Lumentum 控股公司
US ˙ NasdaqGS ˙ US55024U1097

簡介

本頁面提供了有關 Yuen Wupen 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Yuen Wupen已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:LITE / Lumentum Holdings Inc. PRESIDENT, GLOBAL BUS. UNITS 81,488
US:NPTN / NeoPhotonics Corporation VP, Global Products 0
如何解讀這些圖表

以下圖表顯示了在Yuen Wupen進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

LITE / Lumentum Holdings Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 LITE / Lumentum Holdings Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LITE / Lumentum Holdings Inc. Insider Trades
LITE / Lumentum Holdings Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 LITE / Lumentum Holdings Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LITE / Lumentum Holdings Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Yuen Wupen 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-19 2026-05-18 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -3,210 81,488 -3.79 953.95 -3,062,180 77,735,478
2026-05-19 2026-05-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -3,741 84,698 -4.23 970.70 -3,631,389 82,216,349
2026-02-18 2026-02-17 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -3,157 88,439 -3.45 538.00 -1,698,466 47,580,182
2026-02-18 2026-02-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -3,481 91,596 -3.66 562.74 -1,958,898 51,544,733
2025-11-21 2025-11-19 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -822 95,077 -0.86 258.96 -212,865 24,621,140
2025-11-18 2025-11-18 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -821 95,899 -0.85 246.00 -201,966 23,591,154
2025-11-18 2025-11-17 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -821 96,720 -0.84 234.14 -192,229 22,646,021
2025-11-18 2025-11-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -3,732 97,541 -3.69 232.15 -866,384 22,644,143
2025-08-28 2025-08-27 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -3,281 101,273 -3.14 124.86 -409,666 12,644,947
2025-08-28 2025-08-26 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -3,282 104,554 -3.04 124.39 -408,248 13,005,472
2025-08-26 2025-08-25 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -3,282 107,836 -2.95 119.25 -391,378 12,859,443
2025-08-26 2025-08-23 4 LITE Lumentum Holdings Inc.
Common Stock
A - Award 13,177 111,118 13.45
2025-08-21 2025-08-21 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -10,487 97,941 -9.67 117.43 -1,231,488 11,501,212
2025-08-21 2025-08-21 4 LITE Lumentum Holdings Inc.
Common Stock
A - Award 9,218 108,428 9.29
2025-08-21 2025-08-19 4 LITE Lumentum Holdings Inc.
Common Stock
A - Award 22,760 99,210 29.77
2025-08-19 2025-08-19 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -109 76,450 -0.14 117.60 -12,818 8,990,520
2025-08-19 2025-08-18 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -109 76,559 -0.14 116.45 -12,693 8,915,296
2025-08-19 2025-08-15 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -109 76,668 -0.14 113.61 -12,383 8,710,251
2025-08-19 2025-08-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -2,540 76,777 -3.20 115.86 -294,284 8,895,383
2025-08-11 2025-08-07 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -745 79,317 -0.93 111.13 -82,792 8,814,498
2025-08-11 2025-08-07 4 LITE Lumentum Holdings Inc.
Common Stock
A - Award 1,465 80,062 1.86
2025-08-08 2025-08-06 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -241 78,597 -0.31 108.34 -26,110 8,515,199
2025-08-05 2025-08-05 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -241 78,838 -0.30 111.73 -26,927 8,808,570
2025-08-05 2025-08-04 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -241 79,079 -0.30 108.09 -26,050 8,547,649
2025-08-05 2025-08-03 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -453 79,320 -0.57 106.68 -48,326 8,461,858
2025-07-25 2025-07-23 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -265 79,773 -0.33 99.92 -26,479 7,970,918
2025-07-22 2025-07-22 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -264 80,038 -0.33 103.13 -27,226 8,254,319
2025-07-22 2025-07-21 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -264 80,302 -0.33 102.22 -26,986 8,208,470
2025-07-22 2025-07-20 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -442 80,566 -0.55 102.22 -45,181 8,235,457
2025-05-19 2025-05-19 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -289 81,008 -0.36 75.88 -21,929 6,146,887
2025-05-19 2025-05-16 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -290 81,297 -0.36 77.98 -22,614 6,339,540
2025-05-19 2025-05-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -1,790 81,587 -2.15 77.76 -139,190 6,344,205
2025-05-15 2025-05-15 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -4,716 82,957 -5.38 76.87 -362,519 6,376,905
2025-05-15 2025-05-14 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -4,426 87,673 -4.81 74.94 -331,684 6,570,215
2025-05-15 2025-05-13 4 LITE Lumentum Holdings Inc.
Common Stock
S - Sale X -4,426 92,099 -4.59 71.80 -317,787 6,612,708
2025-02-19 2025-02-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -1,843 95,502 -1.89 77.68 -143,164 7,418,595
2024-11-19 2024-11-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -2,534 97,345 -2.54 81.45 -206,394 7,928,750
2024-08-30 2024-08-21 4 LITE Lumentum Holdings Inc.
Common Stock
A - Award 34,296 99,879 52.29
2024-08-27 2024-08-23 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -8,115 65,583 -11.01 59.17 -480,165 3,880,546
2024-08-19 2024-08-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -182 73,698 -0.25 52.26 -9,511 3,851,457
2024-08-05 2024-08-02 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -403 73,880 -0.54 44.33 -17,865 3,275,100
2024-07-23 3/A LITE Lumentum Holdings Inc.
Common Stock
75,367
2024-07-23 2024-07-19 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -440 74,283 -0.59 54.77 -24,099 4,068,480
2024-05-17 2024-05-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -182 10,785 -1.66 45.72 -8,321 493,090
2024-02-20 2024-02-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -209 10,967 -1.87 49.19 -10,281 539,467
2023-11-17 2023-11-15 4 LITE Lumentum Holdings Inc.
Common Stock
F - Taxes -253 11,176 -2.21 45.14 -11,420 504,485
2023-10-02 3 LITE Lumentum Holdings Inc.
Common Stock
11,429
2022-08-05 2022-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -207,878 0 -100.00
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -922 207,878 -0.44 16.00 -14,752 3,326,048
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,458 208,800 -1.63 16.00 -55,328 3,340,800
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 212,258 4.94
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,666 202,258 1.34
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,475 199,592 7.24
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,660 186,117 -2.44 15.71 -73,209 2,923,898
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 16,250 190,777 9.31
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,620 174,527 -3.12 15.70 -88,234 2,740,074
2022-05-09 2022-05-05 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -10,000 0 -100.00
2022-05-09 2022-05-05 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -3,750 180,147 -2.04 15.08 -56,554 2,716,833
2022-05-09 2022-05-05 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 183,897 5.75 3.50 35,000 643,640
2022-01-03 2021-12-29 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -7,000 68,000 -9.33
2022-01-03 2021-12-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 7,000 173,897 4.19 5.11 35,770 888,614
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -48,587 166,897 -22.55 15.04 -730,748 2,510,131
2021-08-24 2021-08-20 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -24,616 215,484 -10.25 8.21 -202,024 1,768,477
2021-08-24 2021-08-20 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -2,456 240,100 -1.01 8.10 -19,896 1,945,074
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,000 20,000 -33.33
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,667 2,666 -50.01
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,958 242,556 -2.00 9.70 -48,093 2,352,793
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 247,514 4.21
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,323 237,514 -0.55 9.70 -12,833 2,303,886
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,667 238,837 1.13
2021-07-22 2021-07-20 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 53,900 53,900
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,500 16,250 -28.57
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -9,750 22,750 -30.00
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,223 236,170 -1.35 10.21 -32,907 2,411,296
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,500 239,393 2.79
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,688 232,893 -1.56 10.21 -37,654 2,377,838
2021-07-02 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 9,750 236,581 4.30
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -14,400 0 -100.00
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,980 226,831 -2.15 10.65 -53,037 2,415,750
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 14,400 231,811 6.62
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -13,800 41,400 -25.00
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,773 214,194 -2.18 12.00 -57,276 2,570,328
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,800 218,967 6.73
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,044 0 -100.00
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,820 205,167 -1.83 11.85 -45,267 2,431,229
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,044 208,987 5.58
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -13,000 32,500 -28.57
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,496 197,943 -2.22 12.53 -56,335 2,480,226
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,000 202,439 6.86
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -19,500 45,500 -30.00
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -7,361 189,439 -3.74 12.24 -90,099 2,318,733
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 19,500 196,800 11.00
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -2,558 0 -100.00
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -22,442 2,558 -89.77
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 0 -100.00
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 6,000 -66.67
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,558 177,300 1.46 3.50 8,953 620,550
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,000 174,742 3.56 3.50 21,000 611,597
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,000 168,742 7.66 3.50 42,000 590,597
2021-01-04 2020-12-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 22,442 156,742 16.71 3.50 78,547 548,597
2020-12-07 2020-12-03 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 0 -100.00
2020-12-07 2020-12-03 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,000 132,944 9.92 3.50 42,000 465,304
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,620 0 -100.00
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,944 120,944 -1.58 9.11 -17,710 1,101,800
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,620 122,888 4.79
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,000 30,000 -25.00
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,667 5,333 -33.34
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -923 117,268 -0.78 8.92 -8,233 1,046,031
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,667 118,191 2.31
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,458 115,524 -2.91 8.92 -30,845 1,030,474
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 118,982 9.18
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,800 14,400 -42.86
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,735 108,982 -3.31 8.99 -33,578 979,748
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,800 112,717 10.60
2020-04-14 2020-04-13 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -8,504 0 -100.00
2020-04-14 2020-04-13 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -2,915 99,461 -2.85 8.13 -23,699 808,618
2020-04-14 2020-04-13 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,504 102,376 9.06
2020-04-13 2020-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 55,200 55,200
2020-03-27 2020-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 11,044 11,044
2020-01-31 2020-01-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -3,676 0 -100.00
2020-01-31 2020-01-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,503 93,872 -1.58 8.17 -12,280 766,934
2020-01-31 2020-01-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 3,676 95,375 4.01
2019-11-15 2019-11-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -11,200 0 -100.00 8.53 -95,573
2019-11-15 2019-11-14 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -4,063 91,422 -4.26 8.54 -34,687 780,506
2019-11-15 2019-11-14 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -11,200 95,485 -10.50 8.53 -95,573 814,802
2019-11-15 2019-11-14 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,200 106,685 11.73 3.50 39,200 373,398
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,400 0 -100.00
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -2,214 95,485 -2.27 4.28 -9,476 408,676
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,400 97,699 7.01
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,620 5,620 -50.00
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,944 91,299 -2.08 4.59 -8,923 419,062
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,620 93,243 6.41
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 40,000 51,676 342.58
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 3,676 11,676 45.95
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 8,000 8,000
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,800 25,200 -30.00
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,735 87,623 -4.09 4.33 -16,173 379,408
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,800 91,358 13.41
2019-05-28 2019-05-24 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -4,707 0 -100.00
2019-05-28 2019-05-24 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -19,292 4,707 -80.39
2019-05-28 2019-05-24 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,707 80,558 6.21 3.50 16,474 281,953
2019-05-28 2019-05-24 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 19,292 75,851 34.11 3.50 67,522 265,478
2019-04-12 2019-04-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 8,504 8,504
2018-10-31 2018-10-30 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -16,403 0 -100.00
2018-10-31 2018-10-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 16,403 52,650 45.25 3.50 57,410 184,275
2018-10-31 2018-10-29 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,500 0 -100.00
2018-10-31 2018-10-29 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,902 36,247 -4.99 7.75 -14,740 280,914
2018-10-31 2018-10-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,500 38,149 16.85
2018-08-29 2018-08-28 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -3,322 32,649 -9.24 8.90 -29,549 290,413
2018-08-29 2018-08-28 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -12,294 35,971 -25.47 8.90 -109,372 320,012
2018-08-29 2018-08-28 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -7,261 48,265 -13.08 8.93 -64,862 431,146
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,800 6,400 -42.86
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,660 55,526 -2.90 6.42 -10,657 356,477
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,800 57,186 9.16
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,620 11,240 -33.33
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,944 52,386 -3.58 6.37 -12,383 333,699
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,620 54,330 11.54
2018-07-26 2018-07-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 65,000 65,000
2018-06-12 2018-06-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 36,000 36,000
2018-05-15 2018-05-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -403 0 -100.00
2018-05-15 2018-05-14 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 403 47,129 0.86 3.50 1,410 164,952
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,500 5,500 -50.00
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,995 46,726 -4.09
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,500 48,721 12.73
2017-10-10 2017-10-06 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -8,000 0 -100.00
2017-10-10 2017-10-06 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,000 42,650 23.09 3.50 28,000 149,275
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,800 11,200 -30.00
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -1,804 34,650 -4.95 7.66 -13,819 265,419
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,800 36,454 15.16
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 16,860 16,860
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 19,333 19,333
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 9,667 9,667
2017-05-16 2017-05-12 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -22,000 0 -100.00 8.41 -185,071
2017-05-16 2017-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -22,000 29,743 -42.52 8.41 -185,071 250,207
2017-05-16 2017-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 22,000 51,743 73.97 3.50 77,000 181,100
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,000 11,000 -50.00
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,134 29,743 -12.20 7.95 -32,865 236,457
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,000 33,877 48.08
2016-08-19 2016-08-18 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -3,400 21,908 -13.43 15.00 -51,000 328,620
2016-08-17 2016-08-16 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -9,983 25,308 -28.29 15.00 -149,745 379,620
2016-08-17 2016-08-16 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -1,373 35,291 -3.74 15.00 -20,595 529,365
2016-08-17 2016-08-16 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -1,373 35,291 -3.74 15.00 -20,595 529,365
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 16,000 16,000
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 21,732 21,732
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 8,268 8,268
2016-08-02 2016-08-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,833 0 -100.00
2016-08-02 2016-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,833 38,037 18.11
2016-08-02 2016-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -2,193 32,204 -6.38 12.60 -27,632 405,770
2016-04-13 2016-04-12 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -3,293 28,909 -10.23 13.20 -43,453 381,469
2016-04-13 2016-04-11 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -2,978 32,202 -8.47 13.93 -41,482 448,558
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 22,000 22,000
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 7,036 7,036
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 25,964 25,964
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,833 5,833 -50.00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,200 0 -100.00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -827 35,180 -2.30 8.86 -7,327 311,695
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -2,193 36,007 -5.74 8.86 -19,430 319,022
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,833 38,200 18.02
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,200 32,367 7.29
2015-06-30 2015-06-29 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -3,400 0 -100.00
2015-06-30 2015-06-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 3,400 30,167 12.70 3.50 11,900 105,584
2015-05-18 2015-05-15 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
M - Exercise -600 0 -100.00
2015-05-18 2015-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -7,491 26,767 -21.87 7.15 -53,594 191,505
2015-05-18 2015-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -9,627 34,258 -21.94 7.13 -68,685 244,417
2015-05-18 2015-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -600 40,759 -1.45 7.19 -4,312 292,927
2015-05-18 2015-05-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 600 41,359 1.47 3.75 2,250 155,096
2015-03-31 2015-03-27 4 NPTN NEOPHOTONICS CORP
Common Stock
A - Award 9,983 40,759 32.44
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -2,558 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -6,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -4,707 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 2,558 2,558
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 6,000 6,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 4,707 4,707
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -11,200 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -22,442 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -12,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -12,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -10,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -3,400 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -19,292 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -16,403 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -403 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -8,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
D - Sale to Issuer -22,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 22,442 22,442
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 10,000 10,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 12,000 12,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 12,000 12,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 11,200 11,200
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 19,292 19,292
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 16,403 16,403
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 403 403
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 8,000 8,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 22,000 22,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 3,400 3,400
2014-10-10 2014-10-08 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 17,350 17,350
2014-10-10 2014-10-08 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 22,650 22,650
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,834 11,666 -33.34
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,200 2,200 -50.00
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,000 0 -100.00
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -2,193 23,758 -8.45 3.11 -6,820 73,887
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,834 25,951 29.00
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -1,504 20,117 -6.96 3.11 -4,677 62,564
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,000 21,621 22.70
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -827 17,621 -4.48 3.11 -2,572 54,801
2014-08-04 2014-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,200 18,448 13.54
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 17,500 17,500
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 2,558 2,558
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy)
A - Award 22,442 22,442
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,200 4,400 -33.33
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,000 4,000 -50.00
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -827 16,248 -4.84 8.78 -7,261 142,657
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -1,504 17,075 -8.10 8.78 -13,205 149,918
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,200 18,579 13.43
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,000 16,379 32.31
2013-06-13 2013-06-11 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 75,000 75,000
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
M - Exercise -4,000 8,000 -33.33
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
F - Taxes -1,501 7,800 -16.14 4.97 -7,460 38,766
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,000 9,301 75.46
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
A - Award 6,600 149,605 4.62
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Stock Option (Right to buy)
A - Award 10,000 143,005 7.52
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)