S&W種子公司
US ˙ OTCPK

簡介

本頁面提供了有關 Wickersham Grover T. 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Wickersham Grover T.已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:SANW / S&W Seed Company Director 0
US:SNES / SenesTech, Inc. Director 0
Chairman, CEO and President, Director, 10% Owner 157,037
如何解讀這些圖表

以下圖表顯示了在Wickersham Grover T.進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

SANW / S&W Seed Company內部人士買入 - 短期收益分析

在這一部分，我們分析了在 SANW / S&W Seed Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2015-03-16 SANW WICKERSHAM GROVER T. 50,000 4.4100 2,632 83.7900 220,500 184 5.2700 -206,635 -93.71
2015-02-23 SANW WICKERSHAM GROVER T. 12,000 4.9000 632 93.1000 58,800
2014-03-21 SANW WICKERSHAM GROVER T. 150,000 6.8700 7,895 130.5300 1,030,500
2014-03-06 SANW WICKERSHAM GROVER T. 35,000 6.6300 1,842 125.9700 232,050
2014-03-04 SANW WICKERSHAM GROVER T. 75,000 6.5800 3,947 125.0200 493,500
2014-01-17 SANW WICKERSHAM GROVER T. 100,000 5.6000 5,263 106.4000 560,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SANW / S&W Seed Company Insider Trades
SANW / S&W Seed Company內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 SANW / S&W Seed Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2016-11-23 SANW WICKERSHAM GROVER T. 10,800 4.7246 568 89.7674 51,026 355 2.925 -49,364 -96.74
2016-11-22 SANW WICKERSHAM GROVER T. 23,597 4.8697 1,242 92.5243 114,910
2015-03-16 SANW WICKERSHAM GROVER T. 50,000 4.4100 2,632 83.7900 220,500

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SANW / S&W Seed Company Insider Trades
歷史內部人交易

該表格顯示了由 Wickersham Grover T. 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2019-01-14 2019-01-10 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -6,801 0 -100.00
2019-01-14 2019-01-10 4 SANW S&W Seed Co
Common Stock 		M - Exercise 6,801 223,278 3.14
2018-12-31 2018-05-19 4/A SNES SenesTech, Inc.
Restricted Stock Units 		M - Exercise -3,577 0 -100.00
2018-12-31 2018-05-19 4/A SNES SenesTech, Inc.
Common Stock 		M - Exercise 3,577 290,263 1.25
2018-11-26 2018-11-23 4 EAST Eastside Distilling, Inc.
Common Stock 		P - Purchase 2,000 157,037 1.29 6.33 12,659 993,966
2018-11-26 2018-11-21 4 EAST Eastside Distilling, Inc.
Common Stock 		P - Purchase 8,000 155,037 5.44 6.36 50,841 985,276
2018-10-17 2018-10-15 4 EAST Eastside Distilling, Inc.
Employee Stock Options (right to buy) 		A - Award 40,000 40,000
2018-09-13 2018-09-13 4 EAST Eastside Distilling, Inc.
Common Stock 		S - Sale -50,000 45,856 -52.16 7.75 -387,500 355,384
2018-08-24 2018-08-22 4 EAST Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise -14,098 0 -100.00
2018-08-24 2018-08-22 4 EAST Eastside Distilling, Inc.
Restricted Stock Units 		A - Award 14,098 14,098
2018-08-24 2018-08-22 4 EAST Eastside Distilling, Inc.
Common Stock 		F - Taxes -5,598 147,037 -3.67 7.35 -41,145 1,080,722
2018-08-24 2018-08-22 4 EAST Eastside Distilling, Inc.
Common Stock 		M - Exercise 14,098 152,635 10.18
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -11,111 0 -100.00
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -37,975 0 -100.00
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -22,222 0 -100.00
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -22,222 0 -100.00
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -17,930 0 -100.00
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock 		X - Other 11,111 95,856 13.11 5.40 59,999 517,622
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock 		X - Other 37,975 238,727 18.92 5.40 205,065 1,289,126
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock 		X - Other 22,222 200,752 12.45 5.40 119,999 1,084,061
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock 		X - Other 22,222 200,752 12.45 5.40 119,999 1,084,061
2018-08-13 2018-08-09 4 EAST Eastside Distilling, Inc.
Common Stock 		X - Other 17,930 60,370 42.25 5.40 96,822 325,998
2018-06-21 2018-06-19 4 SNES SenesTech, Inc.
Stock Option (right to buy) 		A - Award 15,683 15,683
2018-06-21 2018-06-19 4 SNES SenesTech, Inc.
Restricted Stock Units 		A - Award 6,593 6,593
2018-06-14 2018-06-12 4 SNES SenesTech, Inc.
Restricted Stock Units 		M - Exercise -3,577 0 -100.00
2018-06-14 2018-06-12 4 SNES SenesTech, Inc.
Common Stock 		M - Exercise 3,577 290,263 1.25
2018-04-18 2018-04-17 4 EAST Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise -5,000 0 -100.00
2018-04-18 2018-04-17 4 EAST Eastside Distilling, Inc.
Restricted Stock Units 		A - Award 5,000 5,000
2018-04-18 2018-04-17 4 EAST Eastside Distilling, Inc.
Common Stock 		F - Taxes -1,500 116,315 -1.27 7.19 -10,785 836,305
2018-04-18 2018-04-17 4 EAST Eastside Distilling, Inc.
Common Stock 		M - Exercise 5,000 117,815 4.43
2018-04-03 2018-03-29 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 37,975 60,197 170.89
2018-04-03 2018-03-29 4 EAST Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 17,930 17,930
2018-01-16 2018-01-11 4 EAST Eastside Distilling, Inc.
Employee Stock Options (right to buy) 		A - Award 25,000 25,000
2018-01-16 2018-01-11 4 EAST Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise -5,000 0 -100.00
2018-01-16 2018-01-11 4 EAST Eastside Distilling, Inc.
Restricted Stock Units 		A - Award 5,000 5,000
2018-01-16 2018-01-11 4 EAST Eastside Distilling, Inc.
Common Stock 		F - Taxes -1,500 112,815 -1.31 3.99 -5,985 450,132
2018-01-16 2018-01-11 4 EAST Eastside Distilling, Inc.
Common Stock 		M - Exercise 5,000 114,315 4.57
2018-01-12 2018-01-10 4 SANW S&W Seed Co
Restricted Stock Units 		A - Award 6,801 6,801
2018-01-12 2018-01-10 4 SANW S&W Seed Co
Stock Option (right to buy) 		A - Award 6,801 6,801
2018-01-10 2018-01-08 4 EAST Eastside Distilling, Inc.
Employee Stock Options (right to buy) 		A - Award 50,000 50,000
2017-12-26 2017-12-22 4 SANW S&W Seed Co
Common Stock 		J - Other 50,000 216,477 30.03 3.65 182,500 790,141
2017-12-22 2017-12-20 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -5,763 0 -100.00
2017-12-22 2017-12-20 4 SANW S&W Seed Co
Common Stock 		M - Exercise 5,763 166,477 3.59
2017-12-20 2017-12-19 4 SNES SenesTech, Inc.
Restricted Stock Units 		M - Exercise -3,086 0 -100.00
2017-12-20 2017-12-19 4 SNES SenesTech, Inc.
Common Stock 		M - Exercise 3,086 286,686 1.09
2017-12-20 2017-12-18 4 SNES SenesTech, Inc.
Common Stock 		A - Award 35,000 283,600 14.08 0.67 23,450 190,012
2017-12-18 2017-12-14 4 ESDI Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise -10,000 0 -100.00
2017-12-18 2017-12-14 4 ESDI Eastside Distilling, Inc.
Restricted Stock Units 		A - Award 10,000 10,000
2017-12-18 2017-12-14 4 ESDI Eastside Distilling, Inc.
Common Stock 		F - Taxes -3,000 109,315 -2.67 4.33 -12,990 473,334
2017-12-18 2017-12-14 4 ESDI Eastside Distilling, Inc.
Common Stock 		M - Exercise 10,000 112,315 9.77
2017-10-03 2017-10-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,226 0 -100.00
2017-10-03 2017-10-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,226 160,714 2.70
2017-09-19 2017-09-17 4 ESDI Eastside Distilling, Inc.
Employee Stock Option (right to buy) 		A - Award 20,000 20,000
2017-09-19 2017-09-17 4 ESDI Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise -7,500 0 -100.00
2017-09-19 2017-09-17 4 ESDI Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise 7,500 7,500
2017-09-19 2017-09-17 4 ESDI Eastside Distilling, Inc.
Common Stock 		F - Taxes -2,299 102,315 -2.20 3.78 -8,690 386,751
2017-09-19 2017-09-17 4 ESDI Eastside Distilling, Inc.
Common Stock 		M - Exercise 7,500 104,614 7.72
2017-08-16 2017-08-16 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 2,000 178,530 1.13 3.98 7,960 710,549
2017-08-16 2017-08-15 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 5,000 176,530 2.91 3.85 19,272 680,417
2017-08-14 2017-08-10 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 11,111 11,111 0.01 111 111
2017-08-14 2017-08-10 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 22,222 22,222 0.01 222 222
2017-08-14 2017-08-10 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 22,222 22,222 0.01 222 222
2017-08-14 2017-08-10 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 11,111 87,744 14.50 4.49 49,888 393,971
2017-08-14 2017-08-10 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 22,222 171,530 14.88 4.49 99,777 770,170
2017-08-14 2017-08-10 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 22,222 171,530 14.88 4.49 99,777 770,170
2017-07-27 2017-07-26 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 10,000 248,600 4.19 3.04 30,442 756,788
2017-07-26 2017-07-25 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 2,500 53,500 4.90 2.81 7,025 150,335
2017-07-26 2017-07-25 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 12,500 238,600 5.53 2.86 35,750 682,396
2017-07-05 2017-07-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 4,226 -49.98
2017-07-05 2017-07-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 156,488 2.77
2017-06-06 2017-06-02 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 45,565 45,565
2017-06-06 2017-06-02 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 45,565 224,670 25.44 1.30 59,234 292,071
2017-05-24 2017-05-19 4 SNES SenesTech, Inc.
Stock Option (right to buy) 		A - Award 20,000 20,000
2017-05-24 2017-05-19 4 SNES SenesTech, Inc.
Restricted Stock Units 		A - Award 3,577 3,577
2017-04-07 2017-04-05 4 ESDI Eastside Distilling, Inc.
Employee Stock Option (right to buy) 		A - Award 100,000 100,000
2017-04-07 2017-04-05 4 ESDI Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise -100,000 0 -100.00
2017-04-07 2017-04-05 4 ESDI Eastside Distilling, Inc.
Restricted Stock Units 		M - Exercise 100,000 100,000
2017-04-07 2017-04-05 4 ESDI Eastside Distilling, Inc.
Common Stock 		F - Taxes -30,650 179,105 -14.61 1.60 -49,040 286,568
2017-04-07 2017-04-05 4 ESDI Eastside Distilling, Inc.
Common Stock 		M - Exercise 100,000 209,755 91.11
2017-04-04 2017-04-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 8,448 -33.32
2017-04-04 2017-04-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 152,266 2.85
2017-02-14 2016-12-29 5 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		J - Other -40,384 25,963 -60.87
2017-01-31 2017-01-27 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 1,600 226,100 0.71 7.45 11,913 1,683,450
2017-01-26 2017-01-24 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 1,000 51,000 2.00 7.42 7,415 378,180
2017-01-04 2017-01-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 12,670 -24.99
2017-01-04 2017-01-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 148,044 2.94
2017-01-03 2016-12-29 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		J - Other -25,000 94,231 -20.97
2017-01-03 2016-12-29 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -33,653 0 -100.00
2017-01-03 2016-12-29 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy)k 		J - Other 33,653 33,653
2017-01-03 2016-12-29 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		J - Other -33,653 66,347 -33.65
2017-01-03 2016-12-29 4 ESDI Eastside Distilling, Inc.
Common Stock 		X - Other 33,653 127,320 35.93 1.30 43,749 165,516
2016-12-23 2016-12-21 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -130,769 119,231 -52.31
2016-12-23 2016-12-21 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -37,500 0 -100.00
2016-12-23 2016-12-21 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		X - Other -25,000 0 -100.00
2016-12-23 2016-12-21 4 ESDI Eastside Distilling, Inc.
Common Stock 		X - Other 130,769 447,924 41.23 1.30 170,000 582,301
2016-12-23 2016-12-21 4 ESDI Eastside Distilling, Inc.
Common Stock 		X - Other 62,500 93,667 200.53 1.30 81,250 121,767
2016-12-22 2016-12-20 4 SANW S&W Seed Co
Restricted Stock Units 		A - Award 5,763 5,763
2016-12-22 2016-12-20 4 SANW S&W Seed Co
Stock Option (right to buy) 		A - Award 5,763 5,763
2016-12-21 2016-12-19 4 SNES SenesTech, Inc.
Stock Option (right to buy) 		A - Award 20,000 20,000
2016-12-21 2016-12-19 4 SNES SenesTech, Inc.
Restricted Stock Units 		A - Award 3,086 3,086
2016-12-15 2016-12-13 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 5,000 7,000 250.00 8.00 40,000 56,000
2016-12-15 2016-12-13 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 5,000 7,000 250.00 8.00 40,000 56,000
2016-12-15 2016-12-13 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 32,500 392,500 9.03 8.00 260,000 3,140,000
2016-12-15 2016-12-13 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 10,000 33,000 43.48 8.00 80,000 264,000
2016-12-15 2016-12-13 4 SNES SenesTech, Inc.
Common Stock 		P - Purchase 10,000 33,000 43.48 8.00 80,000 264,000
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		864,000
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		672,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		694,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		823,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		835,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		654,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		651,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		864,000
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		672,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		694,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		823,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		835,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		654,500
2016-12-07 3 SNES SenesTech, Inc.
Common Stock 		651,500
2016-11-25 2016-11-23 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 37,500 37,500
2016-11-25 2016-11-23 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 12,500 31,167 66.96 0.60 7,500 18,700
2016-11-25 2016-11-23 4 SANW S&W Seed Co
Common Stock 		S - Sale -10,800 0 -100.00 4.72 -51,026
2016-11-25 2016-11-22 4 SANW S&W Seed Co
Common Stock 		S - Sale -23,597 10,800 -68.60 4.87 -114,910 52,593
2016-10-25 2016-10-21 4 SANW S&W Seed Co
Stock options (right to buy) 		M - Exercise -25,000 0 -100.00
2016-10-25 2016-10-21 4 SANW S&W Seed Co
Common Stock 		F - Taxes -19,811 211,285 -8.57 5.30 -104,998 1,119,810
2016-10-25 2016-10-21 4 SANW S&W Seed Co
Common Stock 		M - Exercise 25,000 231,096 12.13 4.20 105,000 970,603
2016-10-20 2016-10-18 4 SANW S&W Seed Co
Stock options (right to buy) 		M - Exercise -25,000 25,000 -50.00
2016-10-20 2016-10-18 4 SANW S&W Seed Co
Common Stock 		F - Taxes -20,388 206,096 -9.00 5.15 -104,998 1,061,394
2016-10-20 2016-10-18 4 SANW S&W Seed Co
Common Stock 		M - Exercise 25,000 226,484 12.41 4.20 105,000 951,233
2016-10-18 2016-10-13 4 ESDI Eastside Distilling, Inc.
Non-Qualified Option (right to buy) 		A - Award 700,000 700,000
2016-10-04 2016-10-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 16,892 -20.00
2016-10-04 2016-10-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 201,484 2.14
2016-09-19 2016-09-15 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 500,000 6,343,099 8.56 0.03 15,000 190,293
2016-07-12 2016-07-11 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 1,200,000 1,200,000
2016-07-12 2016-07-06 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 54,845 373,328 17.22 0.10 5,506 37,482
2016-07-12 2016-07-05 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 129,416 318,483 68.45 0.10 13,472 33,154
2016-07-12 2016-07-01 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 79,067 189,067 71.88 0.11 8,318 19,890
2016-07-12 2016-06-30 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 500,000 500,000
2016-07-12 2016-06-30 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 500,000 500,000
2016-07-12 2016-06-30 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 60,000 110,000 120.00 0.10 6,150 11,275
2016-07-12 2016-06-29 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 50,000 50,000 0.10 5,100 5,100
2016-07-12 2016-06-22 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 2,000,000 2,000,000
2016-07-12 2016-06-22 4 ESDI Eastside Distilling, Inc.
Common Stock Purchase Warrants (right to buy) 		P - Purchase 4,000,000 4,000,000
2016-07-12 2016-06-22 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 2,000,000 2,195,088 1,025.18 0.05 100,000 109,754
2016-07-12 2016-06-22 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 4,000,000 4,438,000 913.24 0.05 200,000 221,900
2016-07-12 2016-06-14 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 95,000 438,000 27.70 0.05 4,959 22,864
2016-07-12 2016-06-13 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 43,000 343,000 14.33 0.05 2,150 17,150
2016-07-12 2016-06-10 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 300,000 300,000 0.05 15,120 15,120
2016-07-12 2016-06-10 4 ESDI Eastside Distilling, Inc.
Common Stock 		P - Purchase 150,000 5,843,099 2.63 0.05 8,115 316,112
2016-07-12 3 ESDI Eastside Distilling, Inc.
Common Stock 		6,083,275
2016-07-12 3 ESDI Eastside Distilling, Inc.
Common Stock 		11,581,286
2016-07-12 3 ESDI Eastside Distilling, Inc.
Common Stock 		6,083,275
2016-07-12 3 ESDI Eastside Distilling, Inc.
Common Stock 		11,581,286
2016-07-06 2016-07-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise 4,222 21,114 24.99
2016-07-06 2016-07-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 197,262 2.19
2016-04-05 2016-04-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 25,336 -14.28
2016-04-05 2016-04-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 193,040 2.24
2016-03-02 2016-02-29 4 SANW S&W Seed Co
Subscription Rights (right to buy) 		X - Other -50,000 0 -100.00
2016-03-02 2016-02-29 4 SANW S&W Seed Co
Subscription Rights (right to buy) 		X - Other -10,000 0 -100.00
2016-03-02 2016-02-29 4 SANW S&W Seed Co
Common Stock 		X - Other 50,000 472,000 11.85 4.15 207,500 1,958,800
2016-03-02 2016-02-29 4 SANW S&W Seed Co
Common Stock 		X - Other 10,000 34,397 40.99 4.15 41,500 142,748
2016-01-05 2016-01-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 29,758 -12.42
2016-01-05 2016-01-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 189,040 2.28
2015-12-15 2015-12-11 4 SANW S&W Seed Co
Stock Options (right to buy) 		A - Award 10,000 10,000
2015-10-05 2015-10-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 38,002 -10.00
2015-10-05 2015-10-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 184,818 2.34
2015-07-06 2015-07-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 38,002 -10.00
2015-07-06 2015-07-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 180,596 2.39
2015-05-06 2015-05-04 4 SANW S&W Seed Co
Class B Warrants (right to buy) 		E - Other -1,500 0 -100.00
2015-04-03 2015-04-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 42,224 -9.09
2015-04-03 2015-04-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 176,347 2.45
2015-03-18 2015-03-16 4 SANW S&W Seed Co
Common Stock 		P - Purchase 50,000 422,000 13.44 4.41 220,500 1,861,020
2015-03-18 2015-03-16 4 SANW S&W Seed Co
Common Stock 		S - Sale -50,000 172,125 -22.51 4.41 -220,500 759,071
2015-03-18 2015-03-09 4/A SANW S&W Seed Co
Common Stock 		M - Exercise -50,000 0 -100.00
2015-03-18 2015-03-09 4/A SANW S&W Seed Co
Common Stock 		M - Exercise 50,000 222,125 29.05 4.00 200,000 888,500
2015-03-11 2015-03-09 4 SANW S&W Seed Co
Stock Option (right to buy) 		M - Exercise -50,000 0 -100.00
2015-03-11 2015-03-09 4 SANW S&W Seed Co
Common Stock 		M - Exercise 50,000 222,105 29.05 4.00 200,000 888,420
2015-02-24 2015-02-23 4 SANW S&W Seed Co
Common Stock 		P - Purchase 12,000 372,000 3.33 4.90 58,800 1,822,800
2015-01-06 2015-01-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 46,446 -8.33
2015-01-06 2015-01-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 104,662 4.20
2014-12-16 2014-12-09 4/A SANW S&W Seed Co
Common Stock Option (Right to Buy) 		A - Award 7,000 7,000
2014-12-11 2014-12-09 4 SANW S&W Seed Co
Common Stock Option (Right to Buy) 		A - Award 7,000 7,000
2014-10-03 2014-10-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 50,668 -7.69
2014-10-03 2014-10-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 100,440 4.39
2014-07-03 2014-07-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 54,890 -7.14
2014-07-03 2014-07-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 96,218 4.59
2014-04-02 2014-04-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 59,112 -6.67
2014-04-02 2014-04-01 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		M - Exercise 4,222 91,996 4.81
2014-03-21 2014-03-21 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		P - Purchase 150,000 360,000 71.43 6.87 1,030,500 2,473,200
2014-03-10 2014-03-06 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		P - Purchase 35,000 210,000 20.00 6.63 232,050 1,392,300
2014-03-06 2014-03-04 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		P - Purchase 50,000 150,000 50.00 6.58 329,000 987,000
2014-03-06 2014-03-04 4/A SANW S&W Seed Co
Common Stock, $0.001 par value 		P - Purchase 75,000 175,000 75.00 6.58 493,500 1,151,500
2014-02-04 2014-01-31 4 SANW S&W Seed Co
Common Stock Option (Right to Buy) 		A - Award 7,000 7,000
2014-01-21 2014-01-17 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		P - Purchase 100,000 100,000 5.60 560,000 560,000
2014-01-02 2014-01-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 63,334 -6.25
2014-01-02 2014-01-01 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		M - Exercise 4,222 87,774 5.05
2013-10-21 2013-10-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -4,222 67,556 -5.88
2013-10-21 2013-10-01 4 SANW S&W Seed Co
Common Stock 		M - Exercise 4,222 83,552 5.32
2013-07-03 2013-07-01 4 SANW S&W Seed Co
Restricted Stock Units 		M - Exercise -8,222 71,778 -10.28
2013-07-03 2013-07-01 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		M - Exercise 8,222 79,330 11.56
2013-04-16 2013-04-12 4 SANW S&W Seed Co
Class A Warrants (right to buy) 		X - Other -1,500 0 -100.00
2013-04-16 2013-04-12 4 SANW S&W Seed Co
Common Stock 		X - Other 1,500 24,397 6.55 7.15 10,725 174,439
2013-03-19 2013-03-16 4 SANW S&W Seed Co
Restricted Stock Units 		A - Award 80,000 80,000
2012-12-28 2012-12-27 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		J - Other 10,800 22,897 89.28
2012-12-28 2012-12-27 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		J - Other 13,550 23,723 133.20
2012-12-28 2012-12-27 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		J - Other 29,150 51,022 133.28
2012-12-28 2012-12-27 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		J - Other 29,200 71,108 69.68
2012-12-28 2012-12-27 4 SANW S&W Seed Co
Common Stock, $0.001 par value 		J - Other 38,500 67,463 132.93
2012-12-11 2012-12-08 4 SANW S&W Seed Co
Stock Option (right to buy) 		A - Award 12,500 12,500
2012-05-08 2012-05-07 4 SANW S&W Seed Co
Common Stock 		A - Award 20,000 74,210 36.89
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）