BDCO SEC申報文件 - Blue Dolphin Energy Company-年度報告，委任書，招股章程

基本數據

CIK

793306

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Blue Dolphin Energy Company

SEC Filings (Chronological Order)

本頁面提供了一個完整的、按時間順序排列的美國證券交易委員會（SEC）申報文件列表，不包括我們在其他地方提供的所有權申報。

May 21, 2026	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
May 18, 2026	EX-99.1	BLUE DOLPHIN REPORTS FIRST QUARTER 2026 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS FIRST QUARTER 2026 FINANCIAL RESULTS ● Total gross profit of $20.6 million ● Net income of $14.7 million, or $0.99 per share ● Consolidated earnings before interest, income taxes, depreciation, and amortization (“EBITDA”) of $20.7 million HOUSTON, TX / ACCESS Newswire / May 15, 2026 / Blue Dolphin Energy Company ("Blue Dolphin")
May 18, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2026 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2026 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 15, 2026	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-1
May 11, 2026	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 2, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 31, 2026 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 31, 2026 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissio
April 2, 2026	EX-99.1	BLUE DOLPHIN REPORTS FULL YEAR 2025 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS FULL YEAR 2025 FINANCIAL RESULTS ● Total gross profit of $8.7 million for the twelve months ended December 31, 2025 (the "Full Year 2025") compared to $3.9 million for the twelve months ended December 31, 2024 (the "Full Year 2024"). ● Net loss of $5.6 million, or a loss of $0.38 per share, for Full Year 2025 compared to a net l
March 31, 2026	EX-4.2	DESCRIPTION OF SECURITIES Exhibit 4.2 DESCRIPTION OF SECURITIES General Authorized and Outstanding Stock The authorized capital stock of Blue Dolphin Energy Company, a Delaware corporation (“we,” “us,” “our,” the “Company,” and “our company”), consists of 22,500,000 shares of capital stock, consisting of (i) 20,000,000 shares of common stock, par value $0.01 per share (“common stock”) and (ii) 2,500,000 shares of preferred
March 31, 2026	EX-10.47	FIFTH AMENDED AND RESTATED OPERATING AGREEMENT Exhibit 10.47 FIFTH AMENDED AND RESTATED OPERATING AGREEMENT THIS FIFTH AMENDED AND RESTATED OPERATING AGREEMENT (this “Fifth Amended and Restated Operating Agreement”) is effective as of April 1, 2026 (the “Effective Date”), by and between Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), Blue Dolphin Energy Company, a Delaware corporation (“Blue Dolphin”), Lazarus Energ
March 31, 2026	EX-10.49	INGLESIDE CRUDE, LLC / LAZARUS ENERGY, LLC THIRD AMENDED AND RESTATED MASTER SERVICE AGREEMENT Exhibit 10.49 INGLESIDE CRUDE, LLC / LAZARUS ENERGY, LLC THIRD AMENDED AND RESTATED MASTER SERVICE AGREEMENT This Third Amended and Restated Master Service Agreement (“Third Amended MSA”), effective as of March 1, 2025 (the “Effective Date”), between Ingleside Crude, LLC, 801 Travis Street, Suite 2100, Houston, Texas 77002, herein referred to as “INGLESIDE” and Lazarus Energy, LLC, 801 Travis Stre
March 31, 2026	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 31, 2026	EX-21.1	List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): Exhibit 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Nixon Product Storage, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation;
March 31, 2026	EX-10.53	RELATED PARTY NETTING AGREEMENT Exhibit 10.53 RELATED PARTY NETTING AGREEMENT THIS RELATED PARTY NETTING AGREEMENT (the “Agreement”) is made and entered into on March, 2026 and effective as of December 15, 2025 (the “Effective Date”), by and between Lazarus Energy, LLC, a Delaware limited liability company (“LE”), and Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), (together the “Parties” and each a “
November 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.
November 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2025 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commis
November 14, 2025	EX-99.1	BLUE DOLPHIN REPORTS THIRD QUARTER 2025 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS THIRD QUARTER 2025 FINANCIAL RESULTS ● Total gross profit of $0.03 million for the three months ended September 30, 2025 and $6.7 million for the nine months ended September 30, 2025. ● Net loss of $4.7 million, or a loss of $0.31 per share, for the three months ended September 30, 2025 and a net loss of $4.2 million, or a loss
August 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2025 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
August 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-1590
August 14, 2025	EX-99.1	BLUE DOLPHIN REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS ● Total gross profit of $0.6 million for the three months ended June 30, 2025 and $6.6 million for the six months ended June 30, 2025. ● Net loss of $1.7 million, or a loss of $0.12 per share, for the three months ended June 30, 2025 and net income of $0.5 million, or $0.03 per share, for th
August 8, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 4, 2025 Blue Dolphin Energ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 4, 2025 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numb
August 8, 2025	EX-10.1	Second Amended and Restated Affiliate Revolving Credit Agreement dated and effective June 1, 2025 by and between Lazarus Energy Holdings, LLC, Blue Dolphin Energy Company, and Blue Dolphin Energy Company’s wholly owned subsidiaries. Exhibit 10.1 SECOND AMENDED AND RESTATED AFFILIATE REVOLVING CREDIT AGREEMENT THIS SECOND AMENDED AND RESTATED AFFILIATE REVOLVING CREDIT AGREEMENT (this “Agreement”) is made and entered into as of June 1, 2025 (the “Second Amendment Date”), by and between Lazarus Energy Holdings, LLC., a Delaware limited liability company and its affiliates (“Lender”), and Blue Dolphin Energy Company and each of
July 1, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2025 Blue Dolphin Energy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2025 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction (Commission File Number) (IRS
May 16, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
May 15, 2025	EX-99.1	BLUE DOLPHIN REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS ● Net income of $2.2 million, or $0.15 per share. ● Total gross profit of $6.1 million. ● Consolidated earnings before interest, income taxes, depreciation, and amortization (“EBITDA”) of $5.1 million. ● Refining EBITDA of $4.9 million. HOUSTON, TX / ACCESS Newswire / May 15, 2025 / Blue Dolp
May 15, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2025 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 15, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-159
April 2, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2025 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
April 2, 2025	EX-99.1	BLUE DOLPHIN REPORTS FULL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS FULL YEAR 2024 FINANCIAL RESULTS Houston, TX / ACCESS Newswire / April 1, 2025 / Blue Dolphin Energy Company (“Blue Dolphin”) (OTCQX:BDCO), an independent refiner and marketer of petroleum products in the Eagle Ford Shale region, announced its financial results for the twelve months ended December 31, 2024. Results of Operations
April 1, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BL
April 1, 2025	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe
April 1, 2025	EX-10.55	Amended Promissory Note amended March 1, 2025 between Lazarus Energy Holdings, LLC and Blue Dolphin Pipe Line Company. Exhibit 10.55 AMENDED PROMISSORY NOTE $4,000,000.00 March 1, 2025 FOR VALUE RECEIVED, BLUE DOLPHIN PIPE LINE COMPANY, a Delaware corporation (“Debtor”), unconditionally promises to pay to the order of LAZARUS ENERGY HOLDINGS, LLC, a Delaware corporation (together with its successors and assigns, “Lender”), without setoff, at its offices at 801 Travis, Suite 2100 Houston, Texas 77002, or at such ot
April 1, 2025	EX-10.51	Fourth Amended and Restated Operating Agreement effective April 1, 2025 between Lazarus Energy Holdings, LLC, Blue Dolphin Energy Company, and Blue Dolphin's Subsidiaries. Exhibit 10.51 FOURTH AMENDED AND RESTATED OPERATING AGREEMENT THIS FOURTH AMENDED AND RESTATED OPERATING AGREEMENT (this “Fourth Amended and Restated Operating Agreement”) is effective as of April 1, 2025 (the “Effective Date”), by and between Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), Blue Dolphin Energy Company, a Delaware corporation (“Blue Dolphin”), Lazarus En
April 1, 2025	EX-97.02	Insider Trading Policy of Blue Dolphin Energy Company Exhibit 97.02 INSIDER TRADING POLICY OF BLUE DOLPHIN ENERGY COMPANY Effective as of November 1, 2007 Blue Dolphin Energy Company (the “Company”) has adopted this Insider Trading Policy (the “Policy”), which prohibits trading based on Material Nonpublic Information (defined below) regarding the Company, in order to take an active role in the prevention of insider trading violations. This Policy app
April 1, 2025	EX-10.52	Amended and Restated Affiliate Revolving Credit Agreement effective February 1, 2025 between Lazarus Energy Holdings, LLC and its affiliates and Blue Dolphin Energy Company and its Subsidiaries. Exhibit 10.52 AMENDED AND RESTATED AFFILIATE REVOLVING CREDIT AGREEMENT THIS AMENDED AND RESTATED AFFILIATE REVOLVING CREDIT AGREEMENT (this “Agreement”) is made and entered into as of February 1, 2025 (the “Amendment Date”), by and between Lazarus Energy Holdings, LLC., a Delaware limited liability company and its affiliates (“Lender”), and Blue Dolphin Energy Company and each of its wholly owned
April 1, 2025	EX-21.1	List of Subsidiaries of Blue Dolphin EXHIBIT 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Nixon Product Storage, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation;
April 1, 2025	EX-10.53	Second Amended and Restated Master Services Agreement dated March 1, 2025 between Ingleside Crude, LLC and Lazarus Energy, LLC. Exhibit 10.53 INGLESIDE CRUDE, LLC / LAZARUS ENERGY, LLC SECOND AMENDED AND RESTATED MASTER SERVICE AGREEMENT This Second Amended and Restated Master Service Agreement (“Second Amended MSA”), effective as of March 1, 2025 (the “Effective Date”), between Ingleside Crude, LLC, 801 Travis Street, Suite 2100, Houston, Texas 77002, herein referred to as “INGLESIDE” and Lazarus Energy, LLC, 801 Travis S
April 1, 2025	EX-10.54	Amended and Restated Loan and Security Agreement amended March 1, 2025 between Lazarus Energy Holdings, LLC and Blue Dolphin Pipe Line Company. Exhibit 10.54 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (as amended, modified or restated from time to time, this “Amended Agreement”) dated as of March 1, 2025 (the “Amendment Date”), is between LAZARUS ENERGY HOLDINGS, LLC, a Delaware limited liability company (together with its successors and assigns, “Lender”), and Blue Dolphin Pipe
April 1, 2025	EX-97.01	Clawback Policy of Blue Dolphin Energy Company Exhibit 97.01 CLAWBACK POLICY OF BLUE DOLPHIN ENERGY COMPANY Effective as of March 26, 2025 Introduction The Board of Directors (the "Board") of Blue Dolphin Energy Company (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance c
December 19, 2024	LETTER	LETTER December 19, 2024 Bryce Klug Chief Financial Officer Blue Dolphin Energy Company 801 Travis Street, Suite 2100 Houston, Texas 77002 Re: Blue Dolphin Energy Company Form 10-K for the Fiscal Year ended December 31, 2023 Filed April 1, 2024 File No.
December 17, 2024	CORRESP	December 17, 2024 December 17, 2024 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, D.C. 20549 Attention: Re: Blue Dolphin Energy Company Form 10-K for the Fiscal Year ended December 31, 2023 Filed April 1, 2024 File No. 001-15905 Dear Mr. Cannarella and Ms. Gallagher: This letter is in response to your letter dated D
December 4, 2024	LETTER	LETTER December 4, 2024 Bryce Klug Chief Financial Officer Blue Dolphin Energy Company 801 Travis Street, Suite 2100 Houston, Texas 77002 Re: Blue Dolphin Energy Company Form 10-K for the Fiscal Year ended December 31, 2023 Filed April 1, 2024 File No.
November 20, 2024	CORRESP	November 20, 2024 November 20, 2024 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, D.C. 20549 Attention: Re: Blue Dolphin Energy Company Form 10-K for the Fiscal Year ended December 31, 2023 Filed April 1, 2024 File No. 001-15905 Dear Mr. Cannarella and Ms. Gallagher: This letter is in response to your letter dated N
November 19, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commis
November 19, 2024	EX-99.1	BLUE DOLPHIN REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS ● Positive working capital of $9.9 million at September 30, 2024, a $16.0 million improvement compared to December 31, 2023. ● Adjusted refinery operations segment margin of $1.3 million for the nine months ended September 30, 2024. Houston, November 15, 2024 / Issuer Direct / - Blue Dolphin
November 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 8, 2024	LETTER	LETTER November 8, 2024 Bryce Klug Chief Financial Officer Blue Dolphin Energy Company 801 Travis Street, Suite 2100 Houston, Texas 77002 Re: Blue Dolphin Energy Company Form 10-K for the Fiscal Year ended December 31, 2023 Filed April 1, 2024 File No.
November 5, 2024	8-K	Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Nu
November 5, 2024	EX-10.1	SIXTH AMENDMENT TO LEASE Exhibit 10.1 SIXTH AMENDMENT TO LEASE This SIXTH AMENDMENT TO LEASE (this "Amendment"), dated as of October 30, 2024, to be effective for all purposes as of September 1, 2024 ("Effective Date") by and between Stuart Walker of Implex Advisors, LLC, as court ‎appointed Receiver of 801 Travis LLC ("Lessor"), and BLUE DOLPHIN SERVICES CO., a Texas corporation ("Lessee"). WHEREAS, Lessor, as a successo
September 11, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 9, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File N
August 15, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
August 15, 2024	EX-99.1	BLUE DOLPHIN REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS ● Positive working capital of $18.
August 15, 2024	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Inco
August 15, 2024	EX-99.1	BLUE DOLPHIN REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS ● Positive working capital of $18.8 million at June 30, 2024, representing a $24.9 million improvement compared to December 31, 2023. ● Total gross profit of $7.8 million, net income of $0.3 million, and adjusted EBITDA of $4.6 million for the six months ended June 30, 2024. Houston, August
August 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-1590
July 22, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 18, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction (Commission File Number) (IRS
July 8, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 8, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Number
June 4, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
May 16, 2024	EX-99.1	BLUE DOLPHIN REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS ● Total gross profit of $11.8 million. ● Total adjusted EBITDA of $10.5 million. ● Net income of $6.6 million, or $0.44 per share. Houston, May 15, 2024 / Issuer Direct / - Blue Dolphin Energy Company (“Blue Dolphin”) (OTCQX:BDCO), an independent refiner and marketer of petroleum products in
May 16, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 16, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 15, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-159
April 1, 2024	EX-21.1	List of Subsidiaries of Blue Dolphin EXHIBIT 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Nixon Product Storage, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation;
April 1, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BL
April 1, 2024	EX-10.54	Third Amended and Restated Operating Agreement effective as of April 1, 2024 by and between Lazarus Energy Holdings, LLC and Blue Dolphin Energy Company and its subsidiaries. (incorporated by reference to Exhibit 10.54 of Blue Dolphin’s Form 10-K on April 1, 2024, Commission File No. 000-15905). Exhibit 10.54 THIRD AMENDED AND RESTATED OPERATING AGREEMENT THIS THIRD AMENDED AND RESTATED OPERATING AGREEMENT (this “Third Amended and Restated Operating Agreement”) is effective as of April 1, 2024 (the “Effective Date”), by and between Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), Blue Dolphin Energy Company, a Delaware corporation (“Blue Dolphin”), Lazarus Energ
April 1, 2024	EX-10.55	Affiliate Revolving Credit Agreement effective as of April 1, 2024 by and between Lazarus Energy Holdings, LLC and its affiliates and Blue Dolphin Energy Company and its subsidiaries. (incorporated by reference to Exhibit 10.55 of Blue Dolphin’s Form 10-K on April 1, 2024, Commission File No. 000-15905). Exhibit 10.55 AFFILIATE REVOLVING CREDIT AGREEMENT THIS AFFILIATE REVOLVING CREDIT AGREEMENT (this “Agreement”) is made and entered into as of April 1, 2024 (the “Effective Date”), by and between Lazarus Energy Holdings, LLC., a Delaware limited liability company and its affiliates (“Lender”), and Blue Dolphin Energy Company and each of its wholly owned subsidiaries (“Borrower(s)” and, together wi
January 18, 2024	EX-99.1	Blue Dolphin Named to 2024 OTCQX Best 50 EXHIBIT 99.1 Blue Dolphin Named to 2024 OTCQX Best 50 Houston, Texas – January 18, 2024 – Blue Dolphin Energy Company (OTCQX: BDCO) is pleased to announce it has been named to the 2024 OTCQX® Best 50, a ranking of top performing companies traded on the OTCQX Best Market last year. The OTCQX Best 50 is an annual ranking of the top 50 U.S. and international companies traded on the OTCQX market. The
January 18, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 18, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commiss
January 5, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 5, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 5, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
January 5, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 5, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
January 4, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 4, 2024 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
January 4, 2024	EX-10.1	Second Amended Forbearance Agreement effective December 29, 2023 among Lazarus Energy, LLC, Lazarus Refining & Marketing, LLC, Blue Dolphin Energy Company, Lazarus Energy Holdings, LLC, Jonathan Carroll, and Veritex Community Bank. EXHIBIT 10.1 SECOND AMENDED FORBEARANCE AGREEMENT This Second Amended Forbearance Agreement (the “Agreement”) is dated as of the 29th day of December, 2023 (the “Effective Date”) by and among LAZARUS ENERGY LLC, a Delaware limited liability company (“Lazarus Energy”), LAZARUS REFINING & MARKETING, LLC, a Delaware limited liability company (“Lazarus Refining”, together with Lazarus Energy, “Borrowe
November 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commis
November 15, 2023	EX-96.1	Blue Dolphin Energy Company Press Release Issued November 15, 2023. EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Blue Dolphin RELEASES third QUARTER 2023 RESULTS REPORTS NET INCOME OF $7.1 MILLION, OR $0.47 PER SHARE Houston, November 15, 2023 / Issuer Direct / - Blue Dolphin Energy Company (“Blue Dolphin”) (OTCQX:BDCO), an independent refiner and marketer of petroleum products in the Eagle Ford Shale region, announced financial results for the quarter ended S
November 14, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 Blue Dolphi
November 8, 2023	8-K	Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 8, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commiss
November 3, 2023	EX-10.1	First Amended Forbearance Agreement effective September 30, 2023 among Lazarus Energy LLC, Lazarus Refining & Marketing LLC, Blue Dolphin Energy Company, Lazarus Energy Holdings LLC, Jonathan Carroll, and Veritex Community Bank. EXHIBIT 10.1
November 3, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commiss
August 16, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
August 16, 2023	EX-99.1	BLUE DOLPHIN ANNOUNCES SECOND QUARTER 2023 RESULTS EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN ANNOUNCES SECOND QUARTER 2023 RESULTS · Reported gross profit of $1.9 million and $22.4 million for the three and six months ended June 30, 2023, respectively. · Reported net loss of $1.6 million, or $0.10 per share, and net income of $15.2 million, or income of $1.02 per share, for the three and six months ended June 30, 2023. · Furthe
August 14, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN ENE
June 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 21, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 21, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 16, 2023	EX-99.1	BLUE DOLPHIN REPORTS RECORD FIRST QUARTER 2023 FINANCIAL RESULTS; RESULTS DRIVEN BY STRONG REFINING MARGINS EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE BLUE DOLPHIN REPORTS RECORD FIRST QUARTER 2023 FINANCIAL RESULTS; RESULTS DRIVEN BY STRONG REFINING MARGINS · Reported gross profit of $20.5 million for the first quarter 2023, an increase of $13.9 million, or 210%, compared to the first quarter of 2022. · Reported refining gross profit of $18.3 million, an increase of $12.6 million, or 223%, compar
May 16, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 16, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 16, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission F
May 15, 2023	EX-10.9	Satisfaction of Obligations Letter from Lazarus Energy Holdings, LLC to Blue Dolphin Energy Company dated May 5, 2023. EXHIBIT 10.9 1 2 3
May 15, 2023	EX-10.1	Payment Agreement dated May 9, 2023 by and between Blue Dolphin Pipe Line Company and Lazarus Energy Holdings, LLC. EXHIBIT 10.1
May 15, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN EN
May 15, 2023	EX-10.10	Amended and Restated Master Services Agreement between Lazarus Energy, LLC and Ingleside Crude, LLC dated March 31, 2023. EXHIBIT 10.10
May 5, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
May 4, 2023	EX-10.1	Payment Agreement dated April 30, 2023 by and between Lazarus Energy, LLC and John H. Kissick. EXHIBIT 10.1
May 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissio
May 1, 2023	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BL
April 6, 2023	EX-10.1	Forbearance and Accommodation Agreement dated January 12, 2023 by and between Pilot Travel Centers LLC and Nixon Product Storage, LLC. EXHIBIT 10.1 [*] CERTAIN IDENTIFIED INFORMATION REDACTED; INFORMATION PRIVATE, CONFIDENTIAL, AND NOT MATERIAL. EXECUTION VERSION FORBEARANCE AND ACCOMMODATION AGREEMENT This FORBEARANCE AND ACCOMMODATON AGREEMENT, dated as of January 12, 2023 (this “Agreement”), is by and between Pilot Travel Centers LLC, a Delaware limited liability company (“Customer”), and Nixon Product Storage, LLC (“Termina
April 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
April 6, 2023	EX-10.2	Amendment to Forbearance and Accommodation Agreement dated March 31, 2023 by and between Pilot Travel Centers LLC and Nixon Product Storage, LLC. EXHIBIT 10.2 AMENDMENT TO FORBEARANCE AND ACCOMMODATION AGREEMENT This AMENDMENT TO FORBEARANCE AND ACCOMMODATON AGREEMENT, dated as of March 31, 2023 (this “Amendment”), is by and between Pilot Travel Centers LLC, a Delaware limited liability company (“Customer”), and Nixon Product Storage, LLC (“Terminal”). Each of the foregoing is referred to herein as a “Party” and collectively as the “Parties
April 3, 2023	EX-99.1	BLUE DOLPHIN REPORTS RECORD FINANCIAL RESULTS; FOURTH CONSECUTIVE QUARTER OF STRONG OPERATIONAL PERFORMANCE EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE April 3, 2023 BLUE DOLPHIN REPORTS RECORD FINANCIAL RESULTS; FOURTH CONSECUTIVE QUARTER OF STRONG OPERATIONAL PERFORMANCE · Reported gross profit of $46.1 million for full year 2022, an increase of $45.2 million, or 4940%, compared to full year 2021. · Reported net income of $32.9 million, or $2.34 per share, an increase of $45.7 million, or $3.35 p
April 3, 2023	EX-10.44	Guaranty Fee Agreement dated January 1, 2023 between Nixon Product Storage, LLC and Jonathan P. Carroll. EXHIBIT 10.44
April 3, 2023	EX-10.6	Subordination Agreement dated June 3, 2015 by and among John H. Kissick and Sovereign Bank EXHIBIT 10.6
April 3, 2023	NT 10-K	OMB APPROVAL NT 10-K 1 bdcont10k.htm NT 10-K OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: April 30, 2025 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period End
April 3, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN ENERGY
April 3, 2023	8-K	EUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 EUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissio
April 3, 2023	EX-10.46	Amended and Restated Guaranty Fee Agreement dated January 1, 2023 between Lazarus Refining & Marketing, LLC and Jonathan P. Carroll. EXHIBIT 10.46
April 3, 2023	EX-10.42	Second Amended and Restated Operating Agreement effective as of April 1, 2023 by and between Lazarus Energy Holdings, LLC, Blue Dolphin Energy Company, Lazarus Energy, LLC, Lazarus Refining & Marketing, LLC, Nixon Product Storage, LLC, Blue Dolphin Pipe Line Company, Blue Dolphin Petroleum Company, and Blue Dolphin Services Co. EXHIBIT 10.42
April 3, 2023	EX-10.43	Guaranty Fee Agreement dated January 1, 2023 between Blue Dolphin Energy Company and Jonathan P. Carroll. EXHIBIT 10.43
April 3, 2023	EX-10.45	Amended and Restated Guaranty Fee Agreement dated January 1, 2023 between Lazarus Energy, LLC and Jonathan P. Carroll. EXHIBIT 10.45
April 3, 2023	EX-21.1	List of Subsidiaries of Blue Dolphin EXHIBIT 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): · Lazarus Energy, LLC, a Delaware limited liability company; · Lazarus Refining & Marketing, LLC, a Delaware limited liability company · Nixon Product Storage, LLC, a Delaware limited liability company · Blue Dolphin Pipe Line Company, a Delaware corporation; · Blue Dolphin Petroleum Company, a Delaware corporation;
January 18, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 18, 2023 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commiss
January 18, 2023	EX-99.1	Blue Dolphin Named to 2023 OTCQX Best 50 EXHIBIT 99.1 Blue Dolphin Named to 2023 OTCQX Best 50 Houston, Texas – January 18, 2023 – Blue Dolphin Energy Company (OTCQX: BDCO) is pleased to announce it has been named to the 2023 OTCQX® Best 50, a ranking of top performing companies traded on the OTCQX Best Market last year. The OTCQX Best 50 is an annual ranking of the top 50 U.S. and international companies traded on the OTCQX market. The
November 25, 2022	EX-10.1	Forbearance Agreement dated November 18, 2022 among Lazarus Energy LLC, Lazarus Refining & Marketing LLC, Blue Dolphin Energy Company, Lazarus Energy Holdings LLC, Jonathan Carroll and Veritex Community Bank (incorporated by reference to Exhibit 10.1 filed with Blue Dolphin’s Form 8-K on November 25, 2022, Commission File No. 000-15905). EXHIBIT 10.1
November 25, 2022	EX-99.1	Blue Dolphin ANNOUNCES VERITEX FORBEARANCE AGREEMENT EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE November 23, 2022 Blue Dolphin ANNOUNCES VERITEX FORBEARANCE AGREEMENT Houston, November 23, 2022 / Issuer Direct / - Blue Dolphin Energy Company (?Blue Dolphin?)(OTCQX:BDCO), an independent refiner and marketer of petroleum products in the Eagle Ford Shale region, announced that wholly owned subsidiaries Lazarus Energy LLC (?Lazarus Energy?), Lazar
November 25, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 18, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 18, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commis
November 16, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 16, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commis
November 16, 2022	EX-99.1	BLUE DOLPHIN REPORTS THIRD QUARTER 2022 RESULTS; THIRD CONSECUTIVE QUARTER OF STRONG OPERATIONAL PERFORMANCE EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE November 16, 2022 BLUE DOLPHIN REPORTS THIRD QUARTER 2022 RESULTS; THIRD CONSECUTIVE QUARTER OF STRONG OPERATIONAL PERFORMANCE ? Reported gross profit of $10.0 million for 3 months and $33.5 million for 9 months ended September 30, 2022. ? Reported net income of $6.4 million, or $0.43 per share, for 3 months and $23.3 million, or $1.69 per share, fo
November 14, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHI
August 15, 2022	EX-99.1	Blue Dolphin REPORTS SECOND QUARTER 2022 RESULTS EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE August 15, 2022 Blue Dolphin REPORTS SECOND QUARTER 2022 RESULTS ? Gross Profit $16.8 million ($17.8 million increase year over year) ? Net Income $13.4 million ($17.5 million increase year over year) ? Refining Operations Segment Contribution Margin $15.8 million ($17.9 million increase year over year) ? Positive Outlook for Refining Operations Hou
August 15, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
August 15, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN ENE
June 27, 2022	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 22, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
June 21, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 20, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 17, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 16, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commission
May 17, 2022	EX-99.1	Blue Dolphin REPORTS FIRST QUARTER 2022 RESULTS EXHIBIT 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE May 16, 2022 Blue Dolphin REPORTS FIRST QUARTER 2022 RESULTS ? Gross Profit $6.6 million ($6.8 million increase year over year) ? Net Income $3.5 million ($6.7 million increase year over year) ? Refining Operations Segment Contribution Margin $5.6 million ($7.0 million increase year over year) ? Positive Outlook for Refining Operations Houston, May
May 16, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN EN
May 4, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 28, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
April 14, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 14, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissio
April 1, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN ENERGY
April 1, 2022	NT 10-K	OMB APPROVAL NT 10-K 1 bdcont10k.htm NT 10-K OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: April 30, 2022 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: De
April 1, 2022	EX-10.53	Guaranteed Note between Nixon Product Storage, LLC and Greater Nevada Credit Union dated September 20, 2021. (incorporated by reference to Exhibit 10.53 filed with Blue Dolphin’s Form 10-K on April 1, 2022, Commission File No. 000-15905). EXHIBIT 10.53
April 1, 2022	EX-10.52	Loan Agreement between Greater Nevada Credit Union, Nixon Product Storage, LLC, and Guarantors (as defined therein) dated September 20, 2021 (incorporated by reference to Exhibit 10.52 filed with Blue Dolphin’s Form 10-K on April 1, 2022, Commission File No. 000-15905). EXHIBIT 10.52
April 1, 2022	EX-10.54	Non-Guaranteed Note between Nixon Product Storage, LLC and Greater Nevada Credit Union dated September 20, 2021. (incorporated by reference to Exhibit 10.54 filed with Blue Dolphin’s Form 10-K on April 1, 2022, Commission File No. 000-15905). EXHIBIT 10.54
April 1, 2022	EX-10.55	1st Loan Modification of Note between Blue Dolphin Energy Company and the Small Business Administration dated February 18, 2022. (incorporated by reference to Exhibit 10.55 filed with Blue Dolphin’s Form 10-K on April 1, 2022, Commission File No. 000-15905). EXHIBIT 10.55
April 1, 2022	EX-21.1	List of Subsidiaries of Blue Dolphin EXHIBIT 21.1 List of subsidiaries of Blue Dolphin Energy Company (?Blue Dolphin?): ? Lazarus Energy, LLC, a Delaware limited liability company; ? Lazarus Refining & Marketing, LLC, a Delaware limited liability company ? Nixon Product Storage, LLC, a Delaware limited liability company ? Blue Dolphin Pipe Line Company, a Delaware corporation; ? Blue Dolphin Petroleum Company, a Delaware corporation;
January 21, 2022	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 14, 2022 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commiss
November 15, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHI
October 7, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 7, 2021 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commissi
August 17, 2021	NT 10-Q	OMB APPROVAL OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 17, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN ENE
August 17, 2021	EX-10.1	Loan Authorization and Agreement between Blue Dolphin Energy Company and the Small Business Administration effective May 4, 2021 (incorporated by reference to Exhibit 10.1 filed with Blue Dolphin’s Form 10-Q on August 17, 2021, Commission File No. 000-15905). EXHIBIT 10.1
May 17, 2021	EX-10.1	Loan Authorization and Agreement between Blue Dolphin Energy Company and the Small Business Administration dated May 11, 2021 (incorporated by reference to Exhibit 10.1 filed with Blue Dolphin’s Form 8-K on May 17, 2021, Commission File No. 000-15905). Exhibit 10.1
May 17, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 17, 2021 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdictionof Incorporation) 0-15905 (Commission File Number)
May 17, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ ? ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLP
March 31, 2021	EX-21.1	List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): Exhibit 21.1 List of subsidiaries of Blue Dolphin Energy Company (?Blue Dolphin?): ? Lazarus Energy, LLC, a Delaware limited liability company; ? Lazarus Refining & Marketing, LLC, a Delaware limited liability company ? Nixon Product Storage, LLC, a Delaware limited liability company ? Blue Dolphin Pipe Line Company, a Delaware corporation; ? Blue Dolphin Petroleum Company, a Delaware corporation;
March 31, 2021	10-K	Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [ ? ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN E
March 26, 2021	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 26, 2021 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numb
March 26, 2021	EX-99.1	# # # Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE March 24, 2021 BLUE DOLPHIN ENERGY COMPANY ANNOUNCES CONTRACT AWARDED TO OPERATOR, PIVOT TO EXPLORING RENEWABLE ENERGY OPPORTUNITIES Houston, March 24, 2021 / MarketWire / - Blue Dolphin Energy Company (“Blue Dolphin”)(OTCQX:BDCO), an independent midstream energy company with operations in Texas, announced that its operator, Lazarus Energy Holdings
January 4, 2021	8-K	Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 31, 2020 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File N
December 10, 2020	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Add
November 25, 2020	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Add
November 16, 2020	10-Q	Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ √ ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE
November 16, 2020	EX-10.2	Application #3313844581 Exhiubit 10.2 SBA Loan #7471228202 Application #3313844581 LOAN AUTHORIZATION AND AGREEMENT (LA&A) A PROPERLY SIGNED DOCUMENT IS REQUIRED PRIOR TO ANY DISBURSEMENT CAREFULLY READ THE LA&A: This document describes the terms and conditions of your loan. It is your responsibility to comply with ALL the terms and conditions of your loan. SIGNING THE LA&A: All borrowers must sign the LA&A. ● Sign your
November 16, 2020	EX-10.1	Application #3313846826 SBA Loan #7467248205 Application #3313846826 LOAN AUTHORIZATION AND AGREEMENT (LA&A) A PROPERLY SIGNED DOCUMENT IS REQUIRED PRIOR TO ANY DISBURSEMENT CAREFULLY READ THE LA&A: This document describes the terms and conditions of your loan.
August 14, 2020	10-Q	Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ √ ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPH
May 15, 2020	EX-10.1	AMENDED AND RESTATED OPERATING AGREEMENT Exhibit 10.1 AMENDED AND RESTATED OPERATING AGREEMENT THIS AMENDED AND RESTATED OPERATING AGREEMENT (this “Amended and Restated Agreement”) is effective as of April 1, 2020 (the “Effective Date”), by and between Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), Blue Dolphin Energy Company, a Delaware corporation (“Blue Dolphin”), Lazarus Energy, LLC, a Delaware limited li
May 15, 2020	10-Q	Quarterly Report - PRIMARY DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ √ ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLP
May 8, 2020	8-K	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2020 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Number)
March 30, 2020	10-K	BDCO / Blue Dolphin Energy Co. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [ √ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN E
March 30, 2020	EX-21.1	List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): Exhibit 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Nixon Product Storage, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation;
December 20, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2019 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdiction of Incorporation) (Commis
December 3, 2019	DEF 14A	BDCO / Blue Dolphin Energy Co. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Add
November 14, 2019	10-Q	BDCO / Blue Dolphin Energy Co. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ √ ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE
September 13, 2019	EX-10.1	AMENDMENT NO. 1 TO CREDIT AGREEMENT Exhibit 10.1 AMENDMENT NO. 1 TO CREDIT AGREEMENT This AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of September 3, 2019 (this “Agreement”), is entered into by and among Pilot Travel Centers LLC, a Delaware limited liability company (the “Lender”), Nixon Product Storage, LLC, a Delaware limited liability company (the “Borrower”), Lazarus Refining & Marketing, LLC, a Delaware limited liability comp
September 13, 2019	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 13, 2019 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File
August 23, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 23, 2019 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Num
August 14, 2019	10-Q	BDCO / Blue Dolphin Energy Co. 10-Q - Quarterly Report - QUARTERLY REPORT BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 6/30/19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 14, 2019	EX-10.1	FIFTH AMENDMENT TO THE SETTLEMENT AGREEMENT Exhibit 10.1 FIFTH AMENDMENT TO THE SETTLEMENT AGREEMENT This Fifth Amendment to the Settlement Agreement (this “Fifth Amendment”), dated as of May 6, 2019, is by and between Lazarus Energy, LLC, a Delaware limited liability company (“Lazarus”); Blue Dolphin Energy Company, a Delaware corporation (“BDEC”); Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”); Nixon Product St
August 14, 2019	EX-10.3	____________________________________________________________________________________ Pledge Agreement Dated as of May 3, 2019 PILOT TRAVEL CENTERS LLC as the Lender, BLUE DOLPHIN ENERGY COMPANY, as the Pledgor TABLE OF CONTENTS Exhibit 10.3 Pledge Agreement Dated as of May 3, 2019 between PILOT TRAVEL CENTERS LLC as the Lender, and BLUE DOLPHIN ENERGY COMPANY, as the Pledgor TABLE OF CONTENTS 1 Definitions. 1 2 Pledge 2 3 Security for Obligations. 2 4 Delivery of Pledged Collateral. 2 5 Representations and Warranties. 2 6 Covenants. 4 7 Pledgor's Rights. 5 8 Defaults and Remedies. 6 9 Assignment. 8 10 Expenses 9 11 Termi
August 14, 2019	EX-10.2	____________________________________________________________________________________ Line of Credit, Guarantee and Security Agreement Dated as of May 3, 2019 (As amended AND RESTATED as of May 9, 2019 and May 10, 2019) PILOT TRAVEL CENTERS LLC the Le Exhibit 10.2 Execution Version Line of Credit, Guarantee and Security Agreement Dated as of May 3, 2019 (As amended AND RESTATED as of May 9, 2019 and May 10, 2019) among PILOT TRAVEL CENTERS LLC the Lender, and NIXON PRODUCT STORAGE, LLC, the Borrower and THE OTHER LOAN PARTIES PARTY HERETO TABLE OF CONTENTS Page Section 1 DEFINITIONS. 1 1.1. Definitions. 1 Section 2 LOANS. 11 2.1. Line of Credit
August 14, 2019	EX-10.4	Notice from Veritex Community Bank to Lazarus Energy, LLC, Blue Dolphin Energy Company, Lazarus Refining & Marketing, LLC, Lazarus Energy Holdings, LLC, Lazarus Marine Terminal I, LLC and Jonathan Pitts Carroll, Sr. dated April 30, 2019 (incorporated by reference to Exhibit 10.7 filed with Blue Dolphin’s Form 10-Q on August 14, 2019, Commission File No. 000-15905) Exhibit 10.4 APRIL 30, 2019 LAZARUS ENERGY LLC ("Lazarus") 801Travis Street, Suite 2100 Houston, TX 77002 BLUE DOLPHIN ENERGY COMPANY ("Blue Dolphin") 801 Travis Street, Suite 2100 Houston, TX 77002 LAZARUS REFINING & MARKETING, LLC ("LRM") 801 Travis Street, Suite 2100 Houston, TX 77002 LAZARUS ENERGY HOLDINGS LLC ("Holdings") 801 Travis Street, Suite 2100 Houston, TX 77002 LAZARUS MARINE TERMINA
May 16, 2019	NT 10-Q	BDCO / Blue Dolphin Energy Co. NT 10-Q NT 10-Q OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 16, 2019	10-Q	BDCO / Blue Dolphin Energy Co. 10-Q Quarterly Report QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905 BLUE DOLPHIN EN
April 1, 2019	10-K	BDCO / Blue Dolphin Energy Co. ANNUAL REPORT (Annual Report) BLUE DOLPHIN ENERGY COMPANY FORM 10-K 12/31/18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 1, 2019	EX-21.1	List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): Exhibit 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Nixon Product Storage, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation;
March 21, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 19, 2019 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numb
March 21, 2019	EX-10.1	FOURTH AMENDMENT TO THE SETTLEMENT AGREEMENT EX-10.1 2 bdcoex101.htm MATERIAL CONTRACTS Exhibit 10.1 FOURTH AMENDMENT TO THE SETTLEMENT AGREEMENT This Fourth Amendment to the Settlement Agreement (this “Fourth Amendment”), dated as of March 19, 2019, is by and between Lazarus Energy, LLC, a Delaware limited liability company (“Lazarus”); Blue Dolphin Energy Company, a Delaware corporation (“BDEC”); Lazarus Energy Holdings, LLC, a Delaware li
December 28, 2018	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 27, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File N
December 21, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 19, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File N
December 21, 2018	EX-10.1	THIRD AMENDMENT TO THE SETTLEMENT AGREEMENT Exhibit 10.1 THIRD AMENDMENT TO THE SETTLEMENT AGREEMENT This Third Amendment to the Settlement Agreement (this “Third Amendment”), dated as of December 19, 2018, is by and between Lazarus Energy, LLC, a Delaware limited liability company (“Lazarus”); Blue Dolphin Energy Company, a Delaware corporation (“BDEC”); Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”); Nixon Prod
November 23, 2018	8-K	Financial Statements and Exhibits, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File N
November 23, 2018	EX-10.1	SECOND AMENDMENT TO THE SETTLEMENT AGREEMENT Exhibit 10.1 SECOND AMENDMENT TO THE SETTLEMENT AGREEMENT This Second Amendment to the Settlement Agreement (this “Second Amendment”), dated as of November 15, 2018, is by and between Lazarus Energy, LLC, a Delaware limited liability company (“Lazarus”); Blue Dolphin Energy Company, a Delaware corporation (“BDEC”); Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”); Nixon P
November 15, 2018	DEF 14A	Amended and Restated Audit Committee Charter as reviewed by the Board of Directors of Blue Dolphin on November 15, 2018 (incorporated by reference to Appendix A filed with Blue Dolphin’s Proxy Statement on Form DEF 14A on November 15, 2018, Commission File No. 000-15905) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin
November 14, 2018	EX-10.2	FIRST AMENDMENT TO THE SETTLEMENT AGREEMENT Exhibit 10.2 FIRST AMENDMENT TO THE SETTLEMENT AGREEMENT This First Amendment to the Settlement Agreement (this “First Amendment”), dated as of October 17, 2018, is by and between Lazarus Energy, LLC, a Delaware limited liability company (“Lazarus”); Blue Dolphin Energy Company, a Delaware corporation (“BDEC”); Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”); Nixon Produ
November 14, 2018	10-Q	BDCO / Blue Dolphin Energy Co. QUARTERLY REPORT (Quarterly Report) BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 9/30/18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 14, 2018	EX-10.1	Eighth Amendment to Letter Agreement Exhibit 10.1 Eighth Amendment to Letter Agreement May 23, 2018 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Eighth Amendment to the Stipulation Regarding Confirmation and Enforcement of Final Award Dated September 18, 2017 Dear Jonathan, This is an eigh
August 14, 2018	EX-10.2	Ninth Amendment to Letter Agreement Exhibit 10.2 Ninth Amendment to Letter Agreement June 29, 2018 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Ninth Amendment to the Stipulation Regarding Confirmation and Enforcement of Final Award Dated September 18, 2017 Dear Jonathan, This is a ninth
August 14, 2018	10-Q	BDCO / Blue Dolphin Energy Co. QUARTERLY REPORT (Quarterly Report) BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 6/30/18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 25, 2018	EX-10.1	SETTLEMENT AGREEMENT Execution Version SETTLEMENT AGREEMENT This Settlement Agreement (this “Settlement Agreement”), dated as of July 20, 2018, is by and between Lazarus Energy, LLC, a Delaware limited liability company (“Lazarus”); Blue Dolphin Energy Company, a Delaware corporation (“BDEC”); Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”); Nixon Product Storage, LLC, a Delaware limited liability company (“Nixon”); Carroll & Company Financial Holdings, L.
July 25, 2018	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 20, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numbe
June 29, 2018	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 29, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numbe
May 30, 2018	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 30, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Number
May 15, 2018	EX-10.4	Seventh Amendment to Letter Agreement Exhibit 10.4 Seventh Amendment to Letter Agreement April 27, 2018 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Seventh Amendment to the Stipulation Regarding Confirmation and Enforcement of Final Award Dated September 18, 2017 Dear Jonathan, This is a s
May 15, 2018	EX-10.3	Sixth Amendment to Letter Agreement Exhibit 10.3 Sixth Amendment to Letter Agreement March 26, 2018 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Sixth Amendment to the Stipulation Regarding Confirmation and Enforcement of Final Award Dated September 18, 2017 Dear Jonathan, This is a sixth
May 15, 2018	EX-10.1	Fourth Amendment to Letter Agreement EX-10.1 2 bdcoex101.htm FOURTH AMENDMENT TO LETTER AGREEMENT Exhibit 10.1 Fourth Amendment to Letter Agreement February 1, 2018 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Fourth Amendment to the Stipulation Regarding Confirmation and Enforcement of Fi
May 15, 2018	10-Q	BDCO / Blue Dolphin Energy Co. QUARTERLY REPORT (Quarterly Report) BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 3/31/18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 15, 2018	EX-10.2	Fifth Amendment to Letter Agreement Exhibit 10.2 Fifth Amendment to Letter Agreement February 28, 2018 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Fifth Amendment to the Stipulation Regarding Confirmation and Enforcement of Final Award Dated September 18, 2017 Dear Jonathan, This is a fi
April 27, 2018	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 27, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numb
April 2, 2018	10-K	BDCO / Blue Dolphin Energy Co. ANNUAL REPORT (Annual Report) BLUE DOLPHIN ENERGY COMPANY FORM 10-K 12/31/17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 2, 2018	EX-21.1	List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): Exhibit 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation; ● Blue Dolphin Services Co., a Texas corporation; ● Blue Dolphin E
March 27, 2018	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 26, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Numb
March 1, 2018	8-K	Entry into a Material Definitive Agreement 8-K 1 bdco8k022818.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 28, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-1
February 1, 2018	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2018 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Nu
December 29, 2017	8-K	Entry into a Material Definitive Agreement 8-K 1 bdco8k122917.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 27, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-1
December 22, 2017	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 bdco8k122217.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-1
December 1, 2017	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 28, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File N
November 20, 2017	DEF 14A	BDCO / Blue Dolphin Energy Co. DEFINITIVE PROXY STATEMENT DEF 14A 1 bdcodef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use o
November 16, 2017	EX-10.1	[Signature Page Follows.] EX-10.1 2 bdcoex101.htm LETTER AGREEMENT Exhibit 10.1 September 18, 2017 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC Stipulation Regarding Confirmation and Enforcement of Final Award Dear Jonathan: In order to facilitate further discussions, GEL Tex Ma
November 16, 2017	EX-10.4	SIXTH AMENDMENT TO PROMISSORY NOTE Exhibit 10.4 SIXTH AMENDMENT TO PROMISSORY NOTE This SIXTH AMENDMENT TO PROMISSORY NOTE (the “Amendment”) by and between Lazarus Energy, LLC, a Delaware limited liability company (“Maker”), and John H. Kissick (“Payee”) is made effective as of September 18, 2017 (the “Effective Date”). The Maker and the Payee shall be referenced individually as a “Party” and collectively as “Parties”. WHEREAS, the
November 16, 2017	10-Q	BDCO / Blue Dolphin Energy Co. QUARTERLY REPORT (Quarterly Report) 10-Q 1 bdco10q.htm QUARTERLY REPORT BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 9/30/17 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-15905
November 16, 2017	EX-10.3	DEBT ASSUMPTION AGREEMENT EX-10.3 4 bdcoex103.htm DEBT ASSUMPTION AGREEMENT Exhibit 10.3 DEBT ASSUMPTION AGREEMENT This DEBT ASSUMPTION AGREEMENT (this “Agreement”), dated effective as of September 18, 2017 (the “Effective Date”), is by and among Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), Lazarus Energy, LLC, a Delaware limited liability company (“LE”), and John H. Kissick, whose address is
November 16, 2017	EX-10.2	Amendment to Letter Agreement EX-10.2 3 bdcoex102.htm AMENDMENT TO LETTER AGREEMENT Exhibit 10.2 Amendment to Letter Agreement November 1, 2017 Jonathan Carroll Lazarus Energy, LLC Blue Dolphin Energy Company Lazarus Energy Holdings, LLC By Electronic Mail ([email protected]) Re: GEL Tex Marketing, LLC v. Lazarus Energy, LLC First Amendment to the Stipulation Regarding Confirmation and Enforcement of Final Award Dated
November 15, 2017	NT 10-Q	BDCO / Blue Dolphin Energy Co. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-15905 CUSIP Number 95395307 (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: June 30, 2017 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Fo
November 7, 2017	8-K	Entry into a Material Definitive Agreement 8-K 1 bdco8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 1, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or Other Jurisdi
October 12, 2017	EX-10.3	Amended and Restated Guaranty Fee Agreement between Jonathan Carroll and Lazarus Refining & Marketing LLC (incorporated by reference to Exhibit 10.3 filed with Blue Dolphin’s Form 10-Q on October 12, 2017, Commission File No. 000-15905) Exhibit 10.3 AMENDED AND RESTATED GUARANTY FEE AGREEMENT THIS AMENDED AND RESTATED GUARANTY FEE AGREEMENT (this “Amended Agreement”) is made as of April 1, 2017 (the “Effective Date”), by and between Jonathan P. Carroll (“Guarantor”) and Lazarus Refining & Marketing, LLC, a Delaware limited liability company (“LRM”). Guarantor and LRM are sometimes referred to herein as the "Parties". WHEREAS, on
October 12, 2017	10-Q	BDCO / Blue Dolphin Energy Co. QUARTERLY REPORT (Quarterly Report) 10-Q 1 bdco10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss
October 12, 2017	EX-10.4	Amended and Restated Guaranty Fee Agreement between Jonathan Carroll and Lazarus Energy, LLC (incorporated by reference to Exhibit 10.4 filed with Blue Dolphin’s Form 10-Q on October 12, 2017, Commission File No. 000-15905) EX-10.4 5 bdcoex104.htm AMENDED AND RESTATED GUARANTY FEE AGREEMENT Exhibit 10.4 AMENDED AND RESTATED GUARANTY FEE AGREEMENT THIS AMENDED AND RESTATED GUARANTY FEE AGREEMENT (this “Amended Agreement”) is made as of April 1, 2017 (the “Effective Date”), by and between Jonathan P. Carroll (“Guarantor”) and Lazarus Energy, LLC, a Delaware limited liability company (“LE”). Guarantor and LE are sometim
October 12, 2017	EX-10.2	Amended and Restated Guaranty Fee Agreement between Jonathan Carroll and Lazarus Refining & Marketing, LLC (incorporated by reference to Exhibit 10.2 filed with Blue Dolphin’s Form 10-Q on October 12, 2017, Commission File No. 000-15905) EX-10.2 3 bdcoex102.htm AMENDED AND RESTATED GUARANTY FEE AGREEMENT Exhibit 10.2 AMENDED AND RESTATED GUARANTY FEE AGREEMENT THIS AMENDED AND RESTATED GUARANTY FEE AGREEMENT (this “Amended Agreement”) is made as of April 1, 2017 (the “Effective Date”), by and between Jonathan P. Carroll (“Guarantor”) and Lazarus Refining & Marketing, LLC, a Delaware limited liability company (“LRM”). Guarantor and
October 12, 2017	EX-10.1	Amended and Restated Promissory Note dated June 30, 2017, of Blue Dolphin Energy Company in favor of Lazarus Energy Holdings, LLC (incorporated by reference to Exhibit 10.1 filed with Blue Dolphin’s Form 10-Q on October 12, 2017, Commission File No. 000-15905) EX-10.1 2 bdcoex101.htm AMENDED AND RESTATED PROMISSORY NOTE Exhibit 10.1 AMENDED AND RESTATED NOTE THIS AMENDED AND RESTATED PROMISSORY NOTE (this “Amended Note”) is effective as of June 30, 2017, by and between BLUE DOLPHIN ENERGY COMPANY (the "Borrower") and LAZARUS ENERGY HOLDINGS, LLC ("Lender"). WHEREAS, on March 31, 2017, Lender and Borrower entered that certain Promissory Note (the “Origin
September 29, 2017	8-K	Entry into a Material Definitive Agreement 8-K 1 bdco8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 26, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorpor
August 15, 2017	NT 10-Q	Blue Dolphin Energy NOTIFICATION OF LATE FILING NT 10-Q 1 bdcont10q.htm NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: October 31, 2018 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 000-15905 CUSIP NUMBER NOTIFICATION OF LATE FILING 95395307 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D
May 15, 2017	EX-10.2	Amended and Restated Promissory Note dated March 31, 2017, of Blue Dolphin Energy Company in favor of Ingleside Crude, LLC (incorporated by reference to Exhibit 10.2 filed with Blue Dolphin’s Form 10-Q on May 15, 2017, Commission File No. 000-15905) EX-10.2 3 bdcoex102.htm AMENDED AND RESTATED PROMISSORY NOTE Exhibit 10.2 AMENDED AND RESTATED NOTE THIS AMENDED AND RESTATED PROMISSORY NOTE (this “Amended Note”) is effective as of March 31, 2017, by and between BLUE DOLPHIN ENERGY COMPANY (the “Borrower”) and INGLESIDE CRUDE, LLC (the “Lender). WHEREAS, on September 30, 2016, Lender and Borrower entered that certain Promissory Note (the “Origin
May 15, 2017	EX-10.1	Promissory Note dated March 31, 2017, of Blue Dolphin Energy Company in favor of Lazarus Energy Holdings, LLC (incorporated by reference to Exhibit 10.1 filed with Blue Dolphin’s Form 10-Q on May 15, 2017, Commission File No. 000-15905) EX-10.1 2 bdcoex101.htm PROMISSORY NOTE Exhibit 10.1 NOTE March 31, 2017 FOR VALUE RECEIVED, BLUE DOLPHIN ENERGY COMPANY (the "Borrower"), hereby promises to pay to the order of LAZARUS ENERGY HOLDINGS, LLC ("Lender"), the principal amount of $440,815 (the “Original Principal”) pursuant to the terms and conditions set forth herein. ADVANCES. From time to time, Lender may advance to Borrower subseq
May 15, 2017	EX-10.3	Amended and Restated Promissory Note dated March 31, 2017, of Blue Dolphin Energy Company in favor of Lazarus Capital, LLC (Jonathan Carroll) (incorporated by reference to Exhibit 10.3 filed with Blue Dolphin’s Form 10-Q on May 15, 2017, Commission File No. 000-15905) EX-10.3 4 bdcoex103.htm AMENDED AND RESTATED PROMISSORY NOTE Exhibit 10.3 AMENDED AND RESTATED NOTE THIS AMENDED AND RESTATED PROMISSORY NOTE (this “Amended Note”) is effective as of March 31, 2017, by and between BLUE DOLPHIN ENERGY COMPANY (the “Borrower”) and LAZARUS CAPITAL, LLC (the “Lender). WHEREAS, on September 30, 2016, Lender and Borrower entered that certain Promissory Note (the “Origin
May 15, 2017	EX-10.4	Amended and Restated Operating Agreement effective as of April 1, 2017, between Lazarus Energy Holdings, LLC, Lazarus Energy, LLC, and Blue Dolphin Energy Company (incorporated by reference to Exhibit 10.4 filed with Blue Dolphin’s Form 10-Q on May 15, 2017, Commission File No. 000-15905) EX-10.4 5 bdcoex104.htm AMENDED AND RESTATED OPERATING AGREEMENT Exhibit 10.4 AMENDED AND RESTATED OPERATING AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT (this “Amended and Restated Agreement”) is effective as of April 1, 2017 (the “Effective Date”), by and between Lazarus Energy Holdings, LLC, a Delaware limited liability company (“LEH”), Lazarus Energy, LLC, a Delaware limited liabil
May 15, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 3/31/17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 1, 2017	8-K	Termination of a Material Definitive Agreement 8-K 1 bdco8k042817.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (
March 31, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Blueprint BLUE DOLPHIN ENERGY COMPANY 2016 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 31, 2017	EX-21.1	List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): EX-21.1 2 exhibit211.htm LIST OF SUBSIDIARIES OF BLUE DOLPHIN Exhibit 21.1 List of subsidiaries of Blue Dolphin Energy Company (“Blue Dolphin”): ● Lazarus Energy, LLC, a Delaware limited liability company; ● Lazarus Refining & Marketing, LLC, a Delaware limited liability company ● Blue Dolphin Pipe Line Company, a Delaware corporation; ● Blue Dolphin Petroleum Company, a Delaware corporation; ● Bl
February 16, 2017	8-K	Termination of a Material Definitive Agreement, Other Events 8-K 1 bdco8k021617.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 10, 2017 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-1
December 8, 2016	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 7, 2016 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15905 (Commission File Nu
November 14, 2016	EX-10.7	NOTE Exhibit 10.7 NOTE September 30, 2016 FOR VALUE RECEIVED, BLUE DOLPHIN ENERGY COMPANY (the "Borrower"), hereby promises to pay to the order of INGLESIDE CRUDE, LLC ("Payee"), the principal sum of $679,385.69 pursuant to the terms and conditions set forth herein. PAYMENT OF PRINCIPAL. The principal amount of this Promissory Note (the "Note") and any accrued but unpaid interest shall be due and payab
November 14, 2016	EX-10.6	NOTE EX-10.6 3 bdcoex106.htm PROMISSORY NOTE Exhibit 10.6 NOTE September 30, 2016 FOR VALUE RECEIVED, BLUE DOLPHIN ENERGY COMPANY (the "Borrower"), hereby promises to pay to the order of LAZARUS ENERGY HOLDINGS, LLC ("Payee"), the principal sum of $1,797,171.61 pursuant to the terms and conditions set forth herein. PAYMENT OF PRINCIPAL. The principal amount of this Promissory Note (the "Note") and any
November 14, 2016	EX-10.8	NOTE EX-10.8 5 bdcoex108.htm PROMISSORY NOTE Exhibit 10.8 NOTE September 30, 2016 FOR VALUE RECEIVED, BLUE DOLPHIN ENERGY COMPANY (the "Borrower"), hereby promises to pay to the order of LAZARUS CAPITAL, LLC ("Payee"), the principal sum of $422,373.79 pursuant to the terms and conditions set forth herein. PAYMENT OF PRINCIPAL. The principal amount of this Promissory Note (the "Note") and any accrued bu
November 14, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 9/30/16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 14, 2016	EX-10.5	SOVEREIGN BANK November 10, 2016 SOVEREIGN BANK Mr. Jonathan Carroll Lazarus Energy LLC and Lazarus Refining & Marketing, LLC 801 Travis Street, Suite 2100 Houston, TX 77002 Lazarus Energy LLC ("LE") and Lazarus Refining & Marketing, LLC ("LRM", and collectively, with LE, "Lazarus") have three outstanding loans (collectively, the "Loans") from Sovereign Bank ("Bank"). The Loans are evidenced by, among other docu
October 31, 2016	DEF 14A	Blue Dolphin Energy PROXY STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rul
August 19, 2016	EX-10.2	Promissory Note by and between Lazarus Energy Holdings, LLC and Blue Dolphin Pipe Line Company dated August 15, 2016 (incorporated by reference to Exhibit 10.2 filed with Blue Dolphin’s Form 8-K on August 19, 2016, Commission File No. 000-15905) Blueprint Exhibit 10.2 PROMISSORY NOTE $4,000,000.00 August 15, 2016 FOR VALUE RECEIVED, BLUE DOLPHIN PIPE LINE COMPANY, a Delaware corporation (?Debtor?), unconditionally promises to pay to the order of LAZARUS ENERGY HOLDINGS, LLC, a Delaware corporation (together with its successors and assigns, ?Lender?), without setoff, at its offices at 801 Travis, Suite 2100 Houston, Texas 77002, or at such
August 19, 2016	EX-10.1	Loan and Security Agreement by and between Lazarus Energy Holdings, LLC and Blue Dolphin Pipe Line Company dated August 15, 2016 (incorporated by reference to Exhibit 10.1 filed with Blue Dolphin’s Form 8-K on August 19, 2016, Commission File No. 000-15905) EX-10.1 2 bdcoex101.htm LOAN AND SECURITY AGREEMENT Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (as amended, modified or restated from time to time, this “Agreement”) dated as of August 15, 2016 (the “Effective Date”), is between LAZARUS ENERGY HOLDINGS, LLC, a Delaware limited liability company (together with its successors and assigns, “Lender”), and Blue Dolphin Pi
August 19, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2016 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdictionof Incorporation) 0-15905 (Commission File Numb
August 19, 2016	EX-10.3	Deed of Trust, Mortgage, Security Agreement, Assignment of Leases and Rents, Financing Statement and Fixture Filing for Blue Dolphin Pipe Line Company dated August 15, 2016 (incorporated by reference to Exhibit 10.3 filed with Blue Dolphin’s Form 8-K on August 19, 2016, Commission File No. 000-15905) EX-10.3 4 bdcoex103.htm DEED OF TRUST Exhibit 10.3 After Recording Return To: LAZARUS ENERGY HOLDINGS, LLC 801 Travis, Suite 2100 Houston, Texas 77002 Attention: Jonathan Carroll NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPERTY BEFORE IT IS FILED FOR RECORD
August 19, 2016	EX-10.4	COLLATERAL ASSIGNMENT EX-10.4 5 bdcoex104.htm COLLATERAL ASSIGNMENT OF MASTER EASEMENT AGREEMENT Exhibit 10.4 After Recording Return To: LAZARUS ENERGY HOLDINGS, LLC 801 Travis, Suite 2100 Houston, Texas 77002 Attn: Jonathan Carroll NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPER
August 15, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q BLUE DOLPHIN ENERGY COMPANY FORM 10-Q 6/30/16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 16, 2016	EX-10.1	THIRD AMENDMENT TO PROMISSORY NOTE Exhibit 10.1 THIRD AMENDMENT TO PROMISSORY NOTE This THIRD AMENDMENT TO PROMISSORY NOTE (the "Amendment") by and between Lazarus Energy, LLC, a Delaware limited liability company ("Maker") and. John H. Kissick ("Payee") is made effective as of October 1, 2015 (the "Effective Date") The Maker and the Payee shall be referenced individually as a "Party" and collectively and "Parties". WHEREAS, the Ma
May 16, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2016 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 0-15905 BLUE DOLPHIN
May 16, 2016	EX-10.2	FOURTH AMENDMENT TO PROMISSORY NOTE Exhibit 10.2 FOURTH AMENDMENT TO PROMISSORY NOTE This FOURTH AMENDMENT TO PROMISSORY NOTE (the "Amendment") by and between Lazarus Energy, LLC, a Delaware limited liability company ("Maker") and John H. Kissick ("Payee") is made effective as of April 1, 2016 (the "Effective Date"). The Maker and the Payee shall be referenced individually as a "Party" and collectively and "Parties". WHEREAS, the Ma
March 30, 2016	EX-21.1	SUBSIDIARIES OF BLUE DOLPHIN ENERGY COMPANY Name of Subsidiary State of Incorporation or Organization Lazarus Energy, LLC Delaware Lazarus Refining & Marketing, LLC Delaware Blue Dolphin Pipe Line Company Delaware Blue Dolphin Petroleum Company Delaw Exhibit 21.1 SUBSIDIARIES OF BLUE DOLPHIN ENERGY COMPANY Name of Subsidiary State of Incorporation or Organization Lazarus Energy, LLC Delaware Lazarus Refining & Marketing, LLC Delaware Blue Dolphin Pipe Line Company Delaware Blue Dolphin Petroleum Company Delaware Blue Dolphin Exploration Company Delaware Blue Dolphin Services Co. Texas Petroport, Inc. Delaware
March 30, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [ Ö ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 0-15905 BLUE DOLPHIN
December 18, 2015	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 bdco8k121815.htm BLUE DOLPHIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 18, 2015 Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incor
December 10, 2015	EX-10.5	Construction Rider to Loan Agreement dated December 4, 2015 (incorporated by reference to Exhibit 10.5 filed with Blue Dolphin’s Form 8-K on December 10, 2015, Commission File No. 000-15905) Exhibit 10.5 CONSTRUCTION RIDER TO LOAN AGREEMENT This Construction Rider To Loan Agreement (this “Construction Rider”) is made and entered as of the Closing Date, by and among Sovereign Bank, as Lender, Lazarus Energy LLC, as Borrower, and Guarantor (as defined in the Loan Agreement defined below). In the event the terms and provisions of this Construction Rider are in conflict with the terms and
December 10, 2015	EX-10.11	First Amendment to Lazarus Energy, LLC Deed of Trust, Mortgage, Security Agreement, Assignment of Leases and Rents, Financing Statement and Fixture Filing dated December 4, 2015 (incorporated by reference to Exhibit 10.11 filed with Blue Dolphin’s Form 8-K on December 10, 2015, Commission File No. 000-15905) Exhibit 10.11 NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPERTY BEFORE IT IS FILED FOR RECORD TN THE PUBLIC RECORDS: YOUR SOCIAL SECURITY NUMBER OR YOUR DRIVER?S LICENSE NUMBER. FIRST AMENDMENT TO DEED OF TRUST, MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LE
December 10, 2015	EX-99.1	BLUE DOLPHIN SECURES ADDITIONAL $10 MILLION IN FINANCING TO FURTHER EXPAND NIXON FACILITY PRESS RELEASE FOR IMMEDIATE RELEASE December 10, 2015 BLUE DOLPHIN SECURES ADDITIONAL $10 MILLION IN FINANCING TO FURTHER EXPAND NIXON FACILITY Houston, December 10, 2015 /AccessWire/ - Blue Dolphin Energy Company (?Blue Dolphin?)(OTCQX:BDCO), an independent refiner and marketer of refined petroleum products in the Eagle Ford Shale, announced the closing of an additional $10.
December 10, 2015	EX-10.9	Collateral Assignment of Key Agreements dated December 4, 2015 (incorporated by reference to Exhibit 10.9 filed with Blue Dolphin’s Form 8-K on December 10, 2015, Commission File No. 000-15905) Exhibit 10.9 COLLATERAL ASSIGNMENT OF KEY AGREEMENTS THIS COLLATERAL ASSIGNMENT OF KEY AGREEMENTS (this ?Assignment?), is made as of December 4, 2015, by and among LAZARUS REFINING & MARKETING, LLC, a Delaware limited liability company (?Borrower?) and LAZARUS ENERGY LLC (?Lazarus Energy?; and together with Borrower each an ?Assignor? and collectively ?Assignors?), in favor of SOVEREIGN BANK (toge
December 10, 2015	EX-10.3	Security Agreement of Lazarus Refining & Marketing, LLC in favor of Sovereign Bank dated December 4, 2015 (incorporated by reference to Exhibit 10.3 filed with Blue Dolphin’s Form 8-K on December 10, 2015, Commission File No. 000-15905) Exhibit 10.3 SECURITY AGREEMENT Security Agreement dated December 4, 2015 of Lazarus Refining & Marketing, LLC, a Delaware limited liability company (hereinafter referred to as the “Debtor”) in favor of Sovereign Bank (“Lender”). In consideration of advances, loans, extensions of credit or other financial accommodations, now existing or hereafter made, to or for the account or benefit of the Debto

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