BB 清算公司
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簡介

本頁面提供了有關 Michael Zimmerman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Michael Zimmerman已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:GAIA / Gaia, Inc. 10% Owner 0
US:DLIA / Director 0
US:KID / Director 24,146
Director, 10% Owner 0
US:BLIAQ / BB Liquidating Inc. 10% Owner 12,170,683
US:WTSLA / Director 2,605,269
US:GIII / G-III Apparel Group, Ltd. 10% Owner 1,200,000
10% Owner 1,250,000
如何解讀這些圖表

以下圖表顯示了在Michael Zimmerman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

BLIAQ / BB Liquidating Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BLIAQ / BB Liquidating Inc. Insider Trades
BLIAQ / BB Liquidating Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BLIAQ / BB Liquidating Inc. Insider Trades
GAIA / Gaia, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2008-03-13 GAIA Prentice Capital Management, LP 1,100 18.5400 1,100 18.5400 20,394 25 20.1 1,716 8.41
2008-03-13 GAIA Prentice Capital Management, LP 1,773 18.5600 1,773 18.5600 32,907
2008-03-13 GAIA Prentice Capital Management, LP 527 18.5700 527 18.5700 9,786
2008-03-13 GAIA Prentice Capital Management, LP 42 18.8700 42 18.8700 793
2008-03-13 GAIA Prentice Capital Management, LP 300 18.8800 300 18.8800 5,664
2008-03-13 GAIA Prentice Capital Management, LP 102 18.8900 102 18.8900 1,927
2008-03-13 GAIA Prentice Capital Management, LP 100 18.9000 100 18.9000 1,890
2008-03-13 GAIA Prentice Capital Management, LP 100 18.9100 100 18.9100 1,891
2008-03-13 GAIA Prentice Capital Management, LP 400 18.9200 400 18.9200 7,568
2008-03-13 GAIA Prentice Capital Management, LP 500 18.9700 500 18.9700 9,485
2008-03-13 GAIA Prentice Capital Management, LP 200 19.0200 200 19.0200 3,804
2008-03-13 GAIA Prentice Capital Management, LP 100 19.0300 100 19.0300 1,903
2008-03-13 GAIA Prentice Capital Management, LP 1,300 19.0700 1,300 19.0700 24,791
2008-03-13 GAIA Prentice Capital Management, LP 77 19.0800 77 19.0800 1,469
2008-03-13 GAIA Prentice Capital Management, LP 100 19.1000 100 19.1000 1,910
2008-03-13 GAIA Prentice Capital Management, LP 100 19.1100 100 19.1100 1,911
2008-03-13 GAIA Prentice Capital Management, LP 400 19.1200 400 19.1200 7,648
2008-03-13 GAIA Prentice Capital Management, LP 200 19.1300 200 19.1300 3,826
2008-03-13 GAIA Prentice Capital Management, LP 1,479 19.1400 1,479 19.1400 28,308
2008-03-13 GAIA Prentice Capital Management, LP 400 19.1500 400 19.1500 7,660
2008-03-13 GAIA Prentice Capital Management, LP 4,100 19.2000 4,100 19.2000 78,720
2008-03-13 GAIA Prentice Capital Management, LP 800 17.9800 800 17.9800 14,384
2008-03-13 GAIA Prentice Capital Management, LP 4,200 18.0000 4,200 18.0000 75,600
2008-03-13 GAIA Prentice Capital Management, LP 317 18.0600 317 18.0600 5,725
2008-03-13 GAIA Prentice Capital Management, LP 158 18.1000 158 18.1000 2,860
2008-03-13 GAIA Prentice Capital Management, LP 18 18.1900 18 18.1900 327
2008-03-13 GAIA Prentice Capital Management, LP 1,300 18.2500 1,300 18.2500 23,725
2008-03-13 GAIA Prentice Capital Management, LP 200 18.2700 200 18.2700 3,654
2008-03-13 GAIA Prentice Capital Management, LP 100 18.2900 100 18.2900 1,829
2008-03-13 GAIA Prentice Capital Management, LP 200 18.3000 200 18.3000 3,660
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3100 400 18.3100 7,324
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3300 400 18.3300 7,332
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3400 400 18.3400 7,336
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3500 400 18.3500 7,340
2008-03-13 GAIA Prentice Capital Management, LP 500 18.3600 500 18.3600 9,180
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3800 400 18.3800 7,352
2008-03-13 GAIA Prentice Capital Management, LP 100 18.3900 100 18.3900 1,839
2008-03-13 GAIA Prentice Capital Management, LP 200 18.4000 200 18.4000 3,680
2008-03-13 GAIA Prentice Capital Management, LP 200 18.4100 200 18.4100 3,682
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4300 300 18.4300 5,529
2008-03-13 GAIA Prentice Capital Management, LP 100 18.4400 100 18.4400 1,844
2008-03-13 GAIA Prentice Capital Management, LP 200 18.4500 200 18.4500 3,690
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4600 300 18.4600 5,538
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4700 300 18.4700 5,541
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4800 300 18.4800 5,544
2008-03-13 GAIA Prentice Capital Management, LP 2,153 18.4900 2,153 18.4900 39,809
2008-03-13 GAIA Prentice Capital Management, LP 7,154 18.5000 7,154 18.5000 132,349
2008-03-13 GAIA Prentice Capital Management, LP 200 18.5100 200 18.5100 3,702
2008-03-13 GAIA Prentice Capital Management, LP 300 18.5300 300 18.5300 5,559
2008-03-13 GAIA Prentice Capital Management, LP 800 17.9800 800 17.9800 14,384
2008-03-13 GAIA Prentice Capital Management, LP 4,200 18.0000 4,200 18.0000 75,600
2008-03-13 GAIA Prentice Capital Management, LP 317 18.0600 317 18.0600 5,725
2008-03-13 GAIA Prentice Capital Management, LP 158 18.1000 158 18.1000 2,860
2008-03-13 GAIA Prentice Capital Management, LP 18 18.1900 18 18.1900 327
2008-03-13 GAIA Prentice Capital Management, LP 1,300 18.2500 1,300 18.2500 23,725
2008-03-13 GAIA Prentice Capital Management, LP 200 18.2700 200 18.2700 3,654
2008-03-13 GAIA Prentice Capital Management, LP 100 18.2900 100 18.2900 1,829
2008-03-13 GAIA Prentice Capital Management, LP 200 18.3000 200 18.3000 3,660
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3100 400 18.3100 7,324
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3300 400 18.3300 7,332
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3400 400 18.3400 7,336
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3500 400 18.3500 7,340
2008-03-13 GAIA Prentice Capital Management, LP 500 18.3600 500 18.3600 9,180
2008-03-13 GAIA Prentice Capital Management, LP 400 18.3800 400 18.3800 7,352
2008-03-13 GAIA Prentice Capital Management, LP 100 18.3900 100 18.3900 1,839
2008-03-13 GAIA Prentice Capital Management, LP 200 18.4000 200 18.4000 3,680
2008-03-13 GAIA Prentice Capital Management, LP 200 18.4100 200 18.4100 3,682
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4300 300 18.4300 5,529
2008-03-13 GAIA Prentice Capital Management, LP 100 18.4400 100 18.4400 1,844
2008-03-13 GAIA Prentice Capital Management, LP 200 18.4500 200 18.4500 3,690
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4600 300 18.4600 5,538
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4700 300 18.4700 5,541
2008-03-13 GAIA Prentice Capital Management, LP 300 18.4800 300 18.4800 5,544
2008-03-13 GAIA Prentice Capital Management, LP 2,153 18.4900 2,153 18.4900 39,809
2008-03-13 GAIA Prentice Capital Management, LP 7,154 18.5000 7,154 18.5000 132,349
2008-03-13 GAIA Prentice Capital Management, LP 200 18.5100 200 18.5100 3,702
2008-03-13 GAIA Prentice Capital Management, LP 300 18.5300 300 18.5300 5,559
2008-03-12 GAIA Prentice Capital Management, LP 46,400 18.5300 46,400 18.5300 859,792
2008-03-12 GAIA Prentice Capital Management, LP 9,000 18.7000 9,000 18.7000 168,300
2008-03-12 GAIA Prentice Capital Management, LP 1,100 18.4500 1,100 18.4500 20,295
2008-03-12 GAIA Prentice Capital Management, LP 400 18.4600 400 18.4600 7,384
2008-03-12 GAIA Prentice Capital Management, LP 100 18.4700 100 18.4700 1,847
2008-03-12 GAIA Prentice Capital Management, LP 100 18.4800 100 18.4800 1,848
2008-03-12 GAIA Prentice Capital Management, LP 100 18.4900 100 18.4900 1,849
2008-03-12 GAIA Prentice Capital Management, LP 6,800 18.5000 6,800 18.5000 125,800
2008-03-12 GAIA Prentice Capital Management, LP 3,300 18.5300 3,300 18.5300 61,149
2008-03-12 GAIA Prentice Capital Management, LP 3,870 18.5400 3,870 18.5400 71,750
2008-03-12 GAIA Prentice Capital Management, LP 3,300 18.5500 3,300 18.5500 61,215
2008-03-12 GAIA Prentice Capital Management, LP 4,900 18.5600 4,900 18.5600 90,944
2008-03-12 GAIA Prentice Capital Management, LP 3,400 18.5700 3,400 18.5700 63,138
2008-03-12 GAIA Prentice Capital Management, LP 2,000 18.5800 2,000 18.5800 37,160
2008-03-12 GAIA Prentice Capital Management, LP 1,300 18.5900 1,300 18.5900 24,167
2008-03-12 GAIA Prentice Capital Management, LP 5,400 18.6000 5,400 18.6000 100,440
2008-03-12 GAIA Prentice Capital Management, LP 2,895 18.6100 2,895 18.6100 53,876
2008-03-12 GAIA Prentice Capital Management, LP 300 18.6300 300 18.6300 5,589
2008-03-12 GAIA Prentice Capital Management, LP 1,400 18.7200 1,400 18.7200 26,208
2008-03-12 GAIA Prentice Capital Management, LP 1,315 18.7400 1,315 18.7400 24,643
2008-03-12 GAIA Prentice Capital Management, LP 1,000 18.7600 1,000 18.7600 18,760
2008-03-12 GAIA Prentice Capital Management, LP 200 18.8000 200 18.8000 3,760
2008-03-12 GAIA Prentice Capital Management, LP 300 18.8400 300 18.8400 5,652
2008-03-12 GAIA Prentice Capital Management, LP 500 18.8900 500 18.8900 9,445
2008-03-12 GAIA Prentice Capital Management, LP 5,433 18.9000 5,433 18.9000 102,684
2008-03-12 GAIA Prentice Capital Management, LP 4,067 18.9800 4,067 18.9800 77,192
2008-03-12 GAIA Prentice Capital Management, LP 100 19.0100 100 19.0100 1,901
2008-03-12 GAIA Prentice Capital Management, LP 4,700 19.0300 4,700 19.0300 89,441
2008-03-12 GAIA Prentice Capital Management, LP 10,000 18.6700 10,000 18.6700 186,700
2008-03-12 GAIA Prentice Capital Management, LP 48,000 18.5300 48,000 18.5300 889,440
2008-03-12 GAIA Prentice Capital Management, LP 9,000 18.7000 9,000 18.7000 168,300
2007-02-06 GAIA Prentice Capital Management, LP 545,318 13.1400 545,318 13.1400 7,165,479
2006-08-22 GAIA Prentice Capital Management, LP 75,000 10.0500 75,000 10.0500 753,750
2006-07-31 GAIA Prentice Capital Management, LP 123,821 13.0700 123,821 13.0700 1,618,340
2006-05-01 GAIA Prentice Capital Management, LP 200,000 14.0000 200,000 14.0000 2,800,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GAIA / Gaia, Inc. Insider Trades
GAIA / Gaia, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2016-06-09 GAIA Prentice Capital Management, LP 3,700 7.8500 3,700 7.8500 29,045 140 6.1000 -6,475 -22.29
2016-06-08 GAIA Prentice Capital Management, LP 10,055 7.8500 10,055 7.8500 78,932
2009-04-06 GAIA Prentice Capital Management, LP 1,863,310 3.0000 1,863,310 3.0000 5,589,930
2005-11-22 GAIA Prentice Capital Management, LP 250,000 13.6500 250,000 13.6500 3,412,500

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GAIA / Gaia, Inc. Insider Trades
GIII / G-III Apparel Group, Ltd.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GIII / G-III Apparel Group, Ltd. Insider Trades
GIII / G-III Apparel Group, Ltd.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2007-03-14 GIII Prentice Capital Management, LP 800,000 19.0300 1,600,000 9.5150 15,224,000 362 5.515 -6,400,000 -42.04

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GIII / G-III Apparel Group, Ltd. Insider Trades
KIDBQ / Kid Brands, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2012-11-30 KID Zimmerman Michael 1,840 1.6200 1,840 1.6200 2,981 730
2012-11-29 KID Zimmerman Michael 56,100 1.5800 56,100 1.5800 88,638
2012-11-28 KID Zimmerman Michael 3,700 1.5700 3,700 1.5700 5,809

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KIDBQ / Kid Brands, Inc. Insider Trades
KIDBQ / Kid Brands, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BLIAQ / BB Liquidating Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

KIDBQ / Kid Brands, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Michael Zimmerman 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2016-08-03 2016-07-01 4 GAIA GAIA, INC
Class A Common Stock ("Common Stock")
D - Sale to Issuer -2,564,273 0 -100.00 7.75 -19,873,116
2016-06-10 2016-06-09 4 GAIA GAIAM, INC
Common Stock
S - Sale -3,700 2,564,273 -0.14 7.85 -29,045 20,129,543
2016-06-10 2016-06-08 4 GAIA GAIAM, INC
Class A Common Stock ("Common Stock")
S - Sale -10,055 2,567,973 -0.39 7.85 -78,932 20,158,588
2014-12-22 2014-12-12 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
S - Sale -184,200 0 -100.00 0.01 -1,916
2014-12-18 2014-12-18 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -950,000 0 -100.00 0.01 -5,035
2014-12-18 2014-12-18 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -200,000 950,000 -17.39 0.01 -1,080 5,130
2014-12-18 2014-12-18 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -300,000 1,150,000 -20.69 0.01 -1,620 6,210
2014-12-18 2014-12-18 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -550,000 1,450,000 -27.50 0.01 -2,970 7,830
2014-12-18 2014-12-18 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -171,429 2,000,000 -7.89 0.01 -926 10,800
2014-12-18 2014-12-18 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -900,000 2,171,429 -29.30 0.01 -4,950 11,943
2014-12-18 2014-12-17 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -900,000 3,071,429 -22.66 0.01 -6,300 21,500
2014-12-18 2014-12-17 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -100,000 3,971,429 -2.46 0.01 -660 26,211
2014-12-18 2014-12-17 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -950,000 4,071,429 -18.92 0.01 -5,890 25,243
2014-12-18 2014-12-17 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -950,000 5,021,429 -15.91 0.01 -5,985 31,635
2014-12-18 2014-12-17 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -100,000 5,971,429 -1.65 0.01 -650 38,814
2014-12-12 2014-12-11 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -442,616 6,071,429 -6.79 0.01 -5,444 74,679
2014-12-12 2014-12-10 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -625,792 6,514,045 -8.76 0.02 -10,889 113,344
2014-12-12 2014-12-09 4 DLIA dELiAs, Inc.
Common Stock
S - Sale -1,394,843 7,139,837 -16.34 0.02 -23,991 122,805
2014-12-12 2014-12-05 4 DLIA dELiAs, Inc.
Series B Convertible Preferred Stock
C - Conversion -20,000 0 -100.00
2014-12-12 2014-12-05 4 DLIA dELiAs, Inc.
Common Stock
C - Conversion 2,500,000 8,534,680 41.43
2014-06-18 2014-06-17 4 DLIA dELiAs, Inc.
Convertible Promissory Note
C - Conversion 0
2014-06-18 2014-06-17 4 DLIA dELiAs, Inc.
Series B Convertible Preferred Stock
C - Conversion 11,441 20,000 133.67
2014-06-18 2014-06-17 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 9,399 293,373 3.31
2014-06-05 2014-06-04 4 DLIA dELiAs, Inc.
Common Stock, par value, $0.001 per share
P - Purchase 100,000 283,974 54.36 0.62 61,780 175,439
2014-04-03 2014-04-02 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 6,528 183,974 3.68
2014-04-03 2014-04-01 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 8,204 177,446 4.85
2014-02-27 2014-02-18 4 DLIA dELiAs, Inc.
Convertible Promissory Note
P - Purchase 1,144,100.00
2014-02-27 2014-02-18 4 DLIA dELiAs, Inc.
Series B Convertible Preferred Stock
P - Purchase 8,559 8,559 100.00 855,900 855,900
2014-02-06 2014-02-05 4 KID KID BRANDS, INC
Common Stock, $0.10 stated value
A - Award 9,146 24,146 60.97
2014-01-06 2014-01-02 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 8,654 169,242 5.39
2014-01-06 2014-01-02 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 54,945 160,588 52.01
2013-10-28 2013-10-24 4 DLIA dELiAs, Inc.
Convertible Promissory Note
C - Conversion 3,571,429 0 -100.00
2013-10-28 2013-10-24 4 DLIA dELiAs, Inc.
Common Stock
C - Conversion 3,571,429 6,034,680 144.99 1.05 3,750,000 6,336,414
2013-08-02 2013-07-31 4 DLIA dELiAs, Inc.
Convertible Promissory Note
P - Purchase 3,750,000 3,750,000 3,750,000.00 14,062,500,000,000 14,062,500,000,000
2013-07-12 2013-07-10 4 KID KID BRANDS, INC
STOCK APPRECIATION RIGHT
A - Award 15,000 58,500 34.48
2013-07-12 2013-07-10 4 KID KID BRANDS, INC
Common Stock, $0.10 stated value
A - Award 5,000 15,000 50.00
2013-06-26 2013-06-24 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 13,889 105,643 15.14
2013-05-29 2013-05-23 4 BFLY BLUEFLY INC
Common Stock
S - Sale -3,371,959 0 -100.00 0.01 -25,627
2013-01-04 2013-01-02 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 42,735 91,754 87.18
2012-11-30 2012-11-30 4 KID KID BRANDS, INC
Common Stock, $0.10 stated value
P - Purchase 1,840 61,640 3.08 1.62 2,981 99,857
2012-11-30 2012-11-29 4 KID KID BRANDS, INC
Common Stock, $0.10 stated value
P - Purchase 56,100 59,800 1,516.22 1.58 88,638 94,484
2012-11-30 2012-11-28 4 KID KID BRANDS, INC
Common Stock, $0.10 stated value
P - Purchase 3,700 3,700 1.57 5,809 5,809
2012-08-16 2012-08-14 4 KID KID BRANDS, INC
STOCK APPRECIATION RIGHT
A - Award 14,250 43,500 48.72
2012-08-16 2012-08-14 4 KID KID BRANDS, INC
Common Stock, $0.10 stated value
A - Award 5,000 10,000 100.00
2012-08-15 2012-08-13 4 BFLY BLUEFLY INC
Warrants
P - Purchase 476,190 476,190
2012-01-05 2012-01-03 4 DLIA dELiAs, Inc.
Common Stock, par value $0.001 per share
A - Award 49,019 49,019
2011-12-01 2011-12-01 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 12,359 3,011,802 0.41 1.28 15,790 3,847,878
2011-12-01 2011-11-30 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 12,057 2,999,443 0.40 1.23 14,864 3,697,713
2011-09-27 2011-09-27 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 5,000 2,987,386 0.17 1.39 6,939 4,145,894
2011-09-27 2011-09-26 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 10,000 2,982,386 0.34 1.44 14,443 4,307,460
2011-09-27 2011-09-23 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 26,225 2,972,386 0.89 1.41 37,022 4,196,117
2011-09-22 2011-09-22 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 16,712 2,946,161 0.57 1.32 22,107 3,897,182
2011-09-22 2011-09-21 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 21,750 2,929,449 0.75 1.34 29,152 3,926,340
2011-09-22 2011-09-20 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 500 2,907,699 0.02 1.32 661 3,843,978
2011-07-12 2011-07-08 4 DLIA dELiAs, Inc.
Common Stock
P - Purchase 42,854 2,907,199 1.50 1.81 77,450 5,254,181
2011-03-29 3 DLIA dELiAs, Inc.
Common Stock
2,864,345
2009-04-06 2009-04-06 4 GAIA GAIAM, INC
Class A Common Stock ("Common Stock")
S - Sale -1,863,310 2,578,028 -41.95 3.00 -5,589,930 7,734,084
2008-12-24 3/A BBI BLOCKBUSTER INC
Class A common stock (the "Common Stock")
12,170,683
2008-12-24 3/A BBI BLOCKBUSTER INC
Common Stock
346,300
2008-12-08 3 BBI BLOCKBUSTER INC
Class A common stock
12,170,683
2008-09-23 2008-09-22 4 WTSLA WET SEAL INC
Common Stock
S - Sale -6,948 2,605,269 -0.27 4.30 -29,852 11,193,538
2008-09-23 2008-09-19 4 WTSLA WET SEAL INC
Common Stock
S - Sale -307,456 2,612,217 -10.53 4.32 -1,327,933 11,282,426
2008-09-23 2008-09-19 4 WTSLA WET SEAL INC
Common Stock
S - Sale -195,800 2,919,673 -6.28 4.40 -860,541 12,831,963
2008-09-23 2008-09-19 4 WTSLA WET SEAL INC
Class A Common Stock ("Common Stock")
S - Sale -55,500 3,115,473 -1.75 4.34 -240,709 13,512,118
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,100 4,441,338 0.09 19.20 78,720 85,273,690
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,437,238 0.01 19.15 7,660 84,973,108
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,479 4,436,838 0.03 19.14 28,308 84,921,079
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,435,359 0.00 19.13 3,826 84,848,418
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,435,159 0.01 19.12 7,648 84,800,240
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,434,759 0.00 19.11 1,911 84,748,244
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,434,659 0.00 19.10 1,910 84,701,987
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 77 4,434,559 0.00 19.08 1,469 84,611,386
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,300 4,434,482 0.03 19.07 24,791 84,565,572
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,433,182 0.00 19.03 1,903 84,363,453
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,433,082 0.00 19.02 3,804 84,317,220
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 500 4,432,882 0.01 18.97 9,485 84,091,772
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,432,382 0.01 18.92 7,568 83,860,667
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,431,982 0.00 18.91 1,891 83,808,780
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,431,882 0.00 18.90 1,890 83,762,570
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 102 4,431,782 0.00 18.89 1,927 83,716,362
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,431,680 0.01 18.88 5,664 83,670,118
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 42 4,431,380 0.00 18.87 793 83,620,141
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 527 4,431,338 0.01 18.57 9,786 82,289,947
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,773 4,430,811 0.04 18.56 32,907 82,235,852
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,100 4,429,038 0.02 18.54 20,394 82,114,365
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,427,938 0.01 18.53 5,559 82,049,691
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,427,638 0.00 18.51 3,702 81,955,579
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 7,154 4,427,438 0.16 18.50 132,349 81,907,603
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 2,153 4,420,284 0.05 18.49 39,809 81,731,051
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,418,131 0.01 18.48 5,544 81,647,061
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,417,831 0.01 18.47 5,541 81,597,339
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,417,531 0.01 18.46 5,538 81,547,622
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,417,231 0.00 18.45 3,690 81,497,912
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,417,031 0.00 18.44 1,844 81,450,052
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,416,931 0.01 18.43 5,529 81,404,038
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,416,631 0.00 18.41 3,682 81,310,177
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,416,431 0.00 18.40 3,680 81,262,330
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,416,231 0.00 18.39 1,839 81,214,488
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,416,131 0.01 18.38 7,352 81,168,488
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 500 4,415,731 0.01 18.36 9,180 81,072,821
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,415,231 0.01 18.35 7,340 81,019,489
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,414,831 0.01 18.34 7,336 80,968,001
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,414,431 0.01 18.33 7,332 80,916,520
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,414,031 0.01 18.31 7,324 80,820,908
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,413,631 0.00 18.30 3,660 80,769,447
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,413,431 0.00 18.29 1,829 80,721,653
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,413,331 0.00 18.27 3,654 80,631,557
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,300 4,413,131 0.03 18.25 23,725 80,539,641
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 18 4,411,831 0.00 18.19 327 80,251,206
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 158 4,411,813 0.00 18.10 2,860 79,853,815
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 317 4,411,655 0.01 18.06 5,725 79,674,489
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,200 4,411,338 0.10 18.00 75,600 79,404,084
2008-03-19 2008-03-13 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 800 4,407,138 0.02 17.98 14,384 79,240,341
2008-03-19 2008-03-12 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 9,000 4,406,338 0.20 18.70 168,300 82,398,521
2008-03-19 2008-03-12 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 46,400 4,397,338 1.07 18.53 859,792 81,482,673
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,100 4,443,338 0.09 19.20 78,720 85,312,090
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,439,238 0.01 19.15 7,660 85,011,408
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,479 4,438,838 0.03 19.14 28,308 84,959,359
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,437,359 0.00 19.13 3,826 84,886,678
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,437,159 0.01 19.12 7,648 84,838,480
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,436,759 0.00 19.11 1,911 84,786,464
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,436,659 0.00 19.10 1,910 84,740,187
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 77 4,436,559 0.00 19.08 1,469 84,649,546
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,300 4,436,482 0.03 19.07 24,791 84,603,712
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,435,182 0.00 19.03 1,903 84,401,513
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,435,082 0.00 19.02 3,804 84,355,260
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 500 4,434,882 0.01 18.97 9,485 84,129,712
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,434,382 0.01 18.92 7,568 83,898,507
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,433,982 0.00 18.91 1,891 83,846,600
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,433,882 0.00 18.90 1,890 83,800,370
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 102 4,433,782 0.00 18.89 1,927 83,754,142
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,433,680 0.01 18.88 5,664 83,707,878
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 42 4,433,380 0.00 18.87 793 83,657,881
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 527 4,433,338 0.01 18.57 9,786 82,327,087
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,773 4,432,811 0.04 18.56 32,907 82,272,972
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,100 4,431,038 0.02 18.54 20,394 82,151,445
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,429,938 0.01 18.53 5,559 82,086,751
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,429,638 0.00 18.51 3,702 81,992,599
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 7,154 4,429,438 0.16 18.50 132,349 81,944,603
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 2,153 4,422,284 0.05 18.49 39,809 81,768,031
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,420,131 0.01 18.48 5,544 81,684,021
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,419,831 0.01 18.47 5,541 81,634,279
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,419,531 0.01 18.46 5,538 81,584,542
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,419,231 0.00 18.45 3,690 81,534,812
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,419,031 0.00 18.44 1,844 81,486,932
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,418,931 0.01 18.43 5,529 81,440,898
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,418,631 0.00 18.41 3,682 81,346,997
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,418,431 0.00 18.40 3,680 81,299,130
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,418,231 0.00 18.39 1,839 81,251,268
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,418,131 0.01 18.38 7,352 81,205,248
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 500 4,417,731 0.01 18.36 9,180 81,109,541
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,417,231 0.01 18.35 7,340 81,056,189
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,416,831 0.01 18.34 7,336 81,004,681
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,416,431 0.01 18.33 7,332 80,953,180
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,416,031 0.01 18.31 7,324 80,857,528
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,415,631 0.00 18.30 3,660 80,806,047
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,415,431 0.00 18.29 1,829 80,758,233
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,415,331 0.00 18.27 3,654 80,668,097
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,300 4,415,131 0.03 18.25 23,725 80,576,141
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 18 4,413,831 0.00 18.19 327 80,287,586
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 158 4,413,813 0.00 18.10 2,860 79,890,015
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 317 4,413,655 0.01 18.06 5,725 79,710,609
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,200 4,413,338 0.10 18.00 75,600 79,440,084
2008-03-13 2008-03-13 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 800 4,409,138 0.02 17.98 14,384 79,276,301
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 9,000 4,408,338 0.20 18.70 168,300 82,435,921
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 48,000 4,399,338 1.10 18.53 889,440 81,519,733
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 10,000 4,350,938 0.23 18.67 186,700 81,232,012
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,700 4,340,938 0.11 19.03 89,441 82,608,050
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,336,238 0.00 19.01 1,901 82,431,884
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,067 4,336,138 0.09 18.98 77,192 82,299,899
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 5,433 4,332,071 0.13 18.90 102,684 81,876,142
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 500 4,326,638 0.01 18.89 9,445 81,730,192
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,326,138 0.01 18.84 5,652 81,504,440
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 200 4,325,838 0.00 18.80 3,760 81,325,754
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,000 4,325,638 0.02 18.76 18,760 81,148,969
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,315 4,324,638 0.03 18.74 24,643 81,043,716
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,400 4,323,323 0.03 18.72 26,208 80,932,607
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 300 4,321,923 0.01 18.63 5,589 80,517,425
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 2,895 4,321,623 0.07 18.61 53,876 80,425,404
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 5,400 4,318,728 0.13 18.60 100,440 80,328,341
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,300 4,313,328 0.03 18.59 24,167 80,184,768
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 2,000 4,312,028 0.05 18.58 37,160 80,117,480
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 3,400 4,310,028 0.08 18.57 63,138 80,037,220
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 4,900 4,306,628 0.11 18.56 90,944 79,931,016
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 3,300 4,301,728 0.08 18.55 61,215 79,797,054
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 3,870 4,298,428 0.09 18.54 71,750 79,692,855
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 3,300 4,294,558 0.08 18.53 61,149 79,578,160
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 6,800 4,291,258 0.16 18.50 125,800 79,388,273
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,284,458 0.00 18.49 1,849 79,219,628
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,284,358 0.00 18.48 1,848 79,174,936
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 100 4,284,258 0.00 18.47 1,847 79,130,245
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 400 4,284,158 0.01 18.46 7,384 79,085,557
2008-03-13 2008-03-12 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 1,100 4,283,758 0.03 18.45 20,295 79,035,335
2007-12-19 2007-12-18 4 WTSLA WET SEAL INC
Common Stock
P - Purchase 87,274 3,170,975 2.83 2.26 197,239 7,166,404
2007-12-19 2007-12-18 4 WTSLA WET SEAL INC
Common Stock
P - Purchase 600 3,083,701 0.02 2.26 1,353 6,953,746
2007-12-19 2007-12-18 4 WTSLA WET SEAL INC
Common Stock
P - Purchase 3,100 3,083,101 0.10 2.25 6,978 6,940,060
2007-12-19 2007-12-18 4 WTSLA WET SEAL INC
Common Stock
P - Purchase 47,088 3,080,001 1.55 2.25 105,948 6,930,002
2007-12-19 2007-12-17 4 WTSLA WET SEAL INC
Class A Common Stock ("Common Stock")`
P - Purchase 724,103 3,032,913 31.36 2.33 1,686,726 7,064,868
2007-03-21 2007-03-14 4 GIII G III APPAREL GROUP LTD /DE/
Common Stock ("Common Stock")
S - Sale -800,000 1,200,000 -40.00 19.03 -15,224,000 22,836,000
2007-03-07 3 KBLH Summer Infant, Inc.
Common Stock ("Common Stock")
1,250,000
2007-02-08 2007-02-06 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 545,318 4,282,658 14.59 13.14 7,165,479 56,274,126
2006-12-29 2006-12-28 4 WTSLA WET SEAL INC
Common Stock
S - Sale -36,821 2,312,409 -1.57 6.00 -220,926 13,874,454
2006-12-29 2006-12-28 4 WTSLA WET SEAL INC
Common Stock
C - Conversion 36,821 2,312,409 1.62 3.00 110,463 6,937,227
2006-12-29 2006-12-28 4 WTSLA WET SEAL INC
Common Stock
S - Sale -127,760 2,312,409 -5.24 6.00 -766,560 13,874,454
2006-12-29 2006-12-28 4 WTSLA WET SEAL INC
Common Stock
C - Conversion 127,760 2,312,409 5.85 3.00 383,280 6,937,227
2006-08-24 2006-08-22 4 GAIA GAIAM INC
Common Stock
P - Purchase 75,000 3,737,340 2.05 10.05 753,750 37,560,267
2006-08-24 2006-07-31 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
P - Purchase 123,821 3,662,340 3.50 13.07 1,618,340 47,866,784
2006-08-14 3 RUS RUSS BERRIE & CO INC
Common Stock ("Common Stock")
4,399,733
2006-05-03 2006-05-01 4/A GAIA GAIAM INC
Common Stock
P - Purchase 200,000 3,338,519 6.37 14.00 2,800,000 46,739,266
2006-05-03 2005-11-22 4/A GAIA GAIAM INC
Class A Common Stock ("Common Stock")
S - Sale -250,000 3,138,519 -7.38 13.65 -3,412,500 42,840,784
2006-05-01 2006-04-28 4 GAIA GAIAM INC
Common Stock
P - Purchase 200,000 3,338,519 6.37 14.00 2,800,000 46,739,266
2006-05-01 2005-11-22 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
S - Sale -250,000 3,138,519 -7.38 13.65 -3,412,500 42,840,784
2006-04-12 2006-04-10 4 WTSLA WET SEAL INC
Common Stock
S - Sale -3,000,000 3,462,409 -46.42 5.95 -17,850,000 20,601,334
2006-04-12 2006-04-10 4 WTSLA WET SEAL INC
Class A Common Stock ("Common Stock")
S - Sale -3,000,000 3,462,409 -46.42 5.95 -17,850,000 20,601,334
2006-03-08 3 WTSLA WET SEAL INC
Class A Common Stock ("Common Stock")
3,463,764
2005-07-05 2005-06-30 4 GAIA GAIAM INC
Put Option (obligation to buy)
X - Other -1 0 -100.00 6.63 -7
2005-07-05 2005-06-30 4 GAIA GAIAM INC
Class A Common Stock ("Common Stock")
X - Other 1,821,317 3,388,519 116.21 6.63 12,075,332 22,465,881
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)