基本數據
| LEI | 549300J5J5SJCZ9IA369 |
| CIK | 356134 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First American Funds Inc - First American Treasury Obligations Fund Class X
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| July 3, 2024 |
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No. |
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| June 7, 2024 |
SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No. 35210 Deregistration under Section 8(f) of the Investment Company Act of 1940 May 31, 2024 AGENCY: Securities and Exchange Commission (“Commission” or “SEC”) ACTION: Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940. The following is a notice of applications for deregistration und |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application For Deregistration of Certain Registered Investment Companies I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [ X ] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer onl |
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| March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application For Deregistration of Certain Registered Investment Companies I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [ X ] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer onl |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: October 26, 2023 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 15, 2023 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: July 11, 2023 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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| November 22, 2022 |
40-17F2 1 faf22133040-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 16, 2022 2. State identification N |
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| October 31, 2022 |
Exhibit 99(d)(6) Appendix A EXPENSE LIMITATION AGREEMENT THIS AGREEMENT is effective as of the 31st day of October, 2022, between U. |
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| October 31, 2022 |
As filed with the Securities and Exchange Commission on October 31, 2022. POS EX 1 faf221269pos-ex.htm POS EX As filed with the Securities and Exchange Commission on October 31, 2022. Registration Nos. 002-74747 811-03313 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. Post-Effective Amendment No. 108 [X] and/or REGISTRATION STATEMENT UNDER THE INVESTM |
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| September 29, 2022 |
40-17F2 1 faf22114140-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 26, 2022 2. State identification |
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| September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 8, 2022 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| December 21, 2021 |
As filed with the Securities and Exchange Commission on December 21, 2021 As filed with the Securities and Exchange Commission on December 21, 2021 File No. |
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| December 21, 2021 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM December 20, 2021 Government Select Series PFM Funds 213 Market Street Harrisburg, PA 17101 Government Obligations Fund First American Funds 800 Nicollet Mall Minneapolis, MN 55402 Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the ?Agreement?) |
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| December 13, 2021 |
40-17F2 1 faf21148640-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: December 6, 2021 2. State identification Nu |
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| October 21, 2021 |
ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| October 19, 2021 |
CORRESP 1 filename1.htm ROPES & GRAY LLP 191 NORTH WACKER DRIVE 3ND FLOOR CHICAGO, ILLINOIS 60606-4302 WWW.ROPESGRAY.COM Rita Rubin Ropes & Gray LLP 191 North Wacker Drive 32nd Floor Chicago, IL 60606-4302 T +1 312 845 1241 [email protected] October 19, 2021 via edgar Matthew S. Williams U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D |
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| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 File No. 333-259405 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. 1 ? Post-Effective Amendment No. FIRST AMERICAN FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 800 Nicollet Mall Minneapoli |
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| October 19, 2021 |
EX-99.(14)(A) 3 faf211281ex9914a.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM WITH RESPECT TO GOVERNMENT SELECT SERIES, A SERIES OF PFM FUNDS Exhibit 99(14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Financial Highlights" in the Proxy Statement and Prospectus relating to the proposed reorganization of the |
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| October 19, 2021 |
Opinion and Consent of Dorsey & Whitney LLP regarding legality of shares being registered.** EX-99.11 2 faf211281ex9911.htm OPINION AND CONSENT OF DORSEY & WHITNEY LLP REGARDING LEGALITY OF SHARES BEING REGISTERED. October 19, 2021 First American Funds, Inc. 800 Nicollet Mall Minneapolis, MN 55402 Re: First American Funds, Inc. Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as special local counsel to First American Funds, Inc., a Minnesota corporation (“the “Comp |
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| October 19, 2021 |
EX-99.(14)(B) 4 faf211281ex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM WITH RESPECT TO GOVERNMENT OBLIGATIONS FUND, A SERIES OF FIRST AMERICAN FUNDS, INC. Exhibit 99(14)(b) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions “Financial Highlights” in the Proxy Statement/Prospectus included in this Registration S |
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| October 6, 2021 |
First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 6, 2021 DEL AM 1 faf211247delam.htm DELAYING AMENDMENT First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 6, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Delaying Amendment for First American Funds, Inc. Registration Statement on Form N-14 (File No. 333-259405) Greetings: Pursuant to Rule |
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| September 9, 2021 |
Exhibit 99(16) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as directors or officers of First American Funds, Inc. |
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| September 9, 2021 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (651) 341-6064 Email: [email protected] September 9, 2021 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: On behalf of First American Funds, Inc. (the |
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| September 9, 2021 |
Exhibit 99(13)(c) Amendment to Administration Agreement Between First American Funds, Inc. |
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| September 9, 2021 |
EX-99.(6)(I) 4 faf211103ex996i.htm EXPENSE LIMITATION AGREEMENT EFFECTIVE AUGUST 26, 2021, BETWEEN THE REGISTRANT AND U.S. BANCORP ASSET MANAGEMENT, INC. Exhibit 99(6)(i) EXPENSE LIMITATION AGREEMENT THIS AGREEMENT is effective as of the 26th day of August, 2021, between U.S. Bancorp Asset Management, Inc., as investment advisor (the “Advisor”), and First American Funds, Inc. (“FAF”). WHEREAS, FAF |
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| September 9, 2021 |
Consent of Independent Registered Public Accounting Firm.** Exhibit 99(14) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions ?Financial Highlights? in the Proxy Statement/Prospectus included in this Registration Statement (Form N-14) of First American Funds, Inc. |
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| September 9, 2021 |
As filed with the Securities and Exchange Commission on September 9, 2021 As filed with the Securities and Exchange Commission on September 9, 2021 File No. |
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| September 9, 2021 |
Exhibit 99(1)(n) FIRST AMERICAN FUNDS, INC. ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION The undersigned, being the duly elected Secretary of First American Funds, Inc., a Minnesota corporation (the ?Corporation?), hereby certifies that the following amendments to the Corporation?s Amended and Restated Articles of Incorporation (as amended to date and as supplemented by |
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| September 8, 2021 |
40-17F2 1 faf21110940-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: August 30, 2021 2. State identification Num |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: August 3, 2021 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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| November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 20, 2020 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: October 6, 2020 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| September 18, 2020 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 September 18, 2020 VIA EDGAR Mr. |
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| July 20, 2020 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (651) 341-6064 Email: [email protected] July 20, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: First American Funds, Inc. (the ?Registrant?) (File Nos. 002-74747 and 811-03313) Ladies and Gentlemen: On behalf of the Registrant, in con |
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| June 30, 2020 |
40-17F2 1 faf20101340-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: June 25, 2020 2. State identification Numbe |
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| January 17, 2020 |
FGUXX / First American Government Obligations Fund CORRESP - - U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Richard J. Ertel Chief Counsel Minneapolis, MN 55402 Direct line: (612) 303-7987 Fax: (612) 303-4767 January 17, 2020 VIA EDGAR Mr. Kenneth Ellington Disclosure Review and Accounting Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Related |
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| November 25, 2019 |
First American Funds Inc 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 19, 2019 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| September 20, 2019 |
First American Funds Inc 40-17F2 - - 40-17F2 1 faf19185240-17f2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 16, 2019 2. State identification Number: |
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| July 30, 2019 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| July 30, 2019 |
First American Funds Inc N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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| July 24, 2019 |
First American Funds Inc DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defini |
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| July 23, 2019 |
First American Funds Inc 40-17F2 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: July 17, 2019 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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| January 28, 2019 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| January 28, 2019 |
First American Funds Inc N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 faf190102nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Z |
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| December 12, 2018 |
First American Funds Inc 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: December 10, 2018 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| October 17, 2018 |
First American Funds Inc 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: October 10, 2018 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| July 30, 2018 |
First American Funds Inc N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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| July 30, 2018 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| July 26, 2018 |
First American Funds Inc 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: July 24, 2018 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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| April 9, 2018 |
First American Funds Inc DEF 14A DEF 14A 1 faf180740def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| January 29, 2018 |
First American Funds Inc - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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| January 29, 2018 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| December 21, 2017 |
Law Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] December 21, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First American Funds, Inc. (the “Registrant”) (File Nos. 002-74747 and 811-03313) Ladies and Gentlemen: On behalf of the Registrant, in c |
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| December 18, 2017 |
First American Funds Inc CORRESP BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 December 18, 2017 VIA EDGAR Mr. |
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| December 6, 2017 |
40-17F2 1 faf1732644017f2.htm FORM N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 29, 2017 2. State identificati |
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| November 14, 2017 |
40-17F2 1 faf1730554017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 9, 2017 2. State identification Num |
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| October 30, 2017 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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| October 13, 2017 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] October 13, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First American Funds, Inc. (the “Registrant”) (File Nos. 002-74747 and 811-03313) Ladies and Gentlemen: On behalf of the Registrant, in |
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| September 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 5, 2017 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| July 28, 2017 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| July 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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| July 6, 2017 |
U.S. Bancorp Asset Management, Inc. U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Richard J. Ertel Chief Counsel Minneapolis, MN 55402 Direct line: (612) 303-7987 Fax: (612) 303-4767 July 6, 2017 VIA EDGAR Mr. Kenneth Ellington Disclosure Review Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Related to Certain |
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| June 30, 2017 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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| January 26, 2017 |
First American Funds Inc - FORM N-Q N-Q 1 faf170167n-q.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offic |
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| January 26, 2017 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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| January 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: January 3, 2017 2. State identification Number: AL AK AZ AR CA CO CT DE |
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| December 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: November 18, 2016 2. State identification Number: AL AK AZ AR CA CO CT |
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| October 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CR CURRENT REPORT MONEY MARKET FUND MATERIAL EVENTS Part A: General information Item A.1 Report for October 14, 2016 Item A.2 CIK Number of registrant: 0000356134 Item A.3 EDGAR Series Identifier: S000005655 Item A.4 Securities Act File Number: 002-74747 Item A.5 Name, e-mail address, and telephone number of the person |
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| October 14, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 October 14, 2016 VIA EDGAR Ms. Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: First American Funds, Inc. SEC File Nos. 002-74747 and 811-03313 Response to Staff Comments related to Post-Effective Amendment to Registration Stat |
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| October 14, 2016 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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| September 8, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 September 8, 2016 VIA EDGAR Ms. |
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| August 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: August 5, 2016 2. State identification Number: AL AK AZ AR CA CO CT DE |
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| August 9, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] August 9, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities Act |
|
| July 29, 2016 |
First American Funds Inc - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
|
| July 29, 2016 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| June 30, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] June 30, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities Act |
|
| June 6, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 June 6, 2016 VIA EDGAR Ms. Elizabeth Bentzinger Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: First American Funds, Inc. (the ?Registrant?) SEC File Nos. 002-74747 and 811-03313 Response to Staff Comments related to Post-Effective Amendment to Re |
|
| April 5, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 April 5, 2016 VIA EDGAR Ms. Elizabeth Bentzinger Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: First American Funds, Inc. SEC File Nos. 002-74747 and 811-03313 Response to Staff Comments related to Post-Effective Amendment to Registration Stateme |
|
| February 19, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] February 19, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities |
|
| February 5, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] February 5, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities A |
|
| January 29, 2016 |
First American Funds Inc - FORM N-Q N-Q 1 faf160234nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive office |
|
| January 29, 2016 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: December 2, 2015 2. State identification Number: AL AK AZ AR CA CO CT D |
|
| October 30, 2015 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| October 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: September 25, 2015 2. State identification Number: AL AK AZ AR CA CO CT |
|
| August 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: August 14, 2015 2. State identification Number: AL AK AZ AR CA CO CT DE |
|
| July 30, 2015 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| July 30, 2015 |
First American Funds Inc - FORM N-Q N-Q 1 faf152563nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive office |
|
| January 29, 2015 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| January 29, 2015 |
First American Funds Inc - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Stevenson |
|
| October 29, 2014 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| September 12, 2014 |
FGUXX / First American Government Obligations Fund 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
|
| September 12, 2014 |
FGUXX / First American Government Obligations Fund 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
|
| September 12, 2014 |
FGUXX / First American Government Obligations Fund 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
|
| July 30, 2014 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| July 30, 2014 |
N-Q 1 faf142696nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive office |
|
| July 18, 2014 |
FGUXX / First American Government Obligations Fund CORRESP - - CORRESP U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Minneapolis, MN 55402 Richard J. Ertel General Counsel Direct line: (612) 303-7987 Fax: (612) 303-4767 July 18, 2014 VIA EDGAR Mr. Chad Eskildsen Disclosure Review and Accounting Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Rel |
|
| April 4, 2014 |
Rule 10f-3 Transaction Issuance/ Trade Date: 4/04/2012 Security Description: Metlife Global Funding I Total Amount Purchased: 125,000,000 Percent of Offering: 10. |
|
| April 4, 2014 |
Rule 10f-3 Transaction Issuance/ Trade Date: 1/7/2013 Security Description: Met Life Institutional Funding II Total Amount Purchased: 30,000,000 Percent of Offering: 7. |
|
| April 4, 2014 |
Rule 10f-3 Transaction Issuance/ Trade Date: 1/7/2013 Security Description: Met Life Institutional Funding II Total Amount Purchased: 30,000,000 Percent of Offering: 7. |
|
| April 4, 2014 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| January 29, 2014 |
I, Joseph M. Ulrey III, certify that: Exhibit 99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
|
| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Stevenson |
|
| November 29, 2013 |
40-17F2 1 faf1349684017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-0 |
|
| October 30, 2013 |
Rule 10f-3 Transactions by USBAM Issuance/ Trade Date: 1/7/2013 Security Description: Met Life Institutional Funding II Total Amount Purchased: 30,000,000 Percent of Offering: 7. |
|
| October 30, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| October 9, 2013 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Dat |
|
| September 24, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| September 24, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| August 5, 2013 |
40-17F2 1 d578810d4017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07 |
|
| July 30, 2013 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
|
| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
|
| January 29, 2013 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| October 30, 2012 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| October 2, 2012 |
40-17F2 1 d418938d4017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07 |
|
| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
|
| July 30, 2012 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| July 10, 2012 |
40-17F2 1 d375126d4017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07 |
|
| January 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 d286820dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zi |
|
| January 30, 2012 |
I, Joseph M. Ulrey III, certify that: CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
|
| December 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
|
| October 28, 2011 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| October 11, 2011 |
40-17F2 1 d241685d4017f2.htm FORM N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 8 |
|
| August 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
|
| July 29, 2011 |
I, Joseph M. Ulrey III, certify that: CERTIFICATION CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
|
| July 29, 2011 |
FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. |
|
| January 28, 2011 |
I, Joseph M. Ulrey III, certify that: exv99wcert CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| January 28, 2011 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 28, 2010 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| September 29, 2010 |
e40v17f2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 8 |
|
| July 30, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) |
|
| July 30, 2010 |
I, Thomas S. Schreier, Jr., certify that: exv99wcert CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
|
| July 28, 2010 |
40-17F2 1 c59364be40v17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-0 |
|
| May 28, 2010 |
e40v17f2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 8 |
|
| January 29, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) |
|
| January 29, 2010 |
I, Thomas S. Schreier, Jr., certify that: exv99wcert CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
|
| January 8, 2010 |
800 Nicollet Mall BC-MN-HO4N Kathleen L. Prudhomme Deputy General Counsel Minneapolis, MN 55402 Direct line: (612) 303-3738 Fax: (612) 303-4223 January 8, 2010 Mr. Kevin Rupert U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: First American Funds, Inc. SEC File No. 811-03313 Annual Report on Form N-SAR for the year ended August 3 |
|
| November 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
|
| October 30, 2009 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
|
| August 12, 2009 |
e40v17f2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 8 |
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| July 29, 2009 |
I, Thomas S. Schreier, Jr., certify that: CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibo |
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| May 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
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| January 29, 2009 |
I, Thomas S. Schreier, Jr., certify that: CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibo |
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| November 24, 2008 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0456 Washington, D. |
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| November 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
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| October 30, 2008 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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| September 8, 2008 |
e40v17f2 OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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| July 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibo |
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| July 29, 2008 |
I, Thomas S. Schreier, Jr., certify that: CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| January 29, 2008 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| January 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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| December 26, 2007 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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| November 2, 2007 |
e40v17f2 OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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| October 30, 2007 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 replttr.htm INTERNAL CONTROL LETTER Report of Independent Registered Public Accounting Firm The Shareholders and Board of Directors First American Funds, Inc. In planning and performing our audit of the financial statements of First American Funds, Inc. (Government Obligations, Prime Obligations, Tax Free Obligations, Treasury Obligations, and U.S. Treasury Money Market (the |
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| August 28, 2007 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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| July 27, 2007 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| July 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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| January 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall, Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibol |
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| January 29, 2007 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| December 13, 2006 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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| October 30, 2006 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm The Shareholders and Board of Directors First American Funds, Inc. |
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| September 12, 2006 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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| July 31, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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| July 31, 2006 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| July 25, 2006 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2006 Estimated average burden hours per response 1. |
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| May 25, 2006 |
[FAF ADVISORS LOGO] 800 Nicollet Mall KATHLEEN L. PRUDHOMME BC-MN-H05F DEPUTY GENERAL COUNSEL Minneapolis, MN 55402 Direct line: (612) 303-3738 Fax: (612) 303-4223 May 25, 2006 Mr. Kevin Rupert Division of Investment Management Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: First American Funds, Inc. (SEC File No. 811-03313) ("FAF") First American Investment Funds, I |
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| January 30, 2006 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| January 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 801-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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| October 28, 2005 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 acctltr.htm ACCOUNTANT'S REPORT Accountant's Report Report of Independent Registered Public Accounting Firm The Shareholders and Board of Directors First American Funds, Inc. In planning and performing our audit of the financial statements of First American Funds, Inc. (comprised of the Government Obligations, Prime Obligations, Tax Free Obligations, Tax Free Obligations, Tre |
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| August 29, 2005 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| August 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in c |
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| July 1, 2005 |
Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions "Financial Highlights" and "Experts" in the Prospectus/Proxy Statement and to the incorporation by reference of our report dated October 29, 2004 in the Registration Statement (Form N-14) and related Reorganization Statement of Additional Information for First American Funds, Inc. |
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| July 1, 2005 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 1, 2005 REGISTRATION NO. |
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| June 24, 2005 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 24, 2005 REGISTRATION NO. |
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| June 24, 2005 |
39 (This page has been left blank intentionally.) 2005 Semiannual Report MONEY MARKET FUNDS First American Money Market Funds First American Money Market funds offer a broad range of investment choices and share classes that are practical alternatives or complements to a cash portfolio. |
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| June 21, 2005 |
EXHIBIT 99(8)(a) FIRST AMERICAN FUNDS DEFERRED COMPENSATION PLAN FOR DIRECTORS First Effective January 1, 2000 Amended September 2002 Further Amended July 2004 Further Amended February 2005 FIRST AMERICAN FUNDS DEFERRED COMPENSATION PLAN FOR DIRECTORS TABLE OF CONTENTS PAGE SECTION 1. |
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| June 21, 2005 |
EXHIBIT 99(8)(b) FIRST AMERICAN FUNDS DEFERRED COMPENSATION PLAN FOR DIRECTORS SUMMARY OF TERMS [Amended February 2005] ELIGIBILITY - All directors of the First American Fund family that are not employees of U. |
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| June 21, 2005 |
EXHIBIT 99(10)(i) DISTRIBUTION PLAN FIRST AMERICAN FUNDS, INC. RESERVE CLASS SHARES Adopted May 4, 2005, effective upon the reorganization of Treasury Reserve Fund into Treasury Obligations Fund WHEREAS, FIRST AMERICAN FUNDS, INC. (the "Company") is engaged in business as an open-end investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"); and WHEREAS, the D |
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| June 21, 2005 |
EX-99.(10)(J) 9 c95464a2exv99wx10yxjy.txt AMENDED FORM OF MULTIPLE CLASS PLAN EXHIBIT 99(10)(j) FIRST AMERICAN FUNDS, INC. Multiple Class Plan Pursuant to Rule 18f-3 Adopted June 14, 1995 (as amended May 4, 2005, effective upon the reorganization of Treasury Reserve Fund into Treasury Obligations Fund) I. PREAMBLE. Each of the funds listed below (each a "Fund," and collectively the "Funds"), each |
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| June 21, 2005 |
EX-99.(7)(H) 5 c95464a2exv99wx7yxhy.txt DISTRIBUTION AGREEMENT EXHIBIT 99(7)(h) DISTRIBUTION AGREEMENT FOR FIRST AMERICAN FUNDS, INC. RESERVE CLASS SHARES THIS AGREEMENT is made as of this day of 2005, between FIRST AMERICAN FUNDS, INC., a Minnesota corporation (the "Fund"), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the "Distributor"). WHEREAS, the Fund is registered as a |
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| June 21, 2005 |
Exhibit 99(13)(h) FIRST AMERICAN FUNDS, INC. SHAREHOLDER SERVICE PLAN AND AGREEMENT RESERVE CLASS SHARES Adopted May 4, 2005, effective upon the reorganization of Treasury Reserve Fund into Treasury Obligations Fund First American Funds, Inc., a Minnesota corporation (the "Fund"), is an open-end investment company registered under the Investment Company Act of 1940,as amended, and currently consis |
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| June 21, 2005 |
[FIRST AMERICAN FUNDS LOGO] 2004 Annual Report MONEY MARKET FUNDS Class A, B, and C Shares [PICTURE] [PICTURE] [PICTURE] First American Money Market Funds First American Money Market Funds offer a broad range of investment choices and share classes that are practical alternatives or complements to a cash portfolio. |
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| June 21, 2005 |
EX-99.(17)(A) 14 c95464a2exv99wx17yxay.txt PROSPECTUS RELATING TO TREASURY RESERVE FUND EXHIBIT 99(17)(a) [PHOTO] FIRST AMERICAN FUNDS(TM) December 1, 2004 PROSPECTUS First American Funds, Inc. ASSET CLASS ~ Money Market Funds Money Market Funds Treasury Reserve Fund As with all mutual funds, the Securities and Exchange Commission has not approved or disapproved the shares of these funds, or deter |
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| June 21, 2005 |
FIRST AMERICAN FUNDS, INC. STATEMENT OF ADDITIONAL INFORMATION DATED DECEMBER 1, 2004 AS SUPPLEMENTED APRIL 1, 2005 GOVERNMENT OBLIGATIONS FUND PRIME OBLIGATIONS FUND TAX FREE OBLIGATIONS FUND TREASURY OBLIGATIONS FUND TREASURY RESERVE FUND U.S. TREASURY MONEY MARKET FUND This Statement of Additional Information relates to Government Obligations Fund, Prime Obligations Fund, Tax Free Obligations F |
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| June 21, 2005 |
EX-99.(2) 3 c95464a2exv99wx2y.txt BYLAWS, AS AMENDED EXHIBIT 99(2) As approved at Board of Directors Meeting on December 4, 1990; Amendment to Section 1.01 approved at Board of Directors Meeting on 6/1/93; Amendments to Article IV approved at Board of Directors Meeting on 9/7/93; Amendments to Section 1.01 approved at Board of Directors Meeting on 12/7/94; Amendments to Section 1.01 approved at Bo |
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| June 21, 2005 |
EX-99.(1)(I) 2 c95464a2exv99wx1yxiy.txt CERTIFICATE OF DESIGNATION EXHIBIT 99(1)(i) FIRST AMERICAN FUNDS, INC. CERTIFICATE OF DESIGNATION OF SERIES D, CLASS SIX COMMON SHARES PURSUANT TO MINNESOTA STATUTES, SECTION 302A.401, SUBD. 3 The undersigned, being the duly elected Assistant Secretary of First American Funds, Inc., a Minnesota corporation (the "Fund"), hereby certifies that the following is |
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| June 21, 2005 |
EX-99.(16) 13 c95464a2exv99wx16y.txt MANUALLY SIGNED COPIES OF POWER OF ATTORNEY EXHIBIT 99(16) FIRST AMERICAN FUNDS, INC. POWER OF ATTORNEY FOR N-14 REGISTRATION STATEMENT (TREASURY RESERVE FUND MERGER) KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Charles Manzoni, Kathleen Prudhomme, and Brett Agnew, and each of them, his or he |
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| June 21, 2005 |
EXHIBIT 99(4) AGREEMENT AND PLAN OF REORGANIZATION TREASURY RESERVE FUND AND TREASURY OBLIGATIONS FUND THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this day of , 2005, by and between Series D (also known as "Treasury Obligations Fund") (the "Acquiring Fund") of First American Funds, Inc. |
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| June 21, 2005 |
EX-99.(14) 12 c95464a2exv99wx14y.txt CONSENT OF ERNST & YOUNG LLP Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions "Financial Highlights" and "Experts" in the Prospectus/Proxy Statement and to the incorporation by reference of our report dated October 29, 2004 in the Registration Statement (Form N-14) and related Reorganization St |
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| June 21, 2005 |
Exhibit 99(11) DORSEY & WHITNEY LLP SUITE 1500 50 SOUTH SIXTH STREET MINNEAPOLIS, MINNESOTA 55402 May 20, 2005 First American Funds, Inc. |
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| June 21, 2005 |
N-14AE/A 1 c95464a2nv14aeza.txt AMENDMENT TO FORM N-14AE As filed with the Securities and Exchange Commission on June 21, 2005 Registration No. 333-125098. ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 2 |
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| June 21, 2005 |
FIRST AMERICAN FUNDS, INC. 800 Nicollet Mall Minneapolis, MN 55402 TREASURY RESERVE FUND PROXY FOR SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON AUGUST 16, 2005 The undersigned appoints Charles D. Gariboldi, Kathleen L. Prudhomme, and Jeffery M. Wilson, or any one of them, as proxies of the undersigned, with full power of substitution, to cast all eligible votes held by the undersigned in the Trea |
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| June 17, 2005 |
PRE-EFFECTIVE AMENDMENT TO FORM N-14 As filed with the Securities and Exchange Commission on June 17, 2005 Registration No. |
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| May 20, 2005 |
EXHIBIT 99(8)(a) FIRST AMERICAN FUNDS DEFERRED COMPENSATION PLAN FOR DIRECTORS First Effective January 1, 2000 Amended September 2002 Further Amended July 2004 Further Amended February 2005 FIRST AMERICAN FUNDS DEFERRED COMPENSATION PLAN FOR DIRECTORS TABLE OF CONTENTS PAGE SECTION 1. |
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| May 20, 2005 |
EXHIBIT 99(10)(j) FIRST AMERICAN FUNDS, INC. Multiple Class Plan Pursuant to Rule 18f-3 Adopted June 14, 1995 (as amended May 4, 2005, effective upon the reorganization of Treasury Reserve Fund into Treasury Obligations Fund) I. PREAMBLE. Each of the funds listed below (each a "Fund," and collectively the "Funds"), each a portfolio of First American Funds, Inc. (the "Company"), has elected to rely |
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| May 20, 2005 |
Exhibit 99(11) DORSEY & WHITNEY LLP SUITE 1500 50 SOUTH SIXTH STREET MINNEAPOLIS, MINNESOTA 55402 May 20, 2005 First American Funds, Inc. |
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| May 20, 2005 |
Exhibit 99(13)(h) FIRST AMERICAN FUNDS, INC. SHAREHOLDER SERVICE PLAN AND AGREEMENT RESERVE CLASS SHARES Adopted May 4, 2005, effective upon the reorganization of Treasury Reserve Fund into Treasury Obligations Fund First American Funds, Inc., a Minnesota corporation (the "Fund"), is an open-end investment company registered under the Investment Company Act of 1940,as amended, and currently consis |
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| May 20, 2005 |
EXHIBIT 99(2) As approved at Board of Directors Meeting on December 4, 1990; Amendment to Section 1. |
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| May 20, 2005 |
EXHIBIT 99(10)(i) DISTRIBUTION PLAN FIRST AMERICAN FUNDS, INC. RESERVE CLASS SHARES Adopted May 4, 2005, effective upon the reorganization of Treasury Reserve Fund into Treasury Obligations Fund WHEREAS, FIRST AMERICAN FUNDS, INC. (the "Company") is engaged in business as an open-end investment company registered under the Investment Company Act of 1940, as amended ("1940 Act"); and WHEREAS, the D |
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| May 20, 2005 |
Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions "Financial Highlights" and "Experts" in the Prospectus/Proxy Statement and to the incorporation by reference of our report dated October 29, 2004 in the Registration Statement (Form N-14) and related Reorganization Statement of Additional Information for First American Funds, Inc. |
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| May 20, 2005 |
FIRST AMERICAN FUNDS, INC. STATEMENT OF ADDITIONAL INFORMATION DATED DECEMBER 1, 2004 AS SUPPLEMENTED APRIL 1, 2005 GOVERNMENT OBLIGATIONS FUND PRIME OBLIGATIONS FUND TAX FREE OBLIGATIONS FUND TREASURY OBLIGATIONS FUND TREASURY RESERVE FUND U.S. TREASURY MONEY MARKET FUND This Statement of Additional Information relates to Government Obligations Fund, Prime Obligations Fund, Tax Free Obligations F |
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| May 20, 2005 |
EXHIBIT 99(16) FIRST AMERICAN FUNDS, INC. POWER OF ATTORNEY FOR N-14 REGISTRATION STATEMENT (TREASURY RESERVE FUND MERGER) KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Charles Manzoni, Kathleen Prudhomme, and Brett Agnew, and each of them, his or her true and lawful attorneys-in-fact and agents, each acting alone, with full powe |
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| May 20, 2005 |
EXHIBIT 99(1)(i) FIRST AMERICAN FUNDS, INC. CERTIFICATE OF DESIGNATION OF SERIES D, CLASS SIX COMMON SHARES PURSUANT TO MINNESOTA STATUTES, SECTION 302A.401, SUBD. 3 The undersigned, being the duly elected Assistant Secretary of First American Funds, Inc., a Minnesota corporation (the "Fund"), hereby certifies that the following is a true, complete and correct copy of resolutions duly adopted by a |
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| May 20, 2005 |
EXHIBIT 99(4) AGREEMENT AND PLAN OF REORGANIZATION TREASURY RESERVE FUND AND TREASURY OBLIGATIONS FUND THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this day of , 2005, by and between Series D (also known as "Treasury Obligations Fund") (the "Acquiring Fund") of First American Funds, Inc. |
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| May 20, 2005 |
As filed with the Securities and Exchange Commission on May 20, 2005 Registration No. |
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| May 20, 2005 |
EXHIBIT 99(7)(h) DISTRIBUTION AGREEMENT FOR FIRST AMERICAN FUNDS, INC. RESERVE CLASS SHARES THIS AGREEMENT is made as of this day of 2005, between FIRST AMERICAN FUNDS, INC., a Minnesota corporation (the "Fund"), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the "Distributor"). WHEREAS, the Fund is registered as an investment company with the Securities and Exchange Commissio |
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| May 20, 2005 |
FIRST AMERICAN FUNDS, INC. 800 Nicollet Mall Minneapolis, MN 55402 TREASURY RESERVE FUND PROXY FOR SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON AUGUST 16, 2005 The undersigned appoints Charles D. Gariboldi, Kathleen L. Prudhomme, and Jeffery M. Wilson, or any one of them, as proxies of the undersigned, with full power of substitution, to cast all eligible votes held by the undersigned in the Trea |
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| May 20, 2005 |
EXHIBIT 99(8)(b) FIRST AMERICAN FUNDS DEFERRED COMPENSATION PLAN FOR DIRECTORS SUMMARY OF TERMS [Amended February 2005] ELIGIBILITY - All directors of the First American Fund family that are not employees of U. |
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| May 20, 2005 |
[FIRST AMERICAN FUNDS LOGO] 2004 Annual Report MONEY MARKET FUNDS Class A, B, and C Shares [PICTURE] [PICTURE] [PICTURE] First American Money Market Funds First American Money Market Funds offer a broad range of investment choices and share classes that are practical alternatives or complements to a cash portfolio. |
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| May 20, 2005 |
EXHIBIT 99(17)(a) [PHOTO] FIRST AMERICAN FUNDS(TM) December 1, 2004 PROSPECTUS First American Funds, Inc. |
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| March 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in c |
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| March 1, 2005 |
EXHIBIT 99.CERT CERTIFICATIONS I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| November 29, 2004 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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| October 25, 2004 |
First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 25, 2004 First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 25, 2004 Securities and Exchange Commission VIA EDGAR 450 Fifth Street, N.W Judiciary Plaza Washington, DC 20549 Re: First American Funds, Inc. Application for Withdrawal of Post-Effective Amendment to Registration Statement on Form N-1A SEC File Nos. 2-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 477 u |
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| October 21, 2004 |
[LOGO] DORSEY & WHITNEY LLP KATHLEEN L. PRUDHOMME (612) 343-7973 FAX (612) 340-8738 [email protected] October 21, 2004 Ms. Kimberly Browning Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: First American Funds, Inc. Post-Effective Amendment Number 50 to Registration Statement SEC File |
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| June 20, 2003 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 6, 2003 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 6, 2003 |
[NAME OF FUND] (a series of First American Funds, Inc.) THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS VOTE TODAY BY MAIL, TOUCH-TONE PHONE OR THE INTERNET CALL TOLL-FREE 1- OR LOG ONTO www. The undersigned appoints Thomas S. Schreier, Steven G. Lentz, Robert H. Nelson and Jeffery M. Wilson, and each of them, with power to act without the other and with the right of substitution in ea |
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| January 24, 2003 |
[LOGO] FIRST AMERICAN FUNDS(TM) | DECEMBER 31, 2002 | | | | FUND PROFILE | | FIRST AMERICAN FUNDS, INC. |
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| December 19, 2002 |
FIRST AMERICAN FUNDS, INC. CORRESPONDENCE [LOGO] US BANCORP ASSET MANAGEMENT BC-MN-H210 CHRISTOPHER O. PETERSEN 800 Nicollet Mall, Suite 2100 Corporate Counsel Minneapolis, Minnesota 55402-7020 Direct Dial: 612.303.1606 Facsimile: 612.303.7882 E-mail: [email protected] December 19, 2002 Securities and Exchange Commission Attn: Cindy Rose 450 5th Street N.W. EDGAR Washington, D.C. 20549-0506 - RE: FIRST AMERICAN FUNDS, INC. ( |
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| December 16, 2002 |
[LOGO] FIRST AMERICAN FUNDS(TM) DECEMBER 31, 2002 FUND PROFILE FIRST AMERICAN FUNDS, INC. |
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| August 26, 2002 |
FIRST AMERICAN FUNDS, INC. WITHDRAWAL REQUEST [LOGO] US BANCORP Asset Management BC-MN-H210 CHRISTOPHER O. PETERSEN 800 Nicollet Mall, Suite 900 Corporate Counsel Minneapolis, Minnesota 55402-7020 Direct Dial: 612.303.1606 Facsimile: 612.303.7882 E-mail: [email protected] August 26, 2002 Securities and Exchange Commission Attn: Cindy Rose 450 5th Street N.W. VIA EDGAR FILING Washington, D.C. 20549-0506 - RE: FIRST AMERICAN FUNDS |
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| May 29, 2002 |
On January 1, 2002, Firstar Mutual Fund Services, LLC, the First American Funds' administrator and shareholder servicing agent, changed its name to U.S. Bancorp Fund Services, LLC. On January 1, 2002, Firstar Bank, N.A., the First American Funds' custodian, changed its name to U.S. Bank, N.A. |
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| July 18, 2001 |
FIRST AMERICAN FUNDS, INC. DEFS14A DEFS14A 1 faf012122ds14a.txt FIRST AMERICAN FUNDS, INC. DEFS14A - OMB APPROVAL - OMB Number: 3235-0059 - Expires: December 31, 2002 - Estimated Average Burden hours per response...13.12 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant |X| F |
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| July 6, 2001 |
- OMB APPROVAL - OMB Number: 3235-0059 - Expires: December 31, 2002 - Estimated Average Burden hours per response. |
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| June 22, 2001 |
FIRST AMERICAN FUNDS, INC. PRES14A PRES14A 1 faf012122ps14a.txt FIRST AMERICAN FUNDS, INC. PRES14A - OMB APPROVAL - OMB Number: 3235-0059 - Expires: December 31, 2002 - Estimated Average Burden hours per response...13.12 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant |X| F |
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| June 1, 2001 |
EX-99.17.B.II 11 w49722ex99-17bii.txt SAI FOR CLASS A, Y AND D SHARES OF FAF MM FUNDS 1 Exhibit 17(b)(ii) Statement of Additional Information for Class A, Class Y and Class D Shares of the FAF Money Market Funds (Government Obligations Fund, Prime Obligations Fund, Tax Free Obligations Fund and Treasury Obligations Fund) and Class B and Class C Shares of the FAF Money Market Funds (Prime Obligatio |
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| June 1, 2001 |
1 Exhibit 14(a) Consent of Drinker Biddle & Reath LLP 2 EXHIBIT 14(a) CONSENT OF COUNSEL We hereby consent to the use of our name and to the references to our Firm included in the Registration Statement on Form N-14 under the Securities Act of 1933, as amended (the "1933 Act"), and the Investment Company Act of 1940, as amended, respectively. |
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| June 1, 2001 |
1 Exhibit 14(c) Consent of PricewaterhouseCoopers LLP 2 CONSENT OF INDEPENDENT ACCOUNTANTS We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated December 29, 2000, relating to the financial statements and financial highlights of Money Market Fund, Institutional Money Market Fund, Tax-Exempt Money Market Fund, Ohio Tax-Exempt Money Market Fund, U. |
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| June 1, 2001 |
1 Exhibit 17(b)(iv) Prospectus for the Firstar Money Market, Institutional Money Market, Tax-Exempt Money Market, Ohio Tax-Exempt Money Market, U. |
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| June 1, 2001 |
1 Exhibit 14(d) Consent of Arthur Andersen LLP 2 CONSENT OF INDEPENDENT PUBLIC ACCOUNTANTS As independent public accountants, we hereby consent to the incorporation by reference of our reports dated January 7, 2000 on our audit of the financial statements and financial highlights of the Firstar Stellar Funds and to all references to our firm included in or made a part of this registration statement. |
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| June 1, 2001 |
EX-99.17.B.V 14 w49722ex99-17bv.txt SAI FOR RETAIL A SHARES OF FIRSTAR MM 1 Exhibit 17(b)(v) Statement of Additional Information for Retail A Shares of the Firstar Money Market and Institutional Money Market Funds and Retail A and Institutional Shares of the Firstar U.S. Treasury Money Market, U.S. Government Money Market, Tax-Exempt Money Market and Ohio Tax-Exempt Money Market Funds dated March |
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| June 1, 2001 |
1 Exhibit 11 Opinion and Consent of Dorsey & Whitney LLP (including consent of firm) 2 Exhibit 11 DORSEY & WHITNEY LLP MINNEAPOLIS PILLSBURY CENTER SOUTH BRUSSELS NEW YORK 220 SOUTH SIXTH STREET COSTA MESA SEATTLE MINNEAPOLIS, MINNESOTA 55402-1498 BILLINGS DENVER TELEPHONE: (612) 340-2600 FARGO WASHINGTON, D. |
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| June 1, 2001 |
EX-99.12 3 w49722ex99-12.txt OPINION OF DRINKER BIDDLE & REATH LLP - TAX 1 Exhibit 12 Opinion of Drinker Biddle & Reath LLP as to tax consequences (including consent of firm) 2 EXHIBIT 12 DRINKER BIDDLE & REATH LLP One Logan Square 18th and Cherry Streets Philadelphia, PA 19103-6996 (215) 988-2700 Fax: (215) 988-2757 www.dbr.com June 1, 2001 First American Funds, Inc. 601 Second Avenue South Minne |
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| June 1, 2001 |
1 Exhibit 16 Powers of Attorney 2 EXHIBIT 16 FIRST AMERICAN INVESTMENT FUNDS, INC. |
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| June 1, 2001 |
1 Exhibit 17(b)(viii) Annual Report for the fiscal year ended October 31, 2000 for the Firstar Money Market, Institutional Money Market, Tax-Exempt Money Market, Ohio Tax-Exempt Money Market, U. |
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| June 1, 2001 |
EX-99.17.B.VII 16 w49722ex99-17bvii.txt SEMI A/R-FAF MM FUNDS (GOVERNMENT OBLIGATIONS) 1 Exhibit 17(b)(vii) Semi-Annual Report for the semi-annual period ended March 31, 2001 for the FAF Money Market Funds (Government Obligations, Prime Obligations, Tax Free Obligations and Treasury Obligations Funds) 2 [LOGO] FIRST AMERICAN FUNDS(R) THE POWER OF DISCIPLINED INVESTING(R) MONEY MARKET FUNDS SEMIANN |
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| June 1, 2001 |
EX-99.14.B 5 w49722ex99-14b.txt CONSENT OF ERNST & YOUNG LLP 1 Exhibit 14(b) Consent of Ernst & Young LLP 2 CONSENT OF ERNST & YOUNG LLP, INDEPENDENT AUDITORS We consent to the references to our firm under the captions "Other Service Providers for Firstar Funds and FAF Funds" and "Financial Statements" in the Combined Proxy Statement/Prospectus and to the incorporation by reference of our report d |
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| June 1, 2001 |
EX-99.17.B.XI 20 w49722ex99-17bxi.txt SUPPLEMENTS FOR FAF 1 Exhibit 17(b)(xi) Supplements dated May 2, 2001 to First American Funds, Inc.'s Prospectuses and Statement of Additional Information dated December 1, 2000 2 FIRST AMERICAN FUNDS, INC. Supplement Dated May 2, 2001, To Prospectus Dated December 1, 2000 THIS INFORMATION SUPPLEMENTS THE PROSPECTUS DATED DECEMBER 1, 2000. THIS SUPPLEMENT AND |
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| June 1, 2001 |
FORM N-14 - FIRST AMERICAN FUNDS, INC. 1 As filed with the Securities and Exchange Commission on June 1, 2001 Registration No. |
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| June 1, 2001 |
EX-99.17.B.III 12 w49722ex99-17biii.txt PROSPECTUS - INSTITUTIONAL SHARES FIRSTAR MM 1 Exhibit 17(b)(iii) Prospectus for Institutional Shares of the Firstar Institutional Money Market, Tax-Exempt Money Market, Ohio Tax-Exempt Money Market, U.S. Government Money Market, U.S. Treasury Money Market, Short-Term Bond, Intermediate Bond, U.S. Government Securities, Aggregate Bond, Bond IMMDEX(TM), Strat |
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| June 1, 2001 |
EX-99.17.A 9 w49722ex99-17a.txt FORMS OF PROXY BALLOT 1 Exhibit 17(a) Forms of Proxy Ballot 2 EXHIBIT 17 PROXY CARD FIRSTAR FUNDS, INC. FIRSTAR MONEY MARKET FUND SPECIAL MEETING OF SHAREHOLDERS AUGUST 30, 2001 PLEASE VOTE THIS PROXY CARD TODAY YOUR PROMPT RESPONSE WILL SAVE YOUR FUND THE EXPENSE OF ADDITIONAL MAILINGS. VOTE BY TELEPHONE, ON THE INTERNET, OR BY MAIL CALL TOLL-FREE OR LOG ON TO WWW. |
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| June 1, 2001 |
EX-99.17.B.IX 18 w49722ex99-17bix.txt A/R - FIRSTAR STELLAR FUNDS 1 Exhibit 17(b)(ix) Annual Report for the fiscal year ended November 30, 1999 for the following predecessor Firstar Stellar Funds: Firstar Stellar Treasury Fund (currently Firstar U.S. Treasury Fund) and Firstar Stellar Ohio Tax-Free Money Market Fund (currently Firstar Ohio Tax-Exempt Money Market Fund) 2 FIRSTAR STELLAR TREASURY F |
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| June 1, 2001 |
EX-99.17.B.I 10 w49722ex99-17bi.txt PROSPECTUS FOR CLASS A, B, AND C OF FAF MM FUNDS 1 Exhibit 17(b)(i) Prospectus for Class A, Class B and Class C Shares of the FAF Money Market Funds (Government Obligations Fund, Prime Obligations Fund, Tax Free Obligations Fund and Treasury Obligations Fund) dated December 1, 2000 2 DECEMBER 1, 2000 ASSET CLASSES * EQUITY FUNDS * FUNDS OF FUNDS * BOND FUNDS * T |
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| June 1, 2001 |
EX-99.17.B.VI 15 w49722ex99-17bvi.txt A/R - FAF MM FUNDS 1 Exhibit 17(b)(vi) Annual Report for the fiscal year ended September 30, 2000 for the FAF Money Market Funds (Government Obligations, Prime Obligations, Tax Free Obligations and Treasury Obligations Funds) 2 [LOGO] FIRST AMERICAN FUNDS(R) THE POWER OF DISCIPLINED INVESTING(R) MONEY MARKET FUNDS ANNUAL REPORT 2000 CLASS A, CLASS B, AND CLASS |
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| June 1, 2001 |
EX-99.17.B.X 19 w49722ex99-17bx.txt SUPPLEMENTS FOR FIRSTAR 1 Exhibit 17(b)(x) Supplements dated May 11, 2000 to Firstar Funds, Inc.'s Institutional, Y and A & B Shares and money market funds Prospectuses dated March 1, 2001. Supplement dated May 11, 2001 to Firstar Funds, inc.'s money market funds Statement of Additional Information dated March 1, 2001 2 FIRSTAR FUNDS, INC. (the "Company") Money |
