTE AND WARRANT PURCHASE AGREEMENT

EX-10.1 2 d446335dex101.htm FIRST AMENDMENT TO NOTE AND WARRANT PURCHASE AGMT Exhibit 10.1 FIRST AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT THIS FIRST AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT (this “Amendment”) is made and entered into effective as of October 22, 2012 (the “Amendment Date”) by and between Innovaro, Inc., a Delaware corporation f/k/a UTEK Corporation (the “Company”),

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporatio

Innovaro, Inc. Financial Plan Approved by NYSE MKT

Press Release Exhibit 99.1 Innovaro, Inc. Financial Plan Approved by NYSE MKT Tampa, FL — (Business Wire) – October 23, 2012 – Innovaro, Inc. (NYSE MKT: INV) (the “Company”), The Innovation Solutions Company, announced today that on October 19, 2012, the Company received notice that the NYSE MKT LLC (the "Exchange") approved the Company’s plan for regaining compliance with Section 1003(a)(iii) of

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commissio

INNI / Innovaro Inc. / JJJ Family LLLP - SCHEDULE 13G Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Innovaro, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 45777T1020 (CUSIP Number) October 9, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which the

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission

Innovaro Announces the Spinoff of the Strategos Consulting Division

Press Release Exhibit 99.1 Innovaro Announces the Spinoff of the Strategos Consulting Division Tampa, FL – October 9, 2012 — Innovaro, Inc. (NYSE MKT: INV), The Innovation Solutions Company, today announced it has completed the spinoff of its Strategos Division as part of its continuing transition to a software and information led innovation solutions business. Since its origins in 1996, Strategos

SEPARATION AND RELEASE AGREEMENT

EX-10.2 3 d423880dex102.htm FORM OF SEPARATION AND RELEASE AGREEMENT Exhibit 10.2 EXECUTION VERSION SEPARATION AND RELEASE AGREEMENT This SEPARATION AND RELEASE AGREEMENT (this “Agreement”) is entered into as of October 2, 2012, by and between Innovaro, Inc., a Delaware corporation (the “Company”) and (“Employee”). RECITALS WHEREAS, the Company will sell certain assets and license certain other as

TECHNOLOGY LICENSE AGREEMENT

EX-10.3 4 d423880dex103.htm TECHNOLOGY LICENSE AGREEMENT Exhibit 10.3 TECHNOLOGY LICENSE AGREEMENT This TECHNOLOGY LICENSE AGREEMENT (this “Agreement”) is entered into as of October 2, 2012 (the “Effective Date”) by and between Innovaro, Inc., a Delaware corporation (“Licensor”) and Strategos, Inc., a Delaware corporation (“Licensee”) for the purpose of granting Licensee a limited license to use c

ASSET PURCHASE AGREEMENT

EX-10.1 2 d423880dex101.htm ASSET PURCHASE AGREEMENT Exhibit 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) is entered into as of October 2, 2012, by and among: Innovaro, Inc., a Delaware corporation (the “Seller”); Strategos, Inc., a Delaware corporation (the “Purchaser”) and certain individuals listed on Exhibit A (collectively, the “Strategos Individuals” and tog

SERIES B WARRANT No. 2012B-001 September 27, 2012 To Purchase 531,915 Shares of Common Stock of INNOVARO, INC.

Exhibit 4.1 SERIES B WARRANT No. 2012B-001 September 27, 2012 To Purchase 531,915 Shares of Common Stock of INNOVARO, INC. Innovaro, Inc., a Delaware corporation (the “Company”), certifies that JJJ Family LLLP (“Holder”) is entitled, on the terms and subject to the conditions and adjustments set forth in this Series B Warrant (the “Warrant”), to acquire from the Company, in whole or in part, from

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commiss

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of September 27, 2012, by and among Innovaro, Inc., a Delaware corporation, with headquarters located at 2109 Palm Avenue, Tampa, Florida 33605 (the “Company”), and the investor listed on the Schedule of Buyers attached hereto (the “Buyer”). WHEREAS: A. The Company and

531,915 Shares of Common Stock Series B Warrants to Purchase up to 531,915 Shares of Common Stock

Final Prospectus Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.

Innovaro Announces Sale of Operating Divisions

Exhibit 99.1 Innovaro Announces Sale of Operating Divisions Tampa, FL – September 12, 2012 — Innovaro, Inc. (NYSE MKT: INV), The Innovation Solutions Company, today announced it has completed the sale of its PharmaLicensing/Transfer, Global Licensing and Knowledge Express operating divisions to IP Technology Exchange, Inc., which will focus on expanding the divisions and extending the business mod

ASSET PURCHASE AGREEMENT

Exhibit 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (the “Agreement”) is made and entered into this 12th day of September , 2012, with an effective date of August 31st, 2012 (“Effective Date”), by and among Innovaro, Inc., a Delaware corporation, Innovaro Europe, Ltd. (Collectively “Seller”), and IP Technology Exchange, Inc., a Florida corporation (“Purchaser”). WHEREAS, Seller des

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commiss

Innovaro, Inc. Financial Plan Approved by NYSE MKT

Press Release Exhibit 99.1 Innovaro, Inc. Financial Plan Approved by NYSE MKT Tampa, FL – (Business Wire) – August 29, 2012 – Innovaro, Inc. (NYSE MKT: INV) (the “Company”), The Innovation Solutions Company, announced today that on August 24, 2012, the Company received notice that the NYSE MKT LLC (the “Exchange”) approved the Company’s plan for regaining compliance with Section 1003(a)(iv) of the

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission

Innovaro, Inc. to Supplement Financial Plan for NYSE MKT

Exhibit 99.1 Innovaro, Inc. to Supplement Financial Plan for NYSE MKT Tampa, FL – (Business Wire) – August 21, 2012 – Innovaro, Inc. (NYSE MKT: INV) (the “Company”), The Innovation Solutions Company, announced today that on August 16, 2012, the Company was notified by NYSE MKT LLC (the “Exchange”) that its review of the Company’s publicly-available information indicated that the Company was not in

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission

Directors Invest in Innovaro, Inc.

Exhibit 99.1 Directors Invest in Innovaro, Inc. Demonstrates their confidence in Innovaro’s future Tampa, FL — June 26, 2012 — Innovaro, Inc. (NYSE MKT: INV), The Innovation Solutions Company (the “Company”), today announced that two members of its board of directors have invested in the Company by purchasing its shares of common stock and warrants. Specifically, Mr. Mark Berset, a member of the C

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission F

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 20, 2012, by and among Innovaro, Inc., a Delaware corporation, with headquarters located at 2109 Palm Avenue, Tampa, Florida 33605 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). WHEREAS: A. The Co

FORM OF SERIES A WARRANT No. 2012A- June 20, 2012 To Purchase Shares of Common Stock of INNOVARO, INC.

Form of Series A Warrants Exhibit 4.1 FORM OF SERIES A WARRANT No. 2012A- June 20, 2012 To Purchase Shares of Common Stock of INNOVARO, INC. Innovaro, Inc., a Delaware corporation (the “Company”), certifies that (“Holder”) is entitled, on the terms and subject to the conditions and adjustments set forth in this Series A Warrant (the “Warrant”), to acquire from the Company, in whole or in part, fro

271,740 Shares of Common Stock Series A Warrants to Purchase up to 135,870 Shares of Common Stock

Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.

Bruce Lucas to Join the Board of Directors of Innovaro, Inc.

EX-99.1 2 d369614dex991.htm PRESS RELEASE Exhibit 99.1 Bruce Lucas to Join the Board of Directors of Innovaro, Inc. A Leading Investor in Growth Opportunity Companies Tampa, FL — June 19, 2012 — Innovaro, Inc. (NYSE MKT: INV), The Innovation Solutions Company, today announced that Mr. Bruce Lucas is joining its Board of Directors. Innovaro’s Board approved the appointment on June 14, 2012. Mr. Luc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission File Numbe

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission F

Innovaro, Inc. to Prepare Financial Plan for NYSE MKT

Press Release Exhibit 99.1 Innovaro, Inc. to Prepare Financial Plan for NYSE MKT Tampa, FL — (Business Wire) – June 15, 2012 – Innovaro, Inc. (NYSE MKT: INV) (the “Company”), The Innovation Solutions Company, announced today that on June 12, 2012, the Company was notified by NYSE MKT LLC (the “Exchange”) that its review of the Company’s publicly-available information indicated that the Company was

Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission Fi

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of incorporation) (Commission

- NOTIFICATION OF LATE FILING

Notification of Late Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Presented by

Investor Presentation Presented by Asa Lanum CEO Innovaro THE Innovation Solutions Company We Help Companies Innovate & grow Exhibit 99.

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8 K

Form 8 K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2012 INNOVARO, INC. (Exact name of registrant as specified in its charter) Delaware 001-15941 59-3603677 (State or other jurisdiction of (Commission (I.R.S. Emplo

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SEC Letter April 26, 2007 CONFIDENTIAL VIA EDGAR Mr. Vincent J. Di Stefano Senior Counsel U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Statement filed by UTEK Corporation on March 23, 2007 (the “Proxy Statement”) Dear Mr. Di Stefano: On behalf of UTEK Corporation (the “Company”), attached please find the Company’s response to the comments

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

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Correspondence HARRY S. PANGAS DIRECT LINE: 202.383.0805 E-mail: [email protected] March 23, 2007 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: UTEK Corporation – Preliminary Proxy Statement on Schedule 14A Dear Sir or Madam: On behalf of UTEK Corporation, we are filing a Preliminary Proxy Statement on Schedule 14A pursuant to the rules and reg

- PRELIMINARY PROXY STATEMENT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.

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April 26, 2005 VIA EDGAR Mr. Larry L. Greene, Esq. Senior Counsel U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Preliminary Proxy Statement filed by UTEK Corporation on April 14, 2005 (the “Proxy Statement”) Dear Mr. Greene: On behalf of UTEK Corporation (the “Company”), attached please find the Company’s response to the comments that you orally issued t