美國環球投資公司
US ˙ NasdaqCM ˙ US9029521005

簡介

本頁面提供了有關 Roy D Terracina 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Roy D Terracina已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:GROW / U.S. Global Investors, Inc. Director 63,800
如何解讀這些圖表

以下圖表顯示了在Roy D Terracina進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

GROW / U.S. Global Investors, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GROW / U.S. Global Investors, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2015-03-03 GROW TERRACINA ROY D 12,300 3.1462 12,300 3.1462 38,698 30 3.3300 2,261 5.84
2014-11-10 GROW TERRACINA ROY D 11,300 3.2919 11,300 3.2919 37,198
2014-11-10 GROW TERRACINA ROY D 100 3.2100 100 3.2100 321
2014-11-10 GROW TERRACINA ROY D 7,615 3.3000 7,615 3.3000 25,130
2014-11-07 GROW TERRACINA ROY D 2,912 3.1763 2,912 3.1763 9,249
2014-11-07 GROW TERRACINA ROY D 1,773 3.1200 1,773 3.1200 5,532
2014-11-07 GROW TERRACINA ROY D 1,300 3.1969 1,300 3.1969 4,156

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GROW / U.S. Global Investors, Inc. Insider Trades
GROW / U.S. Global Investors, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GROW / U.S. Global Investors, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2014-12-11 GROW TERRACINA ROY D 25,000 2.8332 25,000 2.8332 70,830 348 1.0700 -44,080 -62.23

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GROW / U.S. Global Investors, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Roy D Terracina 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2020-10-06 2020-10-05 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 800 63,800 1.27 2.50 2,000 159,500
2020-10-01 2020-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 63,000 0.16 2.38 238 149,940
2020-09-01 2020-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,900 0.16 3.70 370 232,730
2020-08-03 2020-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,800 0.16 3.35 335 210,380
2020-07-01 2020-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,700 0.16 1.90 190 119,130
2020-06-01 2020-05-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,600 0.16 2.09 209 130,834
2020-05-01 2020-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,500 0.16 1.66 166 103,750
2020-04-02 2020-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,400 0.16 0.97 97 60,528
2020-03-02 2020-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,300 0.16 1.08 108 67,284
2020-02-03 2020-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,200 0.16 1.31 131 81,482
2020-01-02 2019-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,100 0.16 1.44 144 89,424
2019-12-02 2019-11-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 62,000 0.16 1.45 145 89,900
2019-11-01 2019-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 61,900 0.16 1.48 148 91,612
2019-10-01 2019-09-30 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 61,800 0.16 1.99 199 122,982
2019-09-03 2019-08-30 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 61,700 0.16 2.15 215 132,655
2019-08-01 2019-07-31 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 61,600 0.16 1.74 174 107,184
2019-07-02 2019-06-28 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 61,500 0.16 1.81 181 111,315
2019-06-03 2019-05-31 4 GROW U S GLOBAL INVESTORS INC
CLASS A Common Stock
J - Other 100 61,400 0.16 1.12 112 68,768
2019-05-02 2019-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 61,300 0.16 1.18 118 72,334
2019-04-01 2019-03-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 61,200 0.16 1.09 109 66,708
2019-03-01 2019-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 61,100 0.16 1.31 131 80,041
2019-02-01 2019-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 61,000 0.16 1.25 125 76,250
2019-01-02 2018-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 100 1.10 110 110
2018-12-04 2018-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,800 0.16 1.13 113 68,704
2018-11-02 2018-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,700 0.17 1.31 131 79,517
2018-10-02 2018-09-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,600 0.17 1.52 152 92,112
2018-09-05 2018-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,500 0.17 1.62 162 98,010
2018-08-01 2018-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,400 0.17 1.63 163 98,452
2018-07-03 2018-06-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,300 0.17 1.61 161 97,083
2018-06-04 2018-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,200 0.17 2.31 231 139,062
2018-05-01 2018-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,100 0.17 2.77 277 166,477
2018-04-02 2018-03-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 60,000 0.17 2.53 253 151,800
2018-03-01 2018-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 59,900 0.17 3.40 340 203,660
2018-02-01 2018-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 59,800 0.17 3.46 346 206,908
2018-01-03 2017-12-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 59,700 0.17 3.90 390 232,830
2017-12-04 2017-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 59,600 0.17 4.12 412 245,552
2017-11-02 2017-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 1,300 59,500 2.23 2.61 3,393 155,295
2017-10-02 2017-09-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 58,200 0.17 2.13 213 123,966
2017-09-05 2017-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 58,100 0.17 1.33 133 77,273
2017-08-02 2017-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 58,000 0.17 1.37 137 79,460
2017-07-05 2017-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,900 0.17 1.52 152 88,008
2017-06-01 2017-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,800 0.17 1.49 149 86,122
2017-05-02 2017-04-28 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,700 0.17 1.33 133 76,741
2017-04-04 2017-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,600 0.17 1.56 156 89,856
2017-03-01 2017-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,500 0.17 1.84 184 105,800
2017-02-01 2017-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,400 0.17 1.75 175 100,450
2017-01-04 2016-12-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,300 0.17 1.36 136 77,928
2016-12-01 2016-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,200 0.18 1.44 144 82,368
2016-11-02 2016-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,100 0.18 1.60 160 91,360
2016-10-04 2016-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 57,000 0.18 1.84 184 104,880
2016-09-02 2016-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 56,900 0.18 1.96 196 111,524
2016-08-01 2016-07-29 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 56,800 0.18 2.22 222 126,096
2016-07-01 2016-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 56,700 0.18 1.70 170 96,390
2016-06-02 2016-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 56,600 0.18 1.68 168 95,088
2016-05-03 2016-04-29 4/A GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 56,500 0.18 1.90 190 107,350
2016-05-02 2016-04-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 56,500 0.18 1.90 190 107,350
2016-04-01 2016-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A common stock
J - Other 100 56,400 0.18 1.73 173 97,572
2016-03-02 2016-02-29 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 56,300 0.18 1.63 163 91,769
2016-02-02 2016-01-31 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 56,200 0.18 1.19 119 66,878
2016-01-04 2015-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 56,100 0.18 1.17 117 65,637
2015-12-01 2015-11-30 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 56,000 0.18 1.26 126 70,560
2015-11-03 2015-10-31 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,900 0.18 1.42 142 79,378
2015-10-01 2015-09-30 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,800 0.18 1.67 167 93,186
2015-09-02 2015-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,700 0.18 2.07 207 115,299
2015-08-04 2015-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,600 0.18 2.11 211 117,316
2015-07-02 2015-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,500 0.18 2.78 278 154,290
2015-06-02 2015-05-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,400 0.18 3.03 303 167,862
2015-05-04 2015-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,300 0.18 3.15 315 174,195
2015-04-01 2015-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 55,200 0.18 3.20 320 176,640
2015-03-04 2015-03-03 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 12,300 55,100 28.74 3.15 38,698 173,356
2015-03-02 2015-02-27 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,800 0.23 3.28 328 140,384
2015-02-02 2015-01-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,700 0.23 3.28 328 140,056
2015-01-02 2014-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,600 0.24 3.10 310 132,060
2014-12-12 2014-12-11 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
S - Sale 25,000 42,500 142.86 2.83 70,830 120,411
2014-12-01 2014-11-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 67,500 0.15 3.07 307 207,225
2014-11-12 2014-11-10 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 7,615 67,400 12.74 3.30 25,130 222,420
2014-11-12 2014-11-10 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 100 59,785 0.17 3.21 321 191,910
2014-11-12 2014-11-10 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 11,300 59,685 23.35 3.29 37,198 196,477
2014-11-10 2014-11-07 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 1,300 48,385 2.76 3.20 4,156 154,682
2014-11-10 2014-11-07 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 1,773 47,085 3.91 3.12 5,532 146,905
2014-11-10 2014-11-07 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
P - Purchase 2,912 45,312 6.87 3.18 9,249 143,925
2014-11-03 2014-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,400 0.24 3.08 308 130,592
2014-10-01 2014-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,300 0.24 3.55 355 150,165
2014-09-02 2014-08-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,200 0.24 3.80 380 160,360
2014-08-01 2014-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,100 0.24 3.52 352 148,192
2014-07-01 2014-06-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 42,000 0.24 3.52 352 147,840
2014-06-02 2014-05-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,900 0.24 3.37 337 141,203
2014-05-01 2014-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,800 0.24 3.63 363 151,734
2014-04-02 2014-03-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,700 0.24 3.21 321 133,857
2014-03-03 2014-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,600 0.24 3.58 358 148,928
2014-02-03 2014-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,500 0.24 3.13 313 129,895
2014-01-02 2013-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,400 0.24 2.54 254 105,156
2013-12-02 2013-11-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,300 0.24 2.51 251 103,663
2013-11-01 2013-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,200 0.24 2.68 268 110,416
2013-10-01 2013-09-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,100 0.24 2.86 286 117,546
2013-09-03 2013-08-30 4 grow U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 41,000 0.24 3.11 311 127,510
2013-08-02 2013-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,900 0.25 2.72 272 111,248
2013-07-02 2013-06-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,800 0.25 2.11 211 86,088
2013-06-04 2013-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,700 0.25 2.68 268 109,076
2013-05-01 2013-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,600 0.25 2.73 273 110,838
2013-04-01 2013-03-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,500 0.25 3.67 367 148,635
2013-03-04 2013-02-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,400 0.25 3.80 380 153,520
2013-02-01 2013-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,300 0.25 3.89 389 156,767
2013-01-02 2012-12-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,200 0.25 4.01 401 161,202
2012-12-03 2012-11-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,100 0.25 5.54 554 222,154
2012-11-01 2012-10-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 40,000 0.25 5.49 549 219,600
2012-10-01 2012-09-28 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,900 0.25 6.13 613 244,587
2012-09-04 2012-08-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,800 0.25 5.21 521 207,358
2012-08-01 2012-07-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,700 0.25 4.71 471 186,987
2012-07-02 2012-06-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,600 0.25 4.37 437 173,052
2012-06-01 2012-05-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,500 0.25 5.01 501 197,895
2012-05-02 2012-04-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,400 0.25 7.02 702 276,588
2012-04-02 2012-03-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,300 0.26 7.25 725 284,925
2012-03-01 2012-02-29 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,200 0.26 7.40 740 290,080
2012-02-01 2012-01-31 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,100 0.26 7.04 704 275,264
2012-01-03 2011-12-30 4 GROW U S GLOBAL INVESTORS INC
Class A Common Stock
J - Other 100 39,000 0.26 6.03 603 235,170
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)