簡介

本頁面提供了有關 Saun Bruce Van 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Saun Bruce Van已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:MCO / Moody's Corporation Director 9,859
US:CFG / Citizens Financial Group, Inc. Chairman and CEO, Director 1,270,132
如何解讀這些圖表

以下圖表顯示了在Saun Bruce Van進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Saun Bruce Van 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-03-17 2026-03-13 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 19 9,859 0.19
2026-03-17 2026-03-13 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 9,840 0.08
2026-03-03 2026-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -79,315 1,270,132 -5.88 60.19 -4,773,970 76,449,245
2026-03-03 2026-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 51,916 1,349,447 4.00
2026-02-26 2026-02-25 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 500 9,832 5.36
2026-02-13 2026-02-11 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 89,433 1,297,531 7.40
2025-12-16 2025-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 10 9,332 0.11 486.74 5,097 4,542,412
2025-12-16 2025-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 9,322 0.06 486.16 2,917 4,531,861
2025-12-11 2025-12-11 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
G - Gift -4,580 1,208,098 -0.38 58.35 -267,243 70,492,518
2025-12-11 2025-12-09 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
G - Gift -3,420 1,212,678 -0.28 55.94 -191,315 67,837,207
2025-09-08 2025-09-05 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 10 9,316 0.11 498.37 5,088 4,642,690
2025-09-08 2025-09-05 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 9,306 0.06 502.22 3,013 4,673,428
2025-06-09 2025-06-06 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 10 9,300 0.11 490.52 5,079 4,561,610
2025-06-09 2025-06-06 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 9,289 0.06 490.78 2,945 4,558,946
2025-03-17 2025-03-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 16 9,283 0.17 445.10 7,027 4,131,946
2025-03-17 2025-03-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 9,267 0.08 442.55 3,098 4,101,287
2025-03-04 2025-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -70,708 1,216,098 -5.49 45.77 -3,236,305 55,660,805
2025-03-04 2025-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 62,264 1,286,806 5.08
2025-02-24 2025-02-21 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 435 9,260 4.93 505.31 219,810 4,679,372
2025-02-13 2025-02-12 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 76,720 1,224,542 6.68
2024-12-17 2024-12-13 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 8,825 0.06 496.04 2,480 4,377,750
2024-12-17 2024-12-13 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 8,820 0.09 491.67 4,095 4,336,725
2024-10-25 2024-10-24 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
G - Gift -8,035 1,147,822 -0.70
2024-09-10 2024-09-06 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 9 8,812 0.10 480.40 4,087 4,233,318
2024-09-10 2024-09-06 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 8,804 0.07 484.55 2,907 4,265,766
2024-06-11 2024-06-07 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 10 8,798 0.11 404.47 4,079 3,558,350
2024-06-11 2024-06-07 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 8,787 0.08 403.57 2,825 3,546,362
2024-03-18 2024-03-15 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 16 8,780 0.19 382.31 6,245 3,356,865
2024-03-18 2024-03-15 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 8,764 0.08 378.72 2,651 3,319,156
2024-03-04 2024-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -79,293 1,155,857 -6.42 31.39 -2,489,007 36,282,351
2024-03-04 2024-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 72,927 1,235,150 6.27
2024-02-22 2024-02-21 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 561 8,757 6.84 374.40 210,038 3,278,674
2024-02-15 2024-02-14 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 103,712 1,162,223 9.80
2023-12-18 2023-12-15 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 8,196 0.10 389.88 3,197 3,195,512
2023-12-18 2023-12-15 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 8,188 0.07 391.62 2,350 3,206,561
2023-09-11 2023-09-08 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 9 8,182 0.11 341.21 3,191 2,791,760
2023-09-11 2023-09-08 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 8,173 0.09 342.50 2,398 2,799,112
2023-06-12 2023-06-09 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 9 8,166 0.12 335.45 3,183 2,739,147
2023-06-12 2023-06-09 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 8,156 0.09 333.87 2,337 2,723,077
2023-05-16 2023-05-13 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -29,015 1,058,511 -2.67 24.80 -719,572 26,251,073
2023-03-21 2023-03-17 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 16 8,149 0.20 295.41 4,837 2,407,325
2023-03-21 2023-03-17 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 8,133 0.10 299.39 2,395 2,434,856
2023-03-03 2023-03-02 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -73,952 1,087,526 -6.37 41.61 -3,077,143 45,251,957
2023-03-03 2023-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -15,784 1,161,478 -1.34 41.76 -659,140 48,503,321
2023-03-03 2023-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 62,262 1,177,262 5.58
2023-02-17 2023-02-15 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 184,586 1,115,000 19.84
2023-02-08 2023-02-07 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 621 8,125 8.28 314.22 195,131 2,552,951
2022-12-15 2022-12-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 7,504 0.11 300.07 2,458 2,251,642
2022-12-15 2022-12-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 7,496 0.09 300.20 2,101 2,250,159
2022-09-12 2022-09-09 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 7,489 0.11 298.53 2,452 2,235,551
2022-09-12 2022-09-09 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 7,480 0.09 298.01 2,086 2,229,210
2022-06-13 2022-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 9 7,473 0.12 273.76 2,446 2,045,896
2022-06-13 2022-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 7,464 0.11 273.53 2,188 2,041,732
2022-03-21 2022-03-18 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 1
2022-03-21 2022-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 12 7,456 0.16 326.79 3,968 2,436,671
2022-03-21 2022-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 7,444 0.09 326.09 2,283 2,427,493
2022-03-03 2022-03-02 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -8,685 930,414 -0.92 48.56 -421,744 45,180,904
2022-03-03 2022-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -53,853 939,099 -5.42 52.42 -2,822,974 49,227,570
2022-03-03 2022-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 50,262 992,952 5.33
2022-02-28 2022-02-25 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 78,022 942,690 9.02
2022-02-18 2022-02-17 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 598 7,437 8.74 325.99 194,942 2,424,466
2021-12-16 2021-12-14 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 5 28.28
2021-12-16 2021-12-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 4 6,839 0.07 393.40 1,753 2,690,557
2021-12-16 2021-12-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,835 0.07 396.51 1,983 2,710,060
2021-09-13 2021-09-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 4 40.78
2021-09-13 2021-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,830 0.07 383.42 1,751 2,618,676
2021-09-13 2021-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,825 0.07 381.85 1,909 2,606,209
2021-06-11 2021-06-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 3 85.71
2021-06-11 2021-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,820 0.08 338.28 1,747 2,307,143
2021-06-11 2021-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,815 0.07 336.76 1,684 2,295,038
2021-03-19 2021-03-18 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 1
2021-03-19 2021-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 12 6,810 0.18 289.39 3,453 1,970,762
2021-03-19 2021-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 6,798 0.09 287.23 1,723 1,952,625
2021-03-03 2021-03-02 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -8,679 514,668 -1.66 44.30 -384,480 22,799,792
2021-03-03 2021-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -63,908 523,347 -10.88 43.44 -2,776,164 22,734,194
2021-03-03 2021-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 42,680 587,255 7.84
2021-02-23 2021-02-22 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 650 6,792 10.58 276.84 179,946 1,880,331
2021-02-12 2021-02-10 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 102,648 544,575 23.23
2020-12-16 2020-12-14 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 6 28.36
2020-12-16 2020-12-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 4 6,142 0.07 277.55 1,209 1,704,746
2020-12-16 2020-12-14 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,138 0.08 279.06 1,395 1,712,805
2020-09-11 2020-09-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 5 37.78
2020-09-11 2020-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 4 6,133 0.07 286.39 1,207 1,756,363
2020-09-11 2020-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,129 0.08 286.88 1,434 1,758,159
2020-06-11 2020-06-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 1 3 63.81
2020-06-11 2020-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 4 6,124 0.07 277.27 1,205 1,697,877
2020-06-11 2020-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 6,119 0.08 274.99 1,375 1,682,721
2020-03-20 2020-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 14 6,111 0.23 176.29 2,497 1,077,358
2020-03-20 2020-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 6,097 0.13 167.41 1,339 1,020,719
2020-03-20 2019-12-12 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 2 2
2020-03-03 2020-03-02 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 51,098 876,213 6.19
2020-03-03 2020-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -84,286 791,927 -9.62 31.69 -2,671,023 25,096,167
2020-02-21 2020-02-20 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 642 6,089 11.79 280.42 180,030 1,707,510
2020-02-13 2020-02-12 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 127,170 825,115 18.22
2019-12-13 2019-12-12 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 2 7 43.22
2019-12-13 2019-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 2 5,447 0.04 234.52 547 1,277,458
2019-12-13 2019-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 5,445 0.11 233.98 1,404 1,273,971
2019-09-12 2019-09-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 2 5 90.27
2019-09-12 2019-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 3 5,439 0.05 213.16 546 1,159,331
2019-09-12 2019-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 6 5,436 0.11 211.69 1,270 1,150,794
2019-06-12 2019-06-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 3 3
2019-06-12 2019-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 3 5,430 0.05 191.88 545 1,041,951
2019-06-12 2019-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 5,427 0.13 192.54 1,348 1,044,988
2019-05-06 2019-05-03 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -76,893 697,945 -9.92 36.25 -2,787,371 25,300,506
2019-03-19 2019-03-18 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 3 3
2019-03-19 2019-03-18 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 5,417 0.15 177.11 1,417 959,462
2019-03-04 2019-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -82,417 774,838 -9.61 36.94 -3,044,484 28,622,516
2019-03-04 2019-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 44,394 857,255 5.46
2019-02-26 2019-02-25 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 1,037 5,398 23.78
2019-02-15 2019-02-13 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 215,387 812,861 36.05
2018-12-13 2018-12-12 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 3 11 39.55
2018-12-13 2018-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 4,361 0.18 149.45 1,196 651,751
2018-09-11 2018-09-10 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 3 8 49.12
2018-09-11 2018-09-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 4,353 0.18 177.46 1,420 772,483
2018-06-13 2018-06-11 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 3 5 95.33
2018-06-13 2018-06-11 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 4,345 0.18 178.50 1,428 775,582
2018-03-27 2018-03-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -20,536 597,474 -3.32 42.95 -882,021 25,661,508
2018-03-13 2018-03-12 4 MCO MOODYS CORP /DE/
Dividend Equivalent
A - Award 3 3
2018-03-13 2018-03-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 4,337 0.16 170.25 1,192 738,374
2018-03-05 2018-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -11,265 618,010 -1.79 43.49 -489,915 26,877,255
2018-03-05 2018-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 34,518 629,275 5.80
2018-02-20 2018-02-16 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 1,075 4,330 33.03
2017-12-13 2017-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 7 3,255 0.22 153.05 1,071 498,178
2017-09-13 2017-09-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 8 3,248 0.25 135.52 1,084 440,169
2017-06-13 2017-06-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 9 3,240 0.28 116.95 1,053 378,918
2017-03-27 2017-03-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -4,164 594,757 -0.70 34.43 -143,367 20,477,484
2017-03-13 2017-03-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 4 3,231 0.12 112.18 449 362,454
2017-03-08 2017-03-07 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -57,678 598,921 -8.78 38.27 -2,207,337 22,920,707
2017-03-03 2017-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -4,309 656,599 -0.65 37.37 -161,027 24,537,105
2017-03-03 2017-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 33,912 660,908 5.41
2017-02-28 2017-02-27 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 1,517 3,227 88.71
2017-02-17 2017-02-16 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 35,653 626,996 6.03
2016-12-13 2016-12-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 1,710 0.29 98.21 491 167,939
2016-09-12 2016-09-12 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 4 1,705 0.24 106.48 426 181,548
2016-06-13 2016-06-10 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 5 1,701 0.29 99.50 498 169,250
2016-05-09 2016-05-05 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 68,212 591,343 13.04
2016-03-24 2016-03-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -4,017 523,131 -0.76 21.93 -88,093 11,472,263
2016-03-09 2016-03-08 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -66,661 527,148 -11.23 21.53 -1,435,211 11,349,496
2016-03-09 2016-03-07 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -56,278 593,809 -8.66 21.93 -1,234,177 13,022,231
2016-03-02 2016-03-01 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 34,699 650,087 5.64
2016-03-02 2016-03-01 4 MCO MOODYS CORP /DE/
Common Stock
A - Award 1,696 1,696
2016-03-02 3 MCO MOODYS CORP /DE/
Common Stock
0
2016-02-29 2016-02-25 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 131,377 615,388 27.14
2015-12-17 2015-12-15 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -21,120 484,011 -4.18 25.72 -543,206 12,448,763
2015-12-17 2015-12-15 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 40,746 505,131 8.77
2015-06-25 2015-06-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -20,701 464,385 -4.27 28.27 -585,217 13,128,164
2015-06-25 2015-06-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 39,922 485,086 8.97
2015-03-25 2015-03-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -8,328 445,164 -1.84 24.80 -206,534 11,040,067
2015-03-25 2015-03-23 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 40,150 453,492 9.71
2015-03-11 2015-03-09 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -109,515 413,342 -20.95 25.50 -2,792,632 10,540,221
2015-02-27 2015-02-25 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 160,360 522,857 44.24
2014-12-10 2014-12-09 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
F - Taxes -53,352 362,497 -12.83 25.04 -1,335,934 9,076,925
2014-12-10 2014-12-09 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
A - Award 102,887 415,849 32.88
2014-09-30 2014-09-29 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
P - Purchase 45,000 312,962 16.79 21.50 967,500 6,728,683
2014-09-30 2014-09-29 4 CFG CITIZENS FINANCIAL GROUP INC/RI
Common Stock
J - Other 267,962 267,962
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)