基本數據
| LEI | 5493003SC25JJLM4UH12 |
| CIK | 779336 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Abrdn Australia Equity Fund Inc
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| November 14, 2024 |
IAF / Abrdn Australia Equity Fund Inc / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 iaf-093024a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ABRDN AUSTRALIA EQUITY FUND, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 003011103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) ABRDN AUSTRALIA EQUITY FUND INC (Name of Issuer) COM (Title of Class of Securities) 003011103 (CUSIP Number) July 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| May 17, 2024 |
May 17, 2024 VIA EDGAR Brian Szilagyi Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| February 8, 2024 |
IAF / Abrdn Australia Equity Fund Inc / 1607 Capital Partners, LLC Passive Investment SC 13G 1 iaf-123123.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ABRDN AUSTRALIA EQUITY FUND, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 003011103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 12, 2024 |
IAF / Abrdn Australia Equity Fund Inc / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 12, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* abrdn Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the app |
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| November 8, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* abrdn Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appro |
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| November 8, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 31, 2023 |
NPORT-EX 2 NPORT1956212071640123.htm Portfolio of Investments (unaudited) As of January 31, 2023 abrdn Australia Equity Fund, Inc. Shares Description Industry and Percentage of Net Assets Value COMMON STOCKS—106.2% AUSTRALIA—97.6% 289,813 ANZ Group Holdings Ltd. Banks—3.7% $ 5,157,625 95,000 Aristocrat Leisure Ltd. Hotels, Restaurants & Leisure—1.7% 2,293,606 54,800 ASX Ltd. Capital Mar |
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| January 30, 2023 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 30, 2023 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* abrdn Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| September 28, 2022 |
FOR VALIDATION PURPOSES ONLY - [153496.IAF] Portfolio of Investments (unaudited) As of July 31, 2022 abrdn Australia Equity Fund, Inc. Shares Description Industry and Percentage of Net Assets Value COMMON STOCKS—107.1% AUSTRALIA—97.6% 127,500 Aristocrat Leisure Ltd. Hotels, Restaurants & Leisure—2.5% $ 3,180,876 57,700 ASX Ltd. Capital Markets—2.8% 3,586,330 271,700 Australia & New |
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| March 28, 2022 |
DEF 14A 1 a22-89981def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| March 25, 2022 |
NPORT-EX 2 NPORT1956218212230122.htm Statement of Investments January 31, 2022 (unaudited) Aberdeen Australia Equity Fund, Inc. Shares Description Industry and Percentage of Net Assets Value (US$) LONG-TERM INVESTMENTS — 102.7% COMMON STOCKS — 102.7% AUSTRALIA — 90.6% 59,800 Altium Ltd. Software— 1.1% $ 1,528,730 179,842 Aristocrat Leisure Ltd. Hotels, Restaurants & Leisure— 3.9% 5,213,218 64,500 |
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| February 14, 2022 |
IAF / Aberdeen Australia Equity Fund Inc / 1607 Capital Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2022 |
IAF / Aberdeen Australia Equity Fund Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) ABERDEEN AUSTRALIA EQUITY FD (Name of Issuer) COM (Title of Class of Securities) 003011103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 21, 2022 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 21, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 28, 2021 |
Statement of Investments July 31, 2021 (unaudited) Aberdeen Australia Equity Fund, Inc. |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 30, 2021 |
Portfolio of Investments (unaudited) As of January 31, 2021 Aberdeen Australia Equity Fund, Inc. |
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| March 30, 2021 |
Portfolio of Investments (unaudited) As of January 31, 2021 Aberdeen Australia Equity Fund, Inc. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) ABERDEEN AUSTRALIA EQUITY FD (Name of Issuer) COM (Title of Class of Securities) 003011103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 3, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 3, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| September 24, 2020 |
Portfolio of Investments (unaudited) As of July 31, 2020 Shares Description Industry and Percentage of Net Assets Value (US$) LONG-TERM INVESTMENTS—97. |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| April 15, 2020 |
IAF / Aberdeen Australia Equity Fund, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 27, 2020 |
Portfolio of Investments (unaudited) As of January 31, 2020 Shares Description Industry and Percentage of Net Assets Value (US$) LONG-TERM INVESTMENTS—96. |
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| March 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 14, 2020 |
XIAFX / Aberdeen Australia Equity Fund, / 1607 Capital Partners, LLC - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 12, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 26, 2019 |
IAF / Aberdeen Australia Equity Fund, Inc. NPORT-EX - - Portfolio of Investments (unaudited) As of July 31, 2019 Shares Description Industry and Percentage of Net Assets Value (US$) LONG-TERM INVESTMENTS—98. |
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| March 29, 2019 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| March 29, 2019 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| February 22, 2019 |
IAF / Aberdeen Australia Equity Fund, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| February 11, 2019 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 11, 2019 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| September 28, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| September 28, 2018 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| March 29, 2018 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| March 29, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| February 20, 2018 |
IAF / Aberdeen Australia Equity Fund, Inc. DEF 14A DEF 14A 1 d530836ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for |
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| February 14, 2018 |
XIAFX / Aberdeen Australia Equity Fund, / 1607 Capital Partners, LLC - 13G/A (Passive Investment) SC 13G/A 1 xiafx123117a1.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 003011103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| January 12, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 12, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 8, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) November 30, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| December 8, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 28, 2017 |
Aberdeen Australia Equity Fund Inc - ABERDEEN AUSTRALIA EQUITY FUND, INC. N-Q 1 d291261dnq.htm ABERDEEN AUSTRALIA EQUITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 173 |
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| September 28, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.302CERT 2 d291261dex99302cert.htm SECTION 302 CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state |
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| July 10, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) June 30, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| July 10, 2017 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| March 31, 2017 |
Aberdeen Australia Equity Fund Inc - ABERDEEN AUSTRALIA EQUITY FUND, INC. N-Q 1 d274106dnq.htm ABERDEEN AUSTRALIA EQUITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 173 |
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| March 31, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| February 17, 2017 |
Aberdeen Australia Equity Fund DEF 14A DEF 14A 1 d329230ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| February 13, 2017 |
XIAFX / Aberdeen Australia Equity Fund, / 1607 Capital Partners, LLC - 13G Passive Investment SC 13G 1 xiafx123116.htm 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 003011103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 25, 2017 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 25, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common - (Title of Class of Securities) 003011103 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| September 28, 2016 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| September 28, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| March 30, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| March 30, 2016 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| February 18, 2016 |
Aberdeen Australia Equity Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permi |
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| September 24, 2015 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| September 24, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| March 25, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| March 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name an |
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| February 19, 2015 |
IAF / Aberdeen Australia Equity Fund, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi |
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| December 30, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| September 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| September 25, 2014 |
Aberdeen Australia Equity Fund Inc - ABERDEEN AUSTRALIA EQUITY FUND, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name an |
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| March 27, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.302CERT 2 d698243dex99302cert.htm CERTIFICATION CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| March 27, 2014 |
Quarterly Schedule of Portfolio Holdings - ABERDEEN AUSTRALIA EQUITY FUND,INC Aberdeen Australia Equity Fund,Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 19, 2014 |
Definitive UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as pe |
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| December 18, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| December 17, 2013 |
As filed with the Securities and Exchange Commission on December 17, 2013 Securities Act File No. |
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| December 17, 2013 |
Exhibit 99.(m)(2) OMB: 3235-0049 FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Primary Business Name: ABERDEEN ASSET MANAGEMENT LIMITED IARD/CRD Number: 110753 Rev. 10/2012 NON-RESIDENT INVESTMENT ADVISER EXECUTION PAGE You must complete the following Execution Page to Form ADV. This execution page must be signed and attached to your initial submission of Form ADV to the SEC and |
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| December 17, 2013 |
Exhibit 99.(s)(2) OFFICER’S CERTIFICATE The undersigned officer for Aberdeen Australia Equity Fund, Inc. (the “Fund”) hereby certifies that the Board of Directors of the Fund duly adopted the following resolution on December 11, 2013: FURTHER RESOLVED, that the Directors hereby approve and authorize the use of the Power of Attorney executed by the Directors and certain Officers of the Fund appoint |
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| December 17, 2013 |
Consent of Independent Registered Public Accounting Firm EX-99.(N) 3 a13-262781ex99dn.htm EX-99.(N) Exhibit 99.(n) Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc.: We consent to the use of our report dated December 16, 2013, with respect to the financial statements of Aberdeen Australia Equity Fund, Inc., as of October 31, 2013, incorporated herein by reference and |
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| December 17, 2013 |
Exhibit 99.(r)(2) CODE OF ETHICS Effective as of October 1, 2013 I. INTRODUCTION This Code of Ethics (the “Code”) is adopted by: (i) Aberdeen Asset Management Inc. (ii) Aberdeen Asset Management Limited (iii) Aberdeen Asset Management Asia Limited (iv) Aberdeen Asset Managers Limited (each hereinafter referred to individually as an “Adviser” and, together, as the “Advisers”) in compliance with the |
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| November 12, 2013 |
Exhibit 99.(h) ABERDEEN AUSTRALIA EQUITY FUND, INC. UP TO 3,250,000 SHARES OF COMMON STOCK CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENT October 11, 2013 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: Aberdeen Australia Equity Fund, Inc., a Maryland corporation (the “Fund”), Aberdeen Asset Management Asia Limited, a Singapore |
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| November 12, 2013 |
As filed with the Securities and Exchange Commission on November 12, 2013 Securities Act File No. |
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| November 12, 2013 |
Exhibit 99.(l) October 11, 2013 Aberdeen Australia Equity Fund, Inc. 1735 Market Street, 32nd Floor Philadelphia, Pennsylvania 19103 Re: Registration Statement on Form N-2: 1933 Act File No. 333-190632 1940 Act File No. 811-04438 Ladies and Gentlemen: We have acted as Maryland counsel to Aberdeen Australia Equity Fund, Inc., a Maryland corporation registered under the Investment Company Act of 194 |
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| October 8, 2013 |
CORRESP 1 filename1.htm October 8, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Aberdeen Australia Equity Fund, Inc. Pre-Effective Amendment No. 1 Registration File No. 333-190632 Dear Commissioners: Pursuant to Rule 461 under the Securities Act of 1933, Aberdeen Australia Equity Fund, Inc. (the “Fund”) hereby respectfully requests acceleration of |
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| October 4, 2013 |
CORRESP 1 filename1.htm October 4, 2013 VIA EDGAR Edward P. Bartz Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Aberdeen Australia Equity Fund, Inc. (the “Fund” or the “Registrant”); Registration Statement on Form N-2 Filed on August 15, 2013 Securities Act File No. 333-190632; Investment Company Act File No. 811-04438 Dear Mr. Bar |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - ABERDEEN AUSTRAILIA EQUITY FUND, INC. Aberdeen Austrailia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32n |
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| September 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certification CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| June 28, 2013 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. Registration No. 811-04438 FORM N-SAR Semi-Annual Period Ended April 30, 2013 SUB-ITEM 77C: Matters submitted to a vote of security holders The response to question 77C regarding Matters submitted to a vote of security holders is hereby incorporated by reference to the Definitive 14A Proxy Statement as filed with the Securities and Exchange Commission on Februa |
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| March 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Christian Pittard, certify that: 1. |
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| March 26, 2013 |
Quarterly Schedule of Portfolio Holdings - ABERDEEN AUSTRALIA EQUITY FUND, INC. Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| February 20, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi |
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| September 26, 2012 |
Quarterly Schedule of Portfolio Holdings - ABERDEEN AUSTRALIA EQUITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name an |
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| September 26, 2012 |
EX-99.CERT 2 d410875dex99cert.htm CERTIFICATIONS Exhibit 99.CERT Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| June 29, 2012 |
Results of Annual Meeting of Shareholders The Annual Meeting of Shareholders was held on Thursday, March 22, 2012 at 1735 Market Street, Philadelphia, Pennsylvania. |
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| March 28, 2012 |
EX-99.CERT 2 d303554dex99cert.htm CERTIFICATIONS Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - ABERDEEN AUSTRALIA EQUITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: Aberdeen Asset Management Inc. 1735 Market Street, 32nd Floor |
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| February 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by |
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| December 30, 2011 |
Aberdeen Australia Equity Fund, Inc Section 16(a) Beneficial Ownership Reporting Compliance A Form 3 for the below individual was not filed within the required regulatory timeframe: Matthew Keener - Assistant Treasurer |
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| September 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name an |
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| September 28, 2011 |
Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| June 29, 2011 |
March 24, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Aberdeen Australia Equity Fund, Inc. (copy attached), which we understand were filed with the Securities and Exchange Commission, as part of the filing on Form N-SAR of Aberdeen Australia Equity Fund, Inc., dated July 6, 2009. We agree with the statements con |
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| May 2, 2011 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| April 14, 2011 |
Exhibit 99.(h) EXECUTION COPY ABERDEEN AUSTRALIA EQUITY FUND, INC. UP TO 3,300,000 SHARES OF COMMON STOCK CAPITAL ON DEMAND™ SALES AGREEMENT April 13, 2011 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: Aberdeen Australia Equity Fund, Inc., a Maryland corporation (the “Fund”), Aberdeen Asset Management Asia Limited, a Singapore corporat |
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| April 14, 2011 |
As filed with the Securities and Exchange Commission on April 14, 2011 As filed with the Securities and Exchange Commission on April 14, 2011 Securities Act File No. |
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| April 14, 2011 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. A Maryland Corporation Amended and Restated as of March 9, 2011 Exhibit 99.(b) ABERDEEN AUSTRALIA EQUITY FUND, INC. A Maryland Corporation BYLAWS Amended and Restated as of March 9, 2011 1 TABLE OF CONTENTS (continued) PAGE ARTICLE I NAME OF CORPORATION, LOCATION OF OFFICES AND SEAL 1 Section 1. Name 1 Section 2. Principal Offices 1 Section 3. Seal 1 ARTICLE II STOCKHOLDERS 2 Section 1. Place of Meeting 2 Section 2. Annual Meetings 2 Section 3. Special Meeting |
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| March 30, 2011 |
Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: Aberdeen Asset Management Inc. 1735 Market Street, 32nd Floor |
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| March 25, 2011 |
CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 25, 2011 VIA EDGAR Ed Bartz, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Aberdeen Australia Equity Fund, Inc. (the “Registrant”) Post-Effective Amendement No. 2 to the Registration Statement Filed on February 23, 2011 |
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| March 16, 2011 |
CORRESP 1 filename1.htm March 16, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Aberdeen Australia Equity Fund, Inc. Post-Effective Amendment No. 2 Registration File No. 333-164092 Dear Commissioners: Pursuant to Rule 461 under the Securities Act of 1933, Aberdeen Australia Equity Fund, Inc. (the “Fund”) hereby respectfully requests acceleration of |
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| February 23, 2011 |
Consent of Independent Registered Public Accounting Firm Exhibit 99.(n) Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc: We consent to the use of our report dated December 28, 2010, with respect to the financial statements of Aberdeen Australia Equity Fund, Inc, as of October 31, 2010, incorporated herein by reference and to the references to our firm under the headi |
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| February 23, 2011 |
As filed with the Securities and Exchange Commission on February 23, 2011 As filed with the Securities and Exchange Commission on February 23, 2011 Securities Act File No. |
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| February 23, 2011 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 February 23, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| February 10, 2011 |
DEF 14A 1 ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Com |
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| December 10, 2010 |
As filed with the Securities and Exchange Commission on December 9, 2010 POS EX 1 a09-370891posex.htm POS EX As filed with the Securities and Exchange Commission on December 9, 2010 Securities Act File No. 333-164092 Investment Company Act File No. 811-04438 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 x Registration Statement Under the Securities Act of 1933 o Pre-Effective Amendment No. x Post-Effective Amendment No. 1 and/or x Registration |
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| December 10, 2010 |
Exhibit 99.(h) Execution Copy ABERDEEN AUSTRALIA EQUITY FUND, INC. 2,500,000 Shares Common Stock ($0.01 par value) UNDERWRITING AGREEMENT New York, New York December 9, 2010 Citigroup Global Markets Inc. Morgan Stanley & Co. Incorporated As Representatives of the several Underwriters listed on Schedule I hereto c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Morgan |
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| December 10, 2010 |
INVESTOR RELATIONS SERVICES AGREEMENT Exhibit 99.(k)(3) INVESTOR RELATIONS SERVICES AGREEMENT AGREEMENT effective as of February 1, 2010 between the registered closed-end investment companies listed on Schedule A (hereinafter referred to collectively as the “Funds” and, individually, as a “Fund”) and Aberdeen Asset Management Inc. (hereinafter referred to as “AAMI”). This Agreement supersedes any prior investor relations services agre |
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| November 23, 2010 |
CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 22, 2010 VIA EDGAR Christian Sandoe, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Aberdeen Australia Equity Fund, Inc. Registration Statement on Form N-2 Filed on September 17, 2010 Securities Act File No. 333-16409 |
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| November 23, 2010 |
November 23, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Aberdeen Australia Equity Fund, Inc. Registration File No. 333-164092 Dear Commissioners: Pursuant to Rule 461 under the Securities Act of 1933, Aberdeen Australia Equity Fund, Inc. (the “Fund”) hereby respectfully requests acceleration of the effective date of the Registrant’s Registration |
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| October 18, 2010 |
CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 October 18, 2010 VIA EDGAR Christian Sandoe, Esq. Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Aberdeen Australia Equity Fund, Inc. Registration Statement on Form N-2 Filed on December 31, 2009 Securities Act File No. 333-164092; |
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| September 29, 2010 |
Certifications Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| September 29, 2010 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd |
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| June 29, 2010 |
AMENDMENT TO ADMINISTRATION AGREEMENT AMENDMENT, effective as of February I, 2010, to the Administration Agreement dated as of September 30, 2004 as amended (the "Amended Agreement") between Aberdeen Australia Equity Fund, Inc. |
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| March 31, 2010 |
SC 13D/A 1 l74950sc13da28.htm AMENDMENT NO. 28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 28) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 |
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| March 30, 2010 |
Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: Aberdeen Asset Management Inc. 1735 Market Street, 32nd Floor |
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| January 27, 2010 |
SC 13D/A 1 l7495013da27.htm AMENDMENT NO. 27 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 27) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Be |
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| January 22, 2010 |
DEF 14A 1 ddef14a.htm ABERDEEN AUSTRALIA EQUITY FUND, INC SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Stateme |
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| December 29, 2009 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Aberdeen Australia Equity Fund, Inc. |
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| December 2, 2009 |
SC 13D/A 1 l7459013da26.htm AMENDMENT NO. 26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 26) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Be |
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| October 22, 2009 |
SC 13D/A 1 l7459013da25.htm AMENDMENT NO. 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 25) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Be |
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| October 13, 2009 |
144 1 l74950form144101309.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB Numbe |
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| September 28, 2009 |
Exhibit 99.CERT Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| September 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| September 18, 2009 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Jennifer Nichols, Lucia Sitar, Megan Kennedy, Alan Goodson, William Baltrus, Timothy Sullivan, Nicola Espie and Matt Woodward as the undersigned’s true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting p |
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| July 31, 2009 |
SC 13D/A 1 l7459013da24july31.htm JULY 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 24) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 |
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| June 26, 2009 |
IAF 4.30.09 NSAR attachments 1. 77Q1(a) Amended and Restated Fund Bylaws – Information is incorporated by reference to (1) the 485BPOS filing as filed with the Securities and Exchange Commission on December 22, 2008 (SEC Accession no. 0000894579-08-000457) 2. 77Q1(f) Change in Independent Registered Public Accounting Firm PricewaterhouseCoopers LLP (“PwC”), 300 Madison Avenue, New York, New York 1 |
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| June 1, 2009 |
144 1 l1745901440509.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB Number: 32 |
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| June 1, 2009 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| March 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| March 30, 2009 |
Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 20, 2009 |
EX-24 2 poagoodson.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity |
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| March 20, 2009 |
EX-24 2 poapittard.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity |
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| January 16, 2009 |
DEF 14A 1 ddef14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional M |
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| January 15, 2009 |
144 1 l74590144.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB Number: 3235-01 |
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| December 30, 2008 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| December 30, 2008 |
Aberdeen Australia Equity Fund, Inc. Aberdeen Australia Equity Fund, Inc. Attachment for sub-item 77Q2 The following persons were directors and officers during the fiscal year ended October 31st, 2008 and failed to file a Form 3 on a timely basis: Beverly Hendry |
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| October 15, 2008 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| October 14, 2008 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to ABERDEEN AUSTRALIA EQUITY FUND, INC. |
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| October 8, 2008 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| October 7, 2008 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to ABERDEEN AUSTRALIA EQUITY FUND, INC. |
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| September 25, 2008 |
Section 302 Certification I, Vincent Esposito, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 25, 2008 |
N-Q 1 dnq.htm ABERDEEN AUSTRALIA EQUITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudde |
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| September 18, 2008 |
EX-24 2 poabaltrus.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity |
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| September 18, 2008 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| August 29, 2008 |
SC 13D/A 1 l7459013da23aug29.htm AMENDMENT NO. 23, AUGUST 29, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 23) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexa |
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| July 10, 2008 |
June 1, 2007 BY FIRST CLASS MAIL Sander M. Bieber, Esq. Dechert LLP 1775 I Street, N.W. Washington, DC 20006 Aberdeen Australia Equity Fund, Inc. File Nos. 811-04438 & 333-142698 Dear Mr. Bieber: We have reviewed the registration statement filed on Form N-2 on May 8, 2007 for Aberdeen Australia Equity Fund, Inc. (the “Fund”). Based on our review of the registration statement, we have the following |
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| June 20, 2008 |
EX-24 2 poamcdevitt.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacit |
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| April 28, 2008 |
SC 13D/A 1 l7459013da22.htm AMENDMENT NO. 22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Be |
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| April 2, 2008 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| April 2, 2008 |
EX-24 2 poapgmalone.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc., Aberdee |
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| March 31, 2008 |
Section 302 Certification I, Vincent Esposito, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| March 20, 2008 |
EX-24 2 poaesposito.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacit |
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| March 20, 2008 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| March 20, 2008 |
EX-24 2 poasitar.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity a |
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| March 20, 2008 |
EX-24 2 poasullivan.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacit |
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| March 20, 2008 |
EX-24 2 poahendry.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, and Victoria M. Szybillo, as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity |
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| March 20, 2008 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| March 7, 2008 |
SC 13D/A 1 landesbank13da21.htm AMENDMENT NO. 21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 21) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-1017 |
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| February 19, 2008 |
DEF 14A 1 ddef14a.htm DEFINITIVE NOTICE & PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Stateme |
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| December 28, 2007 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| December 20, 2007 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| October 10, 2007 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| October 9, 2007 |
EX-24 2 poabovingdon.htm POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. Bieber, David J. Harris, David M. Geffen, Brian S. Vargo, Karl Paulson Egbert, Tiffany A. Ford, Victoria M. Szybillo, and Patrick W. Dennis as the undersigned's true and lawful attorneys-in-fact to: 1. execute for and on behalf of the under |
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| October 9, 2007 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| September 27, 2007 |
Section 302 Certification I, Martin Gilbert, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| September 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| September 11, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 20) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Berlin Germany +44.20.7572.6200 (Name, Address |
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| August 29, 2007 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Sander M. |
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| May 2, 2007 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to ABERDEEN AUSTRALIA EQUITY FUND, INC. |
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| April 26, 2007 |
SC 13D/A 1 b7459013da19.htm AMENDMENT NO. 19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Be |
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| March 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| March 29, 2007 |
Section 302 Certification I, Martin Gilbert, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| March 7, 2007 |
144 1 landesbankform144.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB Number: |
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| February 14, 2007 |
DEF 14A 1 ddef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock par value $.01 (Title of Class of Securities) 003011103 (CUSIP Number) December 29, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 29, 2006 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| December 29, 2006 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. A Maryland Corporation Amended and Restated as of June 7, 2006 ABERDEEN AUSTRALIA EQUITY FUND, INC. A Maryland Corporation BYLAWS Amended and Restated as of June 7, 2006 - # - TABLE OF CONTENTS PAGE ARTICLE I NAME OF CORPORATION, LOCATION OF OFFICES AND SEAL 1 Section 1. Name. 1 Section 2. Principal Offices. 1 Section 3. Seal. 1 ARTICLE II STOCKHOLDERS 1 Section 1. Place of Meeting. 1 Section 2. Annual Meetings. 2 Section 3. Special Meetings. 2 (a) General. 2 |
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| December 12, 2006 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in the Registration Statement on Form N-2 of Aberdeen Australia Equity Fund, Inc. |
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| December 12, 2006 |
As filed with the Securities and Exchange Commission on December 12, 2006 As filed with the Securities and Exchange Commission on December 12, 2006 1933 Act File No. |
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| December 12, 2006 |
Exhibit (l)(1) 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com December 12, 2006 Aberdeen Australia Equity Fund, Inc. 800 Scudders Mill Road Plainsboro, New Jersey 08536 Re: Aberdeen Australia Equity Fund, Inc.: Registration Statement on Form N-2 1940 Act File No. 811-04438 Ladies and Gentlemen: We have acted as counsel to Aberdeen Australia E |
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| December 8, 2006 |
[CITIGROUP LETTERHEAD] December 8, 2006 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Aberdeen Australia Equity Fund, Inc. |
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| October 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 005-55117 / 333-133618 ABERDEEN AUSTRALIA EQUITY FUND, INC. (Exact name of Issuer as specified in its Charter) NYSE Arca, Inc. (Name of Exchange where security is listed and/or reg |
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| October 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Landesbank Berlin AG Alexanderplatz 2 D-10178 Berlin Germany +44.20.7572.6200 (Name, Address |
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| September 28, 2006 |
Section 302 Certification I, Martin Gilbert, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| September 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| July 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Bankgesellschaft Berlin AG Alexanderplatz 2 D-10178 Berlin Germany +44.20.7572.6200 (Name, Ad |
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| April 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Bankgesellschaft Berlin AG Alexanderplatz 2 D-10178 Berlin Germany +44.20.7572.6200 (Name, Ad |
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| March 31, 2006 |
Section 302 Certification I, Martin Gilbert, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| March 31, 2006 |
Aberdeen Australia Equity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, |
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| March 23, 2006 |
144 1 b74590144.htm MARCH 23, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB |
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| February 14, 2006 |
SC 13G 1 aberdeen13g0214.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Aberdeen Australia Equity Fund Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 003011103 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Filing of this Statement) Chec |
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| February 2, 2006 |
SC 13D/A 1 b7459013da15feb2.htm FEBRUARY 2, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 15) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Bankgesellschaft Berlin AG Alexanderplatz 2 |
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| January 30, 2006 |
DEF 14A 1 ddef14a.htm DEFINATIVE PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| January 23, 2006 |
SC 13D/A 1 b7459013da14.htm AMENDMENT NO. 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Bankgesellschaft Berlin AG Alexanderplatz 2 D-10 |
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| January 20, 2006 |
EX-99 2 teopuaywei.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to ABERDEEN ASIA-PACIFIC INCOME FUND, INC., ABERD |
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| December 30, 2005 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
|
| December 30, 2005 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. A Maryland Corporation BYLAWS Amended and Restated as of December 12, 2005 - # - TABLE OF CONTENTS PAGE ARTICLE I NAME OF CORPORATION, LOCATION OF OFFICES AND SEAL 1 Section 1. Name. 1 Section 2. Principal Offices. 1 Section 3. Seal. 1 ARTICLE II STOCKHOLDERS 1 Section 1. Place of Meeting. 1 Section 2. Annual Meetings. 2 Section 3. Special Meetings. 2 (a) Gener |
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| December 28, 2005 |
SC 13D/A 1 b7459013da13dec28.htm DECEMBER 28, 2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Bankgesellschaft Berlin AG Alexanderplatz |
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| December 20, 2005 |
EX-99 2 iafpoacapezzuto.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to ABERDEEN ASIA-PACIFIC INCOME FUND, INC., |
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| December 20, 2005 |
EX-99 2 iafpoadaniels.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to ABERDEEN ASIA-PACIFIC INCOME FUND, INC., AB |
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| December 14, 2005 |
Exhibit (s)(1) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned Director or Officer of ABERDEEN AUSTRALIA EQUITY FUND, INC. |
|
| December 14, 2005 |
As filed with the Securities and Exchange Commission on December 14, 2005 As filed with the Securities and Exchange Commission on December 14, 2005 Securities Act File No. |
|
| November 28, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12) Aberdeen Australia Equity Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 318652104 (CUSIP Number) Moritz Sell Bankgesellschaft Berlin AG Alexanderplatz 2 D-10178 Berlin Germany +44.20.7572.6200 (Name, Ad |
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| November 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. OMB APPROVAL OMB Number: 3235-0101 Expires: December |
|
| September 28, 2005 |
Section 302 Certification I, Martin Gilbert, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
|
| September 28, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name and |
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| September 15, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| July 25, 2005 |
SC 13D/A 1 file001.htm SCHEDULE 13D/A Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common Stock, par value $.01 per share - (Titl |
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| July 7, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| June 3, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| June 3, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| June 2, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| April 20, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - SCHEDULE 13D Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| March 31, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-04438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: 800 Scudders Mill Road, Plainsboro, New Jersey 08536 Name a |
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| March 31, 2005 |
Section 302 Certification I, Martin Gilbert, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| March 18, 2005 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Section 240. |
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| February 7, 2005 |
Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Australia Equity Fund, Inc. - (Name of Issuer) Common Stock, par value $.01 per share - (Title of Class of Securities) 318652104 - ( |
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| January 6, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| January 6, 2005 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| December 30, 2004 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| December 16, 2004 |
Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Australia Equity Fund, Inc. - - (Name of Issuer) Common Stock, par value $.01 per share - - (Title of Class of Securities) 318652104 |
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| September 28, 2004 |
EX-99.CERT 2 dex99cert.htm CERTIFICATION PURSUANT TO RULE 302 Section 302 Certification I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Australia Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| September 28, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-4438 Exact name of registrant as specified in charter: Aberdeen Australia Equity Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07 |
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| June 29, 2004 |
Attachment 77C The Annual Meeting of Shareholders of Aberdeen Australia Equity Fund, Inc. |
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| June 29, 2004 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. MANAGEMENT AGREEMENT AGREEMENT dated as of March 8, 2004, between Aberdeen Australia Equity Fund, Inc. (the "Fund"), a Maryland corporation registered under the Investment Company Act of 1940, as amended (the "1940 Act"), and Aberdeen Asset Management Asia Limited, a Singapore corporation ("AAMAL" or the "Investment Manager"). WHEREAS, the Fund is a closed-end |
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| June 29, 2004 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. A Maryland Corporation BYLAWS Amended and Restated as of June 8, 2004 TABLE OF CONTENTS PAGE ARTICLE I NAME OF CORPORATION, LOCATION OF OFFICES AND SEAL 1 Section 1. Name. 1 Section 2. Principal Offices. 1 Section 3. Seal. 1 ARTICLE II STOCKHOLDERS 1 Section 1. Place of Meeting. 1 Section 2. Annual Meetings. 2 Section 3. Special Meetings. 2 (a) General. 2 (b) S |
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| June 29, 2004 |
ABERDEEN AUSTRALIA EQUITY FUND, INC. INVESTMENT ADVISORY AGREEMENT AGREEMENT dated as of March 8, 2004, among Aberdeen Australia Equity Fund, Inc. ( the "Fund"), a Maryland corporation registered under the Investment Company Act of 1940, as amended (the "1940 Act"), Aberdeen Asset Management Asia Limited, a Singapore corporation ("AAMAL" or the "Investment Manager"), and Aberdeen Asset Management |
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| June 29, 2004 |
Attachment 77E As previously reported to shareholders, Full Value Partners, L.P. ("Full Value") filed a purported class action on behalf of the Fund's shareholders, in Newark, New Jersey federal court in March 2003 against both the Fund and its Board of Directors. Full Value sought injunctive relief enjoining (i) the effectuation of a then proposed tender offer, (ii) the enforcement of certain byl |
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| April 15, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 31, 2004 Aberdeen Australia Equity Fund, Inc. |
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| March 19, 2004 |
DEF 14A 1 ddef14a.htm DEFINATIVE NOTICE AND PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 18, 2004 |
EX-99 3 hames.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc., Aberdeen Asia |
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| March 18, 2004 |
EX-99 3 corfe.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc., Aberdeen Asia |
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| March 18, 2004 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc. |
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| March 18, 2004 |
EX-99 3 chongpoa.htm POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act") and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), with respect to Aberdeen Australia Equity Fund, Inc., Aberdeen A |
