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| CIK | 790202 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Redwood Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 757903109 (CUSIP Number) March 20, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Third Century Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 884120106 (CUSIP Number) March 20, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| August 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Redwood Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 757903109 (CUSIP Number) March 20, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| March 30, 2015 |
Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities and Exchange of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule (including amendments thereto) with respect to the common stock, par value $0. |
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| March 30, 2015 |
FOFI / / Lola Brown Trust 1b - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities and Exchange Act of 1934 (Amendment No. 46)* First Opportunity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33587T108 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce Street, Suite A Boulder, CO 80302 (303) 444-5483 (Name, Address and Telephone Number of Person Aut |
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| March 30, 2015 |
AGREEMENT AND PLAN OF REORGANIZATION Exhibit B AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 5th day of March, 2015 by and among Boulder Growth & Income Fund, Inc. |
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| February 27, 2015 |
FIRST OPPORTUNITY FUND INC - FIRST OPPORTUNITY FUND, INC. First Opportunity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04605 First Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive |
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| February 27, 2015 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| February 17, 2015 |
FOFI / / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 sc13ga021215.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Opportunity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33587T108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* River Valley Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 768475105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| November 28, 2014 |
FIRST OPPORTUNITY FUND, INC. ARTICLES OF AMENDMENT Converted by EDGARwiz FIRST OPPORTUNITY FUND, INC. ARTICLES OF AMENDMENT First Opportunity Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation’s Articles of Amendment and Restatement, as previously amended, are hereby further amended by adding the following paragraph to Article IV (the |
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| November 28, 2014 |
Matters Submitted to a Vote of Security Holders Meeting of Stockholders - Voting Results Exhibit 77(c) Matters Submitted to a Vote of Security Holders At a Joint Special Meeting of the stockholders of the First Opportunity Fund, Inc. |
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| September 5, 2014 |
FOFI / 425 - Merger Prospectus - FOFI PRESS RELEASE 425 1 fofipr.htm FOFI PRESS RELEASE Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-023 |
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| September 5, 2014 |
FOFI / 425 - Merger Prospectus - FOFI PRESS RELEASE Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 First Opportunity Fund, Inc. Anno |
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| August 29, 2014 |
FOFI / N-Q - Quarterly Schedule of Portfolio Holdings - FIRST OPPORTUNITY FUND, INC. N-Q 1 d781500dnq.htm FIRST OPPORTUNITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04605 First Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of |
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| August 29, 2014 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: CERTIFICATIONS Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. |
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| May 28, 2014 |
Converted by EDGARwiz Exhibit 77Q2 First Opportunity Fund, Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended March 31, 2014, all such filing requirements applicable to such persons |
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| May 28, 2014 |
AMENDMENT INVESTMENT ADVISORY AGREEMENTS Converted by EDGARwiz AMENDMENT TO INVESTMENT ADVISORY AGREEMENTS This amendment to Investment Advisory Agreements (this “Amendment”) is entered into as of the 31st day of October, 2013, by and among First Opportunity Fund, Inc. |
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| May 28, 2014 |
Merger Prospectus - FOFI SHAREHOLDER LETTER Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 “My Dearest Stockholder, It has b |
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| May 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 fofi77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of First Opportunity Fund, Inc.: In planning and performing our audit of the consolidated financial statements of First Opportunity Fund, Inc. and subsidiaries (the “Fund”), as of and for the year ended March 31, 2014, in accordance with the standards of the Public C |
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| May 28, 2014 |
Merger Prospectus - FOFI SHAREHOLDER LETTER Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 “My Dearest Stockholder, It has b |
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| February 26, 2014 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Section 302 Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of First Opportunity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| February 26, 2014 |
Quarterly Schedule of Portfolio Holdings - FIRST OPPORTUNITY FUND, INC. First Opportunity Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04605 First Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Opportunity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33587T108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 26, 2013 |
Merger Prospectus - FOFI SHAREHOLDER LETTER [for SEC filing purposes: Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 ] Dear |
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| November 26, 2013 |
Merger Prospectus - FOFI SHAREHOLDER LETTER [for SEC filing purposes: Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 ] Dear |
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| November 4, 2013 |
Merger Prospectus - FOFI SEC FORM 425 PRESS RELEASE Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Boulder Total Return Fund, Inc. Investment Company Act File No. 811-07390 The Denali Fund Inc. Investmen |
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| August 28, 2013 |
Quarterly Schedule of Portfolio Holdings - FIRST OPPORTUNITY FUND First Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2013 |
Certifications Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. |
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| May 30, 2013 |
Converted by EDGARwiz Exhibit 77Q2 Sub-Item 77Q2 Section 16(a) of the 1934 Act and Section 30(h) of the Investment Company Act of 1940, as amended, and the rules thereunder, require the Fund’s officers and trustees, officers and directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of a Fund’s Common Shares to file reports of ownership and changes in ownership with the U. |
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| May 30, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of First Opportunity Fund, Inc. |
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| May 10, 2013 |
DEF 14A 1 definitive14a.htm DEFINITIVE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commissi |
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| February 28, 2013 |
Quarterly Schedule of Portfolio Holdings - FIRST OPPORTUNITY FUND First Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2013 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. |
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| February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Third Century Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 884120106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* River Valley Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 768475105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Redwood Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 757903109 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 15, 2013 |
FOFI / / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Opportunity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33587T108 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| August 29, 2012 |
Quarterly Schedule of Portfolio Holdings - FIRST OPPORTUNITY FUND INC FIRST OPPORTUNITY FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 29, 2012 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. |
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| May 30, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Deloitte Letter.dot REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of First Opportunity Fund, Inc.: In planning and performing our audit of the consolidated financial statements of First Opportunity Fund, Inc. and subsidiaries (the "Fund") as of and for the year ended March 31, 2012, in accordance with the standards of the Public Company Accounti |
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| May 30, 2012 |
Meeting of Stockholders - Voting Results SUB-ITEM 77C: Matters Submitted to a Vote of Security Holders Proposal 1: Election of Directors Election of Richard I. |
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| May 30, 2012 |
SUB-ITEM 77Q(2) SUB-ITEM 77Q(2) Based solely upon the Registrant’s review of the copies of such forms it received and written representations from such persons, the Registrant believes that through the date hereof all such filing requirements applicable to such persons were complied with, except for the following instances. |
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| March 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 1, 2012 |
FOFI / / ERNEST HOREJSI TRUST NO 1B - SCHEDULE 13D AMENDMENT 45 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 45)* First Opportunity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33587T108 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce S |
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| February 29, 2012 |
Quarterly Schedule of Portfolio Holdings - FIRST OPPORTUNITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04605 First Opportunity Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Fund Admi |
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| February 29, 2012 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. |
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| February 14, 2012 |
FOFI / / RIVERNORTH CAPITAL MANAGEMENT, LLC - SCHEDULE 13G Passive Investment SC 13G 1 sc13g021312-1.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Opportunity Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33587T108 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 13, 2012 |
FOFI / / PRICE T ROWE ASSOCIATES INC /MD/ - FOFI AS OF 12/31/11 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIRST OPPORTUNITY FUND INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 33587T108 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this S |
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| March 19, 2010 |
[GRAPHIC OMITTED] 2344 Spruce Street, Suite A First Opportunity Fund, Inc. Boulder, Colorado 80302 www.firstopportunityfund.com [303] 444-5483 Fax [303] 245.0420 EMAIL [email protected] March 19, 2010 VIA EDGAR, EMAIL AND FEDERAL EXPRESS Vincent J. Di Stefano, Esq. Senior Counsel U.S. Securities & Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 |
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| March 19, 2010 |
- PRELIMINARY PROXY AMENDMENT 4 PRER14A 1 pre14a4.txt PRELIMINARY PROXY AMENDMENT 4 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 4) Filed by Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Defi |
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| March 10, 2010 |
[GRAPHIC OMITTED] 2344 Spruce Street, Suite A First Opportunity Fund, Inc. Boulder, Colorado 80302 www.firstopportunityfund.com [303] 444-5483 Fax [303] 245.0420 EMAIL [email protected] March 10, 2010 VIA EDGAR, EMAIL AND FEDERAL EXPRESS Vincent J. Di Stefano, Esq. Senior Counsel U.S. Securities & Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 |
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| March 10, 2010 |
- PRELIMINARY PROXY AMENDMENT 3 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 3, 2010 |
2344 Spruce Street, Suite A [GRAPHIC OMITTED] Boulder, Colorado 80302 First Opportunity Fund, Inc. |
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| February 3, 2010 |
- PRELIMINARY PROXY STATEMENT AMENDMENT 2 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 16, 2009 |
[GRAPHIC OMITTED] FIRST OPPORTUNITY FUND, INC. 2344 Spruce Street Suite A Boulder, Colorado 80302 www.firstopportunityfund.com [303] 444-5483 Fax [303] 245.0420 June 15, 2009 VIA EMAIL AND FEDERAL EXPRESS Vincent J. Di Stefano, Esq. Senior Counsel U.S. Securities & Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: First Opportunity Fund, Inc. (the "F |
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| June 16, 2009 |
- REVISED PRELIMINARY PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 5, 2009 |
- PRELIMINARY PROXY STATEMENT 2009 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Sec. |
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| June 5, 2009 |
[GRAPHIC OMITTED] 2344 Spruce Street FIRST OPPORTUNITY FUND, INC. Suite A Boulder, Colorado 80302 www.firstopportunityfund.com [303] 444-5483 Fax [303] 245.0420 June 5, 2009 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: First Opportunity Fund, Inc. File No. 811-4605 Preliminary Proxy Material To the Staff of the Commission: Pursuant to Rule 14a-6 under the |
