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| CIK | 1838615 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cartesian Growth Corp - Units (1 Ord Share Class A & 1/3 War)
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| May 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| May 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2026 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40103 AlTi Globa |
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| May 11, 2026 |
q126altitiedemannearning AlTi Color Palette Background color Primary Accent Color Secondary colors Tertiary colors 1AlTi Global First Quarter 2026 Earnings | May 11, 2026 AlTi Color Palette Background color Primary Accent Color Secondary colors Tertiary colors 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary advisor services underscored by a commitment to impact or values- aligned investing. |
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| May 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 AlTi Global, Inc. (Exact nam |
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| April 30, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 30, 2026 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 31, 2026 |
AlTi Global, Inc. Announces CEO Transition, Appoints Nancy Curtin as Interim Chief Executive Officer Exhibit 99.1 AlTi Global, Inc. Announces CEO Transition, Appoints Nancy Curtin as Interim Chief Executive Officer NEW YORK—(BUSINESS WIRE)—Mar. 31, 2026—AlTi Global, Inc. (NASDAQ: ALTI) (“AlTi” or the “Company”), a leading independent global wealth manager with $93 billion in assets, today announced that Nancy Curtin has been appointed Interim Chief Executive Officer of AlTi and to its Board of Di |
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| March 31, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2026 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| March 31, 2026 |
altilistofsubsidiariesex Subsidiaries of AlTi Global, Inc. Name of Entity Jurisdiction of Incorporation AlTi Alternative Investment Management Limited England AlTi Asset Management Holdings 2 Limited – in administration England AlTi Asset Management Holdings Limited – in administration England AlTi Asset Management Holdings, LLC Delaware AlTi Alternative Holdings Limited England AlTi Global Capita |
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| March 31, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 AlTi Globa |
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| March 31, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2026 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| March 31, 2026 |
exhibit-descriptionofsec ALTI GLOBAL, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES AND EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2025 The following description of securities of AlTi Global, Inc. (the “Company”) registered pursuant to Section 12 of the Securities and Exchange Act of 1934, as amended, is a summary, does not purport to be complete and is qualified |
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| March 31, 2026 |
q425altitiedemannearning 1AlTi Global Fourth Quarter 2025 Earnings | March 31, 2026 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary advisor services underscored by a commitment to impact or values- aligned investing. |
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| March 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER: 001-40103 CUSIP NUMBER: 02157E114 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ T |
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| December 10, 2025 |
abacus-preliminaryindica Preliminary Indications of Interest Regarding a Potential Transaction New York – December 09, 2025 – AlTi Global, Inc. |
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| December 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): 12/9/2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 12, 2025 |
q325altitiedemannearning 1AlTi Global Third Quarter 2025 Earnings | November 12, 2025 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary advisor services underscored by a commitment to impact or values-aligned investing. |
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| November 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER: 001-40103 CUSIP NUMBER: 02157E114 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ |
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| November 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 11, 2025 |
q225altitiedemannearning 1AlTi Global Second Quarter 2025 Earnings | August 11, 2025 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary advisor services underscored by a commitment to impact or values-aligned investing. |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 11, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File |
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| July 11, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 11, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 10, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 17, 2025 |
AlTi Global, Inc. Amendment No. 1 to 2023 Stock Incentive Plan alti-amendmentno1to2023p ALTI GLOBAL, INC. AMENDMENT NO. 1 TO 2023 STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of AlTi Global, Inc., a Delaware corporation (the “Company”), previously approved and adopted the Alvarium Tiedemann Holdings, Inc. 2023 Stock Incentive Plan (the “2023 Plan”); and WHEREAS, the Board of Directors has determined that it is in the best interest of the Company to am |
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| June 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 16, 2025 |
Exhibit 107 CALCULATION OF REGISTRATION FEE Form S-8 (Form Type) AlTi Global, Inc. |
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| June 16, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 16, 2025 As filed with the U.S. Securities and Exchange Commission on June 16, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 92-1552220 (State or other jurisdiction of incorporation or organization) (I.R.S. Em |
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| June 16, 2025 |
ALTI GLOBAL, INC. AMENDMENT NO. 1 TO 2023 STOCK INCENTIVE PLAN Exhibit 99.1 ALTI GLOBAL, INC. AMENDMENT NO. 1 TO 2023 STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of AlTi Global, Inc., a Delaware corporation (the “Company”), previously approved and adopted the Alvarium Tiedemann Holdings, Inc. 2023 Stock Incentive Plan (the “2023 Plan”); and WHEREAS, the Board of Directors has determined that it is in the best interest of the Company to amend the 2023 |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 29, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 30, 2025 |
Executive Employment and Restrictive Covenant Agreement, dated May 29, 2025. colleengrahamexecutiveem EXECUTIVE EMPLOYMENT AND RESTRICTIVE COVENANT AGREEMENT THIS EXECUTIVE EMPLOYMENT AND RESTRICTIVE COVENANT AGREEMENT (this “Agreement”) is made and entered into as of May 29, 2025 (the “Effective Date”) by and between AlTi Global, Inc. |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 29, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 29, 2025 |
If you have recently mailed your proxy, please accept our thanks and disregard this request. Exhibit 99.1 May 29, 2025 Dear Stockholders of AlTi Global, Inc., You previously received proxy materials for the 2025 Annual Meeting of Stockholders of AlTi Global, Inc., which will be held on June 16, 2025, at 10:00 a.m., ET. The Proxy Statement and related materials are available free of charge on the SEC’s website and on our website. The Board of Directors recommends that stockholders vote FOR |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 12, 2025 |
1AlTi Global First Quarter 2025 Earnings | May 12, 2025 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| May 12, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 2, 2025 |
pressrelease AlTi Tiedemann Global Closes Previously Announced Kontora Acquisition NEW YORK, NY, May 2, 2025 – AlTi Global, Inc. |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 29, 2025 |
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| April 29, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 AlTi Globa |
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| March 17, 2025 |
AlTi Global, Inc. Clawback Policy. ALTI GLOBAL, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of AlTi Global, Inc. (the “Company”), upon recommendation of the Human Capital and Compensation Committee of the Board (the “Compensation Committee”) has adopted the following Clawback Policy (this “Policy”) on September 12, 2023, effective as of October 2, 2023 (the “Effective Date”). 1. Purpose. The purpose of this Policy is |
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| March 17, 2025 |
Global, Inc. Insider Trading Policy ALTI GLOBAL, INC. INSIDER TRADING POLICY AlTi Global, Inc. (the “Company”) has adopted the following policy and procedures for securities trading by the Company and the Company’s directors, employees and other individuals (our “Insider Trading Policy”). Our Insider Trading Policy is intended to prevent the misuse of material nonpublic information, insider trading in securities, and the severe cons |
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| March 17, 2025 |
Subsidiaries of AlTi Global, Inc. Name of Entity Jurisdiction of Incorporation AlTi Asset Management Holdings 2 Limited England AlTi Asset Management Holdings Limited England AlTi Asset Management Holdings, LLC Delaware AlTi Alternative Holdings Limited England AlTi Capital LLC Delaware AlTi Global Capital, LLC Delaware AlTi Global Holdco, Inc. Delaware AlTi Global Holdings, LLC Delaware AlTi Glob |
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| March 17, 2025 |
ding change in accounting policy related to warrants. March 17, 2025 AlTi Global, Inc. Ladies and Gentlemen: We have audited the consolidated statement of financial position of AlTi Global, Inc. and subsidiaries (the Company) as of December 31, 2024 and 2023, and the related consolidated statements of operations, comprehensive income (loss), changes in mezzanine equity and shareholders’ equity, and cash flows for each of the years in the three-year p |
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| March 17, 2025 |
Description of Registrant's Securities. ALTI GLOBAL, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES AND EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2024 The following description of securities of AlTi Global, Inc. (the “Company”) registered pursuant to Section 12 of the Securities and Exchange Act of 1934, as amended, is a summary, does not purport to be complete and is qualified in its entirety by refere |
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| March 13, 2025 |
1AlTi Global Fourth Quarter and Full Year 2024 Earnings | March 13, 2025 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| March 13, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| March 6, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 6, 2025 |
Exhibit 99.1 AlTi Tiedemann Global Expands European Presence and enters Germany with Acquisition of Kontora Transaction expands AlTi’s European presence through entry into key wealth hub of Germany, which represents the third largest ultra-high-net-worth (“UHNW”) market in the world NEW YORK, NY, March 06, 2025 – AlTi Global, Inc. (NASDAQ: ALTI) (“AlTi” or “AlTi Tiedemann Global”), a leading indep |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2025 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 26, 2025 |
AlTi Tiedemann Global Announces CFO Transition Exhibit 99.1 AlTi Tiedemann Global Announces CFO Transition NEW YORK, NY, February 26, 2025 – AlTi Global, Inc. (“AlTi”) (NASDAQ: ALTI), today announced the appointment of Mike Harrington to Chief Financial Officer, effective immediately. Mr. Harrington replaces Stephen Yarad and brings nearly four decades of experience in financial services across the banking, investment management and asset mana |
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| February 26, 2025 |
Offer Letter, by and between AlTi Global, Inc. and Michael Harrington, dated February 24, 2025. Exhibit 10.1 Colin Peters Chief Human Resources Officer February 24, 2025 Michael Harrington Dear Michael, We are pleased to extend to you an offer of employment within the Corporate Division of AlTi Global Inc. (“AlTi”) through its subsidiary, AlTi Global Holdings, LLC, (“the Company”) as a Chief Financial Officer in the Finance Department in the Company’s New York office. Your manager will be Ke |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 12, 2024 |
Execution Version 774151136.4 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of November 6, 2024, is entered into among ALTI GLOBAL HOLDINGS, LLC (f/k/a Alvarium Tiedemann Holdings, LLC), a Delaware limited liability company (the “Borrower”), the Lenders party hereto and BMO BANK N.A. (f/k/a BMO Harris Bank N.A.), as administrative agent f |
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| November 8, 2024 |
1AlTi Global Third Quarter 2024 Earnings | November 8, 2024 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth and alternatives manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File |
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| November 4, 2024 |
ALTI / AlTi Global, Inc. / Yu Peter - SC 13G Passive Investment SC 13G 1 tm2427436d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* AlTi Global, Inc. (Name of Issuer) Class A Common Stock, par valu |
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| October 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 07, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File |
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| October 7, 2024 |
1AlTi Global Non-Deal Roadshow Investor Presentation | October 2024 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth and alternatives manager providing entrepreneurs, multi- generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| August 12, 2024 |
ALTI / AlTi Global, Inc. / ilWaddi Cayman Holdings - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AlTi Global, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 02157E106 (CUSIP Number) Mona Manahi c/o Geller Advisors 909 Third Avenue New York, NY 10022 (212) 583-6001 (Name, Address and Telephone Numb |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 9, 2024 |
EXECUTION VERSION 769433627.5 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of August 5, 2024, is entered into among ALTI GLOBAL HOLDINGS, LLC (f/k/a Alvarium Tiedemann Holdings, LLC), a Delaware limited liability company (the “Borrower”), the Lenders party hereto and BMO BANK N.A. (f/k/a BMO Harris Bank N.A.), as administrative agent f |
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| August 9, 2024 |
1AlTi Global Second Quarter 2024 Earnings | August 9, 2024 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth and alternatives manager providing entrepreneurs, multi- generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| August 9, 2024 |
ALTI GLOBAL, INC. 2023 STOCK INCENTIVE PLAN NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND AWARD AGREEMENT AlTi Global, Inc., pursuant to its 2023 Stock Incentive Plan (the “Plan”), hereby grants to the individual listed below (the “Participant”) this award of Restricted Stock Units. The Restricted Stock Units described in this Notice of Grant of Performance-Based Restricted Stock |
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| August 9, 2024 |
ACTIVE/129298489.2 ALTI GLOBAL, INC. 2023 STOCK INCENTIVE PLAN NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND AWARD AGREEMENT FOR SWISS PARTICIPANTS AlTi Global, Inc., pursuant to its 2023 Stock Incentive Plan (the “Plan”), hereby grants to the individual listed below (the “Participant”) this award of Restricted Stock Units. The Restricted Stock Units described in this Notice of G |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2024 |
ACTIVE/129072202.5 ALTI GLOBAL, INC. 2023 STOCK INCENTIVE PLAN NOTICE OF GRANT OF PERFORMANCE-BASED RESTRICTED STOCK UNITS AND AWARD AGREEMENT FOR NON-U.S. PARTICIPANTS AlTi Global, Inc., pursuant to its 2023 Stock Incentive Plan (the “Plan”), hereby grants to the individual listed below (the “Participant”) this award of Restricted Stock Units. The Restricted Stock Units described in this Notice o |
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| August 7, 2024 |
US02237A1088 / ALVARIUM TIEDMANN HOLDINGS INC A / ALLIANZ SE - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ALTI GLOBAL, INC. (Name of Issuer) Class A Common Stock (par value $0.0001 per share) (Title of Class of Securities) 02237A108 (CUSIP Number) ALLIANZ SE Michael Sieburg Koeniginstrasse 28 Munich, Germany 80802 Telephone: +49 89 3800 19957 (Name, Address and Telephon |
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| July 31, 2024 |
Certificate of Designations of Series A Cumulative Convertible Preferred Stock, dated July 31, 2024 ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES A CUMULATIVE CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 103 of |
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| July 31, 2024 |
Confidential AlTi Tiedemann Global announces closing of previously announced strategic investment from Allianz X NEW YORK, NY, July 31 2024 – AlTi Global, Inc. |
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| July 31, 2024 |
Certificate of Amendment to the Certificate of Incorporation CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF ALTI GLOBAL, INC. Pursuant to Section 242 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify: 1. The name of the corporation is AlTi Global, |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 31, 2024 |
THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| July 31, 2024 |
EXECUTION VERSION FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ALTI GLOBAL CAPITAL, LLC a Delaware limited liability company Dated as of July 31, 2024 THE SECURITIES REPRESENTED BY THIS FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. |
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| July 31, 2024 |
ALTI GLOBAL, INC. INVESTOR RIGHTS AGREEMENT Dated as of July 31, 2024 -i- TABLE OF CONTENTS Page ARTICLE I INTRODUCTORY MATTERS ..................................................................................1 1.1 Certain Definitions ...................................................................................................1 1.2 General Rules of Interpretation ........................... |
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| July 1, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 1, 2024 |
AlTi Tiedemann Global Closes Previously Announced Envoi Acquisition NEW YORK, NY, July 1, 2024 – AlTi Global, Inc. |
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| July 1, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 26, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 21, 2024 |
ALTI / AlTi Global, Inc. / ilWaddi Cayman Holdings - SC 13D/A Activist Investment SC 13D/A 1 d827314dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AlTi Global, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 02157E106 (CUSIP Number) Mona Manahi c/o Geller Advisors 909 Third Avenue New York, NY 10022 (212) 583-6001 (Na |
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| June 12, 2024 |
June 12, 2024 Dear Stockholders of AlTi Global, Inc., You have previously received proxy materials in connection with the 2024 Annual Meeting of Stockholders of AlTi Global, Inc. to be held on June 26, 2024, at 10:00 AM, ET. The Proxy Statement and any other materials may be obtained free of charge at the SEC’s website at www.sec.gov and our website at https://ir.alti-global.com/financial-informat |
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| June 12, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 3, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 3, 2024 |
AlTi Global, Inc. CEO email to employees June 3, 2024 Dear Stockholders of AlTi Global, Inc., You have previously received proxy materials in connection with the 2024 Annual Meeting of Stockholders of AlTi Global, Inc. to be held on June 26, 2024, at 10:00 AM, ET. The Proxy Statement and any other materials may be obtained free of charge at the SEC’s website at www.sec.gov and our website at https://ir.alti-global.com/financial-informati |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| June 3, 2024 |
June 3, 2024 Dear Stockholders of AlTi Global, Inc., You have previously received proxy materials in connection with the 2024 Annual Meeting of Stockholders of AlTi Global, Inc. to be held on June 26, 2024, at 10:00 AM, ET. The Proxy Statement and any other materials may be obtained free of charge at the SEC’s website at www.sec.gov and our website at https://ir.alti-global.com/financial-informati |
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| May 15, 2024 |
Warrant to Purchase Class A Common Stock, dated May 15, 2024 Form of Warrant THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 15, 2024 |
AlTi Tiedemann Global Closes Additional Investment by Constellation Wealth Capital NEW YORK, NY, MAY 15, 2024 – AlTi Global, Inc. |
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| May 13, 2024 |
As filed with the Securities and Exchange Commission on May 13, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 13, 2024 Registration No. |
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| May 10, 2024 |
1AlTi Global First Quarter 2024 Earnings | May 10, 2024 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi Global is a leading independent global wealth and alternatives manager providing entrepreneurs, multi- generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 10, 2024 |
*# )())( (*' ) (#- # $"" (( $# ,2D9:?8E@? $'" ##*!'%$')%*'(*#))$() $# $' 5$) (*' ) ( - # )$ @CE967:D42=J62C6?565646>36C )'#( ) $#'%$')%*'(*#))$() $# $' 5$) (*' ) ( - # )$ @CE96EC2?D:E:@?A6C:@57C@>E@ @>>:DD:@?:=6#F>36C =): =@32= ?4 I24E?2>6@7C68:DEC2?E2DDA64:7:65:?:ED492CE6C 6=2H2C6 (E2E6@C@E96C;FC:D5:4E:@?@7 :?4@CA@C2E:@?@C@C82?:K2E:@? ' ( >A=@J6C 56?E:7:42E:@?#F>36C "25:D@?G6?F6 E9 =@@C #6H. |
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| May 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 9, 2024 |
AlTi Tiedemann Global Extends US Footprint, Through Acquisition of Midwest Family Office, Envoi AlTi continues to execute strategy to expand scale and reach of its global ultra-high-net-worth (“UHNW”) wealth management business in existing and new markets. |
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| May 9, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 9, 2024 |
Execution Version ASSET PURCHASE AGREEMENT by and among TIEDEMANN ADVISORS, LLC, ENVOI, LLC, and THE MEMBERS OF ENVOI, LLC Dated as of May 8, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS . |
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| April 5, 2024 |
Amended and Restated Bylaws of the Company ACTIVE 59811767v6 ACTIVE/128718412.2 BYLAWS OF ALTI GLOBAL, INC. (the “Corporation”) ARTICLE I Stockholders SECTION 1. Annual Meeting. The annual meeting of stockholders (any such meeting being referred to in these Bylaws as an “Annual Meeting”) shall be held at the hour, date and place, if any, within or without the State of Delaware which is designated by the Board of Directors of the Corporatio |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 AlTi Glo |
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| April 1, 2024 |
Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among ALTI GLOBAL, INC. |
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| April 1, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 1, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 1, 2024 |
AlTi Tiedemann Global Announces Acquisition of East End Advisors Following Strategic Investment Executes AlTi’s strategy to expand scale and reach of its ultra-high-net-worth (“UHNW”) wealth management and strategic alternatives business in existing and new markets. |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES ACT OF 1934 ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| March 27, 2024 |
AlTi Tiedemann Global Closes Previously Announced Constellation Wealth Capital Investment NEW YORK, NY, MARCH 27, 2024 – AlTi Global, Inc. |
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| March 27, 2024 |
Warrant to Purchase Class A Common Stock, dated March 27, 2024 EXECUTION VERSION Form of Warrant THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| March 27, 2024 |
Certificate of Designations of Series C Cumulative Convertible Preferred Stock, dated March 27, 2024 USActive 60304578.3 ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES C CUMULATIVE CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provision |
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| March 27, 2024 |
ALTI GLOBAL, INC. INVESTOR RIGHTS AGREEMENT Dated as of March 27, 2024 -i- TABLE OF CONTENTS Page ARTICLE I INTRODUCTORY MATTERS ..................................................................................1 1.1 Certain Definitions ...................................................................................................1 1.2 General Rules of Interpretation .......................... |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 27, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 AlTi Global, Inc. (Exact nam |
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| March 22, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| March 22, 2024 |
Subsidiaries of AlTi Global, Inc. Name of Entity Jurisdiction of Incorporation AlTi Asset Management Holdings 2 Limited England AlTi Asset Management Holdings Limited England AlTi Asset Management Holdings, LLC Delaware AlTi CI Advisors (UK) Limited England AlTi CI Limited England AlTi Fiduciaries (UK) Limited England AlTi Global Capital, LLC Delaware AlTi Global Holdco, Inc. Delaware AlTi Global |
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| March 22, 2024 |
Offer Letter, dated September 5, 2023, between the Company and Stephen Yarad. FIRM:59703706v3 Kevin Moran Chief Operating Officer September 5, 2023 Stephen Yarad 767 Springfield Avenue, Apt. |
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| March 22, 2024 |
AlTi Tiedemann Global Announces Promotion of COO, Kevin Moran to President Exhibit 99.1 AlTi Tiedemann Global Announces Promotion of COO, Kevin Moran to President NEW YORK, NY, DATE 2024 – AlTi Global, Inc. (NASDAQ: ALTI), a leading independent global wealth and alternatives manager with over $70 billion in combined assets, announces an update on its leadership team structure. This is intended to optimize AlTi’s management structure to ensure the business is best placed |
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| March 22, 2024 |
1AlTi Global Updated Fourth Quarter and Year End 2023 Earnings | March 22, 2024 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi is a leading independent global wealth and alternatives manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| March 22, 2024 |
AlTi Global, Inc. Clawback Policy. ALTI GLOBAL, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of AlTi Global, Inc. (the “Company”), upon recommendation of the Human Capital and Compensation Committee of the Board (the “Compensation Committee”) has adopted the following Clawback Policy (this “Policy”) on September 12, 2023, effective as of October 2, 2023 (the “Effective Date”). 1. Purpose. The purpose of this Policy is |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER: 001-40103 CUSIP NUMBER: 02157E114 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ T |
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| March 15, 2024 |
fy2023altitiedemannearni 1AlTi Global Fourth Quarter and Year End 2023 Earnings | March 2024 2AlTi Global Notes and Important Disclosures About AlTi Global AlTi is a leading independent global wealth and alternatives manager providing entrepreneurs, multi-generational families, institutions, and emerging next-generation leaders with fiduciary capabilities as well as alternative investment strategies and advisory services. |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| February 23, 2024 |
Form of Series A Certificate of Designations EXECUTION VERSION ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES A CUMULATIVE CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions |
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| February 23, 2024 |
Form of Allianz Investor Rights Agreement S&C Draft of February 22, 2024 CONFIDENTIAL ALTI GLOBAL, INC. INVESTOR RIGHTS AGREEMENT Dated as of [], 2024 TABLE OF CONTENTS Page The table of contents is empty. Heading styles must be applied in the document and be selected in the table of contents properties panel. -i- INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT, dated as of [], 2024, is entered into between AlTi Global, Inc., a D |
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| February 23, 2024 |
EXECUTION VERSION INVESTMENT AGREEMENT dated as of February 22, 2024 by and between ALTI GLOBAL, INC. |
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| February 23, 2024 |
EXECUTION VERSION SUPPLEMENTAL SERIES A PREFERRED STOCK INVESTMENT AGREEMENT SUPPLEMENTAL SERIES A PREFERRED STOCK INVESTMENT AGREEMENT, dated as of February 22, 2024 (this “Agreement”), by and between AlTi Global, Inc. |
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| February 23, 2024 |
Form of Allianz Warrant Agreement EXECUTION VERSION Form of Warrant THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| February 23, 2024 |
EXECUTION VERSION VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of [] [], 2024, is entered into by and between Allianz Strategic Investments S. |
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| February 23, 2024 |
Form of Amended and Restated Certificate of Incorporation of AlTi Global, Inc. EXECUTION VERSION CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF ALTI GLOBAL, INC. |
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| February 23, 2024 |
Third Amendment to the Credit Agreement EXECUTION VERSION EXHIBIT A $250,000,000 Senior Secured Credit Facility Credit Agreement dated as of January 3, 2023, among ALTI Global Holdings, LLC, the Guarantors from time to time parties hereto, the Lenders from time to time parties hereto, and BMO Bank N. |
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| February 23, 2024 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 10 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statement on Form S- |
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| February 23, 2024 |
Form of Amended and Restated Certificate of Incorporation of AlTi Global, Inc. EXECUTION VERSION CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF ALTI GLOBAL, INC. |
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| February 23, 2024 |
Form of Constellation Warrant Agreement EXECUTION VERSION Form of Warrant THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 23, 2024 |
Form of Constellation Investor Rights Agreement ALTI GLOBAL, INC. INVESTOR RIGHTS AGREEMENT Dated as of [●], 2024 TABLE OF CONTENTS Page The table of contents is empty. Heading styles must be applied in the document and be selected in the table of contents properties panel. -i- INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT, dated as of [●], 2024, is entered into between AlTi Global, Inc., a Delaware Corporation (the “Company”), and C |
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| February 23, 2024 |
Form of Series B Certificate of Designations EXECUTION VERSION ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisio |
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| February 23, 2024 |
Third Amendment to the Credit Agreement EXECUTION VERSION EXHIBIT A $250,000,000 Senior Secured Credit Facility Credit Agreement dated as of January 3, 2023, among ALTI Global Holdings, LLC, the Guarantors from time to time parties hereto, the Lenders from time to time parties hereto, and BMO Bank N. |
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| February 23, 2024 |
Form of Allianz Warrant Agreement EXECUTION VERSION Form of Warrant THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| February 23, 2024 |
Series A Certificate of Designations EXECUTION VERSION ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES A CUMULATIVE CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions |
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| February 23, 2024 |
EXECUTION VERSION SUPPLEMENTAL SERIES A PREFERRED STOCK INVESTMENT AGREEMENT SUPPLEMENTAL SERIES A PREFERRED STOCK INVESTMENT AGREEMENT, dated as of February 22, 2024 (this “Agreement”), by and between AlTi Global, Inc. |
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| February 23, 2024 |
ALTI GLOBAL, INC. INVESTOR RIGHTS AGREEMENT Dated as of [●], 2024 TABLE OF CONTENTS Page The table of contents is empty. Heading styles must be applied in the document and be selected in the table of contents properties panel. -i- INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT, dated as of [●], 2024, is entered into between AlTi Global, Inc., a Delaware Corporation (the “Company”), and C |
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| February 23, 2024 |
EXECUTION VERSION INVESTMENT AGREEMENT dated as of February 22, 2024 by and between ALTI GLOBAL, INC. |
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| February 23, 2024 |
Series B Certificate of Designations EXECUTION VERSION ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES B PARTICIPATING CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisio |
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| February 23, 2024 |
EXECUTION VERSION VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of [] [], 2024, is entered into by and between Allianz Strategic Investments S. |
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| February 23, 2024 |
EXECUTION VERSION INVESTMENT AGREEMENT dated as of February 22, 2024 by and between ALTI GLOBAL, INC. |
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| February 23, 2024 |
EXECUTION VERSION INVESTMENT AGREEMENT dated as of February 22, 2024 by and between ALTI GLOBAL, INC. |
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| February 23, 2024 |
Form of Series C Certificate of Designations Exhibit C ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES C CUMULATIVE CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions of Secti |
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| February 23, 2024 |
Form of Constellation Warrant Agreement EXECUTION VERSION Form of Warrant THE OFFER AND SALE OF THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS. |
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| February 23, 2024 |
Series C Certificate of Designations Exhibit C ALTI GLOBAL, INC. CERTIFICATE OF DESIGNATIONS OF SERIES C CUMULATIVE CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law (as amended, supplemented or restated from time to time, the “DGCL”), AlTi Global, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions of Secti |
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| February 23, 2024 |
S&C Draft of February 22, 2024 CONFIDENTIAL ALTI GLOBAL, INC. INVESTOR RIGHTS AGREEMENT Dated as of [], 2024 TABLE OF CONTENTS Page The table of contents is empty. Heading styles must be applied in the document and be selected in the table of contents properties panel. -i- INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT, dated as of [], 2024, is entered into between AlTi Global, Inc., a D |
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| February 22, 2024 |
1AlTi Tiedemann Global Allianz X and CWC Make Strategic Investment into AlTi Investor Presentation | February 2024 2AlTi Tiedemann Global Notes and Important Disclosures (1) Including non-consolidated entities with Allianz customers. |
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| February 22, 2024 |
1AlTi Tiedemann Global Allianz X and CWC Make Strategic Investment into AlTi Investor Presentation | February 2024 2AlTi Tiedemann Global Notes and Important Disclosures (1) Including non-consolidated entities with Allianz customers. |
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| February 22, 2024 |
Press Release, dated February 22, 2024 AlTi Tiedemann Global welcomes strategic investment of up to $450m from Allianz X and Constellation Wealth Capital Investment accelerates AlTi’s strategy to become the leading global independent wealth management platform for the ultra-high-net-worth segment. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 22, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2024 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 22, 2024 |
AlTi Tiedemann Global welcomes strategic investment of up to $450m from Allianz X and Constellation Wealth Capital Investment accelerates AlTi’s strategy to become the leading global independent wealth management platform for the ultra-high-net-worth segment. |
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| February 14, 2024 |
US02157E1064 / AlTi Global Inc / CITADEL ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* AlTi Global, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (the “Shares”) (Title of Class of Securities) 02157E10 |
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| November 14, 2023 |
Execution Version 758054905.6 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of November 10, 2023, is entered into among ALTI GLOBAL HOLDINGS, LLC (f/k/a Alvarium Tiedemann Holdings, LLC), a Delaware limited liability company (the “Borrower”), the Lenders party hereto and BMO BANK N.A. (f/k/a BMO Harris Bank N.A.), as administrative agen |
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| November 14, 2023 |
EXECUTION VERSION 752570648.4 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of March 31, 2023, is entered into among Alvarium Tiedemann Holdings, LLC, a Delaware limited liability company (the “Borrower”), the Lenders party hereto and BMO Harris Bank N.A., as administrative agent for the Lenders (in such capacity, the “Administrative Agen |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 14, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 8 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update, amend and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registrat |
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| November 14, 2023 |
EXECUTION VERSION 752570648.4 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of March 31, 2023, is entered into among Alvarium Tiedemann Holdings, LLC, a Delaware limited liability company (the “Borrower”), the Lenders party hereto and BMO Harris Bank N.A., as administrative agent for the Lenders (in such capacity, the “Administrative Agen |
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| November 14, 2023 |
Execution Version 758054905.6 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of November 10, 2023, is entered into among ALTI GLOBAL HOLDINGS, LLC (f/k/a Alvarium Tiedemann Holdings, LLC), a Delaware limited liability company (the “Borrower”), the Lenders party hereto and BMO BANK N.A. (f/k/a BMO Harris Bank N.A.), as administrative agen |
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| November 14, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 14, 2023 |
1AlTi Global Third Quarter 2023 Earnings | November 2023 2AlTi Global Disclosures This Presentation (together with oral statements made in connection herewith, the “Presentation”) is for informational purposes only to assist interested parties in evaluating AlTi Global, Inc. |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 18, 2023 |
AlTi Global Appoints Stephen D. Yarad as Chief Financial Officer Exhibit 99.1 AlTi Global Appoints Stephen D. Yarad as Chief Financial Officer NEW YORK, NY, September 18, 2023 – AlTi Global, Inc. (NASDAQ: ALTI) (“AlTi" or the “Company”), a leading independent global wealth and asset manager, today announced the appointment of Stephen D. Yarad as Chief Financial Officer and Treasurer, effective immediately. “As a seasoned leader with extensive financial services |
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| September 18, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 7 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statement on Form S-1 |
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| September 18, 2023 |
AlTi Global, Inc.’s press release, dated September 18, 2023. Exhibit 99.1 AlTi Global Appoints Stephen D. Yarad as Chief Financial Officer NEW YORK, NY, September 18, 2023 – AlTi Global, Inc. (NASDAQ: ALTI) (“AlTi" or the “Company”), a leading independent global wealth and asset manager, today announced the appointment of Stephen D. Yarad as Chief Financial Officer and Treasurer, effective immediately. “As a seasoned leader with extensive financial services |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 31, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File |
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| September 7, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 6 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statement on Form S-1 |
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| August 15, 2023 |
a2q2023altitiedemannearn 1AlTi Tiedemann Global Second Quarter 2023 Earnings | August 2023 2AlTi Tiedemann Global Disclosures This Presentation (together with oral statements made in connection herewith, the “Presentation”) is for informational purposes only to assist interested parties in evaluating AlTi Global, Inc. |
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| August 15, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File |
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| August 14, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 5 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update, amend and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registrat |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| July 14, 2023 |
Separation Agreement, dated July 11, 2023, by and between Tiedemann Advisors, LLC and Christine Zhou EX-10.1 Exhibit 10.1 CONFIDENTIAL July 11, 2023 Ying Christine Zhao Re: Separation from Employment Dear Christine: This separation and release agreement (this “Agreement”) sets forth the agreement reached concerning your separation from employment with Tiedemann Advisors, LLC (“Tiedemann”) (Tiedemann and all its parents and direct and indirect subsidiaries and affiliates are collectively referred |
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| July 14, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Form 424(b)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 4 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statem |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 14, 2023 (July 11, 2023) AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 3, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 3 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statement on Fo |
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| June 23, 2023 |
Altiw-form25 |
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| June 12, 2023 |
US02157E1064 / AlTi Global Inc / Yu Peter - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* AlTi Global, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 02157E 106 (CUSIP Number) Peter Yu CGC Sponsor LLC Pangaea Three-B, LP 505 Fifth Avenue, 15th Floor New York, NY 10017 (212) 461- |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2023 AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 7, 2023 |
Exhibit 99.1 AlTi Global, Inc. Announces Completion of Exchange Offer and Consent Solicitation and Notice of Exercise Right to Mandatorily Exchange Remaining Outstanding Warrants NEW YORK, NY, June 7, 2023 – June 7, 2023 – AlTi Global, Inc. (“AlTi,” “we” or the “company”) (NASDAQ: ALTI), a leading independent global wealth and asset manager, today announced the completion of its previously announc |
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| June 7, 2023 |
Exhibit 10.1 WARRANT AMENDMENT AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT AGREEMENT This Amendment (this “Amendment”) is made as of June 7, 2023, by and between AlTi Global, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”), and constitutes an amendment to that certain Amended and Restat |
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| June 6, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 31, 2023 AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| June 6, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock Form 424(b)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 2 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect to our Registration Statem |
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| June 6, 2023 |
AITi Global Announces CFO Transition EX-99.1 Exhibit 99.1 AITi Global Announces CFO Transition June 1, 2023 NEW YORK—(BUSINESS WIRE)—Jun. 1, 2023— AITi Global, Inc. (NASDAQ: ALTI) (“AITi” or the “Company”), a leading independent global wealth and asset manager, today announced that Christine Zhao will be stepping down as Chief Financial Officer, effective June 15. Reid Parmelee, AITi’s Global Controller, has been appointed interim CF |
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| June 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 31, 2023 AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 5, 2023 |
Exhibit 99.1 AlTi Global, Inc. Announces Expiration and Results of Exchange Offer and Consent Solicitation Relating to Its Warrants NEW YORK, NY, June 5, 2023 – June 5, 2023 – AlTi Global, Inc. (“AlTi,” “we” or the “company”) (NASDAQ: ALTI), a leading independent global wealth and asset manager, today announced the expiration and results of its previously announced exchange offer (the “Offer”) and |
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| June 5, 2023 |
425 1 d490506d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2023 AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation |
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| June 5, 2023 |
AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock 424B3 1 d490506d424b3.htm FORM 424(B)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-269448 PROSPECTUS SUPPLEMENT NO. 1 (to prospectus dated May 30, 2023) AlTi Global, Inc. Shares of Class A Common Stock Warrants to Purchase Class A Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated May 30, 2023, with respect |
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| June 5, 2023 |
SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 3) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AlTi Global, Inc. (Name of Subject Company (Issuer)) AlTi Global, Inc. (Name of Filing Persons (Issuer)) Warrants to Purchase Class A Common Stock (Title of Class of Securities) 02157E114 (CU |
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| June 5, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2023 AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 30, 2023 |
AlTi Global, Inc. Up to 121,404,752 Shares of Class A Common Stock Up to 12,940,597 Warrants Table of Contents Index to Financial Statements Filed Pursuant to Rule 424(b)(3) Registration No. |
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| May 30, 2023 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-271672 PROSPECTUS/OFFER TO EXCHANGE ALTI GLOBAL, INC. Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of AlTi Global, Inc. for Shares of Class A Common Stock of AlTi Global, Inc. and Consent Solicitation THE OFFER (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EA |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 2) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AlTi Global, Inc. (Name of Subject Company (Issuer)) AlTi Global, Inc. (Name of Filing Persons (Issuer)) Warrants to Purchase Class A Common Stock (Title of Class of Securities) 02157E114 (CUSIP Number |
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| May 26, 2023 |
US02157E1064 / AlTi Global Inc / Yu Peter - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* AlTi Global, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 02157E 106 (CUSIP Number) Peter Yu CGC Sponsor LLC Pangaea Three-B, LP 505 Fifth Avenue, 15th Floor New York, NY 10017 (212) 461- |
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| May 25, 2023 |
AlTi Global, Inc. 520 Madison Avenue, 21st Floor New York, New York 10022 (212) 396-5904 SEC Response Letter AlTi Global, Inc. 520 Madison Avenue, 21st Floor New York, New York 10022 (212) 396-5904 May 25, 2023 Office of Finance Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.C. 20549-3561 Attention: Ms. Susan Block Re: AlTi Global, Inc. Registration Statement on Form S-1 File No. 333-269448 Dear Ms. Block: AlTi Global, Inc. (the “Compa |
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| May 24, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on May 24, 2023 Registration No. |
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| May 24, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on May 2 4 , 2023 Registration No. |
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| May 24, 2023 |
SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 1) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AlTi Global, Inc. (Name of Subject Company (Issuer)) AlTi Global, Inc. (Name of Filing Persons (Issuer)) Warrants to Purchase Class A Common Stock (Title of Class of Securities) 02157E114 (CU |
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| May 22, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 22, 2023 |
EX-99.1 Exhibit 99.1 First Quarter 2023 Earnings | May 2023 AlTi Tiedemann Global 1 Disclosures This Presentation (together with oral statements made in connection herewith, the “Presentation”) is for informational purposes only to assist interested parties in evaluating AlTi Global, Inc. (along with its consolidated subsidiaries, “AlTi Global” or the Company ). About AlTi Global AlTi Global is a |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 Alvarium Tiedemann Holdings, |
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| May 18, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 15, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on May 15, 2023 Registration No. |
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| May 15, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on May 1 5, 2023 Registration No. |
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| May 15, 2023 |
SEC Response Letter May 15, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F. |
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| May 12, 2023 |
Form NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transitio |
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| May 11, 2023 |
United States securities and exchange commission logo May 11, 2023 Michael Tiedemann Chief Executive Officer AlTi Global, Inc. |
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| May 5, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Alvarium Tiedemann Holdings, Inc. |
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| May 5, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2023 AlTi Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40103 92-1552220 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 5, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Alvarium Tiedemann Holdings, Inc. |
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| May 5, 2023 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. EX-99.3 Exhibit 99.3 LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer To Exchange Warrants to Acquire Shares of Class A Common Stock of AlTi Global, Inc. for Shares of Class A Common Stock of AlTi Global, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN |
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| May 5, 2023 |
Form of Notice of Guaranteed Delivery. EX-99.2 Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY OF WARRANTS OF ALTI GLOBAL, INC. Pursuant to the Prospectus/Offer to Exchange dated May 5, 2023 Instructions for Use Unless defined herein, terms used in this Notice of Guaranteed Delivery shall have definitions set forth in the Prospectus/Offer to Exchange dated May 5, 2023. This Notice of Guaranteed Delivery, or one substantially in the form her |
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| May 5, 2023 |
Form of Letter of Transmittal and Consent. EX-99.1 Exhibit 99.1 LETTER OF TRANSMITTAL AND CONSENT Offer To Exchange Warrants to Acquire Shares of Class A Common Stock of AlTi Global, Inc. for Shares of Class A Common Stock of AlTi Global, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., EASTERN TIME, ON June 2, 2023 OR SUCH LATER TIME AND D |
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| May 5, 2023 |
SC TO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AlTi Global, Inc. (Name of Subject Company (Issuer)) AlTi Global, Inc. (Name of Filing Persons (Issuer)) Warrants to Purchase Class A Common Stock (Title of Class of Securities) 02157E114 (CUSIP Number of Class |
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| May 5, 2023 |
Power of Attorney (included on signature page of the initial filing of this Registration Statement). Table of Contents As filed with the Securities and Exchange Commission on May 5, 2023 Registration No. |
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| May 5, 2023 |
Form of Tender and Support Agreement, by and between the Company and Supporting Stockholders. EX-10.17 Exhibit 10.17 FORM OF TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of [•], 2023, by and among AlTi Global, Inc., a Delaware corporation (the “Company”), and each of the persons listed on Schedule A hereto (collectively, the “Warrant Holders,” and each a “Warrant Holder”). WITNESSETH: WHEREAS, as of the date hereof, each Warrant Holder is (x) the b |
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| May 5, 2023 |
EX-99.1 Exhibit 99.1 AlTi Global, Inc. Announces Commencement of Exchange Offer and Consent Solicitation Relating to Warrants NEW YORK, NY, May 5, 2023 – May 5, 2023 – AlTi Global, Inc. (“AlTi,” “we” or the “company”) (NASDAQ: ALTI), a leading independent global wealth and asset manager, today announced that it has commenced an exchange offer (the “Offer”) and consent solicitation (the “Consent So |
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| May 5, 2023 |
Form of Dealer Manager and Solicitation Agent Agreement. EX-10.16 Exhibit 10.16 Execution Version ALTI GLOBAL, INC. Dealer Manager and Solicitation Agent Agreement May 5, 2023 Oppenheimer & Co. Inc, as Dealer Manager 85 Broad Street, 23rd Floor New York, NY 10004 Ladies and Gentlemen: AlTi Global, Inc., a Delaware corporation (the “Company” or “we”), plans to make an offer (such offer as described in the Prospectus (as defined below), together with the |
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| May 5, 2023 |
Form of Letter to Clients of Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. EX-99.4 Exhibit 99.4 LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer To Exchange Warrants to Acquire Shares of Class A Common Stock of AlTi Global, Inc. for Shares of Class A Common Stock of AlTi Global, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P. |
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| April 26, 2023 |
SEC Response Letter April 26, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F. |
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| April 26, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on April 2 6 , 2023 Registration No. |
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| April 20, 2023 |
EX-99.1 Exhibit 99.1 Investor Presentation | April 2023 AlTi Tiedemann Global 1 Disclosures This Presentation (together with oral statements made in connection herewith, the “Presentation”) is for informational purposes only to assist interested parties in evaluating AlTi Global, Inc. (along with its consolidated subsidiaries, “AlTi Global” or the Company ). About AlTi Global AlTi Global is a mult |
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| April 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 20, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| April 19, 2023 |
EX-3.2 Exhibit 3.2 Strictly Confidential BYLAWS OF ALTI NAMECO, INC. ARTICLE I OFFICES SECTION 1.01. Registered Office. The registered office of ALTI Nameco, Inc. (the “Corporation”) in the State of Delaware shall be at Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801, and the name of the Corporation’s registered agent at such address is The Co |
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| April 19, 2023 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF OWNERSHIP AND MERGER MERGING ALTI NAMECO, INC. WITH AND INTO ALVARIUM TIEDEMANN HOLDINGS, INC. Pursuant to Section 253 of the Delaware General Corporation Law (the “DGCL”), Alvarium Tiedemann Holdings, Inc. (the “Corporation”), a Delaware corporation, does hereby certify to the following information relating to the merger (the “Merger”) of ALTI Nameco, Inc., a Del |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2023 AlTi Global, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (Commission File N |
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| April 18, 2023 |
Consolidated Financial Statements for years ended EX-99.6 Exhibit 99.6 Alvarium Investments Limited Consolidated Financial Statements for years ended 31 December 2022, 2021 and 2020 Alvarium Investments Limited Consolidated Financial Statements Contents Page Report of independent registered public accounting firm 1 Consolidated statement of comprehensive income 2 Consolidated statement of financial position 3 Consolidated statement of changes in |
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| April 18, 2023 |
EX-99.2 Exhibit 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF THE TIG ENTITIES In this section, unless the context otherwise requires, references to “TIG Entities,” “we,” “us,” and “our,” are intended to mean the business and operations of the TIG Entities and their consolidated subsidiaries. The following discussion analyzes the financial condition |
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| April 18, 2023 |
EX-99.4 Exhibit 99.4 TIEDEMANN WEALTH MANAGEMENT HOLDINGS, LLC AND SUBSIDIARIES Consolidated Financial Statements December 31, 2022, 2021 and 2020 TIEDEMANN WEALTH MANAGEMENT HOLDINGS, LLC AND SUBSIDIARIES Table of Contents Page(s) Report of Independent Registered Accounting Firm 1 Consolidated Statements of Financial Condition as of December 31, 2022 and December 31, 2021 2 Consolidated Statement |
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| April 18, 2023 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF ALVARIUM EX-99.3 Exhibit 99.3 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF ALVARIUM Unless the context otherwise requires, references in this section to “Alvarium,” “we,” “us,” and “our,” are intended to mean Alvarium, and its consolidated subsidiaries together with Alvarium’s share of the results of associates and joint ventures. The following discussion analyze |
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| April 18, 2023 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF TWMH EX-99.1 Exhibit 99.1 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF TWMH In this section, unless the context otherwise requires, references to “TWMH,” “we,” “us,” and “our” are intended to mean the business and operations of TWMH and its consolidated subsidiaries. The following discussion analyzes the financial condition and results of operations of TWMH a |
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| April 18, 2023 |
HISTORICAL AND COMBINED NON-GAAP MEASURES OF TWMH, THE TIG ENTITIES AND ALVARIUM EX-99.8 Exhibit 99.8 HISTORICAL AND COMBINED NON-GAAP MEASURES OF TWMH, THE TIG ENTITIES AND ALVARIUM Reconciliation of Combined Historical GAAP Financial Measures to Certain Combined Historical Non-GAAP Measures Historically, we used Adjusted Net Income, Adjusted EBITDA, and Economic EBITDA as non-GAAP measures to track our performance and assess the companies’ ability to service their borrowings |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2023 (January 3, 2023) Alvarium Tiedemann Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or o |
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| April 18, 2023 |
EX-99.5 Exhibit 99.5 Combined and Consolidated Financial Statements of TIG Trinity Management, LLC and Subsidiary and TIG Trinity GP, LLC and Subsidiaries Years ended December 31, 2022, 2021 and 2020 TIG Trinity Management, LLC and Subsidiary and TIG Trinity GP, LLC and Subsidiaries Combined and Consolidated Financial Statements- Table of Contents Years ended December 31, 2022, 2021, and 2020 Page |
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| April 18, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.7 Exhibit 99.7 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction The following unaudited pro forma condensed combined balance sheet as of December 31, 2022 gives effect to the Business Combination as if it was completed on December 31, 2022. The unaudited pro forma combined statement of operations for the year ended December 31, 2022 give pro forma effect to the Busin |
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| April 17, 2023 |
Description of Registrant’s Securities. EX-4.1 Exhibit 4.1 DESCRIPTION OF OUR SECURITIES The following summary of the material terms of our securities is not intended to be a complete summary of the rights and preferences of such securities. Your rights as a stockholder are governed by Delaware law and the Charter and Bylaws. Your rights as a warrantholder are governed by the Warrant Agreement. We urge you to read the applicable provisi |
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| April 17, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40103 Alvarium T |
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| April 11, 2023 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 11, 2023 Alvarium Tiedemann Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40103 92-1552220 (State or other jurisdiction of incorporation) (C |
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| March 31, 2023 |
NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition |
