HTS SEC申報文件 - Hatteras Financial Corp.-年度報告，委任書，招股章程

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1419521

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hatteras Financial Corp.

SEC Filings (Chronological Order)

本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。

August 9, 2016	SC 13G/A	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment CUSIP No. 41902R103 (1)Names of reporting persons. BlackRock, Inc. (2) Check the appropriate box if a member of a group (a) [ ] (b) [X] (3) SEC use only (4) Citizenship or place of organization Delaware Number of shares beneficially owned by each reporting person with: (5) Sole voting power 3376605 (6) Shared voting power NONE (7) Sole dispositive power 3467137 (8) Shared dispositive power NONE (9
July 22, 2016	15-12B	Hatteras Financial 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34030 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in
July 12, 2016	EX-3.1	ARTICLES OF INCORPORATION RIDGEBACK MERGER SUB CORPORATION ARTICLE I EX-3.1 2 d225444dex31.htm EX-3.1 Exhibit 3.1 ARTICLES OF INCORPORATION OF RIDGEBACK MERGER SUB CORPORATION ARTICLE I INCORPORATION The undersigned, Eric M. Feinstein, whose address is 51 West 52nd Street, New York, New York, 10019, being over eighteen (18) years of age, acting as incorporator, does hereby form a corporation, under and by virtue of the general laws of the state of Maryland. ARTICLE
July 12, 2016	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Completion of Acquisition or Disposition of Assets 8-K 1 d225444d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2016 HATTERAS FINANCIAL CORP. (Exact name of registrant specified in its charter) Maryland 1-34030 26-1141886 (State or Other Jurisdiction (Commission
July 12, 2016	EX-3.2	BYLAWS RIDGEBACK MERGER SUB CORPORATION Incorporated under the Laws of the State of Maryland ARTICLE I EX-3.2 Exhibit 3.2 BYLAWS OF RIDGEBACK MERGER SUB CORPORATION Incorporated under the Laws of the State of Maryland ARTICLE I OFFICES Section 1. Registered Office. The principal office of Ridgeback Merger Sub Corporation (the ?Corporation?) in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. Other Offices. The Corporation may have other office
July 12, 2016	EX-3.3	ARTICLES OF MERGER HATTERAS FINANCIAL CORP. (a Maryland corporation) WITH AND INTO RIDGEBACK MERGER SUB CORPORATION (a Maryland corporation) EX-3.3 Exhibit 3.3 ARTICLES OF MERGER OF HATTERAS FINANCIAL CORP. (a Maryland corporation) WITH AND INTO RIDGEBACK MERGER SUB CORPORATION (a Maryland corporation) Hatteras Financial Corp., a Maryland corporation (the ?Merging Company?), and Ridgeback Merger Sub Corporation, a Maryland corporation (the ?Surviving Company?), do hereby certify to the State Department of Assessments and Taxation of Ma
July 12, 2016	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 25, 2016, pursuant to the provisions of Rule 12d2-2 (a).
July 12, 2016	SC 14D9/A	Hatteras Financial SCHEDULE 14D9/A (AMENDMENT NO. 5) Schedule 14D9/A (Amendment No. 5) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (Amendment No. 5) (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 HATTERAS FINANCIAL CORP. (Name of Subject Company) HATTERAS FINANCIAL CORP. (Name of Persons Filing Statement) Common Stock, par value $0.001 per sh
July 12, 2016	SC TO-T/A	Hatteras Financial SC TO-T/A SC TO-T/A 1 a16-1043627sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 8 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION ANNALY CAPITAL MANAGEMENT, INC. (Offerors) (Names of
July 12, 2016	EX-99.(A)(5)(L)	Annaly Capital Management, Inc. Completes Exchange Offer for Hatteras Financial Corp. Common Stock Merger to Close July 12, 2016 Exhibit (a)(5)(L) Annaly Capital Management, Inc. Completes Exchange Offer for Hatteras Financial Corp. Common Stock Merger to Close July 12, 2016 New York, NY, July 12, 2016 Annaly Capital Management, Inc. (NYSE: NLY) (Annaly), announced today that it has completed the previously announced exchange offer for all of the outstanding shares of common stock of Hatteras Financial Corp. (NYSE: HTS)
July 12, 2016	S-8 POS	Hatteras Financial S-8 POS S-8 POS As filed with the Securities and Exchange Commission on July 12, 2016 Registration No.
July 12, 2016	S-8 POS	Hatteras Financial FORM S-8 Form S-8 As filed with the Securities and Exchange Commission on July 12, 2016 Registration No.
July 12, 2016	S-8 POS	Hatteras Financial FORM S-8 S-8 POS 1 d214603ds8pos.htm FORM S-8 As filed with the Securities and Exchange Commission on July 12, 2016 Registration No. 333-206652 Registration No. 333-204936 Registration No. 333-166609 Registration No. 333-150535 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-206652 Form S-8 Registration Stateme
July 12, 2016	S-8 POS	Hatteras Financial S-8 POS S-8 POS 1 d214603ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on July 12, 2016 Registration No. 333-206652 Registration No. 333-204936 Registration No. 333-166609 Registration No. 333-150535 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No. 1 to: Form S-8 Registration Statement No. 333-206652 Form S-8 Registration Statemen
July 12, 2016	POSASR	Hatteras Financial POSASR POSASR As filed with the Securities and Exchange Commission on July 12, 2016 Registration No.
July 8, 2016	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
July 1, 2016	SC TO-T/A	Annaly Capital Management SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 7 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION ANNALY CAPITAL MANAGEMENT, INC. (Offerors) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VAL
July 1, 2016	425	Annaly Capital Management 425 (Prospectus) Filed by Annaly Capital Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Hatteras Financial Corp. File No.: 001-34030 Annaly Capital Management, Inc. Declares Short Period Common Stock Dividend in Connection with Acquisition of Hatteras and Regular Third Quarter Preferred Stock Dividends NEW YORK?(BUSINESS WIRE) ? In accordance with the terms of the merger ag
July 1, 2016	425	Hatteras Financial 425 (Prospectus) 425 Filed by Hatteras Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Hatteras Financial Corp. File No.: 001-34030 Hatteras Financial Corp. Declares Short Period Dividend on Shares of Common Stock in connection with Acquisition by Annaly Capital Management, Inc. Company Release ? July 1, 2016?WINSTON SALEM, N.C.?(BUSINESS WIRE)? In accordance with the terms o
July 1, 2016	EX-99.A.5.D	July 1, 2016 EX-99.A.5.D Exhibit (a)(5)(D) July 1, 2016 Board of Directors and Special Committee of the Board of Directors Hatteras Financial Corp. 751 W. Fourth Street, Suite 400 Winston Salem, NC 27101 Re: Amendment 4 to Schedule 14D-9 of Hatteras Financial Corp., filed July 1, 2016 (the ?Schedule 14D-9?) Ladies and Gentlemen: Reference is made to our opinion letter, dated April 10, 2016 (?Opinion Letter?),
July 1, 2016	SC 14D9/A	Hatteras Financial SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (Amendment No.
June 24, 2016	SC TO-T/A	Hatteras Financial SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 6 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION ANNALY CAPITAL MANAGEMENT, INC. (Offerors) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VAL
June 24, 2016	425	Hatteras Financial 425 (Prospectus) Filed by Annaly Capital Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Hatteras Financial Corp. File No.: 001-34030 Offer by Ridgeback Merger Sub Corporation a direct wholly owned subsidiary of Annaly Capital Management, Inc. to exchange each outstanding share of common stock of Hatteras Financial Corp. June 24, 2016 IMPORTANTYOUR IMMEDIATE ATTENTION IS RE
June 15, 2016	SC 14D9/A	Hatteras Financial SC 14D9/A (AMENDMENT NO. 3) SC 14D9/A (Amendment No. 3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (Amendment No. 3) (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 HATTERAS FINANCIAL CORP. (Name of Subject Company) HATTERAS FINANCIAL CORP. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (T
June 15, 2016	SC TO-T/A	Hatteras Financial SC TO-T/A SC TO-T/A 1 a16-1043618sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 5 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION ANNALY CAPITAL MANAGEMENT, INC. (Offerors) (Names of
June 15, 2016	425	Hatteras Financial 425 (Prospectus) Filed by Annaly Capital Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Hatteras Financial Corp. File No.: 001-34030 Annaly Capital Management, Inc. Extends Exchange Offer to Acquire Hatteras Financial Corp. NEW YORK, NEW YORK ? June 15, 2016 ? Annaly Capital Management, Inc. (NYSE: NLY) (?Annaly?) announced that it has extended its previously announced exch
May 27, 2016	SC 14D9/A	Hatteras Financial SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (Amendment No.
May 27, 2016	SC TO-T/A	Hatteras Financial SC TO-T/A SC TO-T/A 1 a16-1043613sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 4 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION ANNALY CAPITAL MANAGEMENT, INC. (Offerors) (Names of
May 27, 2016	SC 13G	HTS / Hatteras Financial Corp. / MORGAN STANLEY - ST MSCS INITAL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Hatteras Financial Corp - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) May 17, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
May 26, 2016	SC TO-T/A	Hatteras Financial SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 3 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION ANNALY CAPITAL MANAGEMENT, INC. (Offerors) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VAL
May 26, 2016	425	Hatteras Financial 425 (Prospectus) Filed by Annaly Capital Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Hatteras Financial Corp. File No.: 001-34030 Presentation for Annual Meeting May 2016 Safe Harbor This Presentation includes forward-looking statements. These forward-looking statements generally can be identified by phrases such as will, expects, anticipates, foresees, forecast
May 19, 2016	SC 14D9/A	Hatteras Financial SC 14D9/A SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (Amendment No.
May 19, 2016	EX-99.(A)(5)(G)	CLASS ACTION AND DERIVATIVE COMPLAINT Exhibit (a)(5)(G) STEPHEN TWISS, Individually and on behalf ) IN THE of all others similarly situated, and derivatively ) on behalf of HATTERAS FINANCIAL CORP.
May 19, 2016	EX-99.(A)(5)(F)	IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA JAMES WILSON, Individually And On Behalf Of All Others Similarly Situated, Plaintiff, v. C.A. No. HATTERAS FINANCIAL CORPORATION, DAVID W. BERSON, MICHAEL R. HOUGH, BENJAMI Exhibit (a)(5)(F) IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA JAMES WILSON, Individually And On Behalf Of All Others Similarly Situated, Plaintiff, v.
May 19, 2016	SC TO-T/A	Hatteras Financial SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 2 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION (Offeror) ANNALY CAPITAL MANAGEMENT, INC. (Parent of Offeror) (Names of Filing Persons) COMMON ST
May 5, 2016	SC TO-T/A	Hatteras Financial SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 1 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION (Offeror) ANNALY CAPITAL MANAGEMENT, INC. (Parent of Offeror) (Names of Filing Persons) COMMON ST
May 5, 2016	425	Hatteras Financial 425 (Prospectus) Filed by Annaly Capital Management, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Hatteras Financial Corp. File No.: 001-34030 Annaly Capital Management Q1 Earning Conference Call May 5, 2016 C: Jessica LaScala; Annaly Capital Management; IR C: Kevin Keyes; Annaly Capital Management; CEO, President C: David Finkelstein; Annaly Capital Management; CIO of Agency and Res
May 5, 2016	EX-99.E8	CONSULTING AGREEMENT EX-99.E8 Exhibit (e)(8) EXECUTION VERSION CONSULTING AGREEMENT CONSULTING AGREEMENT (this Agreement) by and between Annaly Capital Management, Inc. (the Company) and Michael R. Hough (the Consultant) dated as of April 10, 2016. 1. Effectiveness. The effectiveness of this Agreement is contingent upon the occurrence of the closing (the Closing) of the transactions contemplated by the Agreeme
May 5, 2016	EX-99.E11	CONSULTING AGREEMENT EX-99.E11 Exhibit (e)(11) EXECUTION VERSION CONSULTING AGREEMENT CONSULTING AGREEMENT (this ?Agreement?) by and between Annaly Capital Management, Inc. (the ?Company?) and Frederick J. Boos, II (the ?Consultant?) dated as of April 10, 2016. 1. Effectiveness. The effectiveness of this Agreement is contingent upon the occurrence of the closing (the ?Closing?) of the transactions contemplated by the
May 5, 2016	SC 14D9	Hatteras Financial SC 14D9 SC 14D9 1 d64468dsc14d9.htm SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 HATTERAS FINANCIAL CORP. (Name of Subject Company) HATTERAS FINANCIAL CORP. (Name of Persons Filing Statement) Common Stock, par value $0.001 per
May 5, 2016	EX-99.A5D	May 5, 2016 EX-99.a.5.D Exhibit (a)(5)(D) May 5, 2016 Board of Directors and Special Committee of the Board of Directors Hatteras Financial Corp. 751 W. Fourth Street, Suite 400 Winston Salem, NC 27101 Re: Schedule 14D-9 of Hatteras Financial Corp., filed May 5, 2016 (the ?Schedule 14D-9?) Ladies and Gentlemen: Reference is made to our opinion letter, dated April 10, 2016 (?Opinion Letter?), with respect to t
May 5, 2016	EX-99.E9	CONSULTING AGREEMENT EX-99.E9 Exhibit (e)(9) EXECUTION VERSION CONSULTING AGREEMENT CONSULTING AGREEMENT (this ?Agreement?) by and between Annaly Capital Management, Inc. (the ?Company?) and Benjamin M. Hough (the ?Consultant?) dated as of April 10, 2016. 1. Effectiveness. The effectiveness of this Agreement is contingent upon the occurrence of the closing (the ?Closing?) of the transactions contemplated by the Agreem
May 5, 2016	EX-99.E10	CONSULTING AGREEMENT EX-99.E10 Exhibit (e)(10) EXECUTION VERSION CONSULTING AGREEMENT CONSULTING AGREEMENT (this ?Agreement?) by and between Annaly Capital Management, Inc. (the ?Company?) and Kenneth A. Steele (the ?Consultant?) dated as of April 10, 2016. 1. Effectiveness. The effectiveness of this Agreement is contingent upon the occurrence of the closing (the ?Closing?) of the transactions contemplated by the Agre
May 5, 2016	SC TO-T	Hatteras Financial SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 HATTERAS FINANCIAL CORP. (Names of Subject Company) RIDGEBACK MERGER SUB CORPORATION (Offeror) ANNALY CAPITAL MANAGEMENT, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR
May 5, 2016	EX-99.(A)(5)(D)	A registration statement relating to the securities proposed to be issued in the Offer (as defined below) has been filed with the Securities and Exchange Commission but has not yet become effective. Such securities may not be sold nor may offers to b Exhibit (a)(5)(D) A registration statement relating to the securities proposed to be issued in the Offer (as defined below) has been filed with the Securities and Exchange Commission but has not yet become effective.
May 4, 2016	8-K	Current Report 8-K 1 d92620d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2016 HATTERAS FINANCIAL CORP. (Exact name of registrant specified in its charter) Maryland 1-34030 26-1141886 (State or Other Jurisdiction Of Incorpo
May 4, 2016	425	Hatteras Financial 425 (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 4, 2016 Annaly Capital Management, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or Other Jurisdiction Of Incorporation) (Commissio
May 3, 2016	10-Q	Hatteras Financial 10-Q (Quarterly Report) hts-10q20160331.htm + UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-340
April 11, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among ANNALY CAPITAL MANAGEMENT, INC. RIDGEBACK MERGER SUB CORPORATION HATTERAS FINANCIAL CORP. dated as of April 10, 2016 EX-2.1 2 a16-82461ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ANNALY CAPITAL MANAGEMENT, INC. RIDGEBACK MERGER SUB CORPORATION and HATTERAS FINANCIAL CORP. dated as of April 10, 2016 TABLE OF CONTENTS Page ARTICLE I THE OFFER 2 Section 1.1. The Offer 2 Section 1.2. Company Actions 9 ARTICLE II THE MERGER 11 Section 2.1. The Merger; Effects of the Merger
April 11, 2016	EX-99.1	Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. for $1.5 Billion Exhibit 99.1 Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. for $1.5 Billion ? Strategic Transaction is Mutually Beneficial to Shareholders of Both Companies ? Further Enhances the Scale and Diversification of Annaly?s Investment Platform ? Expected to be Accretive to Annaly?s Book Value and Core Earnings Per Share of Common Stock ? Reinforces Annaly?s Stature as Industry Lead
April 11, 2016	425	Hatteras Financial 8-K (Prospectus) 425 1 a16-824618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 10, 2016 Annaly Capital Management, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 State or Other Jurisdiction
April 11, 2016	EX-99.2	Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. April 2016 Exhibit 99.2 Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. April 2016 Safe Harbor Forward-Looking Statements This presentation includes forward-looking statements. These forward-looking statements generally can be identified by phrases such as ?will,? ?expects,? ?anticipates,? ?foresees,? ?forecasts,? ?estimates? or other words or phrases of similar import. Similarly, stateme
April 11, 2016	EX-99.1	Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. for $1.5 Billion Exhibit 99.1 Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. for $1.5 Billion · Strategic Transaction is Mutually Beneficial to Shareholders of Both Companies · Further Enhances the Scale and Diversification of Annaly’s Investment Platform · Expected to be Accretive to Annaly’s Book Value and Core Earnings Per Share of Common Stock · Reinforces Annaly’s Stature as Industry Lead
April 11, 2016	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2016 HATTERAS FINANCIAL C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2016 HATTERAS FINANCIAL CORP.
April 11, 2016	EX-10.1	AMENDMENT TO MANAGEMENT AGREEMENT Exhibit 10.1 EXECUTION VERSION AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT TO MANAGEMENT AGREEMENT (this “Amendment”) is made and entered into as of this 10th day of April, 2016 by and between Hatteras Financial Corp., a Maryland corporation (the “Company”), and Atlantic Capital Advisors LLC, a North Carolina limited liability company (the “Manager”). The Company and the Manager are each some
April 11, 2016	EX-3.1	First Amendment to the Bylaws of Hatteras Financial Corp. Effective as of April 10, 2016 Exhibit 3.1 First Amendment to the Bylaws of Hatteras Financial Corp. Effective as of April 10, 2016 The Bylaws of Hatteras Financial Corp. are hereby amended by adding a new Article XV as follows: ARTICLE XV FORUM FOR ADJUDICATION OF CERTAIN DISPUTES Unless the Corporation consents in writing to the selection of an alternative forum, and to the fullest extent permitted by law, the Circuit Court f
April 11, 2016	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2016 HATTERAS FINANCIAL C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2016 HATTERAS FINANCIAL CORP.
April 11, 2016	EX-99.1	Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. for $1.5 Billion EX-99.1 5 a16-82531ex99d1.htm EX-99.1 Exhibit 99.1 Annaly Capital Management, Inc. to Acquire Hatteras Financial Corp. for $1.5 Billion · Strategic Transaction is Mutually Beneficial to Shareholders of Both Companies · Further Enhances the Scale and Diversification of Annaly’s Investment Platform · Expected to be Accretive to Annaly’s Book Value and Core Earnings Per Share of Common Stock · Reinfo
April 11, 2016	EX-10.1	AMENDMENT TO MANAGEMENT AGREEMENT Exhibit 10.1 EXECUTION VERSION AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT TO MANAGEMENT AGREEMENT (this “Amendment”) is made and entered into as of this 10th day of April, 2016 by and between Hatteras Financial Corp., a Maryland corporation (the “Company”), and Atlantic Capital Advisors LLC, a North Carolina limited liability company (the “Manager”). The Company and the Manager are each some
April 11, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among ANNALY CAPITAL MANAGEMENT, INC. RIDGEBACK MERGER SUB CORPORATION HATTERAS FINANCIAL CORP. dated as of April 10, 2016 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ANNALY CAPITAL MANAGEMENT, INC. RIDGEBACK MERGER SUB CORPORATION and HATTERAS FINANCIAL CORP. dated as of April 10, 2016 TABLE OF CONTENTS Page ARTICLE I THE OFFER 2 Section 1.1. The Offer 2 Section 1.2. Company Actions 9 ARTICLE II THE MERGER 11 Section 2.1. The Merger; Effects of the Merger 11 Section 2.2. The Closing 12 Sec
April 11, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER by and among ANNALY CAPITAL MANAGEMENT, INC. RIDGEBACK MERGER SUB CORPORATION HATTERAS FINANCIAL CORP. dated as of April 10, 2016 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ANNALY CAPITAL MANAGEMENT, INC. RIDGEBACK MERGER SUB CORPORATION and HATTERAS FINANCIAL CORP. dated as of April 10, 2016 TABLE OF CONTENTS Page ARTICLE I THE OFFER 2 Section 1.1. The Offer 2 Section 1.2. Company Actions 9 ARTICLE II THE MERGER 11 Section 2.1. The Merger; Effects of the Merger 11 Section 2.2. The Closing 12 Sec
April 11, 2016	EX-3.1	First Amendment to the Bylaws of Hatteras Financial Corp. Effective as of April 10, 2016 Exhibit 3.1 First Amendment to the Bylaws of Hatteras Financial Corp. Effective as of April 10, 2016 The Bylaws of Hatteras Financial Corp. are hereby amended by adding a new Article XV as follows: ARTICLE XV FORUM FOR ADJUDICATION OF CERTAIN DISPUTES Unless the Corporation consents in writing to the selection of an alternative forum, and to the fullest extent permitted by law, the Circuit Court f
March 25, 2016	DEFA14A	Hatteras Financial DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ?240.
March 25, 2016	DEF 14A	Hatteras Financial DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240.
February 24, 2016	10-K	Hatteras Financial 10-K (Annual Report) hts-10k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATT
February 24, 2016	EX-21.1	Subsidiaries of Hatteras Financial Corp., a Maryland corporation Exhibit 21.1 Subsidiaries of Hatteras Financial Corp., a Maryland corporation Cockrel Creek Insurance LLC, a Missouri limited liability company Diamond Shoals Insurance LLC, a South Carolina limited liability company First Winston Securities, Inc., a North Carolina limited liability company New Fund I GP LLC, a Delaware limited liability company Onslow Bay Financial LLC, a North Carolina limited l
February 24, 2016	EX-12.1	Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in thousands.) Years Ended December 31 2015 2014 2013 (3) 2012 2011 Computation of ratio of net income to fixed charges Fixed charges (1) $ 163,907 $ 166,315 $ 204,366 $ 197,064 $ 144,662 Fixed charges (1) 163,907 166,315 204,366 197,064 144,662 Net income 51,620 56,361 (134,136 ) 349,245 284,373 215,527 222,676 70,230 546,309
February 16, 2016	8-K	Results of Operations and Financial Condition hts-8k20160216.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 16, 2016 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of inco
February 16, 2016	EX-99.1	Hatteras Financial Corp. Announces Fourth Quarter and Full Year 2015 Financial Results hts-ex99113.htm EXHIBIT 99.1 Hatteras Financial Corp. Announces Fourth Quarter and Full Year 2015 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)?February 16, 2016-Hatteras Financial Corp. (NYSE: HTS) (?Hatteras? or the ?Company?) today announced financial results for the quarter ended December 31, 2015. Fourth Quarter 2015 Highlights ? Comprehensive income of $0.08 per weighted-average comm
February 12, 2016	SC 13G/A	NLY.PRE / Annaly Capital Management, Inc. / International Value Advisers, LLC Passive Investment SC 13G/A 1 hatteras-13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hatteras Financial 7.625% Series A Pfd (Name of Issuer) Common Stock pfd (Title of Class of Securities) 41902R400 (CUSIP Number) International Value Advisers, LLC, 717 Fifth Avenue, 10th Floor, New York, NY 10022 (Name, Addre
February 11, 2016	SC 13G/A	HTS / Hatteras Financial Corp. / VANGUARD GROUP INC Passive Investment hatterasfinancialcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Hatteras Financial Corp Title of Class of Securities: REIT CUSIP Number: 41902R103 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate bo
February 2, 2016	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
January 26, 2016	SC 13G/A	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) HATTERAS FINANCIAL CORP. - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
December 9, 2015	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP. Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
October 30, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 hts-10q20150930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file
October 27, 2015	8-K	Results of Operations and Financial Condition 8-K 1 hts-8k20151027.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 27, 2015 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdictio
October 27, 2015	EX-99.1	Hatteras Financial Corp. Announces Third Quarter 2015 Financial Results hts-ex99121.htm Exhibit 99.1 Hatteras Financial Corp. Announces Third Quarter 2015 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)?October 27, 2015-Hatteras Financial Corp. (NYSE: HTS) (?Hatteras? or the ?Company?) today announced financial results for the quarter ended September 30, 2015. Third Quarter 2015 Highlights ? Comprehensive loss of $0.88 per weighted-average common share ? Core ea
September 21, 2015	8-K	Current Report 8-K 1 d14875d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2015 HATTERAS FINANCIAL CORP. (Exact name of registrant specified in its charter) Maryland 1-34030 26-1141886 (State or Other Jurisdiction (Co
September 2, 2015	EX-24	EX-24 POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these presents, that the undersigned hereby constitutes and appoints each of Michael R.
August 28, 2015	S-8	Hatteras Financial FORM S-8 Form S-8 As filed with the Securities and Exchange Commission on August 28, 2015 Registration No.
August 28, 2015	EX-10.1	INDUCEMENT RESTRICTED STOCK AGREEMENT HATTERAS FINANCIAL CORP. MANAGEMENT ROLLOVER PLAN NO. OF SHARES: EX-10.1 Exhibit 10.1 INDUCEMENT RESTRICTED STOCK AGREEMENT HATTERAS FINANCIAL CORP. MANAGEMENT ROLLOVER PLAN GRANTEE: NO. OF SHARES: This Inducement Restricted Stock Agreement (the ?Agreement?) evidences the award of restricted shares (each, an ?Award Share,? and collectively, the ?Award Shares?) of the Common Stock of Hatteras Financial Corp., a Maryland corporation (the ?Company?), granted to yo
July 24, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANCIAL C
July 21, 2015	8-K	Hatteras Financial 8-K (Current Report/Significant Event) hts-8k20150721.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 21, 2015 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorpor
July 21, 2015	EX-99.1	Hatteras Financial Corp. Announces Second Quarter 2015 Financial Results hts-ex99125.htm Exhibit 99.1 Hatteras Financial Corp. Announces Second Quarter 2015 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)?July 21, 2015-Hatteras Financial Corp. (NYSE: HTS) (?Hatteras? or the ?Company?) today announced financial results for the quarter ended June 30, 2015. Second Quarter 2015 Highlights ? Comprehensive loss of $0.50 per weighted-average common share ? Core earnings
June 24, 2015	8-K	Hatteras Financial HATTERAS FINANCIAL CORP. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 19, 2015 HATTERAS FINANCIAL CORP.
June 12, 2015	EX-12.1	Computation of Ratio of Earnings to Fixed Charges EX-12.1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in thousands.) Years Ended December 31 Three Months Ended March 31, 2015 2014 2013 2012 2011 2010 Computation of ratio of net income to fixed charges Fixed charges (1) $ 42,792 $ 166,315 $ 204,366 $ 197,064 $ 144,662 $ 95,923 Fixed charges (1) 42,792 166,315 204,366 197,064 144,662 95,923 Net income (34,535 ) 56,361 (1
June 12, 2015	S-3ASR	As filed with the Securities and Exchange Commission on June 12, 2015 Form S-3 Table of Contents As filed with the Securities and Exchange Commission on June 12, 2015 Registration No.
June 12, 2015	S-8	Hatteras Financial FORM S-8 FORM S-8 As filed with the Securities and Exchange Commission on June 12, 2015 Registration No.
June 12, 2015	EX-4.4	HATTERAS FINANCIAL CORP., [ ], Dated as of · Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 607 (a)(2) 607 (a)(3) N.A. (a)(4) N.A. (a)(5) 607 (b) 608 (c) N.A. 311(a) 604 (b) 604 (c) N.A. 312(a) 701, 702 EX-4.4 Exhibit 4.4 HATTERAS FINANCIAL CORP., Issuer to [ ], Trustee INDENTURE Dated as of · Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 607 (a)(2) 607 (a)(3) N.A. (a)(4) N.A. (a)(5) 607 (b) 608 (c) N.A. 311(a) 604 (b) 604 (c) N.A. 312(a) 701, 702 (b) 702 (c) 702 313(a) 703 (b) 1601 (c) 703 (d) 703 314(a) 704, 1007 (b) N.A. (c)(1) 102 (c)(2) 102 (c
June 9, 2015	LETTER	LETTER June 9, 2015 Via E-mail Mr. Kenneth A. Steele Chief Financial Officer Hatteras Financial Corp. 751 W. Fourth Street, Suite 400 Winston-Salem, NC 27101 Re: Hatteras Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2014 Filed February 24, 2015 File No. 1-34030 Dear Mr. Steele: We have completed our review of your filing. We remind you that our comments or changes to disclosure in res
June 8, 2015	CORRESP	Hatteras Financial ESP Hatteras Financial Corp. 751 West Fourth Street, Suite 400 Winston Salem, North Carolina 27101 June 8, 2015 Via EDGAR Jaime G. John, Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3010 Washington, D.C. 20549 Re: Hatteras Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2014 Filed February 24, 2015 File No. 1-34030 Dear
June 4, 2015	LETTER	LETTER June 4, 2015 Via E-mail Mr. Kenneth A. Steele Chief Financial Officer Hatteras Financial Corp. 751 W. Fourth Street, Suite 400 Winston-Salem, NC 27101 Re: Hatteras Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2014 Filed February 24, 2015 File No. 1-34030 Dear Mr. Steele: We have reviewed your May 21, 2015 response to our comment letter and have the following comment. In some of
May 21, 2015	CORRESP	Hatteras Financial ESP Hatteras Financial Corp. 751 West Fourth Street, Suite 400 Winston Salem, North Carolina 27101 May 21, 2015 Via EDGAR Jaime G. John, Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3010 Washington, D.C. 20549 Re: Hatteras Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2014 File No. 1-34030 Dear Jaime G. John: This corr
May 13, 2015	LETTER	LETTER May 13, 2015 Via E-mail Mr. Kenneth A. Steele Chief Financial Officer Hatteras Financial Corp. 751 W. Fourth Street, Suite 400 Winston-Salem, NC 27101 Re: Hatteras Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2014 Filed February 24, 2015 File No. 1-34030 Dear Mr. Steele: We have limited our review of your filing to the financial statements and related disclosures and have the f
May 11, 2015	EX-10.1	HATTERAS FINANCIAL CORP. 2015 EQUITY INCENTIVE PLAN EX-10.1 Exhibit 10.1 HATTERAS FINANCIAL CORP. 2015 EQUITY INCENTIVE PLAN 1. Establishment, Purpose and Types of Awards Hatteras Financial Corp. (the ?Company?), hereby establishes the Hatteras Financial Corp. 2015 Equity Incentive Plan (the ?Plan?). The purpose of the Plan is to promote the long-term growth and profitability of the Company by (i) providing key people with incentives to improve sha
May 11, 2015	8-K	Current Report 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2015 HATTERAS FINANCIAL CORP.
April 30, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANCIAL
April 21, 2015	EX-99.1	Hatteras Financial Corp. Announces First Quarter 2015 Financial Results Comprehensive Income of $0.50 per Common Share Exhibit 99.1 Hatteras Financial Corp. Announces First Quarter 2015 Financial Results Comprehensive Income of $0.50 per Common Share WINSTON-SALEM, N.C.?(BUSINESS WIRE)?April 21, 2015-Hatteras Financial Corp. (NYSE: HTS) (?Hatteras? or the ?Company?) today announced financial results for the quarter ended March 31, 2015. First Quarter 2015 Highlights ? Comprehensive income of $0.50 per weighted-ave
April 21, 2015	8-K	Results of Operations and Financial Condition 8-K 1 hts-8k20150421.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2015 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction
March 27, 2015	DEF 14A	Hatteras Financial DEFINITIVE PROXY STATEMENT DEF 14A 1 d850130ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨
March 27, 2015	DEFA14A	Hatteras Financial DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ?240.
March 4, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2015 HATTERAS FINANCIAL CORP.
February 24, 2015	EX-12.1	Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in thousands.) Years Ended December 31 2014 2013 2012 2011 2010 Computation of ratio of net income to fixed charges Fixed charges (1) $ 166,315 $ 204,366 $ 197,064 $ 144,662 $ 95,923 Fixed charges (1) 166,315 204,366 197,064 144,662 95,923 Net income 56,361 (134,136 ) 349,245 284,373 169,500 222,676 70,230 546,309 429,035 265,
February 24, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANCIAL CORP.
February 24, 2015	EX-21.1	Subsidiaries of Hatteras Financial Corp., a Maryland corporation EX-21.1 3 hts-ex21120141231104.htm EX-21.1 Exhibit 21.1 Subsidiaries of Hatteras Financial Corp., a Maryland corporation Diamond Shoals Funding LLC, a North Carolina limited liability company Diamond Shoals Insurance LLC, a South Carolina limited liability company First Winston Securities, Inc., a North Carolina limited liability company Onslow Bay California, Inc., a Delaware corporation Onslow B
February 17, 2015	EX-99.1	Hatteras Financial Corp. Announces Fourth Quarter 2014 Financial Results Comprehensive Income of $0.24 per Common Share Exhibit 99.1 Hatteras Financial Corp. Announces Fourth Quarter 2014 Financial Results Comprehensive Income of $0.24 per Common Share WINSTON-SALEM, N.C.-(BUSINESS WIRE)—February 17, 2015-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended December 31, 2014. Fourth Quarter 2014 Highlights · Comprehensive income of $0.24 per weig
February 17, 2015	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 17, 2015 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commiss
February 13, 2015	SC 13G	NLY.PRE / Annaly Capital Management, Inc. / International Value Advisers, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hatteras Financial 7.625% Series A Pfd (Name of Issuer) Common Stock pfd (Title of Class of Securities) 41902R400 (CUSIP Number) International Value Advisers, LLC, 717 Fifth Avenue, 10th Floor, New York, NY 10022 (Name, Address and Telephone Number of Per
February 10, 2015	SC 13G/A	HTS / Hatteras Financial Corp. / VANGUARD GROUP INC Passive Investment hatterasfinancialcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Hatteras Financial Corp Title of Class of Securities: REIT CUSIP Number: 41902R103 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate bo
January 30, 2015	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
January 23, 2015	SC 13G/A	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) HATTERAS FINANCIAL CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
October 31, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANC
October 28, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2014 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commissi
October 28, 2014	EX-99	Hatteras Financial Corp. Announces Third Quarter 2014 Financial Results Comprehensive Income of $0.61 per Common Share Exhibit 99.1 Hatteras Financial Corp. Announces Third Quarter 2014 Financial Results Comprehensive Income of $0.61 per Common Share WINSTON-SALEM, N.C.-(BUSINESS WIRE)—October 28, 2014-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended September 30, 2014. Third Quarter 2014 Highlights · Comprehensive income of $0.61 per weight
September 29, 2014	8-K	Current Report 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 29, 2014 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Co
July 29, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANCIAL C
July 22, 2014	EX-99.1	Hatteras Financial Corp. Announces Second Quarter 2014 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Second Quarter 2014 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)—July 22, 2014-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended June 30, 2014. Second Quarter 2014 Highlights · GAAP net loss of ($0.19) per weighted average share · Core earnings of $0.63 per weighted ave
July 22, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2014 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
July 16, 2014	SC 13G/A	HTS / Hatteras Financial Corp. / Agnc Investment Corp. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hatteras Financial Corp. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 41902R103 (CUSIP Number) June 27, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan
May 20, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2014 HATTERAS FINANCIAL CORP.
May 8, 2014	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2014 HATTERAS FINANCIAL CORP.
May 1, 2014	DEFA14A	- DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨
April 29, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANCIAL
April 22, 2014	EX-99.1	Hatteras Financial Corp. Announces First Quarter 2014 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces First Quarter 2014 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-April 22, 2014-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended March 31, 2014. First Quarter 2014 Highlights · GAAP net income of $0.12 per weighted average share · Core earnings of $0.64 per weighted ave
April 22, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 22, 2014 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
March 28, 2014	DEFA14A	- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
March 28, 2014	DEF 14A	- DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
March 24, 2014	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP Passive Investment SC 13G/A 1 d689731dsc13ga.txt HATTERAS FINANCIAL CORP SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Hatteras Financial Corp - (Name of Issuer) Common Stock - (
February 21, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS FINANCIAL
February 21, 2014	EX-21	Subsidiaries of Hatteras Financial Corp., a Maryland corporation Exhibit 21.1 Subsidiaries of Hatteras Financial Corp., a Maryland corporation Diamond Shoals Funding LLC, a North Carolina limited liability company Onslow Bay Servicing LLC, a North Carolina limited liability company
February 21, 2014	EX-12	Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges (Dollars in thousands.) Years Ended December 31, 2013(3) 2012 2011 2010 2009 Computation of ratio of net income to fixed charges Fixed charges(1) $ 204,366 $ 197,064 $ 144,662 $ 95,923 $ 96,267 Fixed charges (1) 204,366 197,064 144,662 95,923 96,267 Net income (134,136 ) 349,245 284,373 169,500 174,400 70,230 546,309 429,035 265,423 27
February 14, 2014	SC 13G	NLY.PRE / Annaly Capital Management, Inc. / International Value Advisers, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hatteras Financial 7.625% Series A Pfd (Name of Issuer) Common Stock pfd (Title of Class of Securities) 41902R400 (CUSIP Number) International Value Advisers, LLC, 717 Fifth Avenue, 10th Floor, New York, NY 10022 (Name, Address and Telephone Number of Per
February 11, 2014	SC 13G	HTS / Hatteras Financial Corp. / VANGUARD GROUP INC Passive Investment hatteras.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Hatteras Financial Corp Title of Class of Securities: REIT CUSIP Number: 41902R103 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designat
February 11, 2014	EX-99	Hatteras Financial Corp. Announces Fourth Quarter 2013 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Fourth Quarter 2013 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-February 11, 2014-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended December 31, 2013. Fourth Quarter 2013 Highlights · GAAP net loss ($0.16) per weighted average share · Core earnings of $0.51 per weighte
February 11, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2014 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commiss
February 6, 2014	SC 13G	HTS / Hatteras Financial Corp. / Agnc Investment Corp. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hatteras Financial Corp. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 41902R103 (CUSIP Number) January 29, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
January 30, 2014	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
January 29, 2014	SC 13G/A	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) HATTERAS FINANCIAL CORP. - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
October 31, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTE
October 29, 2013	8-K	Results of Operations and Financial Condition - HATTERAS FINANCIAL CORP. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2013 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commissi
October 29, 2013	EX-99.1	Hatteras Financial Corp. Announces Third Quarter 2013 Financial Results EX-99.1 2 a50739490ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Hatteras Financial Corp. Announces Third Quarter 2013 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-October 29, 2013-Hatteras Financial Corp. (NYSE:HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended September 30, 2013. Third Quarter 2013 Highlights Net income of $0.44 per weighted average share
October 2, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2013 HATTERAS FINANCIAL CORP.
July 30, 2013	EX-10.2	CONSULTING AGREEMENT EX-10.2 Exhibit 10.2 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT, made the 26th day of June, 2013 by and between HATTERAS FINANCIAL CORP., a Maryland corporation (hereinafter referred to as the “Hatteras Financial”) and WILLIAM H. GIBBS, JR. of 5226 Sweet Meadow Lane, Clarksville, Maryland (hereinafter referred to as “Gibbs”). W I T N E S S E T H: WHEREAS, Gibbs and Hatteras Financial executed
July 30, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HA
July 30, 2013	EX-10.1	FIRST ADDENDUM AND AMENDMENT TO RESTRICTED STOCK AGREEMENTS Exhibit 10.1 FIRST ADDENDUM AND AMENDMENT TO RESTRICTED STOCK AGREEMENTS THIS FIRST ADDENDUM AND AMENDMENT TO RESTRICTED STOCK AGREEMENTS made this 26th day of June, 2013, by and between WILLIAM H. GIBBS, JR. (“Grantee”) and HATTERAS FINANCIAL CORP., a Maryland corporation (“Company”). W I T N E S S E T H: WHEREAS, Grantee and Company executed those certain Restricted Stock Agreements dated effect
July 23, 2013	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2013 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
July 23, 2013	EX-99.1	Hatteras Financial Corp. Announces Second Quarter 2013 Financial Results EX-99.1 2 a50676057ex991.htm EXHIBIT 99.1 Exhibit 99.1 Hatteras Financial Corp. Announces Second Quarter 2013 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-July 23, 2013-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended June 30, 2013. Second Quarter 2013 Highlights GAAP net income of $0.66 per weighted average share N
July 9, 2013	SC 13G/A	HTS / Hatteras Financial Corp. / Artisan Partners Limited Partnership - HATTERAS FINANCIAL CORP. Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
June 26, 2013	EX-99.1	Hatteras Financial Corp. Announces the Retirement of Executive Vice President and Co-Chief Investment Officer, William H. Gibbs, Jr. Exhibit 99.1 Hatteras Financial Corp. Announces the Retirement of Executive Vice President and Co-Chief Investment Officer, William H. Gibbs, Jr. WINSTON SALEM, N.C.-(BUSINESS WIRE)-June 26, 2013-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced, effective September 30, 2013, the retirement of William H. Gibbs, Jr., its Executive Vice President and Co-Chief Investm
June 26, 2013	8-K	- HATTERAS FINANCIAL CORP. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 26, 2013 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
May 23, 2013	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2013 HATTERAS FINANCIAL CORP.
April 30, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 23, 2013	EX-99.1	Hatteras Financial Corp. Announces First Quarter 2013 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces First Quarter 2013 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-April 23, 2013-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended March 31, 2013. First Quarter 2013 Highlights Generated net income of $0.62 per weighted average share Declared a $0.70 per share dividend Qu
April 23, 2013	8-K	Results of Operations and Financial Condition - HATTERAS FINANCIAL CORP. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2013 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
April 19, 2013	PX14A6G	- CALPERS - HOSPITALITY PROPERTIES TRUST Investment Office (916) 795-3400 phone (916) 796-2842 fax www.calpers.ca.gov April 22, 2013 Dear Hatteras Financial Corp. Shareowner: SUPPORT PROPOSAL #4 TO PROVIDE FOR MAJORITY VOTE IN DIRECTOR ELECTIONS We would be grateful for your support of Proposal #4 at the Hatteras Financial Corp. May 21, 2013 annual general meeting. On record date March 13, 2013 CalPERS owned approximately 116,000 shares
April 11, 2013	DEF 14A	- DEF 14A DEF 14A 1 d467506ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy S
April 11, 2013	DEFA14A	- DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
February 20, 2013	EX-12.1	Computation of ratio of net income to fixed charges Computation of ratios of earningsto combined fixed charges Exhibit 12.1 Year Ended December 31, 2012 2011 2010 2009 2008 Computation of ratio of net income to fixed charges Fixed charges (1) $ 197,064 $ 144,662 $ 95,923 $ 96,267 $ 104,481 Fixed charges (1) $ 197,064 $ 144,662 $ 95,923 $ 96,267 $ 104,481 Net income 349,245 284,373 169,500 174,400 79,129 $ 546,309 $ 429,035 $ 265,423 $ 270,667 $ 183
February 20, 2013	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTER
February 13, 2013	EX-99.1	Hatteras Financial Corp. Announces Fourth Quarter 2012 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Fourth Quarter 2012 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-February 12, 2013-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended December 31, 2012. Fourth Quarter 2012 Highlights Net income of $1.02 per weighted average share Declared a $0.70 per share common divide
February 13, 2013	8-K	Results of Operations and Financial Condition - HATTERAS FINANCIAL CORP. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2013 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commiss
February 7, 2013	SC 13G/A	HTS / Hatteras Financial Corp. / ARTISAN PARTNERS HOLDINGS LP - HATTERAS FINANCIAL CORP. Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
January 30, 2013	SC 13G	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) HATTERAS FINANCIAL CORP. - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
October 30, 2012	EX-3.1	ARTICLES OF INCORPORATION HATTERAS FINANCIAL CORP. EX-3.1 Exhibit 3.1 ARTICLES OF INCORPORATION of HATTERAS FINANCIAL CORP. These Articles of Incorporation of Hatteras Financial Corp. (the “Corporation”) are being executed by the undersigned for the purpose of forming a corporation pursuant to the Maryland General Corporation Law (the “MGCL”). ARTICLE I INCORPORATOR The undersigned, Jeffrey M. Sullivan, whose address is DLA Piper US LLP, 4141 Park
October 30, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-340
October 24, 2012	EX-99.1	Hatteras Financial Corp. Announces Third Quarter 2012 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Third Quarter 2012 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-October 23, 2012-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended September 30, 2012. Third Quarter 2012 Highlights Generated net income of $0.83 per weighted average share Declared an $0.80 per share divi
October 24, 2012	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 23, 2012 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commissi
September 20, 2012	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 17, 2012 HATTERAS FINANCIAL CORP.
August 27, 2012	8-K	Material Modification to Rights of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2012 HATTERAS FINANCIAL CORP.
August 27, 2012	EX-3.1	HATTERAS FINANCIAL CORP. ARTICLES SUPPLEMENTARY 11,500,000 SHARES OF 7.625% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK AUGUST 22, 2012 Articles Supplementary Exhibit 3.1 HATTERAS FINANCIAL CORP. ARTICLES SUPPLEMENTARY 11,500,000 SHARES OF 7.625% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK AUGUST 22, 2012 Hatteras Financial Corp., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Pursuant to the authority expressly vested
August 23, 2012	EX-4.1	HATTERAS FINANCIAL CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND Form of Specimen Certificate Exhibit 4.1 7.625% SERIES A CUMULATIVE REDEEMABLE CUSIP 41902R 400 PREFERRED STOCK (LIQUIDATION PREFERENCE $25.00 PER SHARE) SEE REVERSE FOR CERTAIN No. DEFINITIONS AND A STATEMENT AS TO THE RIGHTS, PREFERENCES, PRIVILEGES AND RESTRICTIONS ON SHARES HATTERAS FINANCIAL CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND This Certifies that is the record holder of
August 23, 2012	EX-3.4	HATTERAS FINANCIAL CORP. ARTICLES SUPPLEMENTARY 11,500,000 SHARES OF 7.625% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK AUGUST 22, 2012 Form of Articles Supplementary Exhibit 3.4 HATTERAS FINANCIAL CORP. ARTICLES SUPPLEMENTARY 11,500,000 SHARES OF 7.625% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK AUGUST 22, 2012 Hatteras Financial Corp., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Pursuant to the authority expressly
August 23, 2012	8-A12B	- FORM 8-A Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 26-1141886 (State of incorporation or organization) (I.R.S. Employer Identification No.) 110 Oakw
August 22, 2012	EX-3.1	ARTICLES OF AMENDMENT HATTERAS FINANCIAL CORP. AUGUST 16, 2012 Articles of Amendment of Hatteras Financial Corp. Exhibit 3.1 ARTICLES OF AMENDMENT of HATTERAS FINANCIAL CORP. AUGUST 16, 2012 Hatteras Financial Corp., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Section 6.1 of Article VI of the Articles of Incorporation (the “Charter”) is hereby amen
August 22, 2012	EX-1.1	HATTERAS FINANCIAL CORP. (a Maryland corporation) 10,000,000 Shares of 7.625% Series A Cumulative Redeemable Preferred Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page Section 1. Representations and Warranties and Agreemen Exhibit 1.1 Execution Version HATTERAS FINANCIAL CORP. (a Maryland corporation) 10,000,000 Shares of 7.625% Series A Cumulative Redeemable Preferred Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page Section 1. Representations and Warranties and Agreements 3 1.1 Representations and Warranties and Agreements by the Company and the Manager. 3 Section 2. Sale and Delivery to
August 22, 2012	8-K	- FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2012 HATTERAS FINANCIAL CORP.
August 20, 2012	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 7.625% Series A Cumulative Redeemable Preferred Stock $ 287,500,000 $ 32,948 424B5 Table of Contents CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 7.
August 16, 2012	424B5	SUBJECT TO COMPLETION, DATED AUGUST 16, 2012 Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(5) Registration File No.
August 16, 2012	FWP	Hatteras Financial Corp. 7.625% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS Issuer: Hatteras Financial Corp. Title of Shares: 7.625% Series A Cumulative Redeemable Preferred Stock (“Ser FWP Dated August 16, 2012 Filed Pursuant to Rule 433 Registration Statement No. 333-179805 Relating to Preliminary Prospectus Supplement Dated August 16, 2012 to Prospectus Dated February 29, 2012 Hatteras Financial Corp. 7.625% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) FINAL PRICING TERMS Issuer: Hatteras Financial Corp. Title of Shares: 7.625% Serie
July 26, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 24, 2012	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 24, 2012 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
July 24, 2012	EX-99.1	Hatteras Financial Corp. Announces Second Quarter 2012 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Second Quarter 2012 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-July 24, 2012-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended June 30, 2012. Second Quarter 2012 Highlights Generated net income of $0.91 per weighted average share Declared a $0.90 per share dividend Qu
June 19, 2012	LETTER	LETTER June 19, 2012 Via E-mail Mr. Kenneth A. Steele Chief Financial Officer, Treasurer and Secretary Hatteras Financial Corp. 110 Oakwood Drive, Suite 340 Winston Salem, NC 27103 Re: Hatteras Financial Corp. Form 10-K for the Year Ended December 31, 2011 Filed February 23, 2012 File No. 1-34030 Dear Mr. Steele: We have completed our review of your filing. We remind you that our comments or changes to d
May 31, 2012	CORRESP	- CORRESP 1 filename1.htm Hatteras Financial Corp. 110 Oakwood Drive, Suite 340 Winston Salem, North Carolina 27103 May 31, 2012 Via Courier and EDGAR Daniel L. Gordon, Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3010 Washington, D.C. 20549 Re: Hatteras Financial Corp. Form 10-K for the Year Ended December 31, 2011 Filed February 23,
May 16, 2012	LETTER	LETTER May 16, 2012 Via E-mail Mr. Kenneth A. Steele Chief Financial Officer, Treasurer and Secretary Hatteras Financial Corp. 110 Oakwood Drive, Suite 340 Winston Salem, NC 27103 Re: Hatteras Financial Corp. Form 10-K for the Year Ended December 31, 2011 Filed February 23, 2012 File No. 1-34030 Dear Mr. Steele: We have reviewed your filing and have the following comments. In our comments, we ask you to
May 3, 2012	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2012 HATTERAS FINANCIAL CORP.
April 30, 2012	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 24, 2012	EX-99.1	Hatteras Financial Corp. Announces First Quarter 2012 Financial Results EX-99.1 2 a50251285ex991.htm EXHIBIT 99.1 Exhibit 99.1 Hatteras Financial Corp. Announces First Quarter 2012 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-April 24, 2012-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended March 31, 2012. First Quarter 2012 Highlights Completed an equity offering of approximately $539 mi
April 24, 2012	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 24, 2012 HATTERAS FINANCIAL CORP.
April 11, 2012	SC 13G/A	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment SC 13G/A 1 hatteras.financial.corp..txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) HATTERAS FINANCIAL CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) March 30, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t
March 30, 2012	EX-1.1	HATTERAS FINANCIAL CORP. (a Maryland corporation) 17,500,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page Section 1. Representations and Warranties and Agreements 3 1.1 Representations and Warranties a Purchase Agreement, Exhibit 1.1 EXECUTION VERSION HATTERAS FINANCIAL CORP. (a Maryland corporation) 17,500,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page Section 1. Representations and Warranties and Agreements 3 1.1 Representations and Warranties and Agreements by the Company and the Manager. 3 Section 2. Sale and Delivery to Underwriters; Closin
March 30, 2012	8-K	- FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2012 HATTERAS FINANCIAL CORP.
March 30, 2012	EX-3.1	ARTICLES OF AMENDMENT HATTERAS FINANCIAL CORP. Articles of Amendment of Hatteras Financial Corp. Exhibit 3.1 ARTICLES OF AMENDMENT of HATTERAS FINANCIAL CORP. Hatteras Financial Corp., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Section 6.1 of Article VI of the Articles of Incorporation (the “Charter”) is hereby amended to increase
March 28, 2012	424B5	CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to Be Registered Proposed Maximum Offering Price Per Share(2) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Common Stock 20,125,000 $28.03 $564,103, Final Prospectus Supplement Table of Contents CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to Be Registered Proposed Maximum Offering Price Per Share(2) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Common Stock 20,125,000 $28.
March 26, 2012	424B5	SUBJECT TO COMPLETION, DATED MARCH 26, 2012 PRELIMINARY PROSPECTUS SUPPLEMENT TO PROSPECTUS DATED FEBRUARY 29, 2012 15,000,000 Shares Common Stock Preliminary Prospectus Supplement Table of Contents Filed Pursuant to Rule 424(b)(5) Registration File No.
March 23, 2012	DEF 14A	- DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
March 23, 2012	DEFA14A	- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
March 5, 2012	8-K	Current Report Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 29, 2012 HATTERAS FINANCIAL CORP. (Exact Name of Registrant as Specified in its Charter) Maryland 001-34030 26-1141886 (State or Other Jurisdiction of Incorporation)
March 5, 2012	EX-1.1	HATTERAS FINANCIAL CORP. 10,000,000 SHARES OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT Sales Agreement Exhibit 1.1 HATTERAS FINANCIAL CORP. 10,000,000 SHARES OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT February 29, 2012 CANTOR FITZGERALD & CO. 499 Park Avenue New York, New York 10022 Ladies and Gentlemen: HATTERAS FINANCIAL CORP., a Maryland corporation (the “Company”), and ATLANTIC CAPITAL ADVISORS, LLC, a North Carolina limited liability company (the “Manager”), c
March 5, 2012	EX-1.2	HATTERAS FINANCIAL CORP. 10,000,000 SHARES OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT Sales Agreement Exhibit 1.2 HATTERAS FINANCIAL CORP. 10,000,000 SHARES OF COMMON STOCK CONTROLLED EQUITY OFFERINGSM SALES AGREEMENT February 29, 2012 JMP SECURITIES LLC 450 Park Avenue, 5th Floor New York, New York 10022 Ladies and Gentlemen: HATTERAS FINANCIAL CORP., a Maryland corporation (the “Company”), and ATLANTIC CAPITAL ADVISORS, LLC, a North Carolina limited liability company (the “Manage
March 1, 2012	424B5	CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Stock, par value $0.00 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration File No. 333-179805 CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Stock, par value $0.001 per share 10,000,000 $28.52 $285,200,000 $32,680 (1) Estimated s
February 29, 2012	EX-4.3	HATTERAS FINANCIAL CORP., [ ], Dated as of · Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 607 (a)(2) 607 (a)(3) N.A. (a)(4) N.A. (a)(5) 607 (b) 608 (c) N.A. 311(a) 604 (b) 604 (c) N.A. 312(a) 701, 702 Form of Indenture Exhibit 4.3 HATTERAS FINANCIAL CORP., Issuer to [ ], Trustee INDENTURE Dated as of · Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 607 (a)(2) 607 (a)(3) N.A. (a)(4) N.A. (a)(5) 607 (b) 608 (c) N.A. 311(a) 604 (b) 604 (c) N.A. 312(a) 701, 702 (b) 702 (c) 702 313(a) 703 (b) 1601 (c) 703 (d) 703 314(a) 704, 1007 (b) N.A. (c)(1) 102 (c
February 29, 2012	S-3ASR	- FORM S-3ASR FORM S-3ASR Table of Contents As filed with the Securities and Exchange Commission on February 29, 2012 Registration No.
February 23, 2012	EX-10.2	MANAGEMENT AGREEMENT Management Agreement Exhibit 10.2 MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (this “Agreement”) is made as of the 23rd day of February, 2012 (the “Effective Date”), by and between HATTERAS FINANCIAL CORP., a Maryland corporation (the “Company”) and ATLANTIC CAPITAL ADVISORS LLC, a North Carolina limited liability company (the “Manager”). STATEMENT OF PURPOSE The Company is a “real estate inves
February 23, 2012	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
February 23, 2012	EX-12.1	Fixed charges(1) Statement of computation of ratios of Earning Exhibit 12.1 Year Ended December 31, 2011 2010 2009 2008 Fixed charges(1) $ 144,662 $ 95,923 $ 96,267 $ 104,481 Preferred stock dividends (2) — — — — Combined fixed charges and preferred stock dividends $ 144,662 $ 95,923 $ 96,267 $ 104,481 Fixed charges $ 144,662 $ 95,923 $ 96,267 $ 104,481 Net income 284,373 169,500 174,400 79,129 $ 429,035 $ 265,423
February 14, 2012	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 14, 2012 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commiss
February 14, 2012	EX-99.1	Hatteras Financial Corp. Announces Fourth Quarter 2011 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Fourth Quarter 2011 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-February 14, 2012-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended December 31, 2011. Fourth Quarter 2011 Highlights Net income of $0.92 per weighted average share Declared a $0.90 per share common divide
February 13, 2012	SC 13G/A	HTS / Hatteras Financial Corp. / BlackRock Inc. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) HATTERAS FINANCIAL CORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 41902R103 - (CUSIP Number) December 30, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
February 6, 2012	SC 13G	HTS / Hatteras Financial Corp. / ARTISAN PARTNERS HOLDINGS LP - HATTERAS FINANCIAL CORP. Passive Investment SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
October 31, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 25, 2011	EX-99.1	Hatteras Financial Corp. Announces Third Quarter 2011 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Third Quarter 2011 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-October 25, 2011-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended September 30, 2011. Third Quarter 2011 Highlights Net income of $1.04 per weighted average share Declared a $1.00 per share dividend Quarte
October 25, 2011	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commissi
August 10, 2011	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2011 HATTERAS FINANCIAL CORP.
August 1, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTERAS F
July 26, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2011 HATTERAS FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
July 26, 2011	EX-99.1	Hatteras Financial Corp. Announces Second Quarter 2011 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Second Quarter 2011 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-July 26, 2011-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended June 30, 2011. Second Quarter 2011 Highlights Net income of $1.04 per weighted average share Declared a $1.00 per share dividend Quarter end
July 19, 2011	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2011 HATTERAS FINANCIAL Form 8-K Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 7, 2011	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission F
May 5, 2011	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission Fi
April 29, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 H
April 26, 2011	EX-99.1	Hatteras Financial Corp. Announces First Quarter 2011 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces First Quarter 2011 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-April 26, 2011-Hatteras Financial Corp. (NYSE: HTS) (“Hatteras” or the “Company”) today announced financial results for the quarter ended March 31, 2011. First Quarter 2011 Highlights Net income of $0.96 per weighted average share Net income of $1.00 per weighted average share e
April 26, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2011 HATTERAS FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
March 25, 2011	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
March 25, 2011	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240.
March 23, 2011	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 18, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commission
March 23, 2011	EX-1.1	HATTERAS FINANCIAL CORP. (a Maryland corporation) 14,500,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page SECTION 1. Representations and Warranties and Agreements. 3 1.1 Representations and Warranties Exhibit 1.1 HATTERAS FINANCIAL CORP. (a Maryland corporation) 14,500,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page SECTION 1. Representations and Warranties and Agreements. 3 1.1 Representations and Warranties and Agreements by the Company and the Manager 3 SECTION 2. Sale and Delivery to Underwriters; Closing. 16 2.1 Initial Securities 16 2.2 Op
March 22, 2011	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common Stock 16,675,000 Final Prospectus Supplement Table of Contents CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common Stock 16,675,000 $28.
March 17, 2011	424B5	Subject to Completion Preliminary Prospectus Supplement dated March 17, 2011 Table of Contents Filing Pursuant to Rule 424(b)5 Registration File No. 333-159145 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and they are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is n
February 18, 2011	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34030 HATTER
February 18, 2011	EX-12.1	Statement of computation of ratios of earnings to combined fixed charges and preferred stock dividends Statement of Computation of earnings to combined fixed chrgs and Prfd stock div Exhibit 12.
February 15, 2011	EX-99.1	Hatteras Financial Corp. Announces Fourth Quarter 2010 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Fourth Quarter 2010 Financial Results WINSTON-SALEM, N.C.-(BUSINESS WIRE)-February 15, 2011-Hatteras Financial Corp. (NYSE: HTS) (the “Company”) today announced financial results for the quarter ended December 31, 2010. Fourth Quarter 2010 and full year 2010 Highlights Net income for the fourth quarter of $45.6 million or $0.99 per weighted average s
February 15, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 15, 2011 HATTERAS FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 15, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (Commiss
February 10, 2011	SC 13G/A	HTS AS OF 12/31/10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HATTERAS FINANCIAL CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 41902R103 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Sche
February 4, 2011	SC 13G/A	SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) HATTERAS FINANCIAL CORP - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 41902R103 - - (CUSIP Number) December 31, 2010 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
January 10, 2011	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2011 HATTERAS FINANCIA Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2011 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation) (
January 10, 2011	EX-1.1	HATTERAS FINANCIAL CORP. (a Maryland corporation) 10,000,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page SECTION 1. Representations and Warranties and Agreements 2 1.1 Representations and Warranties a Exhibit 1.1 Execution Copy HATTERAS FINANCIAL CORP. (a Maryland corporation) 10,000,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page SECTION 1. Representations and Warranties and Agreements 2 1.1 Representations and Warranties and Agreements by the Company and the Manager 2 SECTION 2. Sale and Delivery to Underwriters; Closing. 16 2.1 Initial Securi
January 7, 2011	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common Stock 11,500,000 Final Prospectus Supplement Table of Contents CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common Stock 11,500,000 $28.
January 5, 2011	424B5	Subject to Completion Preliminary Prospectus Supplement dated January 4, 2011 Preliminary Prospectus Supplement Table of Contents Filing Pursuant to Rule 424(b)5 Registration File No.
December 6, 2010	LETTER	LETTER Michael R. Hough Hatteras Financial Corp October 22, 2010 Page 1 December 6, 2010 Michael R. Hough Chief Executive Officer Hatteras Financial Corp 110 Oakwood Drive, Suite 340 Winston Salem, North Carolina 27103 Re: Hatteras Financial Corp Form 10-K for the Fiscal Year Ended December 31, 2009 Form 10-Q for the Fiscal Quarter Ended March 31, 2010 File No. 001-34030 Dear Mr. Hough: We have completed
November 30, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 30, 2010 HATTERAS FINANC Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 30, 2010 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation)
November 4, 2010	CORRESP	Hatteras Financial Corp. 110 Oakwood Drive, Suite 340 Winston Salem, North Carolina 27103 Correspondence Hatteras Financial Corp. 110 Oakwood Drive, Suite 340 Winston Salem, North Carolina 27103 November 4, 2010 Via Courier and EDGAR Cicely LaMothe, Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3010 Washington, D.C. 20549 Re: Hatteras Financial Corp. Form 10-K for the Fiscal Year Ended December 31, 2009 Form 10-Q for the F
November 3, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-340
October 27, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 26, 2010 HATTERAS FINANCI Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 26, 2010 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation)
October 27, 2010	EX-99.1	Hatteras Financial Corp. Announces Third Quarter 2010 Financial Results Exhibit 99.1 Hatteras Financial Corp. Announces Third Quarter 2010 Financial Results For Immediate Release WINSTON-SALEM, N.C. – (BUSINESS WIRE) – Hatteras Financial Corp. (NYSE: HTS) (the “Company”) today announced financial results for the quarter ended September 30, 2010. Third Quarter 2010 Highlights • Net income of $1.12 per weighted average share • Net return on average equity of 17.26% • De
October 22, 2010	LETTER	LETTER Michael R. Hough Hatteras Financial Corp October 22, 2010 Page 1 October 22, 2010 Michael R. Hough Chief Executive Officer Hatteras Financial Corp 110 Oakwood Drive, Suite 340 Winston Salem, North Carolina 27103 Re: Hatteras Financial Corp Form 10-K for the Fiscal Year Ended December 31, 2009 Form 10-Q for the Fiscal Quarter Ended March 31, 2010 File No. 001-34030 Dear Mr. Hough: We have reviewed
September 24, 2010	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2010 HATTERAS FINAN Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2010 HATTERAS FINANCIAL CORP. (Exact name of registrant as specified in its charter) Maryland 001-34030 26-1141886 (State or other jurisdiction of incorporation
September 24, 2010	EX-1.1	HATTERAS FINANCIAL CORP. (a Maryland corporation) 6,500,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page SECTION 1. Representations and Warranties and Agreements 2 1.1 Representations and Warranties an Purchase Agreement Exhibit 1.1 Execution Copy HATTERAS FINANCIAL CORP. (a Maryland corporation) 6,500,000 Shares of Common Stock (Par Value $0.001 Per Share) PURCHASE AGREEMENT TABLE OF CONTENTS Page SECTION 1. Representations and Warranties and Agreements 2 1.1 Representations and Warranties and Agreements by the Company and the Manager 2 SECTION 2. Sale and Delivery to Underwriters; Closing 16 2
September 21, 2010	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common Stock 7,475,000 Final Prospectus Supplement Table of Contents Filing Pursuant to Rule 424(b)5 Registration File No.
September 20, 2010	424B5	Subject to Completion Preliminary Prospectus Supplement dated September 20, 2010 Table of Contents Filing Pursuant to Rule 424(b)5 Registration File No. 333-159145 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and they are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is n

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