Toucan Partners, LLC - Insider Trading Tracker

西北生物治療公司

US ˙ OTCPK ˙ US66737P6007

簡介

本頁面提供了有關 Toucan Partners, LLC 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示Toucan Partners, LLC已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
US:NWBO / Northwest Biotherapeutics, Inc.	10% Owner	20,228,482

如何解讀這些圖表

以下圖表顯示了在Toucan Partners, LLC進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

NWBO / Northwest Biotherapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 NWBO / Northwest Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格
2014-09-01	NWBO	Cognate Bioservices, Inc.	639,108		639,108			325	12.24
2014-08-01	NWBO	Cognate Bioservices, Inc.	550,219		550,219
2014-07-01	NWBO	Cognate Bioservices, Inc.	796,879		796,879
2014-06-30	NWBO	Cognate Bioservices, Inc.	562,500		562,500
2014-06-01	NWBO	Cognate Bioservices, Inc.	385,320		385,320
2014-05-01	NWBO	Cognate Bioservices, Inc.	341,971		341,971
2014-04-01	NWBO	Cognate Bioservices, Inc.	289,531		289,531
2014-03-01	NWBO	Cognate Bioservices, Inc.	389,611		389,611
2014-02-01	NWBO	Cognate Bioservices, Inc.	500,000		500,000
2014-02-01	NWBO	Cognate Bioservices, Inc.	287,055		287,055
2014-01-17	NWBO	Cognate Bioservices, Inc.	5,101,366		5,101,366
2014-01-01	NWBO	Cognate Bioservices, Inc.	238,248		238,248
2013-12-01	NWBO	Cognate Bioservices, Inc.	277,199		277,199
2013-11-01	NWBO	Cognate Bioservices, Inc.	257,439		257,439
2013-10-31	NWBO	Cognate Bioservices, Inc.	223,042		223,042
2013-07-31	NWBO	Cognate Bioservices, Inc.	2,902,072	4.0000	2,902,072	4.0000	11,608,288
2012-11-30	NWBO	Cognate Bioservices, Inc.	749,339		749,339
2012-10-16	NWBO	Cognate Bioservices, Inc.	2,272,907		2,272,907
2012-10-16	NWBO	Cognate Bioservices, Inc.	486,751		486,751
2010-07-31	NWBO	Cognate Bioservices, Inc.	8,466	0.2000	8,466	0.2000	1,693
2009-09-30	NWBO	Cognate Bioservices, Inc.	1,762,500	0.2000	1,762,500	0.2000	352,500

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NWBO / Northwest Biotherapeutics, Inc. Insider Trades

NWBO / Northwest Biotherapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 NWBO / Northwest Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2014-09-15	NWBO	Cognate Bioservices, Inc.	149,502	5.0200	149,502	5.0200	750,500	28	3.94	-161,462	-21.51
2014-08-27	NWBO	Cognate Bioservices, Inc.	145,068	5.1700	145,068	5.1700	750,002
2014-03-07	NWBO	Cognate Bioservices, Inc.	133,333	3.6400	133,333	3.6400	485,332
2014-03-07	NWBO	Cognate Bioservices, Inc.	120,370	3.6400	120,370	3.6400	438,147
2014-02-08	NWBO	Cognate Bioservices, Inc.	79,630	3.0900	79,630	3.0900	246,057
2014-02-07	NWBO	Cognate Bioservices, Inc.	132,540	3.0900	132,540	3.0900	409,549
2014-02-04	NWBO	Cognate Bioservices, Inc.	233,344	3.2100	233,344	3.2100	749,034
2014-01-31	NWBO	Cognate Bioservices, Inc.	233,344	3.2100	233,344	3.2100	749,034
2011-02-02	NWBO	Cognate Bioservices, Inc.	860,000	1.0800	860,000	1.0800	928,800

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 Toucan Partners, LLC 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2014-12-22	2014-09-15	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-149,502	20,228,482	-0.73	5.02	-750,500	101,546,980
2014-12-22	2014-09-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	319,554	319,554
2014-12-22	2014-09-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	639,108	20,377,984	3.24
2014-12-22	2014-08-27	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-145,068	19,738,876	-0.73	5.17	-750,002	102,049,989
2014-12-22	2014-08-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	275,110	275,110
2014-12-22	2014-08-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	550,219	19,883,944	2.85
2014-12-22	2014-07-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	3,220,235	3,220,235
2014-12-22	2014-07-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	398,439	398,439
2014-12-22	2014-07-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	796,879	19,333,725	4.30
2014-12-22	2014-06-30	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	281,250	281,250
2014-12-22	2014-06-30	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	562,500	18,536,847	3.13
2014-12-22	2014-06-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	192,600	192,600
2014-12-22	2014-06-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	385,320	17,974,347	2.19
2014-12-22	2014-05-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	170,985	170,985
2014-12-22	2014-05-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	341,971	17,589,027	1.98
2014-12-22	2014-04-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	144,766	144,766
2014-12-22	2014-04-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	289,531	17,247,056	1.71
2014-12-22	2014-03-07	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-120,370	16,957,525	-0.70	3.64	-438,147	61,725,391
2014-12-22	2014-03-07	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-133,333	17,077,895	-0.77	3.64	-485,332	62,163,538
2014-12-22	2014-03-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	389,611	17,211,228	2.32
2014-12-22	2014-02-28	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	143,528	143,528
2014-12-22	2014-02-08	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-79,630	16,821,617	-0.47	3.09	-246,057	51,978,797
2014-12-22	2014-02-07	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-132,540	16,901,247	-0.78	3.09	-409,549	52,224,853
2014-12-22	2014-02-04	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	17,033,787	-1.35	3.21	-749,034	54,678,456
2014-12-22	2014-02-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	287,055	17,267,131	1.69
2014-12-22	2014-02-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	500,000	16,980,076	3.03
2014-12-22	2014-01-31	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	16,480,076	-1.40	3.21	-749,034	52,901,044
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	665,029	665,029
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	128,719	128,719
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	111,521	111,521
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,451,036	1,451,036
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	374,670	374,670
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,817,329	2,817,329
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	665,029	665,029
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	138,600	138,600
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	128,719	128,719
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	111,521	111,521
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	1,451,036	1,451,036
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	374,670	374,670
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	2,817,329	2,817,329
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,434,012	2,434,012
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	5,101,366	16,713,420	43.93
2014-12-22	2014-01-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	119,124	126,624	1,588.32
2014-12-22	2014-01-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	238,248	11,612,054	2.09
2014-12-22	2013-12-31	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	665,029	665,029
2014-12-22	2013-12-31	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,330,057	11,373,806	13.24
2014-12-22	2013-12-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600
2014-12-22	2013-12-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	277,199	10,043,749	2.84
2014-12-19	2011-12-29	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	250,000	250,000
2014-12-19	2011-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC 6% Convertible Promissory Notes	C - Conversion
2014-12-19	2011-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	C - Conversion	750,000	9,854,913	8.24
2014-12-19	2011-10-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	46,000,000	46,000,000		0.20	9,200,000	9,200,000
2014-12-19	2011-10-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	C - Conversion	2,016,667	9,104,913	28.45	0.27	544,500	2,458,327
2014-12-19	2011-09-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	909,000	909,000
2014-12-19	2011-06-08	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Options	A - Award	14,220,000	14,220,000
2014-12-19	2011-02-02	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-860,000	7,088,246	-10.82	1.08	-928,800	7,655,306
2014-12-19	2010-10-09	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-120,000	7,948,246	-1.49	0.17	-20,400	1,351,202
2014-12-19	2010-10-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Promissory Note	P - Purchase	1,200,000	2,400,000	100.00
2014-12-19	2010-10-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,200,000	2,400,000	100.00
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	14,296,039	14,296,039
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	-22,035,089	0	-100.00
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	12,866,324	12,866,324
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-19,299,486	0	-100.00
2014-12-19	2010-08-12	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-2,250,000	8,068,246	-21.81	0.62	-1,395,000	5,002,313
2014-12-19	2010-07-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	8,466	10,318,246	0.08	0.20	1,693	2,063,649
2014-12-19	2010-07-02	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	86,667	86,667
2014-12-19	2010-07-02	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	A - Award	866,667	3,439,377	33.69	0.75	650,000	2,579,533
2014-12-19	2009-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	1,762,500	10,309,780	20.62	0.20	352,500	2,061,956
2014-12-19	2009-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	A - Award	750,000	3,322,710	29.15	0.20	150,000	664,542
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	513,841	1,356,216	61.00
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	152,375	842,375	22.08
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	690,000	690,000
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	2,763,691	8,547,280	47.79	0.20	552,738	1,709,456
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	J - Other	5,783,589	5,783,589		0.20	1,156,718	1,156,718
2014-12-19	2009-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC 6% Convertible Promissory Notes	P - Purchase				1,300,000.00
2014-12-19	2008-12-22	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	132,500	132,500
2014-12-19	2013-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	128,719	128,719
2014-12-19	2013-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	257,439	9,766,550	2.71
2014-12-19	2013-10-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	111,521	111,521
2014-12-19	2013-10-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	223,042	9,509,111	2.40
2014-12-19	2013-07-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,451,036	1,451,036
2014-12-19	2013-07-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	2,902,072	9,286,069	45.46	4.00	11,608,288	37,144,276
2014-12-19	2012-11-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	374,670	374,670
2014-12-19	2012-11-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	749,339	6,383,997	13.30
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	243,376	2,817,329	9.46
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,136,454	2,573,954	79.06
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,437,500	1,437,500
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	1,335,659	1,335,659
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	-1,335,659	518,590	-72.03
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	794,867	1,854,249	75.03
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,059,382	1,059,382
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC 6% Convertible Promissory Notes	C - Conversion
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	486,751	5,634,658	9.46
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	2,272,907	5,147,907	79.06
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,559,700	1,715,286	1,002.47
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-1,559,700	2,705,352	-36.57
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,589,734	4,265,052	59.42
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	C - Conversion	2,118,761	2,675,318	380.69
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,707,806	1,707,806
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,707,806	1,707,806
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,500,000	1,500,000
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,500,000	1,500,000
2014-12-19	2012-03-06	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	4,470,938	4,470,938
2014-12-19	2012-02-09	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	4,687,500	761,240	-119.39
2014-12-19	2014-02-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	143,528	143,528
2014-12-19	2014-02-08	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-79,630	16,821,617	-0.47	3.09	-246,057	51,978,797
2014-12-19	2014-02-07	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-132,540	16,901,247	-0.78	3.09	-409,549	52,224,853
2014-12-19	2014-02-04	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	17,033,787	-1.35	3.21	-749,034	54,678,456
2014-12-19	2014-02-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	287,055	17,267,131	1.69
2014-12-19	2014-02-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	500,000	16,980,076	3.03
2014-12-19	2014-01-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	16,480,076	-1.40	3.21	-749,034	52,901,044
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	665,029	665,029		3.18	2,114,792	2,114,792
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600		3.18	440,748	440,748
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	128,719	128,719		3.18	409,326	409,326
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	111,521	111,521		3.18	354,637	354,637
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,451,036	1,451,036		3.18	4,614,294	4,614,294
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	374,670	374,670		3.18	1,191,451	1,191,451
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,817,329	2,817,329		3.18	8,959,106	8,959,106
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	665,029	665,029		3.18	2,114,792	2,114,792
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	138,600	138,600		3.18	440,748	440,748
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	128,719	128,719		3.18	409,326	409,326
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	111,521	111,521		3.18	354,637	354,637
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	1,451,036	1,451,036		3.18	4,614,294	4,614,294
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	374,670	374,670		3.18	1,191,451	1,191,451
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	2,817,329	2,817,329		3.18	8,959,106	8,959,106
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,434,012	2,434,012
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	5,101,366	16,713,420	43.93
2014-12-19	2014-01-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	119,124	126,624	1,588.32
2014-12-19	2014-01-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	238,248	11,612,054	2.09
2014-12-19	2013-12-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	665,029	665,029
2014-12-19	2013-12-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,330,057	11,373,806	13.24
2014-12-19	2013-12-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600
2014-12-19	2013-12-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	277,199	10,043,749	2.84
2014-12-19	2014-09-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-149,502	20,228,482	-0.73	5.02	-750,500	101,546,980
2014-12-19	2014-09-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	319,554	319,554
2014-12-19	2014-09-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	639,108	20,377,984	3.24
2014-12-19	2014-08-27	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-145,068	19,738,876	-0.73	5.17	-750,002	102,049,989
2014-12-19	2014-08-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	275,110	275,110
2014-12-19	2014-08-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	550,219	19,883,944	2.85
2014-12-19	2014-07-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	3,220,235	3,220,235
2014-12-19	2014-07-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	398,439	398,439
2014-12-19	2014-07-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	796,879	19,333,725	4.30
2014-12-19	2014-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	281,250	281,250
2014-12-19	2014-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	562,500	18,536,847	3.13
2014-12-19	2014-06-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	192,600	192,600
2014-12-19	2014-06-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	385,320	17,974,347	2.19
2014-12-19	2014-05-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	170,985	170,985
2014-12-19	2014-05-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	341,971	17,589,027	1.98
2014-12-19	2014-04-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	144,766	144,766
2014-12-19	2014-04-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	289,531	17,247,056	1.71
2014-12-19	2014-03-07	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-120,370	16,957,525	-0.70	3.64	-438,147	61,725,391
2014-12-19	2014-03-07	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-133,333	17,077,895	-0.77	3.64	-485,332	62,163,538
2014-12-19	2014-03-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	389,611	17,211,228	2.32

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）