簡介

本頁面提供了有關 John Robert Woerner 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示John Robert Woerner已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:AMP / Ameriprise Financial, Inc. Pres Ins & Chief Strat Officer 1,106
如何解讀這些圖表

以下圖表顯示了在John Robert Woerner進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 John Robert Woerner 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2022-02-15 2022-02-11 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 99 1,106 9.80 304.00 30,000 336,128
2022-02-04 2022-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -6,488 34,167 -15.96 313.21 -2,032,106 10,701,446
2022-02-04 2022-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 14,227 40,655 53.83
2022-02-03 2022-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -563 26,428 -2.09 308.10 -173,460 8,142,467
2022-02-01 2022-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -352 26,991 -1.29 304.31 -107,117 8,213,631
2022-02-01 2022-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -276 27,343 -1.00 298.09 -82,273 8,150,675
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -535 999 -34.86
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -232 27,619 -0.83 250.92 -58,111 6,930,159
2021-07-07 2021-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 535 27,851 1.96
2021-05-03 2021-04-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -22,809 0 -100.00
2021-05-03 2021-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,263 27,316 -18.65 260.00 -1,628,380 7,102,160
2021-05-03 2021-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,693 33,579 -18.64 257.76 -1,982,920 8,655,202
2021-05-03 2021-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,546 41,272 -28.62 260.00 -4,301,960 10,730,720
2021-05-03 2021-04-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 22,809 57,818 65.15 128.76 2,936,887 7,444,646
2021-02-16 2021-02-12 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 149 1,520 10.90 218.08 32,565 331,406
2021-02-09 2021-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -5,100 35,009 -12.72 211.06 -1,076,406 7,389,000
2021-02-09 2021-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 11,489 40,109 40.14
2021-02-03 2021-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -511 28,620 -1.75 200.84 -102,629 5,748,041
2021-02-02 2021-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -352 29,131 -1.19 197.87 -69,650 5,764,151
2021-02-02 2021-01-29 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 8,560 8,560
2021-02-02 2021-01-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,461 29,483 9.11
2021-01-28 2021-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -380 27,022 -1.39 211.27 -80,283 5,708,938
2020-08-13 2020-08-11 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -20,581 0 -100.00
2020-08-13 2020-08-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -9,873 27,402 -26.49 163.83 -1,617,461 4,489,179
2020-08-13 2020-08-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,877 37,275 -31.17 160.83 -2,714,328 5,994,938
2020-08-13 2020-08-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 20,581 54,152 61.31 107.61 2,214,721 5,827,297
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -451 1,353 -25.00
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -195 33,571 -0.58 145.83 -28,453 4,895,659
2020-07-06 2020-07-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 451 33,766 1.35
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 319 1,779 21.83 178.82 57,000 318,129
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -4,893 33,315 -12.81 178.82 -874,966 5,957,388
2020-02-19 2020-02-14 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 8,996 38,208 30.80
2020-02-10 2020-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -293 29,212 -0.99 175.91 -51,542 5,138,683
2020-02-04 2020-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -761 29,505 -2.51 165.41 -125,877 4,880,422
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 15,478 15,478
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -25,535 0 -100.00
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,445 30,266 12.84
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,598 26,821 -22.08 166.15 -1,262,423 4,456,363
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -17,937 34,419 -34.26 170.51 -3,058,438 5,868,784
2020-02-04 2020-01-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 25,535 52,356 95.21 87.79 2,241,718 4,596,333
2020-01-28 2020-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -375 26,821 -1.38 167.57 -62,839 4,494,395
2019-10-31 2019-10-29 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -6,477 27,196 -19.23 154.13 -998,330 4,191,845
2019-07-09 2019-07-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -718 1,440 -33.27
2019-07-09 2019-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common stock
F - Taxes -311 33,673 -0.92 150.12 -46,709 5,054,991
2019-07-09 2019-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 718 33,984 2.16
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 486 2,130 29.59 130.68 63,550 278,306
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,154 33,266 -8.66 130.68 -412,165 4,347,201
2019-02-20 2019-02-15 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 6,916 36,420 23.44
2019-02-08 2019-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -196 29,504 -0.66 126.69 -24,831 3,737,862
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 22,053 22,053
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -253 29,700 -0.84 126.89 -32,103 3,768,633
2019-02-05 2019-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 5,004 29,953 20.06
2019-01-29 2019-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -385 24,949 -1.52 121.12 -46,631 3,021,823
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -579 1,621 -26.33
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -251 25,334 -0.98 140.97 -35,441 3,571,334
2018-07-09 2018-07-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 579 25,585 2.32
2018-02-08 2018-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -292 25,006 -1.15 160.56 -46,884 4,014,963
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 490 2,175 29.04 167.50 82,000 364,367
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -340 25,298 -1.33 167.50 -56,950 4,237,415
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,954 25,638 -7.08 167.50 -327,295 4,294,365
2018-02-06 2018-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 4,284 27,592 18.38
2018-02-05 2018-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -376 23,308 -1.59 171.08 -64,326 3,987,533
2018-01-30 2018-01-26 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 17,563 17,563
2018-01-30 2018-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,419 23,684 16.87
2017-10-30 2017-10-26 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -19,902 0 -100.00
2017-10-30 2017-10-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -9,022 20,265 -30.81 160.91 -1,451,730 3,260,841
2017-10-30 2017-10-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -13,880 29,287 -32.15 157.06 -2,179,993 4,599,816
2017-10-30 2017-10-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 19,902 43,167 85.54 65.31 1,299,800 2,819,237
2017-07-10 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -668 1,639 -28.96
2017-07-10 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -265 23,265 -1.13 129.15 -34,230 3,004,675
2017-07-10 2017-07-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 668 23,530 2.92
2017-03-03 2017-03-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -18,611 0 -100.00
2017-03-03 2017-03-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -5,337 22,862 -18.93 134.57 -718,216 3,076,608
2017-03-03 2017-03-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -13,274 28,199 -32.01 131.50 -1,745,531 3,708,168
2017-03-03 2017-03-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 18,611 41,473 81.41 58.70 1,092,466 2,434,465
2017-02-08 2017-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -397 22,862 -1.71 123.18 -48,902 2,816,141
2017-02-08 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 16,761 16,761
2017-02-08 2017-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 1,921 23,259 9.00
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 412 2,307 21.77 121.26 50,000 279,714
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -2,194 21,338 -9.32 121.26 -266,044 2,587,446
2017-02-07 2017-02-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 4,551 23,532 23.98
2017-02-03 2017-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -255 18,981 -1.33 117.90 -30,064 2,237,860
2017-02-03 2017-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -277 19,236 -1.42 113.08 -31,323 2,175,207
2016-12-09 2016-12-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
G - Gift -1,000 19,513 -4.87
2016-09-09 2016-09-07 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -18,930 0 -100.00
2016-09-09 2016-09-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -4,513 20,513 -18.03 100.71 -454,518 2,065,926
2016-09-09 2016-09-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -14,417 25,026 -36.55 100.66 -1,451,215 2,519,117
2016-09-09 2016-09-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 18,930 39,443 92.28 54.33 1,028,467 2,142,938
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -732 1,867 -28.15
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -336 20,513 -1.61 88.08 -29,574 1,806,785
2016-07-11 2016-07-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 732 20,849 3.64
2016-02-09 2016-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -396 20,117 -1.93 82.79 -32,785 1,665,486
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 655 2,560 34.41 82.79 54,250 211,922
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -3,794 20,513 -15.61 82.79 -314,105 1,698,271
2016-02-08 2016-02-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 7,870 24,307 47.88
2016-02-08 2016-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -309 16,437 -1.85 85.47 -26,410 1,404,870
2016-02-03 2016-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -250 16,746 -1.47 83.94 -20,985 1,405,659
2016-02-03 2016-02-01 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 25,535 25,535
2016-02-03 2016-02-01 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,471 16,996 17.01
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -855 1,857 -31.53
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -394 14,525 -2.64 123.09 -48,506 1,787,882
2015-07-13 2015-07-09 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 855 14,919 6.08
2015-02-13 2015-02-12 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
G - Gift -735 14,064 -4.97
2015-02-13 2015-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -14,000 14,799 -48.61 135.58 -1,898,162 2,006,493
2015-02-10 2015-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -398 28,799 -1.36 134.79 -53,646 3,881,817
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 532 2,712 24.40 134.79 71,700 365,571
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -4,589 29,197 -13.58 134.79 -618,551 3,935,464
2015-02-10 2015-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 8,428 33,786 33.24
2015-02-06 2015-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -445 25,358 -1.72 131.88 -58,687 3,344,213
2015-02-04 2015-02-02 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 22,809 22,809
2015-02-04 2015-02-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,228 25,803 9.45
2014-09-09 2014-09-05 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -21,913 0 -100.00
2014-09-09 2014-09-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -8,031 23,575 -25.41 124.93 -1,003,337 2,945,295
2014-09-09 2014-09-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -15,882 31,606 -33.44 125.61 -1,994,938 3,970,030
2014-09-09 2014-09-05 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 21,913 47,488 85.68 58.73 1,286,950 2,788,970
2014-02-11 2014-02-11 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -24,107 0 -100.00
2014-02-11 2014-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -10,744 25,575 -29.58 106.39 -1,143,023 2,720,850
2014-02-11 2014-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -17,866 36,319 -32.97 105.90 -1,892,009 3,846,182
2014-02-11 2014-02-11 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 24,107 54,185 80.15 52.86 1,274,296 2,864,219
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (rght to buy)
A - Award 20,581 20,581
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 616 2,139 40.41 107.61 66,250 230,200
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -4,002 30,078 -11.74 107.61 -430,655 3,236,694
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 7,154 34,080 26.57
2014-02-11 2014-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,462 26,926 10.06
2014-02-10 2014-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -507 18,018 -2.74 105.64 -53,559 1,903,422
2014-02-10 2012-07-02 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -3,901 0 -100.00
2014-02-10 2012-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,487 24,464 -5.73 51.99 -77,309 1,271,883
2014-02-10 2012-07-02 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 3,901 25,951 17.69 51.99 202,813 1,349,192
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -4,612 0 -100.00
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,903 22,050 -7.94 57.68 -109,765 1,271,844
2014-02-10 2011-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 4,682 23,953 24.30 57.68 270,058 1,381,609
2014-02-10 2010-06-30 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
M - Exercise -2,115 0 -100.00
2014-02-10 2010-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -792 19,341 -3.93 36.13 -28,615 698,790
2014-02-10 2010-06-30 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 2,115 20,133 11.74 36.13 76,415 727,405
2014-02-06 2014-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -444 18,525 -2.34 103.54 -45,972 1,918,078
2013-09-17 2013-09-13 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -20,778 0 -100.00
2013-09-17 2013-09-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -3,164 18,969 -14.30 90.73 -287,073 1,721,078
2013-09-17 2013-09-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -14,449 22,133 -39.50 90.39 -1,306,045 2,000,602
2013-09-17 2013-09-13 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 20,778 36,582 131.47 37.23 773,565 1,361,948
2013-05-10 2013-05-08 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -20,735 0 -100.00
2013-05-10 2013-05-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -7,339 15,804 -31.71 76.90 -564,400 1,215,394
2013-05-10 2013-05-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -16,057 23,143 -40.96 77.35 -1,242,009 1,790,111
2013-05-10 2013-05-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 20,735 39,200 112.29 43.66 905,186 1,711,276
2013-02-12 2013-02-08 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 676 12,126 5.91 66.49 44,975 806,232
2013-02-12 2013-02-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -1,360 18,465 -6.86 66.49 -90,426 1,227,738
2013-02-08 2013-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -545 19,825 -2.68 66.13 -36,041 1,311,027
2013-02-08 2013-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -506 20,370 -2.42 66.61 -33,705 1,356,846
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 19,902 19,902
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
M - Exercise -22,605 0 -100.00
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 2,754 20,876 15.20
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -17,595 18,122 -49.26 65.21 -1,147,446 1,181,814
2013-02-06 2013-02-04 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 22,605 35,717 172.40 21.34 482,391 762,201
2012-08-02 2012-07-31 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -45,210 22,605 -66.67
2012-08-02 2012-07-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -48,362 13,112 -78.67 51.89 -2,509,722 680,441
2012-08-02 2012-07-31 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 45,210 61,474 277.98 21.34 964,781 1,311,855
2012-02-23 2012-02-21 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -12,000 16,264 -42.46 56.48 -677,764 918,596
2012-02-14 2012-02-10 4 AMP AMERIPRISE FINANCIAL INC
Phantom Stock
A - Award 791 11,380 7.47 54.19 42,850 616,665
2012-02-10 2012-02-08 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -923 28,264 -3.16 54.62 -50,414 1,543,780
2012-02-08 2012-02-07 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -370 29,187 -1.25 54.92 -20,320 1,602,950
2012-02-08 2012-02-06 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (right to buy)
A - Award 18,930 18,930
2012-02-08 2012-02-06 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
A - Award 3,147 29,557 11.92
2010-11-04 2010-11-03 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -10,000 36,137 -21.67
2010-11-04 2010-11-03 4 AMP AMERIPRISE FINANCIAL INC
Employee Stock Option (Right to Buy)
M - Exercise -25,672 0 -100.00
2010-11-04 2010-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
S - Sale -30,224 19,836 -60.38 52.06 -1,573,328 1,032,575
2010-11-04 2010-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 10,000 50,060 24.96 35.04 350,350 1,753,852
2010-11-04 2010-11-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
M - Exercise 25,672 40,060 178.43 32.87 843,864 1,316,812
2007-01-30 2007-01-26 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -156 4,638 -3.25 58.14 -9,071 269,677
2006-10-05 2006-10-03 4 AMP AMERIPRISE FINANCIAL INC
Common Stock
F - Taxes -378 4,794 -7.31 47.49 -17,951 227,667
2005-08-23 3 AMP AMERIPRISE FINANCIAL INC
Common Stock
0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)