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| LEI | 5493001HF04TYQLWJP49 |
| CIK | 1210123 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
SEC Filings (Chronological Order)
本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。
| June 24, 2025 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 24, 2025 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| February 3, 2025 |
EX-99.2 OPIN COUNSEL 3 EXHIBITNO.99.2.txt EXHIBIT NO. 99.2 ITEM 7 INFORMATION CUSIP No.94987B105 13G - EXHIBIT NO. 99.2 - ITEM 7 INFORMATION The securities being reported on by Morgan Stanley as a parent holding company are owned, or may be deemed to be beneficially owned, by Parametric Portfolio Associates LLC, a wholly-owned subsidiary of Morgan Stanley. |
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| February 3, 2025 |
EX-99.1 CHARTER 2 EXHIBITNO.99.1.txt EXHIBIT NO. 99.1 TO SCHEDULE 13G JOINT FILING AGREEMENT CUSIP No.94987B105 13G - EXHIBIT NO. 99.1 TO SCHEDULE 13G JOINT FILING AGREEMENT - February 03, 2025 - MORGAN STANLEY and Parametric Portfolio Associates LLC hereby agree that, unless differentiated, this Schedule 13G is filed on behalf of each of the parties. MORGAN STANLEY BY: /s/ Christopher O'Hara - Ch |
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| January 22, 2025 |
January 22, 2025 Ms. Christina Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Staff comments to various annual shareholder reports and related filings made on behalf of the Allspring Funds (the “Funds”) listed on Exhibit A attached Dear Ms. Fettig: We have summarized your oral comments to the various annual shareholder |
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| June 25, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| April 19, 2024 |
THIRD AMENDED AND RESTATED BY-LAWS OF ALLSPRING INCOME OPPORTUNITIES FUND a Delaware Statutory Trust THIRD amended and restated BY-LAWS of ALLSPRING INCOME OPPORTUNITIES FUND a Delaware Statutory Trust INTRODUCTION A. |
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| April 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 (April 19, 2024) Allspring Income Opportunities Fund (Exact name of registrant as specified in its charter) Delaware 811-21269 04-3726983 (State or other jurisdiction o |
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| January 17, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 17, 2024 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Allspring Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the ap |
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| December 21, 2023 |
Allspring Closed-End Funds Adopt Amended and Restated By-Laws Allspring Closed-End Funds Adopt Amended and Restated By-Laws Charlotte, NC– December 21, 2023— The following Allspring closed-end funds announced today that the Board of Trustees for each Fund has approved the adoption of their respective Amended and Restated By-Laws: ● Allspring Global Dividend Opportunity Fund (NYSE: EOD) ● Allspring Income Opportunities Fund (NYSE American: EAD) ● Allspring Mu |
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| December 21, 2023 |
SECOND AMENDED AND RESTATED BY-LAWS OF ALLSPRING INCOME OPPORTUNITIES FUND a Delaware Statutory Trust SECOND amended and restated BY-LAWS of ALLSPRING INCOME OPPORTUNITIES FUND a Delaware Statutory Trust INTRODUCTION A. |
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| December 21, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 (December 19, 2023) Allspring Income Opportunities Fund (Exact name of registrant as specified in its charter) Delaware 811-21269 04-3726983 (State or other jurisdic |
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| June 27, 2023 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ALLSPRING INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| January 20, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 20, 2023 |
EAD / Evergreen Income Advantage Fund / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Allspring Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| June 29, 2022 |
DEF 14A 1 eadwrapper.htm ALLSPRING INCOME OPPORTUNITIES FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 28, 2022 |
Portfolio of investments—January 31, 2022 (unaudited) Shares Value Common stocks: 1. |
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| September 28, 2021 |
Portfolio of investments—July 31, 2021 (unaudited) Shares Value Common stocks: 2.40% Energy: 1.80% Energy equipment & services: 1.16% Bristow Group Incorporated † 249,614 $ 6,484,972 Oil, gas & consumable fuels: 0.64% Denbury Incorporated † 34,188 2,246,493 Whiting Petroleum Corporation † 27,549 1,292,048 3,538,541 Financials: 0.60% Mortgage REITs: 0.60% Blackstone Mortgag |
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| July 13, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 24, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 23, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 21, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 10, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 7, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| May 26, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| May 21, 2021 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| March 29, 2021 |
Portfolio of investments—January 31, 2021 (unaudited) Shares Value Common stocks: 2. |
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| February 12, 2021 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 12, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wells Fargo Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| September 25, 2020 |
HTML Wells Fargo Income Opportunities Fund Portfolio of investments — July 31, 2020 (unaudited) Shares Value Common Stocks : 1. |
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| June 25, 2020 |
- WELLS FARGO INCOME OPPORTUNITIES FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| March 27, 2020 |
Wells Fargo Income Opportunities FundPortfolio of investments —- January 31, 2020 (unaudited) Shares Value Common Stocks : 0. |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Wells Fargo Income Opportunities Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987B105 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 27, 2020 |
EAD / Evergreen Income Advantage Fund / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wells Fargo Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 27, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 27, 2019 |
EAD / Evergreen Income Advantage Fund NPORT-EX - - NPORT-EX NPORT-EX Wells Fargo Income Opportunities Fund Portfolio of investments — July 31, 2019 (unaudited) Shares Value Common Stocks : 0. |
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| July 29, 2019 |
EAD / Evergreen Income Advantage Fund DEFA14A - - SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [x] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| June 24, 2019 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] [ ] No fee required. |
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| March 29, 2019 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 29, 2019 |
EAD / Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| February 14, 2019 |
Saba Capital Management, L.P. - Schedule 13 G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987B105 (CUSIP Number) December 31, 2018 (Date of Event which |
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| January 16, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Wells Fargo Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 16, 2019 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| September 25, 2018 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 25, 2018 |
EAD / Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| June 22, 2018 |
DEF 14A 1 eadwrapper.htm WELLS FARGO INCOME OPPORTUNITIES FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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| March 27, 2018 |
EAD / Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d553902dnq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of pr |
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| March 27, 2018 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 9, 2018 |
EAD / Evergreen Income Advantage Fund / Saba Capital Management, L.P. - SC 13G/A Passive Investment Saba Capital Management, L.P. - Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* WELLS FARGO INCOME OPPORTUNITIES FUND (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 94987B105 (CUSIP Number) February 28, 2018 (Date of Event which |
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| January 31, 2018 |
EAD / Evergreen Income Advantage Fund / Trust Asset Management LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wells Fargo Income Opportunities Fund (Name of Issuer) Common Shares (Title of Class of Securities) 94987B105 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 23, 2018 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Wells Fargo Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the |
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| January 23, 2018 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 29, 2017 |
Rule 10f-3 Transactions Fund Name: WF Income Opportunities Fund Security Description: CDK GLOBAL INC Trade Date: 05/10/17 Affiliated Principal Underwriter: Wells Fargo Securities Executing Broker: BANK OF AMERICA MERRILL LYNCH Purchase Price: $100. |
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| September 25, 2017 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 25, 2017 |
Wells Fargo Income Opportunities Fund - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| June 22, 2017 |
Evergreen Income Advantage Fund 14A DEF 14A 1 eadwrapper.htm SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Addit |
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| March 28, 2017 |
Wells Fargo Income Opportunities Fund - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| March 28, 2017 |
Certifications CERTIFICATION I, Andrew Owen, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| January 26, 2017 |
EAD / Evergreen Income Advantage Fund / Trust Asset Management LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wells Fargo Income Opportunities Fund (Name of Issuer) Common Shares (Title of Class of Securities) 94987B105 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 23, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Wells Fargo Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 23, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 5, 2017 |
WELLS FARGO GLOBAL DIVIDEND OPPORTUNITIES FUND WELLS FARGO INCOME OPPORTUNITIES FUND WELLS FARGO MULTI-SECTOR INCOME FUND WELLS FARGO UTILITIES AND HIGH INCOME FUND (the ?Trusts?) POWER OF ATTORNEY The undersigned, whose signature appears below, does hereby constitute and appoint C. |
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| December 23, 2016 |
EX-99.77O RULE 10F-3 2 tenf.txt TEN Rule 10f-3 Transactions Fund Name: WF Income Opportunities Fund Security Description: FDC 7% 12/01/23 Trade Date: 10/29/2015 Affiliated Principal Underwriter: Wells Fargo Securities Executing Broker: BofA Purchase Price: $99.997 Shares/Par: 475,000 Underwriting Concession: 1.000% Fund Name: WF Income Opportunities Fund Security Description: Goodyear Tire and Rub |
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| September 28, 2016 |
Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive off |
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| September 28, 2016 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| June 21, 2016 |
DEF 14A 1 wrapper.htm WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| June 21, 2016 |
Evergreen Income Advantage Fund WELLS FARGO INCOME OPPORTUNITIES FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Income Opportunity Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| June 17, 2016 |
June 17, 2016 Jeff Long Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Staff comments to various financial statements filed on behalf of the Wells Fargo Funds as follows: Wells Fargo Funds Trust filed January 31, 2015 July 31, 2015 February 28, 2015 August 30, 2015 March 31, 2015 September 30, 2015 April 30, 2015 October 31, |
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| March 24, 2016 |
Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21507 Wells Fargo Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive offices) (Zi |
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| March 24, 2016 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| February 12, 2016 |
EAD / Evergreen Income Advantage Fund / Trust Asset Management LLC Passive Investment SC 13G 1 wellsfargo2016.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wells Fargo Income Opportunities Fund (Name of Issuer) Common Shares (Title of Class of Securities) 94987B105 (CUSIP Number) October 28, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 11, 2016 |
EAD / Evergreen Income Advantage Fund / Saba Capital Management, L.P. - SC 13G/A Passive Investment Saba Capital Management, L.P.: SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wells Fargo Advantage Income Opportunities Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 94987B105 (CUSIP Number) December 31, 2015 (Dat |
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| January 22, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 22, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Wells Fargo Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| December 28, 2015 |
EX-99.77O RULE 10F-3 2 tenf.NJIO.txt 10F-3 Rule 10f-3 Transactions Fund Name: WF Income Opportunities Fund Security Description: Quintiles Trans, QTRN 4.875% 5/15/23 Trade Date: 05/06/15 Affiliated Principal Underwriter: Wells Fargo Securities Executing Broker: Barclays Purchase Price: $100.000 Shares/Par: 700,000 Underwriting Concession: 1.250% Fund Name: WF Income Opportunities Fund Security Des |
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| September 29, 2015 |
Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| September 29, 2015 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| June 19, 2015 |
PROXY SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| April 3, 2015 |
EX-99.77O RULE 10F-3 2 tenf.txt 10F-3 TRANSACTION Rule 10f-3 Transactions Fund Name: Income Opportunities Fund Security Description: Ocwen Financial Corp Company, OCN 6.625% 05/15/2019 Trade Date: 05/07/14 Affiliated Principal Underwriter: Wells Fargo Securities Executing Broker: Barclays Capital Purchase Price: $100.000 Shares/Par: 415,000 Underwriting Concession: 1.625% Fund Name: Income Opportu |
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| March 25, 2015 |
Evergreen Income Advantage Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive of |
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| March 25, 2015 |
Certifications CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wells Fargo Advantage Income Opportunities Fund (Name of Issuer) Common stock, no par value (Title of Class of Securities) 94987B105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the r |
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| February 5, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Wells Fargo Advantage Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 5, 2015 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 24, 2014 |
Rule 10f-3 Transactions Fund Name: Income Opportunities Fund Security Description: Ocwen Financial Corp Company, OCN 6. |
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| October 1, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wells Fargo Advantage Income Opportunities Fund (Name of Issuer) Common shares of beneficial interest, no par value (Title of Class of Securities) 94987B105 (CUSIP Number) September 22, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate |
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| September 26, 2014 |
CERTIFICATIONS CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| September 26, 2014 |
Wells Fargo Income Opportunities Fund - FORM N-Q FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| June 19, 2014 |
- WELLS FARGO ADVANTAGE INCOME OPPORTUNTIES FUND PROXY STATEMENT AND PROXY CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| March 31, 2014 |
CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| March 31, 2014 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| January 30, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Wells Fargo Advantage Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 30, 2014 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 26, 2013 |
Rule 10f-3 Transactions Fund Name: Income Opportunities Fund Security Description: Service Corporation Intl, SCI 5. |
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| September 26, 2013 |
Exhibit 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| July 26, 2013 |
July 25, 2013 Ms. Kathy Churko Staff Accountant Securities and Exchange Commission Division of Investment Management Washington, DC 20549 This correspondence is being submitted via Edgar. Dear Ms. Churko: We thank you for your comments which you relayed to us via telephone conversation on various annual filings of Wells Fargo Funds Trust for the fiscal year ended January 31, 2013, December 31, 201 |
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| June 25, 2013 |
- WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND PROXY STATEMENT DEF 14A 1 wrapper.htm WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| March 27, 2013 |
Exhibit 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| March 27, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| January 22, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Wells Fargo Advantage Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| January 22, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 28, 2012 |
Rule 10f-3 Transactions Fund Name: Income Opportunities Fund Security Description: Ruby Tuesday, RT 7. |
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| December 28, 2012 |
SPECIAL MEETING OF SHAREHOLDERS On August 6, 2012, an Annual Meeting of Shareholders for the Fund was held to consider the following proposal. |
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| December 27, 2012 |
Rule 10f-3 Transactions Fund Name: Income Opportunities Fund Security Description: Ruby Tuesday, RT 7. |
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| September 26, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| September 26, 2012 |
Certifications Exhibit 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| June 26, 2012 |
- WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND PROXY STATEMENT AND CARD SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal exe |
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| March 28, 2012 |
Certifications EX.99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| February 3, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 3, 2012 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Wells Fargo Advantage Income Opportunities Fund - (Name of Issuer) Common - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) |
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| December 29, 2011 |
Rule 10f-3 Transactions Fund Name: Income Opportunities Fund Security Description: Ferrellgas Partners FGP6. |
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| September 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive of |
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| September 28, 2011 |
Certifications EX.99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| August 2, 2011 |
SC 13G/A 1 wells13ga4.htm WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND 13GA4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Wells Fargo Advantage Income Opportunities Fund (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 30023Y204 See Item 2(e) (CUSIP Number) June 30, 2010 (Date of Event W |
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| June 20, 2011 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Wells Fargo Advantage Income Opportunities Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| May 12, 2011 |
e Jeremy DePalma Fund Administration Senior Vice President Evergreen Investments'M April 22, 2010 Ms. |
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| March 30, 2011 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 30, 2011 |
/s/ Karla M. Rabusch Karla M. Rabusch President Wells Fargo Advantage Income Opportunities Fund exv99wcert CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| January 6, 2011 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 6, 2011 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Wells Fargo Advantage Income Opportunities Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 94987B105 - (CUSIP Number) December 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| December 29, 2010 |
INVESTMENT ADVISORY AGREEMENT This AGREEMENT is made as of this 9th day of July 2010, among WELLS FARGO ADVANTAGE INCOME OPPORTUNTIES FUND (the “Fund”), a statutory trust organized under the laws of the State of Delaware with its principal place of business at 200 Berkeley Street, Boston, Massachusetts 02116 and WELLS FARGO FUNDS MANAGEMENT, LLC (the “Adviser”), a limited liability company organized under the laws of the State of Delaware with its principal place of business at 525 Market Street, 12th Floor, San Francisco, California, 94105. |
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| December 29, 2010 |
SUB-ADVISORY AGREEMENT AMONG WELLS FARGO ADAVANTAGE INCOME OPPORTUNITIES FUND, WELLS FARGO FUNDS MANAGEMENT, LLC AND WELLS CAPITAL MANAGEMENT INCORPORATED This AGREEMENT is made as of this 9th day of July, 2010, by and among Wells Fargo Advantage Income Opportunities Fund (the “Fund”), a statutory trust organized under the laws of the State of Delaware with its principal place of business at 200 B |
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| December 29, 2010 |
SSPECIAL MEETING OF SHAREHOLDERS On July 9, 2010, a Special Meeting of Shareholders was held to consider a number of proposals. |
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| December 29, 2010 |
05/01/2010 - 10/31/2010 SECURITY TRADE EXECUTING PURCHASE PAR NAME DESC DATE UNDERWRITER BROKER PRICE Income Opps Chemtura 8/13/10 Wells Fargo CITI 99. |
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| September 29, 2010 |
EXHIBIT 99.CERT CERTIFICATION I, Karla M. Rabusch, certify that: 1. I have reviewed this report on Form N-Q of Wells Fargo Advantage Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| September 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21269 Wells Fargo Advantage Income Opportunities Fund (Exact name of registrant as specified in charter) 525 Market Street, 12th Floor, San Francisco, CA 94105 (Address of principal executive of |
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| August 10, 2010 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| August 10, 2010 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Wells Fargo Advantage Income Opportunities Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 94987B105 - (CUSIP Number) July 31, 2010 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| July 12, 2010 |
CITIGROUP INC SC 13G-A 6-30-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* EVERGREEN INCOME ADVANTAGE FUND - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30023Y-20-4 (See Item 2(e)) - (CUSIP Number) June 30, 2010 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| July 12, 2010 |
EXHIBIT 1 - AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G - Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| July 12, 2010 |
Schedule 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Evergreen Income Advantage Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 30023Y204 (CUSIP Number) June 30, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| June 29, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [X] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Income Advantage Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| June 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23c-2 UNDER THE INVESTMENT COMPANY ACT OF 1940 Securities Act File No. 333-103590 Investment Company Act File No. 811-21269 EVERGREEN INCOME ADVANTAGE FUND (the “Fund”) Name of Registrant 200 BERKELEY STREET, BOSTON, MA 02116 Address of Principal Executive Office The un |
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| May 25, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Income Advantage Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| May 24, 2010 |
EVERGREEN INVESTMENTS 200 BERKELEY STREET BOSTON, MA 02116 May 24, 2010 Linda Stirling Division of Investment Management U. |
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| May 24, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Income Advantage Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| May 13, 2010 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] [] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Evergreen Income Advantage Fund (Name of Registrant as Specified in Its Charter) Payment of filing fee (check the appropriate box): [X] No fee required. |
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| April 1, 2010 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| April 1, 2010 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| March 12, 2010 |
EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accur |
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| March 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Evergreen Income Advantage Fund - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30023Y204 (See Item 2(e)) - - (CUSIP Number) December 31, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 8, 2010 |
sc13gza UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Evergreen Income Advantage Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 30023Y303 30023Y402 30023Y501 30023Y204 30023Y600 30023Y709 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Stat |
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| February 3, 2010 |
EXHIBIT 1 - AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G - Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| February 3, 2010 |
EX-99.1 2 a2190367zex-991.txt EXHIBIT 1 - AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G - Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. Dated: February 12, 2009 CITIGROUP GLOBAL MARKETS INC. By: /s/ Riqueza V. Feaster - Name: Riqueza V. Feaster Title: Assistant Secretary CITIGROUP FINANCIAL PROD |
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| February 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* EVERGREEN INCOME ADVANTAGE FUND - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30023Y-20-4 (See Item 2(e)) - (CUSIP Number) December 31, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* MFS HIGH YIELD MUNICIPAL TRUST - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 59318E-20-1 (See Item 2(e)) - (CUSIP Number) December 31, 2008 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 20, 2010 |
EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accur |
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| January 20, 2010 |
SC 13G/A 1 ba18159816-13ga.txt SCHEDULE 13G AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Evergreen Income Advantage Fund - (Name of Issuer) Auction Rate Preferred - (Title of Class of Securities) 30023Y105 (See Item 2(e)) - (CUSIP Number) December 31, 2009 - (Date of Event Which Requ |
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| January 20, 2010 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Evergreen Income Advantage Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 30023Y105 - (CUSIP Number) December 31, 2009 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| December 29, 2009 |
NSAR Item 77C Exhibit ANNUAL MEETING OF SHAREHOLDERS On August 7, 2009, the Annual Meeting of shareholders of the Fund was held to consider the following proposal. |
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| September 29, 2009 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| September 29, 2009 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Jeremy DePalma, certify that: 1. |
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| June 30, 2009 |
Supplemental Information to the Evergreen Income Advantage Fund Proxy Statement dated June 30, 2009 (the “Proxy Statement”) The following replaces the first paragraph on page 4 of the Proxy Statement: As of June 12, 2009, the Depository Trust Company owned of record approximately 100% of the outstanding shares of the Fund. |
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| June 24, 2009 |
EVERGREEN INCOME ADVANTAGE FUND NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON AUGUST 7, 2009 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN INCOME ADVANTAGE FUND Notice is hereby given that the Annual Meeting of Shareholders (the "Meeting") of Evergreen Income Advantage Fund (the "Fund") will be held on August 7, 2009 at 10:00 a. |
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| June 24, 2009 |
PROXY EVERGREEN INCOME ADVANTAGE FUND COMMON SHARES NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AND IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON AUGUST 7, 2009 You may obtain a copy of this proxy statement, the accompanying Notice of Annual Meeting of Shareholders, the proxy card and the Annual Report of the Fund for the period ended April 30, 2009 without charge by visiting the Web site indicated on your proxy card. |
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| April 1, 2009 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| April 1, 2009 |
Date: April 1, 2009 Kasey Phillips Principal Financial Officer Evergreen Income Advantage Fund 200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| February 13, 2009 |
EXHIBIT 1 - AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G - Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.)* EVERGREEN INCOME ADVANTAGE FUND - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30023Y-20-4 (See Item 2(e)) - (CUSIP Number) December 31, 2008 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 11, 2009 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 11, 2009 |
AMEND. NO. 1 TO STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Evergreen Income Advantage Fund - - (Name of Issuer) Auction Rate Preferred - - (Title of Class of Securities) 30023Y204 (See Item 2(e)) - - (CUSIP Number) January 30, 2009 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 10, 2009 |
SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 23, 2009 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Evergreen Income Advantage Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 30023Y105 - (CUSIP Number) December 31, 2008 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 12, 2009 |
STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Evergreen Income Advantage Fund - - (Name of Issuer) Auction Rate Preferred Stock - - (Title of Class of Securities) 30023Y204 - - (CUSIP Number) December 31, 2008 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| December 30, 2008 |
10f-3 Transactions Summary* * Evergreen Compliance Department has on file a checklist signed by the portfolio manager and a compliance manager stating that the transaction fully complies with the conditions of Rule 10f-3 of the Investment Company Act of 1940. |
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| December 18, 2008 |
Evergreen Mutual Fund Proxy Notice Evergreen Mutual Fund Proxy Notice During the week of December 19, 2008, you will receive a proxy requesting approval of the new advisory and sub-advisory contracts for the Evergreen Mutual Funds. |
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| November 21, 2008 |
PROXY EVERGREEN INCOME ADVANTAGE FUND PREFERRED SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Income Advantage Fund for a Special Meeting of Shareholders. |
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| November 21, 2008 |
NOTICE OF SPECIAL MEETING OF SHAREHOLDERS EVERGREEN INCOME ADVANTAGE FUND NOTICE OF SPECIAL MEETING OF SHAREHOLDERS JANUARY 16, 2009 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN INCOME ADVANTAGE FUND Notice is hereby given that the Special Meeting of Shareholders (the "Meeting") of Evergreen Income Advantage Fund (the "Fund") will be held on January 16, 2009 at 10:00 a. |
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| November 21, 2008 |
PROXY EVERGREEN INCOME ADVANTAGE FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Income Advantage Fund for a Special Meeting of Shareholders. |
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| November 7, 2008 |
NOTICE OF SPECIAL MEETING OF SHAREHOLDERS EVERGREEN INCOME ADVANTAGE FUND NOTICE OF SPECIAL MEETING OF SHAREHOLDERS JANUARY 16, 2009 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN INCOME ADVANTAGE FUND Notice is hereby given that the Special Meeting of Shareholders (the "Meeting") of Evergreen Income Advantage Fund (the "Fund") will be held on January 16, 2009 at 10:00 a. |
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| November 7, 2008 |
PROXY EVERGREEN INCOME ADVANTAGE FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Income Advantage Fund for a Special Meeting of Shareholders. |
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| September 29, 2008 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| September 29, 2008 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| June 24, 2008 |
PROXY EVERGREEN INCOME ADVANTAGE FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Income Advantage Fund for the Annual Meeting of Shareholders. |
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| June 24, 2008 |
NOTICE OF ANNUAL MEETING OF SHAREHOLDERS EVERGREEN INCOME ADVANTAGE FUND NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AUGUST 8, 2008 200 Berkeley Street, Boston, Massachusetts 02116-5034 TO THE SHAREHOLDERS OF EVERGREEN INCOME ADVANTAGE FUND Notice is hereby given that the Annual Meeting of Shareholders (the "Meeting") of Evergreen Income Advantage Fund (the "Fund") will be held on August 8, 2008 at 10:00 a. |
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| March 31, 2008 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| March 31, 2008 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| January 24, 2008 |
United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Evergreen Income Advantage Fund - (Name of Issuer) Common Stock - (Title of Class of Securities) 30023Y105 - (CUSIP Number) December 31, 2007 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| December 31, 2007 |
10f-3 Transactions Summary Set forth below is a summary of the transactions made pursuant to the Funds' 10f-3 procedures for the period "April 30, 2007 through October 31, 2007. |
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| September 28, 2007 |
Date: September 28, 2007 Kasey Phillips Principal Financial Officer Evergreen Income Advantage Fund 200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| September 28, 2007 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| June 22, 2007 |
EVERGREEN INCOME ADVANTAGE FUND 200 Berkeley Street, Boston, Massachusetts 02116-5034 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS AUGUST 10, 2007 TO THE SHAREHOLDERS OF EVERGREEN INCOME ADVANTAGE FUND Notice is hereby given that the Annual Meeting of Shareholders (the ?Meeting?) of Evergreen Income Advantage Fund (the ?Fund?) will be held on August 10, 2007 at 10:00 a. |
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| June 22, 2007 |
PROXY EVERGREEN INCOME ADVANTAGE FUND COMMON SHARES This Proxy is solicited on behalf of the Board of Trustees of Evergreen Income Advantage Fund for the Annual Meeting of Shareholders. |
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| March 30, 2007 |
OMB APPROVAL OMB Number: 3235- 0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| March 30, 2007 |
I, Kasey Phillips, certify that: 200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| January 3, 2007 |
10f-3 Transactions Summary Set forth below is a summary of the transactions made pursuant to the Funds' 10f-3 procedures for the period "May 01, 2005 through April 30, 2006. |
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| September 28, 2006 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. |
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| September 28, 2006 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| June 27, 2006 |
SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| March 31, 2006 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| March 31, 2006 |
incomeadvantagefundcert.pdf - Converted by SECPublisher 4.0, created by BCL Technologies Inc., for SEC Filing 200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Kasey Phillips, certify that: 1. I have reviewed this report on Form N-Q of Evergreen Income Advantage Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| January 10, 2006 |
FORM 12b-25 Notification of Late FilingEPS EDGAR Filing Agent Form 12b-25 Directions 1. |
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| December 23, 2005 |
10f-3 Transactions Summary Set forth below is a summary of the transactions made pursuant to the Funds' 10f-3 procedures for the period May 1, 2005 through October 31, 2005. |
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| September 29, 2005 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Carol A. Kosel, certify that: 1. I have reviewed this report on Form N-Q of Evergreen Income Advantage Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| September 29, 2005 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| June 27, 2005 |
SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| June 27, 2005 |
SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| March 31, 2005 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Carol A. Kosel, certify that: 1. I have reviewed this report on Form N-Q of Evergreen Income Advantage Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| March 31, 2005 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY OMB APPROVAL OMB Number: 3235-0578 Expires: Feb. 28, 2006 Estimated average burden hours per response: 20.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21269 Evergreen Income Advantage Fund (Exact name of registrant as specified in charter |
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| December 29, 2004 |
10f-3 Transactions Summary Set forth below is a summary of the transactions made pursuant to the Funds' 10f-3 procedures for the period May 1, 2004 through October 31, 2004. |
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| September 28, 2004 |
OMB APPROVAL OMB Number: 3235-0578 Expires: Feb. 2, 2006 Estimated average burden hours per response: 20.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21269 Evergreen Income Advantage Fund (Exact name of registrant as specified in charter) |
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| September 28, 2004 |
200 Berkeley Street Boston, MA 02116-5034 CERTIFICATIONS I, Carol A. Kosel, certify that: 1.I have reviewed this report on Form N-Q of Evergreen Income Advantage Fund; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| June 25, 2004 |
SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| December 30, 2003 |
10f-3 Transactions Summary* * Evergreen Compliance Department has on file a checklist signed by the portfolio manager and a compliance manager stating that the transaction fully complies with the conditions of Rule 10f-3 of the Investment Company Act of 1940. |
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| June 23, 2003 |
EVERGREEN INCOME ADVANTAGE FUND PROXY SCHEDULE 14A INFORMATION (Rule 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to (S)240. |
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| February 21, 2003 |
8-A12B 1 filing8a.txt FORM 8-A Securities and Exchange Commission Washington, D.C. 20549 For registration of certain classes of securities pursuant to section 12(b) or (g) of the Securities Exchange Act of 1934 EVERGREEN INCOME ADVANTAGE FUND (Exact name of registrant as specified in its charter) Delaware 04-3726983 (State of incorporation) (I.R.S. Employer Identification No.) 200 Berkeley Street |
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| December 18, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8 (a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, as amended, and in connection wit |
