簡介
本頁面提供了有關 Fargo & Company/mn Wells 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。
平均交易盈利能力
「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。
如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。
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報告內部持倉的公司
SEC文件顯示Fargo & Company/mn Wells已報告在以下公司擁有持倉或進行了交易:
如何解讀這些圖表
以下圖表顯示了在Fargo & Company/mn Wells進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。
最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。
然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。
最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。
AFB / AllianceBernstein National Municipal Income Fund, Inc.內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
AFB / AllianceBernstein National Municipal Income Fund, Inc.內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
BTT / Blackrock Municipal 2030 Target Term Trust內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
BTT / Blackrock Municipal 2030 Target Term Trust內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
DTF / DTF Tax-Free Income 2028 Term Fund Inc.內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
DTF / DTF Tax-Free Income 2028 Term Fund Inc.內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
MQY / BlackRock MuniYield Quality Fund, Inc.內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
MQY / BlackRock MuniYield Quality Fund, Inc.內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
MUC / BlackRock MuniHoldings California Quality Fund, Inc.內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
MUC / BlackRock MuniHoldings California Quality Fund, Inc.內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NAC / Nuveen California Quality Municipal Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NAC / Nuveen California Quality Municipal Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NAD / Nuveen Quality Municipal Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NAD / Nuveen Quality Municipal Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NAZ / Nuveen Arizona Quality Municipal Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NAZ / Nuveen Arizona Quality Municipal Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NEA / Nuveen AMT-Free Quality Municipal Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NEA / Nuveen AMT-Free Quality Municipal Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NMT / Nuveen Massachusetts Quality Municipal Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NMT / Nuveen Massachusetts Quality Municipal Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NMZ / Nuveen Municipal High Income Opportunity Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NMZ / Nuveen Municipal High Income Opportunity Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NVG / Nuveen AMT-Free Municipal Credit Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NVG / Nuveen AMT-Free Municipal Credit Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
NZF / Nuveen Municipal Credit Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
NZF / Nuveen Municipal Credit Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
PCQ / PIMCO California Municipal Income Fund內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
PCQ / PIMCO California Municipal Income Fund內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
PML / PIMCO Municipal Income Fund II內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
PML / PIMCO Municipal Income Fund II內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
PNI / PIMCO New York Municipal Income Fund II內部人士買入 - 短期收益分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值。
PNI / PIMCO New York Municipal Income Fund II內部人士賣出 - 短期虧損分析
在這一部分,我們分析了在 AFB / AllianceBernstein National Municipal Income Fund, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,
歷史內部人交易
該表格顯示了由 Fargo & Company/mn Wells 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。
| 呈報日期 | 交易日期 | 表格 | 證券代碼 | 證券 | 代碼 | 股份 | 剩餘股份 | % 變化 |
每股 股價 |
交易 金額 |
剩餘 金額 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-29 |
|
4 | NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
Variable Rate Demand Preferred Shares |
J - Other | -2,175 | 0 | -100.00 | ||||
| 2026-04-29 |
|
4 | NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
Variable Rate Demand Preferred Shares |
J - Other | -2,329 | 0 | -100.00 | ||||
| 2026-04-29 |
|
4 | NMZ |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Variable Rate Demand Preferred Shares |
J - Other | 4,504 | 4,504 | |||||
| 2026-03-13 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -500 | 2,988 | -14.33 | ||||
| 2025-10-29 |
|
4 | AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
2018 Variable Rate MuniFund Term Preferred Shares |
J - Other | -3,531 | 0 | -100.00 | ||||
| 2025-08-05 | 3 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Remarketable Variable Rate MuniFund Term Preferred Shares |
499 | ||||||||
| 2025-08-05 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Remarketable Variable Rate MuniFund Term Preferred Shares |
J - Other | -292 | 0 | -100.00 | ||||
| 2025-08-05 |
|
4 | PMF |
PIMCO MUNICIPAL INCOME FUND
Remarketable Variable Rate MuniFund Term Preferred Shares |
J - Other | -204 | 0 | -100.00 | ||||
| 2025-08-05 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Remarketable Variable Rate MuniFund Term Preferred Shares |
J - Other | -239 | 0 | -100.00 | ||||
| 2025-08-05 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Remarketable Variable Rate MuniFund Term Preferred Shares |
J - Other | 443 | 998 | 79.82 | ||||
| 2025-07-30 |
|
4 | NAC |
Nuveen California Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -180 | 2,570 | -6.55 | ||||
| 2024-12-11 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -350 | 3,488 | -9.12 | ||||
| 2024-10-01 |
|
4 | MUC |
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | -5,264 | 0 | -100.00 | ||||
| 2024-10-01 |
|
4 | BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | -1,713 | 0 | -100.00 | ||||
| 2024-08-06 |
|
4 | BTT |
BlackRock Municipal 2030 Target Term Trust
Remarketable Variable Rate Muni Term Preferred Shares |
J - Other | -150 | 0 | -100.00 | ||||
| 2024-07-02 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -500 | 3,838 | -11.53 | ||||
| 2024-06-14 | 3 | PMF |
PIMCO MUNICIPAL INCOME FUND
Remarketable Variable Rate MuniFund Term Preferred Shares |
204 | ||||||||
| 2024-06-14 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Remarketable Variable Rate Munifund Term Preferred Shares |
J - Other | -275 | 292 | -48.50 | ||||
| 2024-06-14 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Remarketable Variable Rate Munifund Term Preferred Shares |
J - Other | -687 | 555 | -55.31 | ||||
| 2024-06-14 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Remarketable Variable Rate Munifund Term Preferred Shares |
J - Other | -343 | 239 | -58.93 | ||||
| 2024-06-07 |
|
4 | MQY |
BLACKROCK MUNIYIELD QUALITY FUND, INC.
Variable Rate Demand Preferred Shares |
J - Other | -4,503 | 0 | -100.00 | ||||
| 2024-05-07 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | 4,338 | 4,338 | |||||
| 2024-05-07 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -4,338 | 4,338 | -50.00 | ||||
| 2024-05-07 |
|
4 | BTT |
BlackRock Municipal 2030 Target Term Trust
Series W-7 Remarketable Variable Rate Muni Term Preferred |
J - Other | 150 | 150 | |||||
| 2024-05-07 |
|
4 | BTT |
BlackRock Municipal 2030 Target Term Trust
Series W-7 Remarketable Variable Rate Muni Term Preferred |
J - Other | -150 | 150 | -50.00 | ||||
| 2024-05-07 |
|
4 | MUC |
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | 5,264 | 5,264 | |||||
| 2024-05-07 |
|
4 | MUC |
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | -5,264 | 5,264 | -50.00 | ||||
| 2024-05-07 |
|
4 | BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | 1,713 | 1,713 | |||||
| 2024-05-07 |
|
4 | BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | -1,713 | 1,713 | -50.00 | ||||
| 2024-05-01 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -420 | 4,338 | -8.83 | ||||
| 2024-03-28 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -550 | 4,758 | -10.36 | ||||
| 2024-02-23 |
|
4 | NAC |
Nuveen California Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -450 | 2,750 | -14.06 | ||||
| 2024-02-15 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -762 | 5,308 | -12.55 | ||||
| 2023-09-25 | 3 | AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
2018 Variable Rate MuniFund Term Preferred Shares |
3,531 | ||||||||
| 2023-09-22 | 3 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Remarketable Variable Rate MuniFund Term Preferred Shares |
582 | ||||||||
| 2023-09-22 | 3 | PML |
PIMCO MUNICIPAL INCOME FUND II
Remarketable Variable Rate MuniFund Term Preferred Shares |
1,242 | ||||||||
| 2023-09-22 | 3 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Remarketable Variable Rate MuniFund Term Preferred Shares |
567 | ||||||||
| 2023-09-13 |
|
4 | NZF |
Nuveen Municipal Credit Income Fund
Series C MuniFund Preferred Shares |
J - Other | 3,360 | 3,360 | |||||
| 2023-06-01 |
|
4 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | -1,400 | 0 | -100.00 | ||||
| 2023-06-01 |
|
4 | MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | -1,290 | 0 | -100.00 | ||||
| 2023-04-12 | 3 | NMZ |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Adjustable Rate MuniFund Term Preferred Shares, Series 2031 |
1,700 | ||||||||
| 2023-03-31 |
|
4 | NKG |
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | -585 | 0 | -100.00 | ||||
| 2022-11-16 |
|
4 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | -200 | 1,400 | -12.50 | ||||
| 2022-11-16 |
|
4 | MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | -160 | 1,290 | -11.03 | ||||
| 2022-10-06 |
|
4 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | -200 | 1,600 | -11.11 | ||||
| 2022-04-13 |
|
4 | MYJ |
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.
Series W-7 Variable Rate Muni Term Preferred Shares |
J - Other | -1,800 | 0 | -100.00 | ||||
| 2022-04-13 |
|
4 | MYC |
BLACKROCK MUNIYIELD CALIFORNIA FUND, INC.
Variable Rate Demand Preferred Shares |
J - Other | -1,059 | 0 | -100.00 | ||||
| 2022-04-13 |
|
4 | MCA |
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC.
Variable Rate Demand Preferred Shares |
J - Other | -1,665 | 0 | -100.00 | ||||
| 2022-04-13 |
|
4 | MUC |
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
Variable Rate Muni Term Preferred Shares |
J - Other | 2,724 | 5,264 | 107.24 | ||||
| 2022-04-08 | 3 | MCA |
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC.
Variable Rate Muni Term Preferred Shares |
1,665 | ||||||||
| 2022-04-08 | 3 | MYC |
BLACKROCK MUNIYIELD CALIFORNIA FUND, INC.
Variable Rate Muni Term Preferred Shares |
1,059 | ||||||||
| 2022-02-02 | 3 | PMFLX |
PIMCO Flexible Municipal Income Fund
Variable Rate MuniFund Term Preferred Shares |
1,000 | ||||||||
| 2021-04-21 |
|
4 | MQY |
BLACKROCK MUNIYIELD QUALITY FUND, INC.
Variable Rate Demand Preferred Shares |
J - Other | 2,737 | 4,503 | 154.98 | ||||
| 2021-04-21 |
|
4 | MHE |
BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST
Variable Rate Demand Preferred Shares |
J - Other | -185 | 0 | -100.00 | ||||
| 2021-04-21 |
|
4 | MZA |
BLACKROCK MUNIYIELD ARIZONA FUND, INC.
Variable Rate Demand Preferred Shares |
J - Other | -373 | 0 | -100.00 | ||||
| 2021-04-21 |
|
4 | MEN |
BLACKROCK MUNIENHANCED FUND, INC.
Variable Rate Demand Preferred Shares |
J - Other | -1,425 | 0 | -100.00 | ||||
| 2021-04-07 | 3 | MQY |
BLACKROCK MUNIYIELD QUALITY FUND, INC.
Variable Rate Demand Preferred Shares |
1,766 | ||||||||
| 2021-02-18 |
|
4 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | 200 | 1,800 | 12.50 | ||||
| 2021-02-18 |
|
4 | MHI |
PIONEER MUNICIPAL HIGH INCOME TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
J - Other | 200 | 1,450 | 16.00 | ||||
| 2021-02-10 |
|
4 | NUM |
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | -1,730 | 0 | -100.00 | ||||
| 2020-11-16 |
|
4 | DTF |
DTF TAX-FREE INCOME INC
Variable Rate MuniFund Term Preferred Shares |
J - Other | -650 | 0 | -100.00 | ||||
| 2020-10-02 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -2,380 | 3,350 | -41.54 | ||||
| 2019-11-20 |
|
4 | NVG |
Nuveen AMT-Free Municipal Credit Income Fund
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | 1,120 | 1,120 | |||||
| 2019-11-20 |
|
4 | NTC |
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | -1,120 | 0 | -100.00 | ||||
| 2019-06-26 | 3 | MYJ |
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.
Variable Rate Demand Preferred Shares |
3,600 | ||||||||
| 2019-06-26 | 3 | MYJ |
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.
Variable Rate Demand Preferred Shares |
3,600 | ||||||||
| 2019-06-26 | 3 | MYJ |
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.
Variable Rate Demand Preferred Shares |
3,600 | ||||||||
| 2019-06-26 | 3 | MYJ |
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.
Variable Rate Demand Preferred Shares |
3,600 | ||||||||
| 2019-06-26 | 3 | MEN |
BLACKROCK MUNIENHANCED FUND, INC.
Variable Rate Demand Preferred Shares |
2,850 | ||||||||
| 2019-06-26 | 3 | MEN |
BLACKROCK MUNIENHANCED FUND, INC.
Variable Rate Demand Preferred Shares |
2,850 | ||||||||
| 2019-06-26 | 3 | MEN |
BLACKROCK MUNIENHANCED FUND, INC.
Variable Rate Demand Preferred Shares |
2,850 | ||||||||
| 2019-06-26 | 3 | MEN |
BLACKROCK MUNIENHANCED FUND, INC.
Variable Rate Demand Preferred Shares |
2,850 | ||||||||
| 2019-06-26 | 3 | MHE |
BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST
Variable Rate Demand Preferred Shares |
370 | ||||||||
| 2019-06-26 | 3 | MHE |
BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST
Variable Rate Demand Preferred Shares |
370 | ||||||||
| 2019-06-26 | 3 | MHE |
BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST
Variable Rate Demand Preferred Shares |
370 | ||||||||
| 2019-06-26 | 3 | MHE |
BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST
Variable Rate Demand Preferred Shares |
370 | ||||||||
| 2019-06-26 | 3 | MZA |
BLACKROCK MUNIYIELD ARIZONA FUND, INC.
Variable Rate Demand Preferred Shares |
746 | ||||||||
| 2019-06-26 | 3 | MZA |
BLACKROCK MUNIYIELD ARIZONA FUND, INC.
Variable Rate Demand Preferred Shares |
746 | ||||||||
| 2019-06-26 | 3 | MZA |
BLACKROCK MUNIYIELD ARIZONA FUND, INC.
Variable Rate Demand Preferred Shares |
746 | ||||||||
| 2019-06-26 | 3 | MZA |
BLACKROCK MUNIYIELD ARIZONA FUND, INC.
Variable Rate Demand Preferred Shares |
746 | ||||||||
| 2019-05-06 |
|
4 | VCF |
Delaware Investments Colorado Municipal Income Fund, Inc.
Variable Rate MuniFund Term Preferred Shares Series 2021 |
J - Other | -300 | 0 | -100.00 | ||||
| 2019-05-06 | 3 | VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2019-05-06 | 3 | VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2019-05-06 | 3 | VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2019-05-06 | 3 | VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2019-05-06 | 3 | VCF |
Delaware Investments Colorado Municipal Income Fund, Inc.
Variable Rate MuniFund Term Preferred Shares |
600 | ||||||||
| 2019-05-06 | 3 | VCF |
Delaware Investments Colorado Municipal Income Fund, Inc.
Variable Rate MuniFund Term Preferred Shares |
600 | ||||||||
| 2019-05-06 | 3 | VCF |
Delaware Investments Colorado Municipal Income Fund, Inc.
Variable Rate MuniFund Term Preferred Shares |
600 | ||||||||
| 2019-05-06 | 3 | VCF |
Delaware Investments Colorado Municipal Income Fund, Inc.
Variable Rate MuniFund Term Preferred Shares |
600 | ||||||||
| 2019-05-06 |
|
4 | VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC
Variable Rate MuniFund Term Preferred Shares Series 2021 |
J - Other | -750 | 0 | -100.00 | ||||
| 2019-04-05 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | -2,000 | 5,730 | -25.87 | ||||
| 2019-04-05 |
|
4 | NVG |
Nuveen AMT-Free Municipal Credit Income Fund
MuniFund Preferred Shares |
J - Other | -2,000 | 2,054 | -49.33 | ||||
| 2019-01-02 |
|
4 | NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -435 | 0 | -100.00 | ||||
| 2018-12-18 |
|
4 | NTC |
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | 1,120 | 1,120 | |||||
| 2018-12-18 |
|
4 | NTC |
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -1,120 | 0 | -100.00 | ||||
| 2018-12-18 |
|
4 | NKG |
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | 585 | 585 | |||||
| 2018-12-18 |
|
4 | NKG |
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -585 | 0 | -100.00 | ||||
| 2018-12-18 |
|
4 | NUM |
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | 1,730 | 1,730 | |||||
| 2018-12-18 |
|
4 | NUM |
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -1,730 | 0 | -100.00 | ||||
| 2018-12-18 |
|
4 | NAZ |
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
Adjustable Rate MuniFund Term Preferred Shares |
J - Other | 883 | 883 | |||||
| 2018-12-18 |
|
4 | NAZ |
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -883 | 0 | -100.00 | ||||
| 2018-12-06 |
|
4 | NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -435 | 435 | -50.00 | ||||
| 2018-11-13 | 3 | NZF |
Nuveen Municipal Credit Income Fund
Series 1 Variable Rate Demand Preferred Shares |
5,376 | ||||||||
| 2018-11-13 | 3 | NZF |
Nuveen Municipal Credit Income Fund
Series 1 Variable Rate Demand Preferred Shares |
5,376 | ||||||||
| 2018-11-13 | 3 | NZF |
Nuveen Municipal Credit Income Fund
Series 1 Variable Rate Demand Preferred Shares |
5,376 | ||||||||
| 2018-11-13 | 3 | NZF |
Nuveen Municipal Credit Income Fund
Series 1 Variable Rate Demand Preferred Shares |
5,376 | ||||||||
| 2018-10-24 |
|
4 | NKG |
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -235 | 585 | -28.66 | ||||
| 2018-09-20 |
|
4 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Variable Rate MuniFund Term Preferred Shares |
J - Other | 271 | 271 | |||||
| 2018-09-20 |
|
4 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -469 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -501 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Variable Rate MuniFund Term Preferred Shares |
J - Other | 210 | 210 | |||||
| 2018-09-20 |
|
4 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -201 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -180 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Variable Rate MuniFund Term Preferred Shares |
J - Other | 343 | 343 | |||||
| 2018-09-20 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -331 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -365 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -139 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -37 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -404 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | 293 | 293 | |||||
| 2018-09-20 |
|
4 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
J - Other | -385 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
J - Other | -261 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
J - Other | -432 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Variable Rate MuniFund Term Preferred Shares |
J - Other | 343 | 343 | |||||
| 2018-09-20 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -423 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -149 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -138 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -133 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
J - Other | -238 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Variable Rate MuniFund Term Preferred Shares |
J - Other | 687 | 687 | |||||
| 2018-09-20 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -500 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -535 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -513 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -243 | 0 | -100.00 | ||||
| 2018-09-20 |
|
4 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
J - Other | -332 | 0 | -100.00 | ||||
| 2018-09-12 | 3 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
1,940 | ||||||||
| 2018-09-12 | 3 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
1,940 | ||||||||
| 2018-09-12 | 3 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
1,940 | ||||||||
| 2018-09-12 | 3 | PZC |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
1,940 | ||||||||
| 2018-09-12 | 3 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
2,162 | ||||||||
| 2018-09-12 | 3 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
2,162 | ||||||||
| 2018-09-12 | 3 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
2,162 | ||||||||
| 2018-09-12 | 3 | PMX |
PIMCO MUNICIPAL INCOME FUND III
Auction-Rate Preferred Shares |
2,162 | ||||||||
| 2018-09-12 | 3 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
762 | ||||||||
| 2018-09-12 | 3 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
762 | ||||||||
| 2018-09-12 | 3 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
762 | ||||||||
| 2018-09-12 | 3 | PNI |
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
762 | ||||||||
| 2018-09-12 | 3 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
2,156 | ||||||||
| 2018-09-12 | 3 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
2,156 | ||||||||
| 2018-09-12 | 3 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
2,156 | ||||||||
| 2018-09-12 | 3 | PCQ |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Auction-Rate Preferred Shares |
2,156 | ||||||||
| 2018-09-12 | 3 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
2,552 | ||||||||
| 2018-09-12 | 3 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
2,552 | ||||||||
| 2018-09-12 | 3 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
2,552 | ||||||||
| 2018-09-12 | 3 | PCK |
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
2,552 | ||||||||
| 2018-09-12 | 3 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
4,246 | ||||||||
| 2018-09-12 | 3 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
4,246 | ||||||||
| 2018-09-12 | 3 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
4,246 | ||||||||
| 2018-09-12 | 3 | PML |
PIMCO MUNICIPAL INCOME FUND II
Auction-Rate Preferred Shares |
4,246 | ||||||||
| 2018-09-05 |
|
4 | MZF |
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -600 | 0 | -100.00 | ||||
| 2018-03-30 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | 7,730 | 7,730 | |||||
| 2018-03-30 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Variable Rate MuniFund Term Preferred Shares |
J - Other | -7,730 | 0 | -100.00 | ||||
| 2018-03-13 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Preferred Shares |
J - Other | -1,000 | 7,730 | -11.45 | 100,000.00 | -100,000,000 | 773,000,000 | |
| 2018-02-26 | 3 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
3,200 | ||||||||
| 2018-02-26 | 3 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
3,200 | ||||||||
| 2018-02-26 | 3 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
3,200 | ||||||||
| 2018-02-26 | 3 | MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
3,200 | ||||||||
| 2018-02-16 | 3 | MHI |
PIONEER MUNICIPAL HIGH INCOME TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
2,500 | ||||||||
| 2018-02-16 | 3 | MHI |
PIONEER MUNICIPAL HIGH INCOME TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
2,500 | ||||||||
| 2018-02-16 | 3 | MHI |
PIONEER MUNICIPAL HIGH INCOME TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
2,500 | ||||||||
| 2018-02-16 | 3 | MHI |
PIONEER MUNICIPAL HIGH INCOME TRUST
Variable Rate MuniFund Term Preferred Shares, Series 2021 |
2,500 | ||||||||
| 2018-01-31 |
|
4 | NAC |
Nuveen California Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | 3,200 | 3,200 | |||||
| 2018-01-31 |
|
4 | NAC |
Nuveen California Quality Municipal Income Fund
Variable Rate MuniFund Term Preferred Shares |
J - Other | -1,450 | 0 | -100.00 | ||||
| 2018-01-31 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
MuniFund Preferred Shares |
J - Other | 6,070 | 6,070 | |||||
| 2018-01-31 |
|
4 | NAD |
Nuveen Quality Municipal Income Fund
Variable Rate MuniFund Term Preferred Shares, Series 2018 |
J - Other | -4,070 | 0 | -100.00 | ||||
| 2018-01-31 |
|
4 | NVG |
Nuveen AMT-Free Municipal Credit Income Fund
MuniFund Preferred Shares |
J - Other | 4,054 | 4,054 | |||||
| 2018-01-31 |
|
4 | NVG |
Nuveen AMT-Free Municipal Credit Income Fund
Variable Rate MuniFund Term Preferred Shares, Series 2018 |
J - Other | -2,404 | 0 | -100.00 | ||||
| 2017-11-17 |
|
4 | NAC |
Nuveen California Quality Municipal Income Fund
Variable Rate Demand Preferred Shares |
A - Award | 1,600 | 1,600 | |||||
| 2017-07-14 | 3 | MZF |
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Variable Munifund Term Preferred Shares |
1,200 | ||||||||
| 2017-07-14 | 3 | MZF |
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Variable Munifund Term Preferred Shares |
1,200 | ||||||||
| 2017-07-14 | 3 | MZF |
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND
Variable Munifund Term Preferred Shares |
1,200 | ||||||||
| 2017-03-02 |
|
4 | NMT |
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
Variable Rate Demand Preferred Shares |
J - Other | 740 | 740 | |||||
| 2017-03-02 |
|
4 | NMT |
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -740 | 0 | -100.00 | ||||
| 2016-11-21 |
|
4 | NQP |
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
Variable Rate Demand Preferred Shares |
J - Other | 2,175 | 2,175 | |||||
| 2016-11-21 | 3 | NXJ |
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate Demand Preferred Shares |
4,658 | ||||||||
| 2016-11-21 | 3 | NXJ |
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate Demand Preferred Shares |
4,658 | ||||||||
| 2016-11-21 | 3 | NXJ |
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate Demand Preferred Shares |
4,658 | ||||||||
| 2016-11-03 | 3 | NONE |
GAI Corbin Multi-Strategy Fund, LLC
Shares of Beneficial Ownership |
0 | ||||||||
| 2016-11-03 | 3 | NONE |
GAI Agility Income Fund
Shares of Beneficial Interests |
0 | ||||||||
| 2016-10-21 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Variable Rate Demand Preferred Shares |
J - Other | 1,000 | 8,730 | 12.94 | ||||
| 2016-09-14 |
|
4 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Variable Rate MuniFund Term Preferred Shares |
J - Other | 5,350 | 7,730 | 224.79 | ||||
| 2016-09-02 |
|
4 | NTC |
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | 1,120 | 1,120 | |||||
| 2016-09-02 |
|
4 | NTC |
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -1,060 | 0 | -100.00 | ||||
| 2016-09-02 |
|
4 | NQP |
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | 870 | 870 | |||||
| 2016-09-02 |
|
4 | NQP |
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
J - Other | -480 | 0 | -100.00 | ||||
| 2016-09-02 |
|
4 | NKG |
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2
Variable Rate MuniFund Term Preferred Shares |
J - Other | 820 | 820 | |||||
| 2016-09-02 |
|
4 | NKG |
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2
Variable Rate MuniFund Term Preferred Shares |
J - Other | -750 | 0 | -100.00 | ||||
| 2016-06-15 | 3 | NAC |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
2,900 | ||||||||
| 2016-06-15 | 3 | NAC |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
2,900 | ||||||||
| 2016-06-15 | 3 | NAC |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
2,900 | ||||||||
| 2014-07-03 | 3 | NMT |
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
1,480 | ||||||||
| 2014-07-03 | 3 | NMT |
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
1,480 | ||||||||
| 2014-07-03 | 3 | NMT |
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
1,480 | ||||||||
| 2014-05-29 | 3 | NQP |
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
Variable Rate Munifund Term Preferred Shares |
960 | ||||||||
| 2014-05-29 | 3 | NQP |
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
Variable Rate Munifund Term Preferred Shares |
960 | ||||||||
| 2014-05-29 | 3 | NQP |
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND
Variable Rate Munifund Term Preferred Shares |
960 | ||||||||
| 2014-05-29 | 3 | NKG |
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2014-05-29 | 3 | NKG |
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2014-05-29 | 3 | NKG |
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2
Variable Rate MuniFund Term Preferred Shares |
1,500 | ||||||||
| 2014-02-28 | 3 | NTC |
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
2,120 | ||||||||
| 2014-02-28 | 3 | NTC |
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
2,120 | ||||||||
| 2014-02-28 | 3 | NTC |
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
2,120 | ||||||||
| 2013-12-12 | 3 | NAZ |
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares |
790 | ||||||||
| 2013-12-12 | 3 | NUM |
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND
Variable Rate MuniFund Term Preferred Shares Series 2016 |
1,590 | ||||||||
| 2013-12-12 | 3 | NEA |
NUVEEN AMT-FREE MUNICIPAL INCOME FUND
Variable Rate MuniFund Term Preferred Shares |
1,510 | ||||||||
| 2013-01-31 |
|
4/A | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
J - Other | 1,000,000 | 1,000,000 | |||||
| 2013-01-31 |
|
4/A | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
J - Other | -1,000,000 | 0 | -100.00 | ||||
| 2013-01-31 |
|
4/A | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
J - Other | 5,000,000 | 5,000,000 | |||||
| 2013-01-31 |
|
4/A | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
J - Other | -5,000,000 | 0 | -100.00 | ||||
| 2013-01-31 |
|
4/A | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
J - Other | 2,500,000 | 2,500,000 | |||||
| 2013-01-31 |
|
4/A | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
J - Other | -2,500,000 | 0 | -100.00 | ||||
| 2013-01-30 |
|
4 | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
A - Award | 1,000,000 | 1,000,000 | |||||
| 2013-01-30 |
|
4 | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
D - Sale to Issuer | -1,000,000 | 0 | -100.00 | ||||
| 2013-01-30 |
|
4 | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
A - Award | 5,000,000 | 5,000,000 | |||||
| 2013-01-30 |
|
4 | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
D - Sale to Issuer | -5,000,000 | 0 | -100.00 | ||||
| 2013-01-30 |
|
4 | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
A - Award | 2,500,000 | 2,500,000 | |||||
| 2013-01-30 |
|
4 | QBC |
CUBIC ENERGY INC
Warrant to Purchase Shares of Common Stock |
D - Sale to Issuer | -2,500,000 | 0 | -100.00 | ||||
| 2012-08-28 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -101,995 | 78,405 | -56.54 | 3.40 | -347,171 | 266,875 | |
| 2012-08-23 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -100,000 | 180,400 | -35.66 | 3.30 | -329,860 | 595,067 | |
| 2012-08-23 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -108,900 | 280,400 | -27.97 | 3.35 | -364,869 | 939,480 | |
| 2012-08-23 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -74,700 | 389,300 | -16.10 | 3.14 | -234,244 | 1,220,767 | |
| 2012-08-20 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -62,697 | 464,000 | -11.90 | 2.97 | -186,279 | 1,378,590 | |
| 2012-08-20 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -41,100 | 526,697 | -7.24 | 2.99 | -122,725 | 1,572,717 | |
| 2012-08-16 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -17,200 | 567,797 | -2.94 | 3.07 | -52,837 | 1,744,216 | |
| 2012-08-16 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -19,134 | 584,997 | -3.17 | 3.04 | -58,238 | 1,780,555 | |
| 2012-08-16 |
|
4 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
S - Sale | -77,900 | 604,131 | -11.42 | 3.04 | -236,652 | 1,835,290 | |
| 2012-08-13 | 3 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
5,594,220 | ||||||||
| 2012-08-13 | 3 | NYSE: MPG |
MPG Office Trust, Inc.
Common Stock |
682,031 | ||||||||
| 2012-04-02 | 3 | RST |
ROSETTA STONE INC
Common Stock |
3,334,002 | ||||||||
| 2012-02-07 |
|
5 | RAX |
RACKSPACE HOSTING, INC.
Common Stock |
G - Gift | -3,500,000 | 4,333,952 | -44.68 | ||||
| 2012-02-07 |
|
5 | RAX |
RACKSPACE HOSTING, INC.
Common Stock |
G - Gift | -281,872 | 4,333,952 | -6.11 | ||||
| 2012-02-07 |
|
5 | RAX |
RACKSPACE HOSTING, INC.
Common Stock |
G - Gift | -281,871 | 4,333,952 | -6.11 | ||||
| 2012-02-07 |
|
5 | RAX |
RACKSPACE HOSTING, INC.
Common Stock |
G - Gift | -282,743 | 4,333,952 | -6.12 | ||||
| 2012-02-07 |
|
5 | RAX |
RACKSPACE HOSTING, INC.
Common Stock |
G - Gift | -281,000 | 4,333,952 | -6.09 | ||||
| 2012-02-07 |
|
5 | RAX |
RACKSPACE HOSTING, INC.
Common Stock |
G - Gift | -563,743 | 4,333,952 | -11.51 | ||||
| 2008-02-27 | 3 | [NONE] |
Thirty Eight Hundred Fund LLC
Limited Liability Company Interests |
5 |
