簡介

本頁面提供了有關 Richard Sulpizio 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Richard Sulpizio已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:RMD / ResMed Inc. Director 17,796
US:CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF Director 0
如何解讀這些圖表

以下圖表顯示了在Richard Sulpizio進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Richard Sulpizio 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2024-11-22 2024-11-20 4 RMD RESMED INC
ResMed Common Stock
A - Award 1,083 17,796 6.48
2023-11-20 2023-11-16 4 RMD RESMED INC
ResMed Common Stock
A - Award 1,768 16,713 11.83
2022-11-18 2022-11-16 4 RMD RESMED INC
ResMed Common Stock
A - Award 1,122 14,945 8.12
2022-08-18 2021-11-18 5 RMD RESMED INC
ResMed Common Stock
A - Award 956 13,823 7.43
2020-11-20 2020-11-19 4 RMD RESMED INC
ResMed Common Stock
A - Award 1,187 12,867 10.16
2019-11-25 2019-11-21 4 RMD RESMED INC
ResMed Common Stock
A - Award 1,727 11,680 17.35
2018-11-16 2018-11-14 4 RMD RESMED INC
ResMed Common Stock
A - Award 2,533 9,953 34.14
2018-11-05 2018-11-05 4 CA CA, INC.
Deferred Stock Unit
D - Sale to Issuer -508 0 -100.00 44.50 -22,604
2018-11-05 2018-11-05 4 CA CA, INC.
Deferred Stock Unit
D - Sale to Issuer -61,365 0 -100.00 44.50 -2,730,725
2018-10-02 2018-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,317 61,365 2.19
2018-07-02 2018-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,630 60,048 2.79
2018-06-01 2018-05-30 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -28,403 0 -100.00
2018-06-01 2018-05-30 4 RMD RESMED INC
ResMed Common Stock
S - Sale -28,403 7,420 -79.29 102.78 -2,919,260 762,628
2018-06-01 2018-05-30 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 28,403 35,823 382.79 27.58 783,355 987,998
2018-04-02 2018-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,715 58,418 3.02
2018-01-03 2017-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,747 56,703 3.18
2017-11-20 2017-11-16 4 RMD RESMED INC
ResMed Common Stock
A - Award 2,991 7,420 67.53
2017-10-03 2017-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,741 54,957 3.27
2017-08-11 2017-08-09 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise 24,390 0 -100.00
2017-08-11 2017-08-09 4 RMD RESMED INC
ResMed Common Stock
S - Sale -24,390 4,429 -84.63 73.85 -1,801,202 327,082
2017-08-11 2017-08-09 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 24,390 28,819 550.69 33.70 821,943 971,200
2017-07-05 2017-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,686 53,215 3.27
2017-06-27 2017-06-22 4 RMD RESMED INC
ResMed Common Stock
S - Sale -65,887 0 -100.00 77.82 -5,127,260
2017-06-26 2017-06-21 4/A RMD RESMED INC
ResMed Common Stock
G - Gift 65,887 65,887
2017-06-26 2017-06-21 4/A RMD RESMED INC
ResMed Common Stock
G - Gift -65,887 4,429 -93.70
2017-06-23 2017-06-21 4 RMD RESMED INC
ResMed Common Stock
G - Gift -65,887 4,429 -93.70
2017-04-04 2017-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,832 51,529 3.69
2017-01-04 2016-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,830 49,697 3.82
2016-11-17 2016-11-11 4 RMD RESMED INC
ResMed Common Stock
A - Award 4,429 70,316 6.72
2016-11-17 2016-11-16 4/A RMD RESMED INC
ResMed Common Stock
A - Award 4,429 70,316 6.72
2016-10-04 2016-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,757 47,867 3.81
2016-08-11 2016-08-10 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -36,000 0 -100.00
2016-08-11 2016-08-10 4 RMD RESMED INC
ResMed Common Stock
S - Sale -36,000 65,887 -35.33 70.15 -2,525,292 4,621,775
2016-08-11 2016-08-10 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 36,000 101,887 54.64 25.54 919,440 2,602,194
2016-07-05 2016-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,770 46,110 3.99
2016-04-04 2016-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,888 44,339 4.45
2016-02-29 2016-02-26 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -36,000 0 -100.00
2016-02-29 2016-02-26 4 RMD RESMED INC
ResMed Common Stock
S - Sale -36,000 65,887 -35.33 57.88 -2,083,680 3,813,540
2016-02-29 2016-02-26 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 36,000 101,887 54.64 23.88 859,500 2,432,552
2016-01-05 2015-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 2,035 42,452 5.04
2015-11-23 2015-11-19 4 RMD RESMED INC
ResMed Common Stock
A - Award 4,360 65,887 7.09
2015-10-02 2015-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 2,103 40,416 5.49
2015-08-31 2015-08-27 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -36,000 0 -100.00
2015-08-31 2015-08-27 4 RMD RESMED INC
ResMed Common Stock
S - Sale -10,860 61,527 -15.00 51.83 -562,852 3,188,821
2015-08-31 2015-08-27 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 36,000 72,384 98.94 15.52 558,720 1,123,400
2015-07-02 2015-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,920 38,314 5.28
2015-04-02 2015-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,725 36,393 4.98
2015-02-06 2015-02-04 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -72,000 0 -100.00
2015-02-06 2015-02-04 4 RMD RESMED INC
ResMed Common Stock
S - Sale -72,000 36,387 -66.43 63.15 -4,546,584 2,297,730
2015-02-06 2015-02-04 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 72,000 108,387 197.87 18.01 1,296,612 1,951,887
2015-01-05 2014-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,847 34,668 5.63
2014-11-21 2014-11-19 4 RMD RESMED INC
ResMed Common Stock
A - Award 4,885 36,387 15.51
2014-10-02 2014-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 2,013 32,821 6.53
2014-07-01 2014-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,957 30,808 6.78
2014-05-13 2014-05-09 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -36,000 0 -100.00
2014-05-13 2014-05-09 4 RMD RESMED INC
ResMed Common Stock
S - Sale -36,000 31,502 -53.33 50.05 -1,801,800 1,576,675
2014-05-13 2014-05-09 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 36,000 67,502 114.28 21.02 756,900 1,419,230
2014-04-02 2014-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,412 28,851 5.15
2014-01-02 2013-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,300 27,439 4.97
2013-11-15 2013-11-13 4 RMD RESMED INC
ResMed Common Stock
A - Award 4,975 31,502 18.75
2013-10-01 2013-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,475 26,138 5.98
2013-07-02 2013-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,529 24,664 6.61
2013-05-02 2013-04-30 4 RMD RESMED INC
ResMed Common Stock Options
M - Exercise -12,000 0 -100.00
2013-05-02 2013-04-30 4 RMD RESMED INC
ResMed Common Stock
S - Sale -12,000 26,527 -31.15 47.56 -570,696 1,261,571
2013-05-02 2013-04-30 4 RMD RESMED INC
ResMed Common Stock
M - Exercise 12,000 38,527 45.24 23.10 277,140 889,781
2013-04-02 2013-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,737 23,135 8.12
2013-01-03 2012-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,990 21,398 10.26
2012-11-19 2012-11-15 4 RMD RESMED INC
ResMed Common Stock
A - Award 6,527 26,527 32.64
2012-10-02 2012-09-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,698 19,407 9.59
2012-07-02 2012-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,615 17,709 10.03
2012-04-03 2012-03-31 4 CA CA, INC.
Deferred Stock Units
A - Award 1,587 16,094 10.94
2012-01-04 2011-12-31 4 CA CA, INC.
Deferred Stock Units
A - Award 2,164 14,507 17.53
2010-07-01 2010-06-30 4 CA CA, INC.
Deferred Stock Units
A - Award 1,189 2,738 76.76
2009-11-04 3 CA CA, INC.
Common Stock, $.10 par value
0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)