Bradley Tank - Insider Trading Tracker

紐伯格伯曼收益基金 - 紐伯格市政基金公司

US ˙ NYSEAM ˙ US64124P1012

簡介

本頁面提供了有關 Bradley Tank 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示Bradley Tank已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
US:NHS / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc.		18,082
US:NBW / Neuberger Berman California Municipal Fund Inc		0
US:NBO / Neuberger Berman New York Municipal Fund Inc	CIO of Adviser of Issuer	0
US:NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc.		3,400

如何解讀這些圖表

以下圖表顯示了在Bradley Tank進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2018-12-27	NBH	TANK BRADLEY	16,000	12.5642	16,000	12.5642	201,027	334	15.8600	52,733	26.23
2017-12-11	NBH	TANK BRADLEY	3,400	14.8799	3,400	14.8799	50,592

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc. Insider Trades

NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2019-07-30	NBH	TANK BRADLEY	19,400	15.3958	19,400	15.3958	298,679	237	11.1500	-82,368	-27.58

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NHS RT / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc. - Equity Right內部人士買入 - 短期收益分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2019-01-02	NHS	TANK BRADLEY	832	9.5980	832	9.5980	7,986	355	12.3800	2,315	28.99
2019-01-02	NHS	TANK BRADLEY	850	9.5980	850	9.5980	8,158
2019-01-02	NHS	TANK BRADLEY	318	9.5980	318	9.5980	3,052
2018-12-28	NHS	TANK BRADLEY	8,246	9.5935	8,246	9.5935	79,108
2018-12-28	NHS	TANK BRADLEY	8,250	9.5935	8,250	9.5935	79,146
2018-12-28	NHS	TANK BRADLEY	3,307	9.5935	3,307	9.5935	31,726
2018-12-27	NHS	TANK BRADLEY	4,333	9.5662	4,333	9.5662	41,450
2018-12-27	NHS	TANK BRADLEY	4,300	9.5662	4,300	9.5662	41,135
2018-12-27	NHS	TANK BRADLEY	1,731	9.5662	1,731	9.5662	16,559
2018-12-26	NHS	TANK BRADLEY	3,626	9.5768	3,626	9.5768	34,725
2018-12-26	NHS	TANK BRADLEY	3,650	9.5768	3,650	9.5768	34,955
2018-12-26	NHS	TANK BRADLEY	1,424	9.5768	1,424	9.5768	13,637
2018-11-30	NHS	TANK BRADLEY	9,766	10.2688	9,766	10.2688	100,285
2018-11-30	NHS	TANK BRADLEY	9,766	10.2688	9,766	10.2688	100,285
2015-12-21	NHS	TANK BRADLEY	1,750	10.5920	1,750	10.5920	18,536
2015-12-21	NHS	TANK BRADLEY	4,210	10.5920	4,210	10.5920	44,592
2015-12-18	NHS	TANK BRADLEY	6,250	9.0270	6,250	9.0270	56,419
2015-12-18	NHS	TANK BRADLEY	15,790	9.0270	15,790	9.0270	142,536
2013-06-14	NHS	TANK BRADLEY	1,750	13.1467	1,750	13.1467	23,007

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NHS RT / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc. - Equity Right Insider Trades

NHS RT / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc. - Equity Right內部人士賣出 - 短期虧損分析

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 Bradley Tank 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2023-07-05	2023-07-03	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	6,028	18,082	50.01	7.42	44,728	134,168
2023-07-05	2023-07-03	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	46,148	138,443	50.00	7.42	342,418	1,027,247
2023-07-05	2023-07-03	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	67,472	202,412	50.00	7.42	500,642	1,501,897
2023-06-23	2023-06-21	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	3,014	12,054	33.34	7.42	22,364	89,441
2023-06-23	2023-06-21	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	23,074	92,295	33.33	7.42	171,209	684,829
2023-06-23	2023-06-21	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	33,736	134,940	33.33	7.42	250,321	1,001,255
2022-05-19	2022-05-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Transferable Subscription Rights (rights to buy)	X - Other	-6,780	0	-100.00
2022-05-19	2022-05-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Transferable Subscription Rights (rights to buy)	X - Other	-51,916	0	-100.00
2022-05-19	2022-05-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Transferable Subscription Rights (rights to buy)	X - Other	-75,903	0	-100.00
2022-05-19	2022-05-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	2,260	9,040	33.33	8.60	19,436	77,744
2022-05-19	2022-05-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	17,305	69,221	33.33	8.60	148,823	595,301
2022-05-19	2022-05-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	X - Other	25,301	101,204	33.33	8.60	217,589	870,354
2021-11-09	2021-11-05	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-150	0	-100.00	14.00	-2,100
2021-11-09	2021-11-05	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-125	0	-100.00	14.00	-1,750
2021-11-09	2021-11-05	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-159	0	-100.00	14.00	-2,226
2021-11-09	2021-11-08	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-750	0	-100.00	12.80	-9,600
2021-11-09	2021-11-08	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-725	0	-100.00	12.80	-9,280
2021-11-09	2021-11-08	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-1,301	0	-100.00	12.80	-16,653
2021-11-09	2021-11-05	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-500	750	-40.00	12.80	-6,400	9,600
2021-11-09	2021-11-05	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-425	725	-36.96	12.80	-5,440	9,280
2021-11-09	2021-11-05	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-890	1,301	-40.62	12.80	-11,392	16,653
2021-11-03	2021-11-02	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-50	150	-25.00	14.00	-700	2,100
2021-11-03	2021-11-02	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-50	150	-25.00	14.00	-700	2,100
2021-11-03	2021-11-02	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-78	159	-32.91	14.00	-1,092	2,226
2021-11-03	2021-11-01	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-100	200	-33.33	14.00	-1,400	2,800
2021-11-03	2021-11-01	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-125	175	-41.67	14.00	-1,750	2,450
2021-11-03	2021-11-01	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-175	237	-42.48	14.00	-2,450	3,318
2021-10-26	2021-10-22	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-100	1,250	-7.41	12.80	-1,280	16,000
2021-10-26	2021-10-22	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-100	1,150	-8.00	12.80	-1,280	14,720
2021-10-26	2021-10-22	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-212	2,191	-8.82	12.80	-2,714	28,045
2021-10-21	2021-10-20	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-150	300	-33.33	14.00	-2,100	4,200
2021-10-21	2021-10-20	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-100	300	-25.00	14.00	-1,400	4,200
2021-10-21	2021-10-20	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-196	412	-32.24	14.00	-2,744	5,768
2021-10-21	2021-10-19	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-100	450	-18.18	14.00	-1,400	6,300
2021-10-21	2021-10-19	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-50	400	-11.11	14.00	-700	5,600
2021-10-21	2021-10-19	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-131	608	-17.73	14.00	-1,834	8,512
2021-10-19	2021-10-15	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-850	1,350	-38.64	12.92	-10,986	17,449
2021-10-19	2021-10-15	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-850	1,350	-38.64	12.92	-10,986	17,449
2021-10-19	2021-10-15	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	S - Sale	-1,597	2,403	-39.92	12.92	-20,641	31,059
2021-10-18	2021-10-18	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-1,450	550	-72.50	14.02	-20,332	7,712
2021-10-18	2021-10-18	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-1,275	450	-73.91	14.02	-17,879	6,310
2021-10-18	2021-10-18	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-2,078	739	-73.77	14.02	-29,139	10,363
2021-10-18	2021-10-15	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-450	2,000	-18.37	14.02	-6,311	28,047
2021-10-18	2021-10-15	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-400	1,725	-18.82	14.02	-5,609	24,190
2021-10-18	2021-10-15	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-680	2,817	-19.45	14.02	-9,536	39,504
2021-10-18	2021-10-14	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-50	2,450	-2.00	14.10	-705	34,545
2021-10-18	2021-10-14	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-75	2,125	-3.41	14.10	-1,058	29,962
2021-10-18	2021-10-14	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	S - Sale	-103	3,497	-2.86	14.10	-1,452	49,308
2020-03-26	2020-03-25	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	2,172	20,172	12.07	10.99	23,869	221,674
2020-03-18	2020-03-17	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	9,800	16,000	158.06	13.02	127,552	208,248
2020-03-18	2020-03-17	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	606	18,000	3.48	11.31	6,851	203,501
2020-03-16	2020-03-16	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	3,114	6,200	100.91	12.75	39,706	79,055
2020-03-16	2020-03-13	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	3,086	3,086		13.09	40,395	40,395
2020-03-16	2020-03-16	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	16,894	17,394	3,378.80	11.54	194,948	200,718
2020-03-16	2020-03-13	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	500	500		11.46	5,732	5,732
2020-03-05	2020-03-03	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	2,200	2,200		12.84	28,238	28,238
2020-03-05	2020-03-03	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	2,100	2,100		12.84	26,954	26,954
2020-03-05	2020-03-03	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	2,500	2,500		14.47	36,174	36,174
2020-03-05	2020-03-03	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	2,200	2,200		14.47	31,833	31,833
2019-09-04	2017-12-11	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	4,000	4,000		12.38	49,517	49,517
2019-09-04	2017-12-11	4	NBO	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Common Stock	P - Purchase	4,100	4,100		12.35	50,625	50,625
2019-09-04	2017-12-11	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	3,600	3,600		13.83	49,787	49,787
2019-09-04	2017-12-11	4	NBW	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Common Stock	P - Purchase	3,600	3,600		13.88	49,953	49,953
2019-08-01	2017-12-11	4	NBH	NEUBERGER BERMAN MUNICIPAL FUND INC. Common Stock	P - Purchase	3,400	3,400		14.88	50,592	50,592
2019-08-01	2019-07-30	4	NBH	NEUBERGER BERMAN MUNICIPAL FUND INC. Common Stock	S - Sale	-19,400	0	-100.00	15.40	-298,679
2019-01-04	2019-01-02	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	318	6,780	4.92	9.60	3,052	65,074
2019-01-04	2019-01-02	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	850	47,616	1.82	9.60	8,158	457,018
2019-01-04	2019-01-02	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	832	75,903	1.11	9.60	7,986	728,517
2018-12-28	2018-12-27	4	NBH	NEUBERGER BERMAN MUNICIPAL FUND INC. Common Stock	P - Purchase	16,000	16,000		12.56	201,027	201,027
2018-12-28	2018-12-28	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	3,307	6,462	104.82	9.59	31,726	61,993
2018-12-28	2018-12-28	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	8,250	46,766	21.42	9.59	79,146	448,650
2018-12-28	2018-12-28	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	8,246	75,071	12.34	9.59	79,108	720,194
2018-12-28	2018-12-27	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	1,731	3,155	121.56	9.57	16,559	30,181
2018-12-28	2018-12-27	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	4,300	38,516	12.57	9.57	41,135	368,452
2018-12-28	2018-12-27	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	4,333	66,825	6.93	9.57	41,450	639,261
2018-12-28	2018-12-26	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	1,424	1,424		9.58	13,637	13,637
2018-12-28	2018-12-26	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	3,650	34,216	11.94	9.58	34,955	327,680
2018-12-28	2018-12-26	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	3,626	62,492	6.16	9.58	34,725	598,473
2018-12-03	2018-11-30	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	9,766	30,566	46.95	10.27	100,285	313,876
2018-12-03	2018-11-30	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	9,766	30,566	46.95	10.27	100,285	313,876
2015-12-22	2015-12-21	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	4,210	49,100	9.38	10.59	44,592	520,067
2015-12-22	2015-12-21	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	1,750	20,800	9.19	10.59	18,536	220,314
2015-12-22	2015-12-18	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	15,790	44,890	54.26	9.03	142,536	405,222
2015-12-22	2015-12-18	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	6,250	19,050	48.83	9.03	56,419	171,964
2015-08-28	2015-08-25	4/A	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	5,000	12,800	64.10	10.49	52,460	134,299
2015-08-28	2013-06-25	4/A	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	4,000	7,800	105.26	12.60	50,404	98,287
2015-08-28	2013-06-17	4/A	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	2,050	3,800	117.14	13.22	27,107	50,247
2015-08-28	2013-06-14	4/A	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	1,750	1,750		13.15	23,007	23,007
2015-08-27	2015-08-25	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	5,000	12,800	64.10	10.49	52,460	134,299
2015-08-27	2015-08-25	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	10,000	29,100	52.36	10.49	104,921	305,320
2015-08-27	2013-06-25	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	4,000	7,800	105.26	12.60	50,404	98,287
2015-08-27	2013-06-20	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	3,250	19,100	20.50	13.22	42,974	252,557
2015-08-27	2013-06-19	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	2,850	15,850	21.92	13.15	37,468	208,375
2015-08-27	2013-06-17	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	2,050	3,800	117.14	13.22	27,107	50,247
2015-08-27	2013-06-14	4	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock	P - Purchase	1,750	1,750		13.15	23,007	23,007
2015-08-27		3/A	NHS	Neuberger Berman High Yield Strategies Fund Inc. Common Stock			13,000

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